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Chapter
Twenty-One
Human
Cultural Systems
We have inherited in Anthropology a deep idea of the Culture History
tradition, that "cultures" are distinct groupings of people, defined
by common traditions of art, religion, etc., that are relatively isolated by and
in their culture, have their own unique language, ideas and systems of
functioning. This classical view of Culture in the upper case tended to preclude
the idea that cultural groupings of people may have come and gone on the world
stage, rising and falling time immemorial, and that such groupings were in
continuous contact and interaction with other similar or quite different
groupings.
A modern view of culture is more one identifying a process, or a set of
processes, in the definition of a distinct group of people, and the process of
culture is from an emprical standpoint a pattern of sharing that is prevalent or
frequent between people who are face-to-face in relationships in which such
reciprocities are possible. Certainly, cultures have material and environmental
expressions, and it has been the rage of many to see its material manifestations
or its environmental relationships as predeterminative of cultural patterning,
as defining the limits and frameworks by which other forms of non-material
culture become defined and expressed.
The systems based theory of culture and cultural integration of human
reality is rooted in the anthropology of knowledge and the understanding that
different cultural backgrounds and life-ways have different ways of knowing and
different landscapes of knowledge. Whatever these differences may be, we find a
fundamental unity of human knowledge and understanding in terms of its structure
and function in the mediation of human reality. In this we must understand that
systems and systems theory are paramount knowledge systems that are, if
anything, about how we know and understand our world in a certain sense and
within a certain framework of reference and inference.
The
Symbolic Definition of Culture
The definition of cultural systems is central in
human systems theory, as these systems exist at the core of what it means to be
human and in terms of how humans organize and relate to their environments. We
may say that culture defines the world of meaning for human beings, and this
meaning has both subjective and objective aspects and consequences. This meaning
furthermore is fundamentally symbolic in structure in a manner very similar to
that elaborated by Levi-Strauss's structuralism. We can say, in othe words, that
human social reality is culturally determined, and human cultural reality is
symbolically determined, and human symbolic reality is linguistically and
psychologically determined, in a manner that is context-bound to
the environment in which it has arisen.
1.
All human symbolization is gestalt in design and function involving emblematic
figure-ground pattern recognition.
2.
Human perception and cognition are fundamentally gestalt in structure and
organization.
3.
All human symbolization depends upon and involves basic perceptual and cognitive
processes of perception, object recognition, symbolic internalization,
apperception, projection, cogitative rationalization, etc., which are tied to
the same gestalt of emblematic pattern recognition.
3.
Language is symbolically structured or "constructed".
4.
Basic cognitive processes of memory, cognitive mapping, reason, are indexically
organized by linguistic symbols.
5.
Cultural reality is symbolically organized and its patterning is linked to the
gestalt of human symbolization.
Cultural Anthropology has been foremost the field of
inquiry that has managed to foreground and give scope and scientific
significance to the problem and definition of culture and its reality. It was
this early recognition of the centrality of importance of culture in
understanding human reality that attracted me as a student foremost to the
discipline, much to my subsequent misfortune. Before the rise of Boasian
anthropology in North American and Haddon's social anthropology in Great Britain
and abroad, our notions of culture were largely defined by an archaic and
largely Eurocentric model of culture history and classical philology. Other
views emerged on the horizon in about the same time frame, the views of Marx and
Freud, for instance, and of Comte and Durkheim and Weber, that served to some
extent to break the strangle-hold of an earlier European rationalism that saw
all good things as coming from, and referring to, a continental frame of
reference.
A century later, so much elaboration along related
lines of inquiry has gone on in the relativization of knowledge, in one field of
scholarship or inquiry or another, that the entire framework of critique has
seemed to be carried to a logical limit beyond which logic and reason breaks
down completely in a kind of narrow solipsistic language game, especially in the
face of normal institutions of science that have made tremendous breakthroughs
in knowledge discovery and technological advances.
In considering the structure of the development of
human civilization, what can be called its cultural evolution, I cannot but help
think of the perspective of Alvin Toffler's Future Shock that sees
the reel of reality speeding forward at ever increasing tempos with each passing
year. The rates and volumes of information communication and knowledge
production has been increasing exponentially, and the degree of complexity and
sophistication achieved in any one area, the requirements for expertise and
specialization so hypercompartmentalized, that many knowledge systems, and the
humans that articulate them, are spinning forward divisively and independently
without mutual awareness or even the possibility of mutual consideration.
Worldview has become a critically important, even
strategic, concern of the 21st Century. The worldwide web emerged on
the scene in the last decade of the 20th Century just in time to create a challenge of control and
freedom of information in regard to what can be considered a rising global hegemony of ideas by large nationstates and
multi-national corporations. Needless to say, the worldview of the world is at
best fragmentary and disparate, lacking in either wholeness or in sufficient
depth. We cannot speak of a single worldview, but only of many competing
worldviews, all of which are in themselves incomplete and insufficient as
worldview. Worldview is perhaps the ultimate aim of any knowledge system that
claims coherence and a distinct identity in the world. Of course, there are
institutions, individuals, groups, corporations and even entire nation states
that systematically and deliberately take advantage of the fractured state of
worldview to manipulate and persuade people, often with misinformation, into
some agenda of action or some relation that is assymetrical or exploitative. At
times, it seems, that there may even be a majority of people in the world whose
function, it seems is to be part of a larger conspiracy to manipulate and
dispossess people's worldview and hold upon a sense of reality.
There have been many competing definitions of
culture. The one I have come to prefer, though grounded in Anthropology,
surprisingly is situated more in the field of the sociology of culture, and
concerns how humans symbolic construct meaning in their lives, and construct the
world in a symbolic manner.
