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Chapter
Twenty-Two
Human
Social Systems
Human beings are inveterate social animals. In fact, humans do not do
very well in isolation, especially in long term isolation. Social deprivation
and social marginalization of identity is tantamount to a kind of living death.
Human identity, sense of self, sense of well being, and ego-empowerment, are all
founded upon a healthy social status-role identity.
Human beings are social animals not just in a biological sense, but also
in a cultural and symbolic sense, and these two kinds of social being are fused
and ultimately inseparable in the formation and definition of the human being.
One of the key symptoms of human madness is fundamental social isolation and
asocial or anti-social behavior. Social success depends largely upon our
capacity to sublimate and channel our basic drives and impulses into
constructive and highly differentiated forms of sophisticated human response
patterning. This allows us to interact in the world with others in a manner that
becomes prosocial and eusocial in basic ways.
It is through social process and society that we realize ourselves in the
world, as something of value and significant in our being and our
accomplishments, or as a failure.
Human social identity articulates upon multiple levels, and in a variety
of alternative behavior settings. Sense of social solidarity is directly related
to the level of integration and differentiation a given society has achieved,
and in the development of human civilization we have a correlation between
larger and larger populations of organized human settlements, on the one hand,
and an growth of human social institutional complexes from primary familial and
traditional kinship to secondary institutional settings.
Human family as a primary social institution seems fundamental to human
social organization, and yet we know of the wide variation of kinship structure
and familial identification that is possible in the world.
Human social systems function as corporate institutional entities in
which the individual yields a degree of independence of thought and action for
membership and status-role identity within the institutional settings. In being
corporate, social institutions are larger than the people who compose them, who
are seen as replaceable and expendable fundamentally. There is an implicit and
sometimes explicit social contract between the individual member and the society
of which that person is a part.
Human social systems have since the neolithic been able to mobilize
manpower and critical resources to great purposes and goals that would be too
great for individuals or smaller scale social systems to accomplish. This
confers an adaptive advantages to members of successful social systems, and we
are well aware in historical times the tendency for social systems to become
imperialistic and expansive of social territory in the quest for greater control
over both human and non-human resources.
Social integration of individuals and institutions requires prolonged
periods of delayed development requiring behavioral and symbolic socialization
of the individual member to the norms and constraints, implicit and explicit,
that serve to structure and normalize the ethos of a given society.
Of
Symbols and Power
Universal to human beings time-immemorial and
worldwide is that they traffic in symbols, and this trafficking in symbols is a
source of both objective and subjective power for all people. Successful truck
with symbols results in the increase of power, and a sense of growing
empowerment in the world. Unsuccessful negotiation with symbols results in the
loss of power and a growing sense of powerlessness in the world. The paradox of
human reality, and the anthropological relativity of this reality, is that
though humans must deal in the world in terms of the world, the manner in which
they thus deal are defined symbolically. When they love another person, they
love that person not as the person in and of oneself, but as a symbol, as an
living embodiment of something in the mind of the lover. Human beings have
no choice but to deal with the world, and other people, in terms symbolic to
their nature. Wherever we watch the parade and pageant of power in the
human world, there we will find human actors who are manipulating and managing
key symbols, and serving as embodied symbols, within a larger social system.
I bring up the fundamental relationships between
symbols and power in human reality for several interrelated reasons.
First, human beings are in a sense prisoners of their
own symbol systems, and they cannot escape these prisons, as they are carried
around in their own heads and constrain all way may do or even wish to do. We
may refer to a fundamental symbolic solipsism of human consciousness that is the
foundation of the anthropological relativity of human reality. This influences
not only our attitudes, our worldview, our knowledge, but our behavior and our
social relations as well.
Second, these symbol systems are fundamentally
arbitrary in the sense of not being bound by natural instinct or genetic
endowment or hormonal fluctuations. We have a not unlimited capacity to
manipulate, control and select our own symbol systems, even if the overarching
tendency is for these systems to dominate and control us.
Third, these symbol systems are the primary
mechanisms that mediate our adaptive behavioral relationships with our
environment. They are the principle mechanism of human cultural integration and
social-environmental adaptation on earth, and they are the universal basis for
human cultural ecology.
Fourth, human relationships and human society in
general is organized on the basis of human symbol systems. We would be loathe to
admit it, but even our most intimate relationships, and even always our most
intimate relationships, are in essence a kind of symbolic acting out and
elaboration of our own fantasies, in our own heads. It is not that all other
people are merely or only "objects" of our own symbolic dreams,
because there occurs an important process of interaction and negotiation of
symbolic forms between people.
One of the key characteristics that partition off the
psychotic from the normal is the lack of social rapport and in a sense the
fixation and inflexibility of internalized symbolic structures. For neurosis, we
find a basic social dependency and rigidity of symbolic structures that are
incapable of being modified, particularly through self-initiated efforts.
The key difference therefore between what we can call
normal and abnormal appear to me to be in terms of the cultural sharing of
symbolisms and the mutual reinforcement and modification of these symbolisms,
probably upon multiple levels of their articulation. Abnormal behavior becomes
deviant to the norm to the degree that such behavior is idiosyncratic and not
shared in any cultural sense.
The relativity of cultural patterning and social
order arises from the social consequences of the symbolic relativity of human
behavior and consciousness. The tremendous variation of cultural patterning
worldwide demonstrates several things: 1. that cultural patterning is
independent of genetic constraint; 2. that cultural patterning is highly
susceptible, as systems, to processes of symbolic construction and modification;
3. that cultural patterning arises in the interdependencies of human social
interactions and symbolic mediation of these relationships through time and
across space.
I bring up the topic of symbols and power because I want to emphasize the tremendous power that symbols and symbolisms have for human behavior and human "nature." What we do in a material sense are without meaning if they are not imbued with symbolic importance. There is a great deal of room for error and manipulation in symbols, this is the source of their power and adaptive capacities for human beings. The world attaches tremendous importance to vital symbols, even the importance of life and death itself, and there is thus much power to be gained in the manipulation and control of symbolic forms in social life.
Human
Power Motivation & the Symbolic Transformation of Human Nature
If we are seek a sense of universal motive in human
behavior, whether we are referring to the behavior of people in collectives, or
as lone-individuals, or as investigators or jurors in a adjudication of a crime,
we must refer ultimately to the human drive for power, especially power that is
expressed socially in terms of human relationships and symbolically in terms of
the manipulation of the elements of one's life world.
From the standpoint of the anthropological relativity
of knowledge in the understanding of human behavior, I would make a strong claim
that all human purposive activity that involves even a minimal degree of
intentionality and planning, is primarily and ultimately motivated by what
amounts to a drive for power, whether this is expressed in social contexts or in
personal ways. Therefore, almost all organized human behavior, and even much
behavior that appears otherwise disorganized, is behavior that can be explained,
motivationally speaking, in terms of the need for power and the sense of
satisfaction that is gained from power.
This claim being made, it becomes incumbent to define
"power" in a way that is relevant to our argument. In a fundamental
sense, I would say that power is the ability to control change in a
deterministic manner, especially as change relations to other people and to
social relationships. In social terms, power translates into a sense of status
and a sense of control that is gained from the ability to determine a course of
events, especially as these events affect other people.
The drive for power can be largely unconscious, and
yet remains a prime mover in the organization of behavior. Because the sense of
status and control that is achieved from power is symbolic, it becomes a
powerful psychological motivator and inducement for behavior, so powerful in
fact that it may override almost any other drive or human need that may be
claimed to occur. Because power is at the basis of the symbolic
transformation of the human psyche, as the source of will and driver for
purposive determination, and because symbolic experience allows for the flexible
encoding and analogical transference of value and meaning from one form into a
variety of alternate forms, the drive for power is very plastic and very
malleable and itself can be sublimated and transformed in very different and
often interesting if not completely frightening ways.
The drive for power has one central weakness--it is
largely a vicarious and fleeting, impermanent experience. Once having achieved
power through the actual determination of an outcome, the experience, status and
sense of satisfaction gained quickly dissipates, lost in the stream of on-going
experience, and hence, as the sense gained from the achievement of power sinks
back below the surface of conscious awareness, the need to regain this sense of
power arises back up in however a rationalized and convoluted a manner.
It is apparent too that the drive for power is
largely an insatiable and unending need, and the achievement of power induces an
even greater need for gaining more power. We can speculate therefore that at the
core of the need and drive for power, especially when this appears to occur in
an extreme or inordinately large degree, is a deep seated and fundamental sense
of dissatisfaction and insecurity of one's own sense of ego identity in the
world. This sense of deep dissatisfaction I believe comes from the experience of
the loss of control, and the achievement of vicarious or displaced symbolic
control, in one's early years of development, mediated as these experiences are
by significant others and the often uncontrollable vicissitudes of one's
effective environment. We might relate this deep need to a sense of separation,
loss and rejection experienced by an immature ego, especially in relation to
significant others, and the inability to effectively compensate for this sense
of loss by replacement with others or displacement onto healthy forms. We may
suggest a fundamental sense of discrepancy in the personality and character of
an individual human being, bifurcated between a largely unconscious, libidinally
driven, power hungry persona, and a weak and fragile sense of ego that is
incapable of controlling the "controller."
In making these remarks I do not separate
qualitatively or distinguish clearly between what I would consider to be normal
cases and examples of the need for power and what can be considered clinically
or criminally pathological drives for power. The differences seem to be in the
degree to which this drive for power becomes the controlling factor of one's
behavior, and the manner in which this drive is symbolically transformed and
transferred onto a larger set of relationships in the world. In this sense,
writer who lives through the characters and plot structure of a novel may be
working with similar drives as a dictator who lives through the suffering and
repression of an entire nation, or a sadistic sexual psycho-path who lives
vicariously through the torture and cruel suffering of their victims.
What this drive for power is critically linked to, at
least in terms of human systems theory, is what I have elsewhere referred to as
the symbolic transformation of human nature that is most marked by the idea of
world openness and the lack of instinctive or other forms of natural constraint
upon human behavior. Human behavior is invariably transformed and becomes
symbolically expressed and mediated. Because it is highly plastic and highly
volatile, it is capable of being manipulated symbolically in a wide variety of
ways, often in ways that may be considered extreme, bizarre and naturally
perverse. Human behavior frequently shows signs of symbolically transformed
perversity largely not encountered in the natural animal world. Our tendency
towards aggressive action and violence, especially in group contexts, is
therefore probably not the show of an instinct for natural aggression arising
for instance from intra-specific agonism, nor can we attribute it to some
genetic predisposition per se. Rather, it is evident, that human aggression in
the forms it takes and in the ways we are familiar with it especially in modern
social contexts, is largely the result of the lack of natural mechanisms of
control over human "nature" and the consequences of the symbolic
transformation of this "nature" in ways probably not intended by
nature.
The plasticity by which this drive for power can be
shaped in so many divergent forms, and the degree to which the symbolic
displacement and transformation of human character can take, even to the point
of overriding what can be considered natural sexual urges and other natural
drives for food, a stable body temperature, etc., is indeed quite remarkable,
and I believe a very strong case can be made for the influence of hormones and
also the release of endorphines and other psycho-active agents as a by-product
of the quest and actual achievement of a sense of power. These
"psycho-somatic" side-effects of the drive for power may be the
essential component that predisposes humanity to a chronic abuse of
psycho-tropic drugs and narcotics and what is considered by some the universal
need for the achievement of alternative states of consciousness. This need for
periodically experiencing alternative states of consciousness, however induced,
including various forms of hallucination as well as hyper-suggestive states of
trance and other "out-of-body" experiences, seems to me to be a
consequence of the symbolic possibilities of the active human brain that quickly
finds tedious and monotonous the pace of normal experience.
If we watch animals in their sleep, we an have little
doubt that they are dreaming and that the subjective experience of their dreams
is very like the way in which we experience our dreams. Dreaming serves
therefore a very fundamental purpose for the active mammalian brain. The
functions of dreaming are not well understood, but must have a lot to do with
the reorganization of the brain, the filtering and integration of new
experience, and the symbolic processing of new experience in relation to old
experience that is stored as forms of memory or possibly posited in the neural
encoding of the brain itself. But it becomes equally evident that dreaming for
human beings takes on an entirely different level and order of meaning than it
does for instance in dogs, and that for human beings, states of waking
consciousness can at times become confused with dream states, the two
commingling at the edge of conscious awareness. Not to revisit old stereotypes,
but in severe schizophrenics we find people who are awake and yet who are as if
in a dream world of their own making. If schizophrenia occurs in dogs in a
manner and degree we find it in human beings, it would be a surprise to me as
I've not seen a dog yet I would call schizophrenic. But then we can assume that
dogs are more instinctively bound to nature, to a closed Uexkullian world of
"dog nature" than human beings seem to be.
It is not my intention here to rhetorically belabor a
scientific argument with only anecdotal evidence and an appeal to common sense.
I would say that the drive to some kind of power is resident in many forms of
animals, particularly in animals we refer to as active predators. The capacity
to control the outcomes of events in the world are a direct extension of the
capacity to control one's own behavior in response to events in the world,
however this is achieved, whether by instinct or by symbolic construction.
Biological survival, and an "instinct" to live, especially for
animals, is predicated on the capacity to interact with a world in terms of
one's behavioral controls. This "instinct" even supercedes and hence
precludes any drives toward reproductive success, which in its way can be
considered an extension and further expression of the self-same set of instincts
for survival. We may call it a "natural" will to live or will to
survive. This drive exists within us whether we are challenged by our
environments in any critical manner or otherwise. It seems often in ordinary
life, many of these kinds of rudimentary challenges are removed by design, by
cultural preference and by social directive, and often as not, with little to
replace it in any ordinary sense of lived experience. But whether suitable
contexts exist for its expression or not, the need for its expression may
continue doing its own thing regardless.
There is one last point that I must question in
relation to this thesis about the universality of the human drive for power and
the symbolic transformation of human nature, and this has to do with what can be
called a preoccupation for death and, possibly the fear or at least sense of
symbolic marginalization that comes from the experience of death, the threat of
death, or even just the existence of death. A perverse fascination with death,
with killing and the dead, seems to psychologists to be a pathological
expression of innate curiosity in life, and of a need to control one's
experiences of life.
The preoccupation with death and dying seems to me to
be a rudimentary expression of the drive for life and survival. In living
systems, and especially I think in living systems as sophisticated as human
systems, there can be no greater expression of power than the control of life or
death over another living being, for death is not just final, ultimate,
irreversible, but, I think often overlooked, it represents in a fundamental
sense a "win" in a kind of zero-sum game of living and an essential
form of competition between organisms. In this sense, the taking the life of
another, whether this is done on a field of battle, in a robbery, or as a
consequence of a psycho-pathic perversion, represent what might be referred as a
presymbolic affirmation of one's own life experiences and chances for success in
life.
This is by no means a justification of why it is
humans so commonly and frequently take the life of other organisms, not just
humans but of many forms of life, and appear often to be fascinated by this
scenario in their life such that they would want to watch it over and over again
played out in movies or on television or in the news media. It is rather merely
an attempt to understand how it is that we can be thus fascinated by such a
perverse and seemingly destructive interest on such a basic level, and an at
least tentative explanation of why this just might be so.
Perhaps needless to conclude, the drive for power is
in all of us and may become expressed in many different ways. Many ways are in
fact constructive and healthy, and many other ways are obviously not. To become
psychologically and behaviorally caught in a particular trajectory of
development of this drive for power and its behavioral and social expression in
the world, versus some alternative pathway, is critical to answer and yet
probably so complex and multivariate that it is impossible to answer in any
final way.
Whatever trajectory we achieve in the course of our
life, and in the course of events in our life, we get caught into what can be
called a "circle of power" in which one set of events leads to
another, to social consequences and reactions, that in turn drive the need for
power to even greater heights, and power can become both psychologically and
sociologically amplified thereby. I'm exhibiting my need for power in
writing this overwrought essay, and, if you have read thus far, you are probably
exhibit some will for power in reading it to the end. The proverbial slave
exhibits power through the dependency of the master on the slave's
powerlessness. The will to power takes many forms symbolically in human
behavioral response in the world. It is shaped, harnessed and made available to
the world by the society in which we are a part and in which we enact our parts.
It is something of a mistake to cast the drive for
power as an abnormal or pathological characteristic of human nature, and to
portray it only in terms of sociopaths and other criminals. The drive to power
characterizes all human beings both equally and in uniquely individual ways. We
all manifest this drive, more or less, along a multi-dimensional continuum of
its expression in terms of strength, direction and transformation of affect,
aggression, activity and rationalization.
I am of the opinion that human achievement motivation
(McClelland et. al.) that in the modern global system is primarily expressed by
means of money, that translates into resource acquisition and appropriation, is
what can be called a structurally and socially normalized extension of
fundamental human power motivation, and the neverending quest to make money and
to get rich is merely one more culturally and socially sanctioned form of the
manifestation of the drive for power.
I think, as a refrain, that it is easy to overlook
the motive of power in our lives and in our world, especially if we are caught
up in the grip of power and its circles in our lives. We can repress our
confrontation with it, attempt to stifle, manipulate, alter or even extinguish
it, not only in ourselves but in others around us. We can especially rationalize
its ends and means in our life in practically any manner we choose to see it in,
thereby justifying it to ourselves in a satisfactory way if not completely to
others in the world. We can act out the drive and fantasies that the need for
power manifests itself in, and we can vicariously displaces and project it out
onto the world in all kinds of ways. I would even say, that in some social
settings, the drive for power can become so manifest and so overwhelming in
social life, that it must needs thereby be denied or ideologically justified in
a collective manner that not only "makes sense of it" but serves to
neutralize or remove any possibly negative consequences that apperceptive
realization of its possibilities (and potential horrors) might bring. As it has
been said recently, the fish rots from the head down. I think it is in this
regard, in a sense of projective symbolic displacement, much easier to recognize
the true intent and designs of power in others than to see and acknowledge how
it may play out in our own lives. Our ability to symbolically manipulate and
transform power is a form of power itself, uniquely human it seems.
Anthropological
Authoritarianism & Human Development Systems
All the world around, the main obstacle to problems
of modern development, and the persistence of the structural diseases of chronic
underdevelopment, remains the inveterate and embedded authoritarianism of local
social institutions that tend to reinforce with the coercive threat of violence
and consistent violation of human rights, the unequal distribution of natural
and cultural resources and the continuing exploitation of human productive and
reproductive resources. It does not matter what the cultural form or national
label we stamp on it--it is consistently the same pattern of social
anthropological authoritarianism the world over. In general a standing army or
military/paramilitary force serves to protect and promote the interests of an
established elite, institutionalized through bureaucratic mechanisms that
control and govern the flow of resources and serve to manage people in
pre-structured and mandated ways. Any development effort aiming at targeting
development of the very poorest runs up against these institutionalized
structures, such that they become systematically stymied and frustrated, with
the resources available through such programs generally being siphoned off and
ending up in the pockets of the elite who manage and control the
underdevelopment of the poor in the first place.
The critical and straight forward question becomes
therefore, given this general situation worldwide, how to effectively
circumnavigate these kinds of structural obstacles and boundaries to human
development. We must understand that a direct confrontation approach would
result in most instances in considerable violence and relatively small gain for
the cost in terms of human life and destruction. We must see this dilemma as
part of a complementary problem of how we go about promoting human development
in the world, and what we even mean by human development.