The fact of human cultural reality that has not been
easily explained or even directly dealt with is its vast continuity of culture
from its origin until the present. There have been no permanent discontinuous
states in human evolution that has been marked by an absence or a total loss of
cultural context. Individuals may become more or less dissociated from the
cultural stream of humanity, and many cultures may find themselves in isolated
backwaters, but culture remains continuous and for the most part forward flowing
with time.
This continuity of culture has assured an unbroken
string of cultural transmission from generation to generation from the first
inception and rise of culture, much as protocultural forms have been observed
and studied among Chimpanzee groups in the African rainforests. It has been a
part of the human heritage, and its continuity assures a common foundation of
structural patterning whatever its divergent manifestations may become in one
instance or another. Humankind has depended greatly upon this sense of
fundamental continuity, so much so that we have evolved in such a manner as to
become culturally dependent creatures who do not do well outside of the fold of
its structure.
As a cultural anthropologist, a deep and fundamental
appreciation of culture and its central place in our world is profoundly
important and well abided. Of course it is not the only facet of our knowledge
and meaning that can be used to characterize humankind and to differentiate
people from one another, but without it, all other knowledge systems run the
risk of falling into their own ideological conundrums and horizons.
I employ readily the concept of culture, and
especially, of knowledge culture, as a mechanism for mediating between, and
possibly even integrating, different and divergent knowledge systems in the
world, as well as the social realities that underlie these systems. This brings
to the foreground one of the central functions of culture in our lives, and that
is in the mediation of stress and conflict of people in relation to their
natural and social environments. Culture as a mediational concept and construct
is vitally important to the application of cultural knowledge systems to various
kinds of problem sets in human reality, and even beyond in the larger natural
world.
The mediative aspects of culture have rarely been
addressed as such, much less for its broader implications in relation to the
articulation of worldview and different kinds of knowledge systems in the world.
We can find in this the foundation for the
integration of worldview and of different, disparate knowledge systems, and
through this we can seek to achieve a new form of synthetic integration of these
systems in a functional and efficacious manner in our world.
The
Psychic Unity of Humankind and the Science of Cultural Anthropology
The hypothesis of a universal structure underlying
the pattern variation of human culture and history has been both proposed and
opposed vehemently in the literature. Some scholars would impose a completely
relativistic model upon anthropological study of humankind, claiming that there
are no universals by which to anchor and define a scientific paradigm of human
reality. Furthermore, it is clear that human reality is exceedingly complex and
multi-factorial, and, many would say, underdetermined from even a biological
point of view. True exceptionless universals have been hard to find.
I propose that the universal basis for a genuine
science of anthropology is in the recognition and realization of the true scope
of the psychic unity of humankind, which suggests that it may not be the case
that all people think the same way, but it is possible that all people may, at
least in theory, think alike. Such a claim demands an empirical hook and anchor
to some objective, empirical data in reality that would support such a claim.
It is in the brain of humankind that we can find,
upon a deep level, structural patterns that recur in varying form across
cultural boundaries, but which occur structurally in a similar manner in all
cultures. If this is the case, as it appears to be, then a strong case for the
psychic unity of humankind as a scientific universal can be made. One form of
evidence for this strong claim is in the potential intelligibility of all
natural human language--or what might be called its
"inter-translatability."
The proposal of a scientific basis for anthropology
being founded upon universal patterns of brain organization and function, in
conjunction with other uniquely human traits, does not preclude an equally
strong argument for the anthropological relativity of human knowledge and
attitudes. Such a proposal also, to be complete, requires its systematic
extension, in an empirically consistent manner that is equal to that stated for
human cognition, to an accountable explanation of social and cultural patterning
and behavior by people.
My claim is that a certain class of methods, referred
to as symbolic framing devices, lends itself to a certain manner of
interpretation of a wide range of human behavior patterns, the logical
explanation for which leads to the conclusion that cultural patterns and
differentials are tied to different patterns of thinking in the brain. Rather
than support a relativist claim, this evidence strongly supports an argument for
the deep brain-based psychic unity of humankind, and the influence of
this noetic patterning, upon all that we see, think and do.
Definitions
of Culture
Culture has been the traditional forte' of the
cultural anthropologist. At the time that cultural anthropology has been elipsed
as the result of ethno-political economies, the concept of culture and
recognition of its importance in understanding human reality has emerged in
other disciplines as a central defining dogma.
Culture as a concept of human order and social
organization, as a descriptive label referring to both the style and pattern of
human integration in the world, has been widely defined and there is very little
close agreement as to its appropriate denotations or determinations. My own
research has led me to see culture as more ofa dynamic process shaped in terms
of a tradition, but made real and vital in the present, than it is a static and
unchanging reality that is superimposed, like a set of rules, upon human
reality. Culture is embodied in the behavior, beliefs and very being of its
participants, and it is enacted and reenacted at every minute upon many
different stages of social performance. Cultural process is therefore an
on-going production of forms and symbolisms, materially and behaviorally
manifest, that reshapes the tradition and fits it to the needs and purposes of
the future.
The remarkable aspect of culture is its tremendous
transparency in our own lives, and its tremendous obviousness to ourselves in
the lives of people removed from us. We do not normally see it in ourselves, in
what we do and how we behave, because it is so much a part of us that we take it
for granted. It is expressed in the clothes we dress in, in our speech, in our
attitudes and in our social relations. It is expressed in our habits and
routines and in the manner that we conduct ourselves and our business both in
polite society and otherwise. We find it so easily in others because it forms
the basis of the differences in others that are so marked in implicit contrast
to ourselves. It is clear therefore that cultural variation overlaps and is
often confused with individual variation of pattern, so that it is impossible
sometimes to tell the difference between the one and the other unless we have
some social frame of reference for common comparison.
The notion that culture is shared is important to the
definition of culture, but culture as merely frequency patterning belies some of
the dynamic and variable components of culture. To a great extent, we can even
say that individual variation is a form of cultural variation of pattern.