It is especially in the creation of alternative
systems within a meta-systems structure that falls outside the normal operating
system, and serves to positively reinforce the positive attributes of the host
system, while as much as possible abnegating or effective counteracting the
negative attributes of the host system that lead to violation and violence. We
would expect gradually a revolution of equality coupled with a revolution of
rising expectations that coincides with alternative human and meta-cultural
development. This kind of revolution is basically a pacifist groundswell
movement that tends to obviate the need for deployment of armed forces, and
tends to cooptate the role that the bureaucracy normally plays in the
restriction and channeling of resources.
Symbolic
World Orders
Cultural
Cybernetics and the Social Competition Hypothesis
In this penultimate chapter, I have sought to
complete a basic synthesis of how it is that people in the world come to
organize themselves into distinctive groupings, and how these groupings can grow
and come into competition with one another that frequently leads to destructive
consequences. Materialist theories have been quite effective in explaining this
kind of phenomena, but they tend to subordinate the role that ideology and human
aribtrariness play in alternative construction processes and in the organization
and historical articulation of human society. Again, as in so many other fields
of understanding, it is a confusion of causal determinism with a hen and egg
dilemma. It comes from a failure to see how both materialist and idealist
realities are necessary in the organizational patterning of human systems that
are by definition symbolic.
At the same time, materialist theories to a great extent construe
cultural pattern and process as the outcome of other mechanistic relationships,
rather than the effective cause of such relationships. The implication of
culture in the center of the issue of human social organization brings back
another theoretical dragon, that of human sociobiology. The claim is made that
sociobiological implications have importance to the extent that they drive human
populations to adaptive and reproductive success, and therefore into social
competition with one another. In this, there is a kind of imperative that lends
itself to repeated human violence and exploitation, but again, this process is
culturally mediated.
Finally, the object of this chapter is to seek to understand how it is
that worldview comes to order and shape our world, and how the cultural order
and shape of our world comes to affect how we view the world. If we are to look
for causal mechanisms in this process, then again we need to seek to understand
the central role that human symbolization plays in mediating and constructing
human reality. We can say that the human world is unique and different in its
natural patterning in that it constitutes a complexly underdetermined system at
many levels simultaneously.
In the theory of the anthropological construction of
reality, we can speak of the cultural construction of reality, the psychological
construction of reality, the social construction of reality and the linguistic
construction of reality, and all of these alternate systems are comprehensive
yet incomplete. This is the basis for our human information systems science. All
are different, but all are of a variety of human construction processes made
possible by human symbolization, which refers us to the symbolic construction of
reality underlying these possible patterns. And when we refer to the symbolic
construction of human reality, we are talking necessarily of mind and of the
ideational and noetic properties of the human mind. At this stage, we can
legitimately refer to the ideological construction of reality as a culmination
of the expression of human symbolic construction processes, and this refers us
to the theoretical problem of worldview.
The worldview problem begins with the question of how it is we come to
see our world as a coherent unity, and what factors account for this view of the
world. Human beings are perhaps unique in being able to claim a sense of
worldview, perhaps one that is inherently reflexive and apperceptive, in that it
can come to know itself, and to know our selves as people in the world. We might
talk about a dog's or a cat's view of the world, and we can conjecture what
these may be like. It is apparent that these noetic conceptions of the world are
mostly concrete, and have a qualitative difference from that of people. People's
view of the world can be characterized most distinctively by its symbolic
patterning. When human beings view the world, they view the whole world in a
sense that they reach out to the very furthest corners of the universe to
comprehend and integrate it with their immediate experience. It is clear that
human beings normally think in terms that are displaced and indirect from their
immediate apprehension of the world. If we look at origin mythologies the world
around, it is clear that human beings seek to explain and make sense of their
world in fundamental ways such that the world is rendered sensible and
symbolically ordered for them.
Underlying any worldview can be found a sense of
symbolic organization of a people that seeks to define and justify the cultural
realities and organizational patterns of the people who view the world.
Worldviews always have some sociocultural context in which they arise and from
within which they make sense. As such, worldviews tend to be integrated with the
cultural systems they arise in and are attached to. This sense of integration
fosters a kind of mind-body equilibrium, and like all natural nonlinear control
systems, this sense of equilibrium is always dynamic and subject to sudden
changes.
We can explain this process within the framework of
our symbolic theory in terms of the need for symbolic integration of internal
and external constructs that leads to coordinated and directive human response
patterning and behavior in the world. In this, language process is the central
mediation between internalized cognitive patterns and externalized cultural
patterns. This is an inherent duality of patterning that describes a
dual-informational feedback system.
Internalization and externalization of symbolic forms
gives rise to processes of embodiment of significant external stimuli in the
consciousness of the individual, such that it becomes an internalized part of
that individual's life world, taken for granted as natural. At the same time,
external stimuli become invested with subjective and internalized attributes and
significations, that is the result of projection onto these stimuli. This
process I have come to call the external embedding of experience, such that we
form normally deep-seated attachments to things in our world.
There is in life a continual need to daily reinforce
our internalized views of the world and our external world order. We adjust our
internalized views to be in conformity with the external order, and we attempt
to arrange and adapt our behavior in the external world, and to order relations
within it, to bring it into greater equilibrium with our internal view of the
world. We do so on a continuous basis through reality testing of our knowledge
and our behavior, especially by means of social interaction and what has been
referred to as the conversational apparatus. This brings our subjective feelings
and views of reality into consonance with the received objective view as this is
embodied in the social group, via other people, and we seek greater consistency
and sharing of the objective view by continuously reinforcing it in ourselves
and others. Thus reality testing and reinforcement is a central function of
symbolic knowledge that mediates our world. This is clearly evident in the
relational and propositional structure of our linguistic meanings, especially as
these are culturally embedded and contextualized.
In explication of human systems theory, there are
five levels of informational patterning that I think are important to take into
account.
1. The individual in her own life-world context
2. The primary social group, reflecting kinship
structure
3. The secondary social group, reflecting extended
social organization
4. The total life-world, including other social
groupings and all of nature.
5. The noetic world of human intelligence &
symbolism, including language as the principle means of communication.
These levels are of course all interconnected in
complex ways. I would like to say, as a cultural anthropologist, that these
things all define the cultural reality of the human being in a fundamental
sense, and I think this is a correct statement to make. Different kinds of
cultural realities beget different styles of thinking and behaving, but all
serve fundamental adaptive and social purposes of the human being. That culture
has not been received as a correct or legitimate construct is largely due to the
racial politics of the times and to the implicitly ethnocentric denial that
diversity and difference are effectively consequences of cultural reality and
not political ideologies.
Thus culture is construed more as an effect than a
cause, more as something that is the result of other things, rather than as
something that might be somehow basic and inherent, and inseparable, from
humanity. Bio-cultural Anthropologists, a very conservative lot and reaction
bent in the field, love to try to reduce culture to explanations that ultimately
rest on genetic and evolutionary foundations. Culture of course implicated
itself very early in the adaptive survival and evolutionary success of
humankind, and human culture is unique in the world, due primarily to its
symbolic structuration. Culture at that stage intruded upon the biological
identity and being of humankind, to the extent that as big-brained creatures, we
depend upon our culture for our sense of order and survival in the world. This
does not make culture more instinct bound, but it does make human beings more
instinct-free. Definitions of human reality that fail to take culture fully into
account are bound to fail as adequate anthropological theories upon the rocks
and shoals of comparative cross-cultural realities.
Culture is itself a thorny construction of
anthropologists. It has had many definitions, and yet there has not been the
paradigmatic consensus or conceptual unity of understanding exactly what it is,
how it works or why. And yet, paradoxically, we cannot do without it in our
understanding of human reality. We need it in order to provide the conceptual
touchstone in our thinking about the complexities and dilemmas of the human
experience.
Cultural patterning is fundamentally social in its
structuration and process. Thus cultural patterning is primarily external in the
life world of the individual. Usually, in fact always, cultural patterning
becomes linked closely to distinctive patterns of material traits. Cultural
patterning also comes to embody not only the experiences of the individual, but
the experiences and symbolic meaning of the social grouping as a whole. Thus
social identity, as a member of a coherent group, is invested at the level of
the cultural construction of reality. This is symbolically expressed through
collective representations and idiographic representations.
The definition of culture has been numerous and
imprecise. Culture can stand for practically any facet of human experience, and
can be represented by those facets. Archaeologists in general use a definition
of culture that is largely material, and thus they would tend towards
materialistic explanations of cultural patterning. Similarly too those
anthropologists who are concerned with cultural ecology, or the relationship of
the human group to its environment, and with ecological anthropology in general.
It is not to say that these orientations are wrong or that they do not
contribute valuable insight into cultural process and pattern. Strong cases for
materialistic determinations can be made. But in human cultural patterning, all
such determination is and must become expressed culturally and symbolically to
have any significance, and to a great degree, it is the culture that shapes the
group's pattern of adaptation of its environment, and not the other way around.
Institutionalization of social process can be
considered to be the embedding of symbolic experience in the social order, one
that generally reflects the cultural categories that compose a society. We
divide analytically between primary institutions that have as their function the
problem of material adaptation and reproduction, or what is referred to as
reality culture and secondary institutions that have as their function the
expression of value culture and the symbolic-social reinforcement and
reproduction of values in society. Secondary institutions occur with the purpose
of reinforcing primary institutions, and include the ideologies and mythologies
with associated ritual-religious paraphernalia that serves to give form to these
belief systems. At this level, symbolic systems of secondary
institutionalization are largely systems referring to collective representations
of the group and the group order, as well serving to define the individual
member's status-role identity within such systems, as if this were a
superorganic entity or phenomena. Often this is expressed in supernatural terms
that often take heroic or demonic moral dimensions.
There is a sense that cultural patterning can be
construed on two levels, as encompassing the entire range of human experience in
worldview, to the entire range of functioning within a given social grouping. In
such a comprehensive view of culture, language, symbolization, patterns of
cognition, conceptualization and response, patterns of social structuration and
institutionalization and material culture, would all be variable alternative
forms of expression of cultural patterning. They would be considered
historically distinctive and unique to a particular period and place and to a
particular group of people. In this general view of culture, all the various
manifestations of symbolic patterning and process would be considered but
variable expressions of cultural process and patterning.
Culture in this general sense can thus be construed
as constituting the total contexts of an individual's, and group's, life-world.
This would include all the sub-contexts, objective or subjective, that can be
analytically distinguished within this encompassing framework. In this sense,
even the natural environment comes to take on cultural adaptive and symbolic
significance, as an extension of human cultural reality. In a real sense, no
human being can really ever escape completely their cultural life-world, except
perhaps through death. Even if we travel between cultures or occupy positions in
several cultural frameworks, we do not ever fully escape the original context of
our primary socialization and enculturation of experience, as we tend to carry
this residually in our heads and in our ingrained patterns of response.
People are by nature and circumstance culture bound,
and for all people culture tends to be a totalizing experience. It engulfs us in
every aspect of our experience and being. For most, this cultural patterning of
our experience is taken for granted and presumed to be a priori to our own
experience, as it is the world we are born into. We tend to naturalize the
experience, so much so that even ideologies which naturalize cultural
construction of reality, as if this were in fact genetically predetermined,
become wholly, entirely credible. Only when we experience the discrepancies and
ambiguity attendant to cultural frame shifts in experience of alternative
cultural realities do we suffer a sense of the limitations and inherent
arbitrariness of cultural reality. Our cultural reality becomes, instead of
obviated in our collective, "objectivated" experience, relativized as
being but one of several alternative possibilities. This is the source of
marginal ambiguity to our sense of symbolic world order and integration.
It is like the language we learn to speak as a child.
As long as the only people we need to communicate with are people who share our
same language, there is a natural inclination to take this for granted. It is as
if there were only one language in the world and that this language would be the
best language and the most natural language to be emulated. We may hear other
people speaking foreign languages, but as long as we are not constrained to
interact with these people in some way, we do not have to let the fact of an
alternate language interfere with our view of the world. But if we have to
struggle with a foreign language in a foreign reality, and we have to deal with
people on their terms as human beings, rather than upon our own terms, then we
become linguistically relativized in our experience of our reality.
The term culture is also used in a more specific and
analytical sense, to refer to various aspects of the external contextual
manifestations of such patterning, including both material (non-human) and
social aspects. It has been an unfortunate state of affairs in the history of
Anthropology that its central reference term has meant so many things and yet,
in some final analysis, seems to mean nothing specifically at all. This is often
the more conventional use of the definition of culture encountered in
Anthropology.
I use culture in both senses in this work, as both a
general and a specific set of phenomenon, that are characteristic of human
symbolic patterning and the consequences of this patterning in human group life.
The unfortunate confusion of the indefiniteness of the central term of culture
is both a liability and a hidden asset in anthropology. It provides an open
theoretical question mark into the problem of research upon its central object
of theoretical inquiry. What is culture and how does it work?
Cultural pattern can be defined as a relative term
like cultural context, to which it is related. Pattern can be construed as the
total style pattern of a cultural context in the total sense, or as a reducible
sum of all those different style patterns that the total context encompasses. In
general, cultural style pattern tends to be uniquely characteristic to specific
cultural groupings that can be said to have clearly cultural boundaries. This
leads to a conventional and somewhat stereotypical view of a culture as a
grouping of people with a distinctive language, worldview, way of life and
material designs and social customs. Cultural pattern can be considered to be
the physical and social manifestation of the entire gestalt or part-whole
patterning of a particular culture. As a style pattern that is distinctive to a
cultural orientation of a group of people, or what I can an ethnocultural
grouping, cultural pattern in the whole sense describes what I would call the
civilization that a culture embodies and elaborates.
It defines what has been called the cultural
configuration of a grouping of people. This patterning tends to be
differentiating, particularizing and isolating for a group of people, but in the
larger scheme cultural boundaries are hardly ever so well defined and isolating.
Thus cultural boundaries can occur more like isoclines of trait complexes, and
cultural pattern can be construed more as polytypic trait complexes that vary
continuously from one area to the next. This also entails the few that cultural
patterning is blurry along its outlines, and that one pattern can merge into
another in time and place.
Cultural dynamics describes both the processes of
change and stasis, or equilibrium that is manifested by cultures. Melville
Herskovits has written the clearest and most definitive work on cultural
dynamics. Change can be seen to occur in terms of trait variability of what is
characteristic of a cultural pattern. This variability is defined in terms of
the continuous production, reproduction and elaboration of style patterns, or
trait configurations. Cultural dynamics in a steady-state of continuous minor
change is alleged to be the product of continuous experimentation of thematic
forms, a constant reworking of old themes in new patterns, leading to cultural
drift and shifting focus.
But cultural dynamics also leads to more radical,
revolutionary changes that have been referred to as revitalization movements and
historical accidents that lead to major disruptive or reintegrative changes of
the entire style pattern, such that it becomes replaced with an entirely new
pattern. Whether this is indicative of a replacement of the actual human
population by a new group, or whether it is a case of cultural superimposition
of a new pattern on an old group, is usually inexplicit in the archaeological
strata.
These configurations are what I would call
thematically organized within a culture, and come to describe particular mental
templates of cultural patterning that I would call cultural models that are
characteristic of that culture. Individual members of a culture reiterate and in
the process refashion these cultural traits on a daily basis, experimenting with
central themes and reapplying the constituent elements in new ways.
Cultural focus has been defined as the central area
of cultural interest and activity focal to a specific style pattern of culture.
All cultural groupings must take certain adaptive and reproductive institutions
as centrally crucial to their survival, but cultural groupings are quite
variable in exactly how they do this. We can distinguish between the rizi-cultural
patterns of lowland cultures in Southeast Asia, and the swidden root-cultigen
complexes of the New Guinea highlands. Different cultural groupings come to
define reproductive and marriage institutions in different ways as well, and
these patterns may have little to do with patterns of food-getting or other
aspects of material life. Most cultures also take some form of exchange and
intercultural interaction as of central importance to their way of life. Some
have institutionalized patterns of ritual warfare, and others institutionalize
complex ceremonies centered on exchange and status competition. These
institutions of exchange and interaction are important to the stasis and
identity of cultural groupings, because they serve to help order external
relations in an uncertain world and lead to patterns of attempting to structure
and control sources of exogeneous change.
All cultures also elaborate focally some form of
religious institutions that serve as secondary institutions in the collective
representation and legitimization of the group. They also serve to integrate the
member to the group, and in providing a sense of worldview that is symbolically
integrated and as minimally contradictory or ambiguous as possible.
Art and aesthetic activity is usually a form of
cultural patterning that is associated closely with religious patterning, but it
becomes associated with other, particularly social and material institutions as
well. Thus few cultures make water vessels without decorating and ornamentation,
that serves to distinguish that cultural artifact as a part of a particular
cultural complex. The fact that the style patterning of a cultural orientation
in its material and artistic expression is so distinct and internally
consistent, is what enables archaeologists to group artifacts into periods and
places with such fidelity to the record. This appears to be the case even with
very primitive tool assemblages.
From this standpoint, cultural patterning is what is
socially external to the individual's world. It takes material form,
necessarily, but more importantly, it takes social form. That these
patterns are directed towards issues of survival, adaptation and reproductive
success in an uncertain world, in the form of primary institutions goes without
saying. That secondary institutions also arise that serve the function of social
organization beyond that of primary purposes, that serve in the elaboration of
value culture, is also quite obvious. That symbol systems serve the function of
justifying, legitimizing and conceptually reinforcing these external social
patterns also should be obvious to any student of anthropology, no matter what
the paradigmatic commitments of their mentors.
Cultural change processes are not unlike language
change process. Cultural style patterns describe a kind of iconographic and
emblematic grammar, in fact a symbolic relational grammar that is distinctive
and unique to a group. It appears that groupings require some sense of
uniformity and consistency of pattern, and this has as much to do with questions
of identification and membership to a group, as it has to do with the functional
issues of coordination of response pattern.
But the consistency and similarity of pattern has to
do with a deeper and more basic aspect of cultural process, and this is the
process of symbolic sharing. Symbolic sharing is implied in a common language
and in terms of relational logic, and by these means we can grasp some of its
essential design features. Symbolic sharing is the measure by which two or more
people share the same ideas, the same patterns of response, etc. across the
board. Symbolic sharing allows coordination and consonance within a grouping
that is the basis of symbolic integration at the social level. Symbolic sharing
is the basis of the integrity and stability of a culture pattern through time
and across space. It entails that if we travel to a transplanted immigrant
colony across a vast ocean, we are likely to find great cultural affinity of
traits with the parent culture.
Symbolic sharing of cultural traits is the equivalent
of genetic identity of a population, and has similar consequences. Symbolic
sharing induces adaptability and integration of cultural patterning of an
ethnocultural grouping of people through time and place. The degree of symbolic
sharing is an empirical measure of the degree of relative cultural homogeneity
and consonance achieved within a group. Symbolic sharing occurs at multiple
levels and in all contexts of general cultural process.
Individual variation and variability as this is
expressed presents an inherent analytical dilemma to the understanding of
cultural configurations and patterning. Individuals share many affinities and
characteristics of their culture, to the point of yielding predictable values on
tests and results, but at the same time individuals vary broadly within cultural
configurations based on natural dispositions. The same plasticities and
underlying organic variability that gives rise to human symbolization permit an
almost infinite degree of individual variability in the expression of cultural
trait patterns.
In the basic organic traits, it is expected that in
large populations, the pattern of variation, i.e., genotypic trait frequencies,
are fairly uniform across cultural boundaries, such that the intrinsic physical
characteristics and variations found within one population are likely to be
found to a similar degree in another population. Schizophrenia, which shows a
strong genetic linkage factor, appears to occur at fairly steady rates in all
cultures.
Cultural patterning influences the symbolic
trait-plasticity of human beings, as well as the patterns of material and social
expression and the behavioral response patterns that individuals adopt, and thus
influence the phenotypic and behavioral and adaptational trait configurations of
a population. There is bound to be a fairly broad range of variation of pattern
within any cultural grouping.