Culture is often contested and the result of compromise as much as it has been a
matter of sharing and agreement. Agreement implies an unconscious component of
culture, and it is indeed upon an unconscious level that we find most of the
agreement occuring. It is as often as not this unconscious level of conformity
that individuals are reacting to in a deliberate manner when they seek to be
different or to express themselves in a culturally non-conformist manner. It
represents an attempt to escape the psychological constraints of culture as
these serve to shape and possibly frustrate their lives. Culture becomes
contestable when it is realized that different versions or patterns or models of
culture come into competition with one another, when one person's construction
is somehow contradictory to another's. This happens more than we may know or
realize, and it is clear that culture, to be effective, cannot be a
straight-jacket or even a military uniform. It is referred to as a concept of
the organization of diversity, rather than as the replication of uniformity. It
is also the source of a tremendous paradox about cultural patterning, for though
it comprehends all individuality and individual variability of patterning, it
does not invade every private space
or every nook and cranny of a
cultural defined reality. We cannot strictly say that individual behavior is
dependent upon culture, or cultural patterning is dependent upon the expression
of individual behavior. We can say that these are interdependent in a partial
way but not in an incomplete way.
Cultural variability is an inbuilt function therefore
of cultural pattern, and reflects the fact that culture is acquired and learned,
constructed and created, in a social environment. Individual variation is a
natural extension of cultural variability of pattern. In this regard, cultural
pattern can be said to be the substrate and ground for individual action and
choice. It defines the range and directions that individual variation will
proceed in, and sets constraints or
limits beyond which such variation will be defined as abnormal or anomalous. It
is a logical consequence of the fact that any cultural pattern that defines a
group of people over time and place comprehends a broader range of phenomena
than is expressible by any one individual or even a group of different
individuals. We can say that culture in this sense is a corporate and
institutional reality that extends beyond the boundaries of individual
variability. It is, in other words, larger than life, and it becomes
symbolically so expressed.
Culture is an historically transient phenomena. As
conservative as we expect traditional tribal cultures to be, from generation to
generation and from century to century, it is likely that the epigenetic profile
of the cultural landscape will shift and evolve continuously, in part as
different casts of characters happen upon the stage, and in part because outside
forces are steadily impinging upon those people to shape and erode their
patterns of culture.
Culture is therefore an instantaneous phenomenon that
exists in the present. Its reference to the past is as a sense of heritage and
tradition that connects to the present in institutional and ritual religious
forms and symbolisms.
My desire to escape a definition of culture as
something that is only shared and fixed is rooted in the idea that though a
basic consensus is vital to cultural transmission, this transmission is never
complete nor perfect, and its information is always subject to distortion and
mutation over time. Transmission can only be understood in this regard as a
temporal and therefore historical process, or rather as a series of events that
can be chronologically ordered and that can be attributed some form of efficient
causality or determination. People are bound within a cultural system, but
through their lived experience and the embodiment of culture, in their everyday
production and reproduction of the cultural symbolisms and forms, they
come to have a transformative effect upon culture as a whole, gradually
altering the pattern of culture beyond recognition of what can be considered its
original or baseline form.
This process suggests that culture in this case is
anything but shared and fixed by tradition. It suggests that its sharing is not
a function of its conservativism, but it dynamics, via the various mechanisms of
transmission that are recognizable in the study of culture. There have been very
few baselines or original cultures on earth in the past 30,000 years at least.
There have been founding cultures,
and abrupt hiatus of cultural vacuums that are then filled by new forms brought
by new people. Original primordial hominid culture probably dates back to as
deep in time as there are recognizable tool assemblages. Granted, cultural
isolates occur that seem to have
been frozen in time, or even to have regressed by the loss of previous
cultural traits to a more primitive
condition of cultural development. We cannot say that these tools or the
soft culture that they represent was invented at anyone place or time, but they
were repeatedly transmitted all over the place most of the time by many
different individuals. These forms
evolved ever so gradually out of even more original and basic forms of
proto-cultural pattern upon which some model or another of anthropogenesis has
been built. If we want to recognize these proto-cultural patterns, we can find
them with the use of different kinds of tools by native Chimpanzee groups in the
rain forests and fields of Central Africa. These patterns are recognizable by
their transmission and their variation, and they lead to the conclusion that
proto-cultural development in humans may have proceed relatively early in
hominid evolution, possibly as much as 5 or 6 million years B.P.
If we want to apply any kind of gene-culture model of
coevolution, we must recognize that this model may have worked on two levels.
Culture provided a carpentered context in which
some kinds of genetic patterns would have been positively selected, and
others, negatively selected. At the same time, genetic selection would
have led to the creation of phenotypes that were culturally dependent
creatures, which can be seen in the relatively slow and advanced phases of human
ontogenetic development. There is obviously no strong linkage between genetic
and cultural information, nor of their modes of transmission. Whereas the first
can be thought of as being genetic and biological, the second can be considered to be at best historical and social.
These forms of information are only linked indirectly in terms of the human
embodiment of culture and its evolved organic
basis in human development.
Human beings can be said therefore to have become,
sometime early in our hominid evolution, culturally dependent creatures. We
cannot now survive without reliance upon cultural habits and means of
adaptation. Cultural dependency is a unique mark of humankind and constitutes
the basis for the paradox of cultural constraint in our lives. It is the basis
for both our individual variability and for our basic requirement for cultural
conformity, even in our anti-structural disconformity. We can find individual
variability of personality even among different members of the same reptiles,
for instance, where obvious differences of temperament and response are evident.
If we refer to canines, it is apparent as well that dogs show an enormous range
of expression and variability of personality traits, more than just the kinds of
root emotional responses of a snake. So much more so is it for human beings.
Culture exists as a collaborative project. We can say
therefore that it is constitutive of reality in the sense that it is made up of
many different things at the same time, and different kinds of things through
time. A culture cannot be created by one person alone--culture is created
socially in the group as a result of sharing and variation of common patterns.
Culture as a group process emerges with time, and is subject to the constraints
of time.
The fundamental challenge of all cultural
orientations is that of its survival and reproduction in time and place, and
this challenge is related to the fundamental dilemma of cultural patterning, and
that is the problem of achieving cultural integration. It can be said that
relative integration depends upon the extent
and depth of cultural sharing or transmission. Cultural patterning that
is highly coherent can be said to have achieved a relatively high degree of
integration. Of course, this concept of cultural integration is a slippery one
to get hold of. Coherence of culture can be assumed to be achieved through
symbolic consonance and reiteration of common forms. It is the case though that
there can be substrate or structural sharing reflecting a high order of systemic
integration, while at the same time the degree of variability of surface pattern
in the expression of culture can be quite high.
Cultural
Indeterminancy and Anthropological Relativity
The anthropological definition of culture is
imprecise and from a scientific standpoint leaves much to be desired. There are
in fact many competing definitions of what is culture, and hence, no single
received definition that is agreed upon by all anthropologists. In fact,
implicitly or explicitly, definitions of culture are a big bone of contention
among most anthropologist.
From a human systems standpoint, I offer the
following definition of culture that is tentatively scientific:
Culture is the sum total of the integrated patterning
of the human experience, both in terms that are individually subjective and
collectively objective, and in terms that are both ideal in form and material in
expression. It includes the language, behaviors, attitudes, institutions and
symbolic systems created and maintained by human beings.
This definition is necessarily general and somewhat
vague as far as the explication of specific aspects of human culture, such as
various institutional manifestations in legal systems, in politics, economics or
religion. Its emphasis is not in the detail or particulars of cultural life as
this is experienced, but in the totality of culture as a system that is
integrated, and that serves the function of integration, of human reality. I
have privileged culture as something that has a central role and a pivotal force
in the life of humanity, that plays a critical part in the organization and
expression of that reality. Others surely would take issue with this argument. I
have offered it here, as an anthropologist, from the standpoint that we cannot
seek a genuine vision or version of human reality without somehow eventually
coming to terms with the definition of culture and the realities that are
represented by it.
And yet, culture remains an inherently difficult and
slippery concept and sense of reality to get hold of. It is not enough simply to
dismiss this problem to the explanation of inherent complexity of pattern, which
is true but by itself rather empty of import. Nor is it enough to consign the
vagueness of culture to the reflexively kind of paradox that it presents to us
as culture bearers--rather what is known as its subjective transparency and
invisibility in our own lives and the critical role it plays in shaping our
lives.
I invoke the principle of the critical indeterminancy
of culture to explain its inherent sense of difficulty in definition and
explanation. I invoke the concept of cultural indeterminancy as a fundamental
condition of our reality in part to demonstrate that the principle of cultural
relativity, to which it is related, is not and does not imply cultural
determination or determinism. Culture is not an inescapable background tyrant
controlling all we think and do in the world. As Herskovits wrote, it is not
even a high fence preventing us from seeing into other's cultural backyards.
Culture can be said to be inherently underdetermined in our lives, because it is
not inherent or biologically preprogrammed. We do not inherit it from our genes.
We learn it from our social environments, and it is transmitted socially between
people on a daily basis. And yet, not unlike the weak but ubiquitous force of
gravity, culture does have a compelling influence upon all of us the broader
dimensions of which we cannot escape completely. It keeps our feet in our shoes,
and our shoes on the ground.
Cultural indeterminancy can be accounted for mainly
by the fact of the social organization and patterning of culture, which entails
that it is not so much a "thing" that exists as a material object in
the ground (an archaeological version of culture as artifactual or textual
expression) so much as it exists as tendencies and frequencies of patterning in
the background of our lives, as certain predispositions, habits, reflexes,
appetites and aversions that we share in the world with one another. It can be
said to exist in some abstract but applied statistical sense, like the 2.5 kids
in the average family, even though there may be no clear-cut demonstration of
its reality in actual historical happenstance. Neither is it only an
"idea" that gains some physical manifestation in the real world,
rather it is a field of meaning, socially constructed and communicated, that
lies behind the expression of the "idea" itself. It can be seen
therefore that from the standpoint of cultural indeterminancy, neither
"things" nor "ideas" are sufficient by themselves to a
definition of culture. These things are products of culture, and stand as
symbolic representations of culture, but they are not culture itself.
I would argue at length for the reality of culture
that is independent of our own imagination and construction, but I am not sure
that this is necessary any longer, and it is clear that other anthropologists
have argued these issues at great length, repeatedly, to no final consequence.
From a strictly scientific perspective (from, in other words, a human systems
approach) we would have to say that "culture" must exist as an
independent reality, else we could not conduct experiments upon it or arrive at
any testable conclusions about it. Either this, or failing to falsify our
definitions, throw the concept of culture out as something that just did not
work from a scientific perspective. This problem may not be so much a problem of
the definition of culture, which in all its indeterminancy is also therefore
"indefinite" in outline or key forms. It may be more a problem of the
model of the kind of science that we seek to apply to an understanding of
culture. Clearly the scientific
model directly adapted from the phyiscal or biological sciences may be
ill-suited for a systematic explication of cultural realities.
The issue of culture and its indeterminancy I would
state in relation to scientific method and theory, as something like this: Where
physical science play heavy emphasis upon the "objectivity" of their
empirical data-base and measurement of phenomenal reality, social scientists
place an equivalent form of "inter-subjectivity" in their
observational descriptions and reasoned explanations. What is
"objective" from one standpoint that tends to occlude the identity and
role of the observer in the process of observation, becomes "intersubjective"
when this identity in the process of observation is implied and confirmed, and
its social and communicative aspects are also emphasized and not ignored.