Early culture and personality studies imputed
personalities to entire cultural configurations. Personality and character
structures appear to be unique to people. While cultures do affect certain
traits and expressions of personality in many basic ways, personality variation
appears to be relatively independent of cultural patterning. We may say that in
any given cultural grouping, there is likely to be a fairly broad range of
individual personality variation that occurs regardless of the patterning of
culture. Personality variation has a great deal to do with issues of the
psychological construction of reality. The extent to which cultural processes
influence personality traits and profiles is unknown, and is likely to be
considerable but not completely determinative of personality. Psychological
variables, rooted in the trait plasticity of the human brain, tend to be complex
and multi-determined.
Early culture and personality theorists claimed that
certain personality trait configurations exhibited a degree of cultural fitness
to the degree that they were consonant with the predominant modality or norm of
a cultural pattern. Thus we spoke of modal or average personality configurations
that were alleged to be most consonant, and defining, of the predominant
thematic patterning of a cultural configuration. While it is true that some
individuals appear more fit in a given cultural orientation than in others, the
reasons for this appear to be complex and not easily determined. Personality
"types" and typing appears to be a somewhat complex and risky game
that leads naturally to stereotyping and the "replication of
uniformity" rather than the organization of diversity.
The point is, as with so many other naturally
occurring information systems, we cannot clearly separate where one form of
cultural influence leaves off and another form of psychological influence takes
over. Therefore we must presume that the two together form an inherent and
interdependent feedback system, such that we can expect some degree of optimal
adjustment and equilibrium between the two sets of cultural and psychological
parameters. I would suggest that psychological traits could not mature or be
fully expressed outside of cultural contexts within which they can take shape
and find forms for expression. At the same time, it is evident that cultural
patterning gains its expression through the influence of personality traits and
configurations. Personality variables lead to a reworking and refashioning of
cultural traits.
To characterize one entire cultural patterning in
terms of typical personality characteristics, for instance as Apollonian or
Dionysian, may be literarily interesting from the standpoint of description, but
somewhat superfluous from the standpoint of the actual patterning, its
complexity and its variability.
Indeed, some types of individuals appear more
adaptable to certain cultural configurations than other types of individuals. In
general, a cultural system will provide a form for the expression of certain
personality traits, thus channeling these traits in some productive way, or else
it will fail to, or even repress their expression. If a person has natural
inclinations that are cultural repressed, it is likely that that person will
suffer a sense of discrepancy in the society, or else will have to achieve some
effective sublimation or re-channeling of the personality variables in some more
culturally appropriate form. This process of cultural selection is usually
institutionally circumscribed, and is not necessarily an indication of a
personality configuration of a culture itself. It is likely that more
aggressive, competitive and domineering individuals will succeed in whatever
cultural configuration they happen to find themselves born into, than
individuals who are less aggressive, competitive and dominating, on average.
Cultural systems do tolerate rather narrow ranges of
conformity of individual personality. They do so in a sense that the military
does so, by the superimposition of uniformity regardless of the individual
variability of personality. They do it in a manner that they do not have to
accomplish it externally, by means of its internalization into the psyche of the
individual. To the degree and extent that an individual has internalized the
values and norms of the society of which it is a member, its personality can be
said to be cultural consonant with that group. It is apparent that this process
is quite variable between people, and hardly ever perfect or complete in any
person.
It is evident, as in the military, that persons who
are very strongly internalized in conformity with the dominant system, may
actually suffer a greater degree of dissonance and ambiguity than apparently
less fit members, such that total or absolute conformity is rarely either very
adaptive nor very naturally human. Such strongly conformist individuals are
known for their strong ethnocentrism and authoritarianism of personality, which
suggests neurotic dependencies and a general rigidity and inflexibility of
personality structure, and suggests concealed personality disorders and even
psychotic dispositions. If we call this socially normal, then we must question
the norms themselves.
It can be seen therefore that cultural and
psychological relativity is inherent to our understanding of these complex
issues such that it is difficult to draw facile ageneralizations about them. The
individual variability of personality is part of the uniqueness of humankind,
and characteristic of the inherent unfinishedness of the human condition. It is
an indication of the great trait plasticity that people are subject to, not just
at the genetic level, but at a phenotypic and behavioral level.
Consideration of the inherent complexities of
cultural patterns, or the cybernetics of cultural systems, leads to the
reconsideration of the problem posed at the start of this last part. This is the
question of gene-culture co-evolution and the extent to which sociobiological
factors can be said to influence the patterning of culture and the outcomes of
cultural functioning. And this issue serves to relate an intrinsic theoretical
shortcoming to the hypothesis of culture, and that is the role of historical
dynamics in its articulation and unfolding.
Culture as it is scientifically understood is
construed as a kind of clockwork device that ticks its way through time in a
steady way. Emphasis on cultural equilibrium, pattern, and boundaries, leads to
a conceptioning of culture as something superorganic with a life of its own, and
subject to its own rules and laws that govern its patterning. But we know that
the actual histories of all people are subject to a kind of open-ended chaos and
uncertainty of happenstance and random change that defies such ordered
description.
We know for instance that cultures frequently come
into contact with one another and we cannot always clearly predict the results.
Histories are usually affairs of unintended consequences and chance chain
reactions of indirect factors. There were no a priori cultural principles that
determined that Hitler should have lost World War II. If he had succeeded,
undoubtedly our histories would be written very differently, and our resulting
cultural patterns would also be very different as a consequence. A whole number
of chance variables influenced the net outcome, and probably made it highly
unlikely that he could have succeeded, but in such a world almost anything
becomes possible and some things remain impossible.
Translating our understanding of cultural patterning
and process, as somehow well-ordered and predictable patterns, into the kind of
open ended and chance process demonstrated by the archaeological and historical
record. Often one period of cultural flouressence and civilization becomes
followed by a burn layer and new periods of totally different patterns, suggests
that perhaps the cultural structure of the long run is something other than
stable and steady-state.
I believe that, in order to fully comprehend this
issue, we must go back to our primes about the relationship between nature and
culture and the notion of cultural selectionism. The cultural imperative of
humankind, is that of adaptive survival and reproductive success. That cultural
symbolization is largely put to this task explains a great deal of cultural
patterning. Cultural selectionism has arisen as the result of the success of
cultural adaptations in conferring greater fitness upon human beings in the
biological realm.
This success has been so great in fact, that it led
to the culturation of humankind. If we are social and cultural animals, it must
be understood that on some basic level we remain animals, regardless of our
cultural pretensions of being civilized and refined. The same patterns of
cultural selectionism that has conferred success on the human species in the
wild, transforming much of the world into a cultural realm, also have been at
work in the patterning of culture itself. There occurs a continuous competitive
struggle between individuals, and between groups, for success and survival.
This never-ending struggle has socio-biological
origins, but has been transformed symbolically such that it has come to express
itself in cultural terms and cultural contexts. Competition is inherent to the
definition of biological life forms, and therefore is most basic to our own
identity as biological beings. In this regard, not even an altruistic gene gets
off the hook, as in such a framework, selfless on one atomistic level, is based
on selfishness on another, population level.
From this one principle alone, it is guaranteed that
human beings will always engage in competition against one another on some level
and in some way. Whether this is expressed economically, socially, ideologically
or militarily does not matter so much except that the entire patterning of human
structuration is not one of universal human equality, but one of inequality
based on competitive advantage. To impose standards of universal equality on one
level in a group is necessarily to induce uneven competition on some other
level, as the superimposition of such standards is bound to result in the
application of double standards.
In this sense, if we follow these kinds of patterns,
we can explain the anthropological construction of reality clearly in terms that
allow us to understand the history of unintended consequences that largely
arises from inter-human competitive struggle.
In competitive human struggle involving more than two
persons, we must assume, according to game theory, that coalitional structures
will arise that will simplify the playing field and give uneven advantage to
in-group/out-group members.
In any group organization, to be adaptive and
competitive, we must assume certain things will happen. There will form
hierarchical stratification within the group, such that some individuals will
gain unequal advantage of resources, opportunities and power within the system
and others will have blanket disadvantage. This stratification, occurring
symbolically and culturally patterned, will become institutionalized and
institutionally reinforced, such that conformity to the culture will be measured
by the degree to which individuals conform to the expectations and implicit
sanctions or demands placed upon them in their segregated status-role
configurations. This occurs even in small communities where most interactions
are face-to-face, and there is status-manipulation through information control
and gossip behind people's back. Generally, such manipulation, as part of the
normal conversational apparatus, serves the purpose of reinforcing the
internalized hierarchy of relations.
Externally, we can expect that a boundary between
groups and members of different groups will form, and this will become expressed
ethno-culturally in terms of ethnocentric prejudices and out-group projection,
and will lead to competitive patterns that either tend to become increasingly
unequal or else lead to conflict. Ethno-schismogenesis describes the pattern of
boundary maintenance and reinforcement of co-evolutionary structures of cultural
differences between two or more groups.
In a complex playing field of two or more groups,
game theory dictates that coalitional structures will arise that lead to the
success of larger and more unified groupings at the expense of isolated and
atomized groupings. Either the smaller group will be annihilated, as being
disconsonant with the cultural configuration of the dominant group, or it will
become incorporated or internally colonized in such a manner as to render the
structure of relationships between the two groups unequal and exploitative. The
subordinate group will suffer a degree of deculturation or cultural
displacement, which can be seen as a radical form of disruptive acculturation.
There thus arises between ethnocultural groupings,
each distinguished by its own sense of cultural patterning and civilization, a
competitive struggle that is symbolically expressed. This competitive struggle
between cultural groupings is not unlike the struggle between populations and
groups in the natural world, though in the human world it takes on more
deliberate and violent characteristics.