We must qualify this altered criteria with one set of
limiting conditions, and this is the fact that inter-subjective substantiation
or validation is achievable, at least in theory, by only independent means. By
independent from a human point of view, I would include a broader but relative
sense of psychological, ideological and even social and cultural independence. I
would call it symbolic and behavioral independence, and this implies on some
level at least what can be called both trans-personal and cross-cultural
agreement.
In specifying these terms for the scientific
definition of human culture, it can be seen that we have not come very far after
all from a conventional definition of science that is tied to its empirical
methodology and rational philosophy. And we can see that were we have arrived at
is not so very different from where Thomas Kuhn arrived in his argument for the
socially paradigmatic structure of scientific revolutions. Even if we more or
less reject Kuhn's central thesis about how scientific knowledge becomes
articulated in exclusive scientific communities, we must at least acknowledge in
some minimal sense the role that scientific culture and community plays in
shaping the direction of knowledge that this culture achieves by means of its
normal and routine-operational praxis and its received views of the world.
Cultural indeterminancy is a critical concept
underlying human knowledge systems, including those that are scientific, and the
phenomenon that I have come to generally label as anthropological relativity of
knowledge. We may say that culture is an inherently underdetermined pattern that
prestructures both our world and our worldview, and that all knowledge we
construct or derive about the world, is constrained by and grounded to the same
cultural patterning. It perplexes our knowledge with a kind of existential
uncertainty--we can attribute this sense of uncertainty to the fact of death and
marginality of some experiences in our lives, but we can just as well apply to
it the idea that cultural indeterminancy underlying our knowledge systems of
whatever kind leaves us with rather shaky ground to stand upon.
The criteria of independence of observation and
measurement upon which the notion of scientific objectivity (and its methods) is
based, is the criteria of what can be called relative non-arbitrariness of our
knowledge. In other words, if our knowledge or information or conclusions can be
said to have been arbitrarily arrived at, by some means fair or foul, then it
cannot fulfill the criteria of scientific objectivity. Non-arbitrary
knowledge is information which exists and is confirmed independently of
our own judgement about it. If a biologists runs an experiment expecting to find
one kind of results, but in the course discovers another, totally different kind
of result, that person is obliged then to report the result that was discovered
and not merely what was expected. Of course, all too often, especially in
statistical applications, expectations can have a way of influencing discovery
and conclusions in ways that essentially represent a manipulation of the data in
arbitrary ways. What is arbitrary can also be either unconscious or else just
plain implicit to the social context of the experiment or the language within
which the description, the experiment and its explanation, were derived. This is
especially true when we commit in our train of thinking certain informal or even
formal fallacies of logic, such as the hypostatization or reification of formal
categories or typologies and the misplaced concreteness of culturally defined
meanings. An entire theoretical paradigm, especially in the social sciences but
even in the stricter physical sciences, can run aground on the rocks and shoals
of unquestioned initial presuppositions and preconceived classifications and
terminologies, especially when these notions and their implications are not
carefully and critically thought out beforehand, but merely taken for granted as
is.
Thus, arbitrariness or nonarbitrariness is itself a
relative concept. If our knowledge were totally non-arbitrary, there would be no
need for scientific curiousity and inquiry in the first place, much less the
serendipity of scientific discovery. We would immediately and directly apprehend
the total truth about natural reality, or else we would just be satisfied with
our experience of this reality as is, without needing to apprehend its implicit
patterns and structures in any larger frame of reference. On the other hand, it
is the recognition, or at least the suspicion, of the arbitrariness of this or
that point of view, that it is a perspective arrived at by our own means and
imposed upon reality to shape it to our own devices and designs, that drives us
forward to seek some alternative point of view that seems somewhat less
arbitrary, and from the point of view of the natural patterning, a little closer
at least to the actual truth of the natural patterning of reality, the thing in
itself, and not just as we would have it be.
And cultural indeterminancy and its underlying
anthropological relativity determines
that for ourselves at least, the hardest realities to talk about in any
non-arbitrary, scientific manner, are the realities about ourselves. By
comparison it has been relatively easy, once the basic periodic table of the
elements was unraveled from the evidence, to talk about atoms and their
electrons and properties. Sense of non-arbitrariness about these kinds of
physical descriptions, especially when set to mathematical terms and equations
that work and that are empirically derivable, is far less suspect and in a sense
less relative on this level that would be a similar sense of a definition of
some periodic table of cultures that is based, for instance, on kinship or
economic patterns. It is hard to argue the facts of measurement of a chemical
reaction--it is much less difficult to argue the theoretical attributions of
"facticity" to ethnographic descriptions or historical narratives of
events. We can state this as a kind of fundamental principle about
anthropological relativity and cultural indeterminancy of our knowledge systems:
The further removed or more distant the object of our
observations and measuurement from ourselves, in kind or quality or property of
pattern we observe, the more non-arbitrary hence more objective manner we can
attribute "truth" to our facts.
The
complementary antithesis of this is the opposite principle:
The closer our descriptions and observations are in
kind or quality or property of pattern to ourselves, even in a social sense of
reality, the less non-arbitrary and hence less objective the knowledge and the
manner with which we can attribute "truth" to our facts.
It seems we can contrapose the mighty but small atom
against the larger but weaker human upon the opposite ends of a spectrum that is
defined by relative arbitrariness and certainty about knowledge. If we
realize at some point that, as the only observers and knowers in town, all our
knowledge is ultimately situated at the human end of the spectrum, then we can
see the dilemma this results in terms of the inherent anthropological relativity
of our knowledge systems. We can, as "pure" scientists pretend that
this is not so, or, better yet, presume it away, but we cannot really escape its
implications and consequences for our knowledge systems and the contraints that
we must deal with in terms of the scientific discovery and definition of
reality.
Cultural
Mediation
To a great extent, the mediational function of
culture has largely been ignored or unaddressed in any scholarly manner. Many
studies allude to it, but almost none, with but a few noteworthy exceptions,
deal with the issue in any direct or decisive manner. Evidence suggests that
mediation of reality is one of the principle, if not the central, function of
culture in the first place. This can be justified evolutionarily in terms of
natural human history and it can be found to be equally applicable
today in the most advanced systems that have ever existed.
This mediation function of culture arises from its
symbolic processes of integration of reality, and it can be found to occur at
different levels and serving different kinds of ends. We may
thus see that the mediation function of knapping a point from a core and
hafting it to the end of an arrow in order to kill the next available buffalo or
deer, is upon a fundamental symbolic level little different from the priest who
chants a passage from the bible every night in prayer before turning into bed.
The purposes and consequences may be different, but the symbolic
mediational aspects of both processes are very similar in form and
function.
Because I believe the mediative aspects of culture
have largely been ignored and left unaddressed as serious scientific issues, the
capacity and potential to "capitalize" upon these critical facets of
human society and culture have been somewhat unrecognized and unrealized. These
intermediative aspects of cultural integration can proceed upon different levels
as well. Analytically, I will recognize four basic levels that can be further
subdivided: 1. The individual; 2. The family; 3.The community or group; 4.
Inter-community or inter-group relations. We can find symbolic and cultural
mediational functions occurring and articulated upon each of these levels as
well as between these different levels. Furthermore, we can find language in
various forms as a communication medium that facilitates this mediative
function. News programs and newspapers are excellent examples of communication
that serves a mediative function--in this case it goes beyond merely
"informing" a reader or viewer
about events in the world. It
serves to reinforce the individual's own psychological constructions about the
world and that person's relationship to a larger world. Events that happen far
away can become intensely
personalized even if there is no other than symbolic connection to the event.
The mediative function of culture can be said to
accomplish the following kinds of ends:
1. stress reduction, both psychologically and
socially
2. to reinforce relational patterns
3. to minimize and channel aggression
4. to prevent and remedy conflict (sometimes to
promote conflict)
5. to promote and organize cooperation for different
ends
6. to organize knowledge, values, meaning structures
and behaviors within a symbolically shared framework
Synthetic
Archaeological Models of Cultural Systems
It is an implicit contention of this work that
analytical archaeology demands a synthetic approach to modeling. A heavy
emphasis upon empirical evidence and inference requires as a complement explicit
general frames of reference. The solution to the methodological and theoretical
dilemmas of archaeology may not be found in what methods are adopted, but in the
conceptual systems that are employed to frame such methods. Theoretical
development in conceptual systems remains weak in all the sciences, compared to
the empirical progress in basic knowledge acquisition. This is due I believe to
human nature, or rather to the construction of human nature, that determines
humans become bound to the same systems of understanding that they seek to
escape through their science. Archaeology demands a truly comprehensive theory
of the rise and dynamics of human cultural systems. I have sought to provide an
alternative theory in human eco-cultural evolution. A systems approach is a
metascientific approach to knowledge in general that frames and makes possible
such conceptioning, but it does not stand directly in place of natural systems
theory that are unique to each area of knowledge. In this regard, it is
important to understand human evolution as the rise of systems that were subject
to a long series of basically stochastic historical events, but which
demonstrated an internal ordering of process and patterning that led to the
development of human civilization and highly developed cultural patterning
regardless of chance historical events. Archaeology has a greater prospect of
recovering the system of the human past than its sense of overall historical
chaos.
The dragon of anthropological and archaeological
relativity will never completely go away. It will remain like a shadowy cloud
overhanging all our work. It will dissipate by subtle degrees here and there as
evidence accumulates and agreement grows in our constructions of the past. There
is a ratio of relativity that states that all that is known is always in
proportion to all that remains unknown. The result of this ratio can be called
the measure of uncertainty that can be associated with any particular instance
or event structure. The known and the unknown exist in a kind of equilibrium. If
we increase, for instance, the amount of definite knowledge associated with a
particular problem set, especially to the extent that this knowledge has a
material and empirical basis, then the degree of uncertainty associated with
that problem set will be proportionately diminished compared to some other
problem set about which little is known. Expertise lends itself to certainty and
accuracy of knowledge and judgment. Certainty lends itself to agreement and a
shared culture of knowledge.
I wish to address what I feel to be two interrelated
but unanswered questions that were tacitly asked at the beginning of this essay.
First, what is a rehabilitated definition of culture that goes beyond the
historical tradition? Second, what is a rehabilitated notion of the culture of
archaeology that goes beyond its own historical tradition?
Briefly, in regard to the first question, culture is
more than the pattern that is learned, shared and transmitted between people,
for it incorporates the processes of learning, sharing and transmission in its
own reproduction. All cultures must meet the challenges of adaptive survival for
the group, or become extinct in failing. Archaeology is largely a study of
extinct peoples and their lost cultures, and we should bear in mind that the
natural history of culture change must include both its genesis, florescence and
expiration. There are few hard and fast rules that seem universally applicable
to this patterning either from an ethnological or an archaeological perspective,
beyond perhaps those of symbolic structuration and function. But culture is also
something more and other than all of this. It includes the knowledges needed to
produce technologies, however primitive, that permit the expression of art and
religion in the first place. Old Mr. Flint Knapper was a very clever fellow
indeed, with but scant and rough examples to follow and learn from, to so
readily apply his skills and art to the making and survival of his den.
I will offer what I take to be a revised though
tentative definition of culture as I believe this might relate to the
rehabilitation of a culture history paradigm:
1. All cultural reality exists in time and space and is posited biographically and psychologically in the individual. It is primarily a temporally ordered process that has spatial and material manifestions, or what can be called secondary ordering.
2.
Culture is polythetically composite and defined by its trait complexes.
a. Culture as a natural system is complex and dynamic. All cultural patterns are underdetermined, complex and hence epiphenomenally chaotic.
3.