It sometimes occurs that groups cannot easily defeat
one another by open conflict, or they may have economic or other exchange
relationships that serve to establish a kind of cultural ecosystem of
equilibrium between the two groups. A kind of coalitional structure is
established that leads to controlled conflict or mediated competition between
the groupings. This patterning is culturally defined and circumscribed.
Coalitional structures in social organization can be
seen to result in social institutions that regulate inter-human relationships at
all levels. Familial and kinship patterns and marriage customs are basic
institutions that regulate coalitional structures on a very basic level. All
groupings of human beings are found to have kinship structures that are fairly
patterned and institutionalized and that are culturally and symbolically
expressed in language and in social relationships. Larger structures are built
up from these kinds of basic structures, that embrace larger communities of
human beings through time and across place. The problem of integrating and
coordinating large groups of people in effective coalitional institutions
results in emergent patterns of social stratification and structuration that
characterize different societies.
Coalitional structures in human society, as corporate
affairs that extend beyond the biographical boundaries of any of its members,
must become regulated by a set of customary rules that are culturally embedded.
These structural patterns as in kinship structure, are remarkably consistent,
even predictable based upon certain basic adaptive conditions. The patterning of
political organization of larger groups, for instance in tribes and in
chieftaincies, and later in ritual-religious city-states and in larger
administrative states, is also remarkably uniform and predictable across
cultures, such that it is a basis for a science itself. It appears that people
in general have discovered or come by these institutional forms not by
deliberate effort, but serendipitously as the result of a set of extentuating
circumstances that conditioned human response patterns in groups. That they
appear to share such structural similarities arises from the same structural
considerations underlying our understanding of different human languages.
It is beyond the scope of this particular work to
fully explore these issues of the social organization of human reality, but only
to reiterate that these processes are also symbolically embedded in cultural
patterns and take on characteristics of this patterning. These institutional and
functional patterns of normal societies the world over are characteristic of all
human societies, from the most simple to the most complex, and are yet
developing in directions we do not fully understand.
All of these kind of social structural patterns are
cultural contextualized and are rule patterned and are symbolically mediated
within any social grouping. That these structures take on some many variations
and possibilities, some of which appear systematic, forms the basis for the
study of cross-cultural and social anthropology.
It has been my claim that since biological
competition underlies all forms of human social interaction, and it is always
symbolically expressed in culturally defined terms, that this symbolic
expression of human social competition comes to express itself and become
defined in certain characteristic symbolic ways. Namely, in the aggregation of
material surplus, including the exploitation of other people, and in the
expression of a worldview of limited good, such that "one person's gain is
another's loss" which leads to the victimization of other people.
These two forms of symbolic expression of human
social competition are logical outcomes of the social competition hypothesis,
and are complementary to one another in that the former comes to express itself
especially in terms of primary social institutions that serve the purpose of
adaptive survival and reproductive success. Elite social groups tend to
appropriate surplus material wealth or social resources to themselves, through
inordinate control. They do this through institutions enforcing tributary
relationships, redistribution of wealth, plunder or direct exploitation of human
labor capital. If they cannot do it through legal or moral injunction of their
society, then they will tend to do it through paralegal means, which entails a
form of corruption. If the distribution of wealth in a society is uneven and
unequal, so to is the distribution of corruption.
The later form, of a worldview of limited good,
though it appears to be contradicted by the notion of appropriation of surplus
wealth, is in fact a logical outcome of a secondary institutional pattern that
inherently reinforces the former pattern. It does this by providing the moral
and symbolic legitimization for inequality, and secondarily by providing the
administrative and military authority and power to enforce these unequal
relations. Thus, it can be seen that imperial armies do not march on their
frontier neighbors out of starvation and a lack of want in their home
territories. They do it in a spirit of plunder and power that will derive from
the subordination and defeat of their weaker neighbors.
These processes arise out of cultural selectionism,
and are therefore rooted to a deeper biological basis in natural selection
patterns, but are invariably symbolically mediated and culturally conditioned
and contextualized. Thus people share more culturally than just their symbolic
relation to the world. They also share a common predicament and sense of being
in the world that is derived from their own biological foundations. I would call
this form of social competition a form of social selectionism that is involved
in the human cultural game of life. The fittest survive. But in this game, the
fittest are not necessarily the strongest, but the most intelligent. The end
game is not directly reproductive or adaptive success. It becomes cultural
control. It is therefore in this sense an unnatural imperative. This process has
many psychological facets attached to it that are to be considered fundamentally
neurotic and destructive.
I believe that a certain personality configuration is
a measure of both the extent to which cultural patterning has been internalized
in an individual personality configuration and also a measure of the relative
social fitness an individual has in any given cultural pattern. The most
appropriate psychological term for this is authoritarianism, and the
anthropological equivalent is the relative expression of ethnocentrism. Strong
character dispositions that are inflexible and culturally dependent upon
external manifestations of stimuli constitute a certain kind of structured
personality that is consonant with the predominant ethos of any society.
Indeed, I would claim that authoritarian
personalities exhibit on average an unusual degree of what I would call symbolic
dependency, or the unusual attachment to symbolisms, especially as these are
expressed socially in cultural contexts. Underlying this form of symbolic
dependency may be a pattern of neurotic perception referred to as frame and
field dependency, but this connection has not been yet clearly established.
It is not too difficult to understand that someone
who exhibits strong attachment to external symbolisms, would exhibit a neurotic
need to manipulate and control such stimuli. This in turn may be associated with
the principles stated above, that social competition will become symbolically
expressed in patterns tied to the monopolization of surplus wealth and the
control and violence of other people.
Authoritarian personality characteristics show up
expectedly in all cultural configurations, with the expectable differentials in
terms of the variance of cultural patterning itself. Authoritarian structures
reinforce a social patterning that develops in many institutional contexts in
society, and that is the formation of social authoritarian power structures.
Authoritarian power structures are made possible within the cultural parameters
of any system, and to an extent are indirectly sanctioned and valorized, or at
least rationalized, in terms that are culturally acceptable. These structures
tend to attract and to reinforce individuals who are themselves strongly
authoritarian.
What underlies authoritarianism. Repression of
personality seems to be a common feature of authoritarian character. Repression
of personality is based upon social conformity and internalization of
socio-cultural mechanisms of control. I would suggest that this form of
repression is basically sexual repression. Generally, what is repressed will
become expressed in some altered manner. One form of its expression will be in
terms of projection of perceived negative qualities upon members of out-groups.
A social patterning is established in authoritarian
power structures, such that the internal grouping is hierarchically ranked, and
status control is the principle preoccupation of members of the group. In order
to maintain a rigid boundary around such a group, to limit passing in and out of
the group and control of information to the outside world, there is a need to
enforce a strict uniformity. There is thus also a corresponding need to find
out-groups that function effectively as scapegoats for the displacement of
violent aggression (arising from internalized frustration, arising from
repression) that is a result of frustration and repression entailed in strict
conformity. Such tight structures are often built on a strict pecking order, and
a rigid rank structure, with the top of the hierarchy controlled by an elite
with totalitarian type control.
Maintenance of order and solidarity within such a
power structure generally requires channeling aggression upon members of
out-groups, and the mobilization of the group against such out-groups. Often
this serves the dual purpose of aggrandizement of the top and augmentation of
the authority and power of those in control of such social systems.
In general, to effectively target out-groups and
members of out-groups, they must be construed as somehow inhuman, or
fundamentally dehumanized by stereotyping. Symbolic stereotypes that bestialize
out-groups and anthropomorphize animals in the form of such out-groups, serve
the purposes of group solidarity and mobilization of violent action against such
out-groups.
People cannot personalize or identify with people
whom they are exploiting or victimizing, at least not in any humanizing manner.
If we humanize our enemy, then we give them a human face, an individual
personality. We begin seeing that they are not unlike ourselves, and suffer like
we suffer. At some point, their suffering may become our suffering as well.
These kinds of patterns of prejudice take very
rudimentary symbolic forms as found in response patterns to inkblot tasks. In
other words they derive from very deep origins in the core of the personality,
composing very basic symbolic structures. They are in a sense the most common
denominators of symbolic content. They may stem from very deep-seated
conflicting patterns, and suggest the action of such repression of personality.
Sexual repression suggests a linkage to reproductive
selection, one that is nonetheless symbolically mediated. It is a deep issue to
explore, but it becomes linked critically to one's own social status-identity
via the dominant group. In a sense, one is made more powerful by symbolic
attachment to collective representations of power. This is like a symbolic
surrogate to sexual conquest, and is the result of frustration in sexual
prowess. Authoritarian character appears to be positively correlated with low
achievement motivation, in the sense that authoritarian characters are no high
personal achievers. They tend to hide their individual identity through group
conformity.
There is a sense that all people have some
authoritarianism in their character, and can be taught to hate and commit
violence on other people. In this, almost no one is completely immune. It has
been well observed that the suggestive power of Hitler's demonstrations would be
very difficult to resist, indeed impossible if you were German. The crowd
response would sweep people up into a blind conformism and gut reaction,
regardless of their own personal feelings or attitudes. But it is also true that
many people are more completely authoritarian than others.
The same processes generally hold for members of
subgroups within such a society that have been placed in subordinate and
exploitative positions in relation to the dominant group. The purposes are to
maintain segregation and competitive exclusion while at the same time
maintaining relations of exploitation.
Authoritarianism is not mental illness, though in its
extreme form it can be a gateway to such illness. But authoritarianism can also
be an individual's final system of defense against such incipient illness and
disordering, especially in complex environments. Thus we can see that the pull
and stability of authoritarianism is strong for those who may otherwise lack
necessary ego-defense mechanisms for succeeding in the world. In this sense,
authoritarianism is a haven for the mediocre.
Authoritarianism is social psychologically
reinforced, such that the individual comes to adhere more strictly to the group
norms, and group norms tend to become more strict. Some societies tend to
ingrain culturally authoritarianism more completely and effectively than other
societies, such as in some contexts, for instance in East Asian societies with a
strong Confucian ethos, authoritarian character is almost isomorphic with
cultural character. In such instances, people evince patterning that is
fundamentally different in the sense that there appears to be a fundamental
split or duality of personality that is largely context dependent, and that
bespeaks a certain modicum of contextual deindividuation of character.