Human beings are culturally dependent creatures in a partial and incomplete
manner.
a. Human adaptation & survival depend upon periods of enculturation and primary acquisition.
b. Human beings are capable of independently changing their cultural relationships within their own biographical frameworks.
4.
Human beings are symbolic creatures
a. The structure of symbolic behavior and cultural
pattern is universal
b. Human beings symbolically organize their worlds
and worldviews, and construct and reproduce their world in a symbolic manner.
5. Cultural patterning is individually unique and idiosyncratic. The individual is the instantaneous locus and focus of cultural expression and development.
a. Cultural patterning is psychologically and
behaviorally integrated.
6. We can speak of psychological and individual culture, or of variability of culture pattern upon an individual level.
a. The exact patterning of culture is different and
unique for every human being.
7. Social integration depends upon patterns of cultural sharing and agreement between individuals.
a. Cultural integration implies a "social
contract" between individuals.
8. Patterns of intersubjective agreement and sharing between individuals become posited in primary and secondary institutions that define collective membership and identity of the individual to the cultural group.
9.
Cultural patterning is continuously variable across space and through time.
10. We can understand the continuous change dynamic of culture in terms of the state-path trajectory of its development through an individual's lifetime.
11. Cultural distance across space is approximately equivalent to historical distance through time. Historical distance implies cultural distance or divergence, and vice-versa.
12. The cultural landscape and spectrum of cultural variability consists of dynamic and complex topographic distribution of cultural traits.
a. Cultural isoclines marking trait frequencies and occurrences and boundaries will be variable and changing across this landscape.
13.
Natural dialectical language patterning encodes and reflects cultural realities.
14.
Abrupt transitions and dislocations result in discontinuities of cultural
boundaries.
a. Sudden or abrupt juxtapositioning of broadly divergent or different cultural patterning that can exhibit secondary and even tertiary structures of folding and conformation within regions or during periods.
In regard, finally, to the second question, I will
state that as Kuhn strictly defined paradigms, we can call the
"schools" of culture history, both as this originated in Continental
Europe, and as it was translated both to Great Britain and across the Atlantic
to North America, and as their descendants are variously known today, was and
largely remains a paradigm, or, for want of a better term, a knowledge culture
that, in its rehabilitated and revitalized form, has a central concern about
cultural knowledge, whatever its material or other behavioral manifestations.
Surely, it is not the same kind of paradigmatic structure we find now focused
around the Hot Big Bang model or String Theory in the physical sciences, but it
is sufficient unto itself in the articulation of human historical and culture
patterning. Culture history has come of age in a modern world equipped with
super-computers and particle accelerators, and it incorporates a broader
plethora of metaphysical models and metaphors than it did fifty years ago. If
anthropologists and archaeologists today fail to live up to the standards of
their predecessors, in the realization of their own theoretical and
methodological potentialities, then this will be their own failing as a culture.
To extend a rehabilitated culture historical
paradigm, I will offer the following postulates:
1. In the study of cultural patterning across space
and through time, it is useful to distinguish between basic and elaborated or
derived cultural traits.
Basic cultural traits tend to be more conservative
and broadly shared.
Basic cultural traits usually tend to primary
institutions relating to food getting and survival.
Basic cultural traits tend to be less marked and more
functional in form than elaborated traits.
Elaborated cultural traits tend to be more variable
and narrowly idiosyncratic.
Elaborated or derivative cultural traits usually tend
to secondary institutions relating to human social relations and order via
symbolic constructs.
Elaborated or derivative cultural traits tend to be
more highly marked in form than basic traits.
2. As a result of the distinction between basic and
elaborated, which is a purely hypothetical construct, and which reflects the
difference between reality culture and value culture, we may infer in any given
ethnological or archaeological context two levels of cultural meaning or order
in relation to the evidence we infer.
Basic traits tend to occur and vary on a slower clock
of change than elaborated traits.
3. It the study of cultural patterning, it is useful
to distinguish between sources of exogenous and endogenous change based upon
variation of trait pattern:
Endogenous change tends to be continuous and to
involve primarily the variation of elaborated cultural traits.
Exogenous change tends to be relatively discontinuous
and disruptive of cultural equilibrium of pattern.
4. Change and variation of cultural pattern reflects
the transmission of cultural traits.
We may distinguish three forms of transmission:
Horizontal transmission (i.e. diffusion of traits and
peoples)
Vertical Transmission (i.e. heritable transmission of
traits and peoples, usually cross-generationally)
Diagonal Transmission (i.e. enforced or uneven
enculturation due to asymmetries of structural relations)
We may also distinguish between selective
transmission and non-selective or wholesale transmission.
We may also distinguish transmission by their
consequences, defining destructive, neutral or constructive forms of
transmission.
5. The greater the distance in time and space between
two patterns, the more it can be expected that basic cultural features will be
fundamentally different.
There can occur a convergence of elaborated features
based upon divergent basic features. (Analogous trait complexes)
There can occur a divergence of elaborated features
based upon divergent basic features. (Homologous trait complexes)
6. From these basic rules, we can derive a complex
kind of differential equilibrium that can be said to affect the patterning of
cultural variation over time. For instance, we can construe dimensions of
change, variation, transmission such that there tends to be a balance.
a. We may say that basic traits exist in ratio to
elaborated traits, exogenous changes exist in ratio to endogenous traits.
Vertical transmission exists in ratio to horizontal transmission and diagonal
transmission, and selective transmission exists in ratio to nonselective
transmission. Destructive transmission exists in ratio to constructive
transmission. The following kinds of equilibrium formulas may be applied, where
K in every case can be defined as complex equilibrium in change.
1.
K(traits) = E(traits)/B(traits)
where
E stands for elaborated traits and B stands for basic traits
2.
K(transmission) = V(transmission)/H-D(transmission)
Where
V stands for vertical transmission, H for horizontal transmission, and D for
diagonality of transmission
3.