If we are to distinguish authoritarians as an
orientation and type of personality configuration, marked by symbolic rigidity
and dependency, then we must consider the other end of the continuum and ask
what is the relative non-authoritarian like. If the non-authoritarian is only to
be defined anti-thetic to the authoritarian, in being relatively symbolically
flexible and independent of personality compared to the authoritarian, then we
are setting up a tautological gradient by which we can put all people on a
sliding scale of authoritarianism. It is apparent that there may be fundamental
differences, from birth, in personality types of individuals.
Some individuals on a very basic level appear to be
quite selfish and self-centered, tending towards projection of hostility upon
others and selfish manipulation. These individuals appear to me to be prime
candidates for development of an authoritarian complex. Other individuals appear
to me to be fundamentally the opposite, quite unselfish, open, and other
involved, tending toward introjection of hostility upon themselves and a kind of
codependency with others. It would be too much to speak of the real possibility
of a "selfish gene" that distinguished people on a very basic level,
but I am more inclined towards environmental explanations. In general, strong
authoritarianism is learned through parents culturally and socially, and not
genetically. And these patterns are reinforced through life, increasingly in
some circumstances to the extent that they become socially reinforced in the
character of the individual.
Authoritarians appear to make good task masters,
strict disciplinarians and loyal followers and obedient servants, but they do
not make necessarily the best leaders, original thinkers or change agents of a
society that is subject to stress and change. And this is a paradox, because the
strong ethos that produces strong authoritarianism does not necessarily benefit
society in the long run, but can lead to the debilitation of society.
This brings up the aspect of authoritarianism that
relates it as a form of cultural selectionism that I would call competitive
social selectionism, albeit not the same kind of social selectionism that
necessarily occurs in the animal kingdom. The purposes of this selectionism are
neither necessarily adaptation or genetic survival. At this level, the purposes
and motivations of human behavior no longer directly serve genetic interests,
but appear to be fundamentally attached to symbolic forms of status-role
identity in society. These serve both selfish human interests and social
interests in the maintenance or change of the status quo of a cultural system.
We return to a form of social Darwinism or survival
of the fittest in society that has only indirect linkages to actual genetic
differentials between people, but are clearly marked by strong symbolic
expressions. It is a new game of human social evolution that has all the
earmarks of human biological evolution but none of the consequences.
And
thus we can explain primitive economics as warfare by other means and primitive
warfare as economics by other means. We can explain the rise of chieftaincies,
priests, state societies, bureaucrats and technocrats, as the outcome of the
symbolic patterning of response that human social competition has come to take
on in the history and prehistory of humankind.
Indirectly, there may be a connection back to the
individual's ability to succeed, but generally this has less to do with real
adaptive survival and genetic copulatory success, so much as it has to do with
the success of the individual in social and cultural terms. It is a symbolic
outcome of the drive for reproductive success, but it serves different ends.
In this form of social selectionism, it is not always
the case the authoritarian will win out over the relatively non-authoritarian.
The authoritarian appears to have the advantage when it comes to social
manipulation and conformity, but it is not obvious that in conditions demanding
individual achievement and excellence, creativity or innovative intelligence,
that strong authoritarianism necessarily wins the race. And if we believe that
authoritarianism is merely a function of education that the more educated we
become, the more we shed our authoritarian character traits, then we are
mistaken, but authoritarianism has its strong academic forms of expression.
Thus in social selectionism, there appears to be
shifting advantage of circumstances that will favor authoritarianism or relative
non-authoritarianism. In times of great change, societies are frequently faced
with a basic challenge, as in such times the great natural tendency is to react
with increasing conformity and authoritarianism to preserve the status quo. But
during such periods also, new agencies of change must arise within a society,
usually from the non-authoritarian peripheries, to create new patterns in the
society to provide the instrumentality for adaptation and renewed success of
social institutions. Generally, such forms of change cannot be expected from
strongly authoritarian personality types.
But we do not have to look at periods of great crises
and conflict to find examples of differential social selectionism in human
society. We can find it in countless incidents in every day social life, in the
expression of normal social competition of getting ahead and losing the game of
life. Achievement of status identity in society, by hook or by crook, is
critical not only to one's fortunes and biological well being, but to one's
sense of identity and mental health. But achieving it at any cost can lead to a
kind of Pyrrhic victory in which the costs were greater than the rewards. Many
people indeed deliberately manipulate in a calculated and deceptive manner in
order to get ahead in life.
This calculus of social competition in everyday life
can be quite convoluted and tricky. One does not have to necessarily be the most
diligent or brightest student to appear bright in the teachers eyes, especially
if a teacher is herself authoritarian in character. Thus many students get ahead
by merely pleasing the teacher in blind conformity, while others may learn that
they can at least make other students look bad in their teachers eyes. And so we
have the emergence of everyday social politics in the construction of social
realities. A few win and many lose. Whether we want to characterize it as
yard-ape ethics, or chicken coop realities, or King of the hill, it can be said
to be quite pervasive and common in almost all human societies, regardless of
cultural constraints and parameters of conformity.
This brings up the notion of the relationship of
symbolic ideology to worldview. I would define symbolic ideology as a closed
system of belief and collective representation that is not open to change or to
alternative understanding. It becomes defined through strong authoritarian and
ethnocentric commitment by the people who come to enact and embody its values
and beliefs in a collective sense. If we need examples of symbolic ideology, we
do not have to look very far to find it, and again, being in school does not
necessarily make a person immune from the shortcomings of ideological
commitment.
There is an inherent feedback system in the
ideological construction of reality. We can say that those who are strongly
committed to a particular worldview have a strong need to reinforce and maintain
this worldview. If this worldview is very narrow and rigid, it cannot be
tolerant of a wide range of variation or alternation of symbolic point of view.
It demands strong characteriological conversions by its members, strong sharing
and cultural conformism, to the point of becoming true-believers. It seeks to
annihilate or to reform alternative symbolic orientations and personality
configurations that may contradict with its narrowly proscribed socio-symbolic
order. This also leads to stereotypical projection and often acts of violence
projected on out-groups. This is necessary to the symbolic boundary-maintenance
function that demands rigid and narrow adaptive equilibrium of members of a
group.
On the other hand, to adjust to and succeed within
such systems, a measure of blind and "deceptive" conformity is
demanded by most members, and rendered by most members, which serves to socially
sanction and indirectly reinforce the pattern through group conformity and
constraint. Narrow worldviews lead to narrow and rigid world orders, and rigid
world orders beget narrow worldviews.
In considering Aldous Huxley's Brave New World
Revisited, we can remark that in any given society, the normal character is very
susceptible, indeed, hyper-suggestible, to conformism that lends itself to blind
obedience and also, paradoxically, at times blind disobedience. Few people can
be expected to withstand the full pressures to social conformity, especially if
it leads to punishment, ostracism or even annihilation within the system.
Indeed, many indications suggest that in higher
education ideological paradigmatic commitments, being more intellectually
rationalized, are in fact more pervasive and invidious in their hypocrisy than
more directly expressed forms of prejudice and intolerance. Indeed, I would
claim that paradigmatic closure about any field of understanding, is largely the
consequence of ideological commitment to a certain paradigm of belief within the
field. We often arrive at such commitments not by deliberate choice, but by
default of intellectual independence and by conformity to the choices others
impose upon us.
It is characteristic of our worldviews and our symbol
systems that they foster a sense of completeness and symbolic closure about our
understanding of things in the world. Our symbolizations have the power of
smoothing out contradictions and resolving discrepancies that exist in the
world. Especially, they serve to provide us a sense of continuity of experience
and universal coherence about the world, and help us to resolve the experience
of alternate or marginal realities that causes ambiguity and discrepancy of
pattern in our lives. There is a survival advantage in the fear to die, and the
fear of death perhaps arises from an inability to understand death, as well as a
natural proclivity to avoid it at all costs.
It is interesting that the very form of cognitive
dissonance that drives strong commitment to symbol systems, namely the need to
resolve and deal with marginalizing experiences of death, appears to serve the
same basic interests of human survival and adaptive success as the avoidance of
death through trait fitness does in natural selection. In a similar way, it is
interesting that the sexual drives that may underlie many of our motivations for
achievement of status and authoritarianism in society, may serve the same sorts
of interests in human reproductive success, albeit indirectly in social success,
as it does in reproductive selection in the natural world.
I believe the notion of sexual sublimation and
repression has merit, but I do not think that it is the exclusive drive of all
people all the time. I believe that people have an innate aggressiveness about
their being that is a reflection of their will to survival and succeed in life.
This aggressiveness is perhaps more basic and more diffuse in its drive of human
behavior patterning, but it is also perhaps the stronger and more pervasive form
of human motivation that exists. That this drive may be fundamentally frustrated
and channeled in different ways suggests that it is symbolically malleable in
human character. We can put it to good purposes in human constructiveness and
creativity. Equally, we can put it to destructive purposes as well. That both
are frequently the case is easy to see in human reality. That it is often easier
to destroy than it is to construct seems to obey some law of human entropy and
averages, such that no matter how hard we work to build things up, someone will
eventually come along to knock it all back down again.
Our world is ordered symbolically. This is to say
that we have constructed our world culturally, and the order we have imposed
upon the world is the order that comes ultimately from within our own complex
brains. So far, in the long run, our cultural constructions and selectionism
have served us well in our adaptive survival and reproductive success on earth.
No one can argue this. That it was only achieved in spite of a great deal of
violence, bloodshed and victimization also cannot be argued.
That these epigenetic cultural constructions are not
directly tied to genetic foundations can be demonstrated clearly by the
independent variability of this patterning in spite of genetic distributions
among human populations.
Consideration of our cultural ordering of the world,
and the degree of consonance and equilibrium we strive to achieve between this
ordering and our own views of the world, leads to the notion of the competition
of ideologies in the world.
It is evident that authoritarian personalities often
try to impose their view of the world upon others, and attempt to maintain a
strict concordance of internal worldviews and external world orders. This is so
much the case that they tend to adopt a material and literal and denotative view
of their symbolism that precludes much metaphorical variation, connotation and
imagination of alternatives.
Alternatives in the world are considered a threat to
such a view of the world, that can be described as ideologically closed. It is
not surprising that such attitudes coalesce into shared authoritarian
coalitional structures that are mutually reinforcing, and that groups,
characterized by some closed ideology, and committed to its realization of order
in the world, will seek to impose this view of the world upon others.
Ideology as a closed minded view of the world is
characteristic of authoritarian power structures in the world. Ideology, as
noted above, has what can be referred to as paradigmatic functions in the
organization of social relations, productivity and behavior in society. We might
call the symbolic function of Ideology as one that is "totalizing" in
the sense that it achieves, or strives to achieve at least, total integration of
the world order along the lines of a single integrated symbolic system of
rationalization. Needless to say, it is clear that totalizing ideologies beget
totalitarian world orders.
We can therefore speculate on a kind of ideological
competition occurring in the world between competing and contraposed symbolic
systems. These systems rarely seem to coexist in harmony with one another in
shared spaces. As a result of this kind of ideological competition, we can
speculate as well on a kind of paradigmatic selectionism occurring among such
systems such that some kinds of systems will win out over others.
The consequence of this kind of competitive process
and selectionism can be said to be the emergence of what have been called World
Systems. These can be seen as politically and economically integrated state
societies that achieve predominance over the entire world, or at least over the
significant portion of the known world. We can speak of the ancient state
societies as world systems, of sorts. The Roman Empire was perhaps the first
true world system to emerge on the stage of humankind. It was relatively stable
and long lasting, and Roman culture gave a new and legal meaning to authority
and authoritarianism. The interesting aspects of such systems are that they are
civilizations in a grand sense as being integrated symbolically in interesting
and complex ways, often with legal, religious, economic and other structural
relations that are symbolically enshrined and embedded in the system.
Subsequent to the demise of the Roman Empire, after a
long period of feudal atomization, we've had the gradual rise of nation-state
societies, with their attendant cultural and civilizing patterns. The current
nation-state system that has come, in the last few decades, to experience the
predominance of a single entity, the United States, in a new kind of Pax
Americana. There occurred two early imperial-colonial periods that could have
been characterized, especially by the time of Queen Victoria, as the Pax
Britannica, but this was incipient to and remains part of the current world
system, and this was destroyed by the combined affects of the first two World
Wars.
This world system has been called the Capitalist
World system and has been based on one of political economic incorporation and
encapsulation of all societies within an international capitalist market
structure. Within this structure there are asymmetrical structural relations
between developed and underdeveloped societies that tend to be politically and
militarily reinforced.
The stability of this system is inherently undermined
by the competitive nature of nations within the system, such that no nation can
be assured of following any paradigm of international law. Some rogue nations
that have been excluded from full participation in the system threaten its
stability, and shifting spheres of power and influence between different regions
also lead to its future instability. Furthermore, it is apparent that the
structural patterning of American society upon which it was originally founded,
is also gradually but radically and irreversibly changing, such that its empire
has come home.
Capitalist ideology and worldview upon which the
system has been founded, appears to be fundamentally at odds with democratic
ideology and worldview from which the system arose in the first place. There
appears to be a fundamental tradeoff between efficiency and equality such that
the further promotion of capitalist development in the world, will result in the
structuration of greater inequality in the world, and will tend to increasingly
preclude democratic initiatives arising in underdeveloped societies. All in the
name of the world order.
I would suggest that in the structure of the long
run, particular mono-cultural world systems derivative of successful ideological
world orders always and eventually give way to other competing systems. The
competitive foundations upon which any system is based is likely to be the
source of its own eventual demise. We do not need to understand the fall of Rome
to predict the fall of the Pax Americana. I would suggest also that the
foundation of any established world order is likely to change inexorably as the
result of trans-cultural processes of human civilization, what can be called,
without ethnocentric attributions, progressive modernization of human
development.
In this, we can look to the effects of new
information revolutions that are sweeping around the world. Part of the
consequences of these kinds of trans-culturative trends have been a
globalization of modern culture, or rather the emergence of a new kind of third
culture that is inherently global in scope, perspective and commitment. Of
course, this third culture must transcend nation-state boundaries and
prerogatives, and this pattern is itself very unequally distributed between the
haves of the first world and the have-nots of the rest of the world.
One effect has been an increasing amount of economic
integration on a global level that seems to some extent to preclude the
possibility of regional or interregional conflict. Of course, this kind of
economic stability is very fragile, based as it has been on competitive
political control structures. As long as the gains from economic cooperation
appear to exceed the possible gains achieved from warfare, especially with the
horizontal proliferation of nuclear weapons and other kinds of weapons of mass
destruction, it can be seen that there is a inherent deterrence to going to
total war. But this kind of deterrent effect cannot be relied upon in the long
run, especially if and when global economic conditions begin deteriorating
substantially.
The model of human civilization I have offered is an
ideational one based on the symbolic integration of human reality. This kind of
symbolic-ideological model is naturally insufficient to economists and political
scientists and similar types of social scientists who look to consistent
patterns of social relations and social structures occurring in the world that
are the result of consistent human action and interaction. I have not addressed
these materialist and behavioral theories not because they are without merit.
There is great order and systematic structure apparent in economic and political
patterning of human society, and in its institutional and organizational
patterning. For any human information system to be complete as a comprehensive
theoretical explanation, these must be also taken into account. Not unlike the
rule patterning of language, the structural patterning of many institutional
forms in human social life that involve the structural articulation of social
systems are rule governed. The basis of these rule systems is as implicit and
self-organizing in the natural order of things as they are mandated and
conventionally prescribed within cultural contexts. As cybernetic systems they
are no less systemic than any other pattern we find in nature.
The anthropological contributions to these areas of
inquiry in larger order structural patterns of human social organization has
been largely in the demonstration of the wide cultural variability and
systematicity of basic regularity exhibited by these historical systems. Thus,
many models developed primarily in reference to modern and developed systems may
be fundamentally inadequate to deal with primitive and undeveloped structures.
We cannot say that the form of primitive social economic system developed in New
Guinea Highland societies are any less anthropologically interesting or complex
than mercantile capitalism in the New England states. Both systems can be
described in terms of equilibrium equations and preservation of functional
stability of their respective social orders.
I would suggest only in passing that the sense of
order and rule-patterned structure of these higher-order social institutions and
structures that recur in human societies cross-culturally, and that exhibit so
many parallels and homologies, derive from the same sorts of basic symbolic
considerations that drive cultural and social construction processes in the
first place. People organize themselves into social groupings and behave in ways
that comes to be rule-like in its patterning. They respond functionally and
symbolically with institutional structures that are very comparable to one
another in structure and function and serve very similar sets of purposes across
wide cultural distances.
It is no where clear to me that just because money
can buy a lot of things, that money as a basic medium of a global political
economy should be any less symbolic thereby. Of course, behind money is resource
exchange, and behind resource exchanges lie the basic issues of human survival
and success. But it is equally true that the material and market mechanisms that
have come to centrally mediate these exchange processes are as imbued with
symbolic import as words are in everyday language, and even more. Money buys a
lot of things that are fundamentally immaterial. It buys security, status,
power, freedom, and influence, among a lot of other social intangibles that can
only be interpreted symbolically. And there have been cases where foreign
people's money just has no inherent value within a local cultural system.
Economic values themselves are based upon cultural symbolic values attached to
these things.
The rise of social, political and economic structures
in human societies, particularly in the contexts of advanced state civilization,
has been the subject of a great deal of study and analysis. The material and
behavioral expressions of cultural and social systems have not been the central
subject of this treatment of human systems, though perhaps they should and could
have been more systematically treated. All such systems have basic and important
functions in the organization and adaptive survival of human beings.
I would say that such systems are also symbolic, and
they are the result of, and in turn lead to, social action theories that forms
the foundation of a systematic history of humankind. Social action is
symbolically patterned and mediated, and becomes symbolically reinforced through
social processes of institutionalization. Thus I see such systems as essentially
expressions of culture historical patterns of civilization that can be
sufficiently encompassed in terms derived from the theories of the
anthropological construction of reality.
I have sought instead to deal with the problems of
authoritarianism in social life, and its consequences for humanity, because this
has been a problem that Anthropology has always somehow regarded as a taboo
topic even though it appears to be common and even prevalent in most societies.
Frequently anthropologists go through the romance and
relativization of becoming members of some foreign culture, only to discover
deep and well hidden insider secrets of human cruelty, violence and exploitation
that tarnishes and creates a great deal of ambivalence in their cross-cultural
perspective. Often, the theoretical constructs anthropology offers are
inadequate to explain or deal with these kinds of issues in a sufficient way.
Indeed, the perspective of authoritarianism is in many respects antithetical to
many theoretical constructs of cultural anthropology. Similarly, I have sought
to undertake a theoretical understanding of human conflict and the proclivity to
violence and warfare, as these are common and recurrent manifestations of human
reality that tie to disequilibriation of human social systems and to historical
change processes in general.
In essence, political economic and socio-economic and
social structural patterns in the world, whether they are state systems or
larger interregional entities, are basically historical systems and must be
understood in many ways that we understand the evolutionary history of
ecosystems. Thus, we confer to them inner functional balances and homeostasis as
normally occurring systems, and we come to understand their patterning through
processes of periodic disruption. Human history indeed has had its many high
points and its many saddle points.
Blanket Copyright, Hugh M. Lewis, © 2005. Use of this text governed by fair use policy--permission to make copies of this text is granted for purposes of research and non-profit instruction only.
Last Updated: 08/25/09