K(selection) = S(selection)/W(selection)
Where
S stands for selective transmission and W for nonselective (wholesale)
transmission.
4.
K(consequence) = C-N(consequence)/D(consequence)
Where
C stands for constructive change, N stands for neutral change and D for
destructive change
5.
K(change) = En(change)/Ex(change)
Where
En stands for endogenous change and Ex stands for exogenous change.
In this kind of formulation, we may distinguish as
well differential rates and directions of change (one way, two way, reciprocal
or nonreciprocal, current or countercurrent, direct or indirect, etc.). For
simplicity, we may say that, for instance, slow rates versus fast rates. We can
attempt to apply some kind of complex rate constant for changes in cultural
trait variation with the proviso that such rate "constants" are purely
provisional and relative to the local or regional framework in question.
There are many kinds of hidden presuppositions in
such formulation. We should not presume any necessary or direct relationship
between variables. One of the critical problems of this formulation is knowing
whether to apply one term or another to a certain specific trait or trait
complex as this is found in situ. How can we tell, for instance, if a trait is
constructive or destructive in its consequences if these consequences are
complex and differentially distributed in the cultural landscape. What may be
relatively constructive for one person or group may be comparatively destructive
for another. The same trait may have both constructive and destructive
attributes or features.
7. To extend this kind of model one step further, it
is necessary to make a basic presupposition in regard to culture traits and
their form and function in reality. First cultural traits that are real and
isolatable entities can be said not to exist in a vacuous form. Even symbolic
ideas can be said to occupy space in the mind of the culture bearer and
therefore, as some kind of neural pattern, to be real in a distinct sense. We
may say therefore that all cultural traits exhibit a quality of change that can
be called character displacement.
Traits, as finite and distinctive entities, tend to
displace other traits that are of a similar (analogously or homologously)
character.
The kind of complex equilibrium I build on this can
be said to be based upon and derived from the Lotka-Volterra model of
competition theory, where, for any two coexisting traits, trait complexes, and
by inference cultural systems, T1 and T2, there will tend
to be a competitive relationship of displacement of traits where the occurrence
and frequency of one will at some point be traded off in terms for the
occurrence or frequency of the alternate, and the following kinds of non-linear
relationships may be applied:
dN1/dt
=r1N1[K1 - N1 - a N2]
dN2/dt
=r2N2[K2 - N2 - b N1]
Where K in either case can be said to be a complex
equilibrium derived from the equilibrium expression above, where N is the
frequency of occurrence of a particular trait or complex, a and b are the
respective rates of character displacement occurring between the two traits, r
is the rate of replacement or reproduction of a trait, and t is the time period
in question, and d is the rate of loss associated with a trait.
Various extensions of this basic set of equations can
be adopted from ecology dealing with predator-prey interactions and competition
theory, as well as with various models of commensalism and population dynamics.
These abstract equations may have particular reference to human group patterning
of cultural systems in time and place.
The problem with such equilibrium theory applied to
archaeological contexts is that equilibrium is so complex and underdetermined
that it becomes virtually impossible to interpret in relation to any specific
site. There is no saying for instance whether one trait will completely or only
partially displace another, or even if displacement is directly occurring
between two traits, or that there might not be a third intermediate but unknown
set of factors occurring. We cannot clearly distinguish if a trait has been
necessarily borrowed or inherited, or what its constructive or destructive
consequences may have been. Even if we could, it would be difficult to affix
values or weights or even uncertainty factors to such formula. Implicit to the
use of such formula is that the numbers we plug in would be frequency counts of
traits and or features in some combination. Alternatively, we could plug in
correlational coefficients, especially if we were doing inter-site comparison.
Still, any such approach would be based upon presuppositions that would be
virtually impossible to empirically verify.
Any site represents a process. Deposition is a
process that does not occur as a single event, but over time that is quite
variable. From the moment an artifact is deposited into a site context, natural
depositional processes, including the handiwork of other people, come into play.
The older the deposition, the longer such processes have had a chance to work
their magic. The result is a natural conflation of natural depositional events
with what can be construed as original cultural depositional events. Even
"original" cultural depositional events were often not singular, but
also represent a phase of a series of events that may or may not necessarily be
related. It is impossible to completely separate the noise from the clutter,
unless this can be filtered by inter-site parallax.
Correspondence or correlation between sites is the
only method we have yet of firmly distinguishing what can be considered as
cultural from otherwise natural process. We stand as archaeologists, also
participating in the depositional disturbance of the original context, at the
end of a very long phase of time during which the site acquired its current
deposition.
In a sense, the archaeologist always comes at the
terminus of an archaeological depositional cycle. The archaeologists attempts to
see through or over the mountain of the data to infer what was on the other side
that led to the depositional consequences that are observable. The first task is
to sort possible information into three categories resembling the general phases
of this cycle. The second task is to compare the evidence and interpretation of
such a site with any other possible site that may be of interest on some level.
Such formulaic approaches must be used with caution
when it concerns the problem of culture historical transmission, change and
development, as these kinds of abstract equations belie a tremendous complexity
of human motivation, action and response in the world. It can be seen that
cultural transmission and change is always continuous and underdetermined,
leading to chaotic results. In general, rates and modes of cultural transmission
and change are much faster and more variable than the use of an ecological or
biological model would suggest. They would overlay rates of human population
increase and loss in any given area, and the proviso must be remembered as well
that people are only partially dependent upon and therefore relatively
independent from the traits and cultures that they may possess at any one time.
Individuals may pass back and forth between different cultures, just as traits
do, and these are related but separate processes.
8. It is possible to develop a complex kind of
interpretive and occurrence, frequency or correlational based calculus based
upon the hypothetical equilibrium relationships identified in 5 and 6 above. In
general, we can say for instance that endogenous changes tend to be an dependent
variable in relation to exogenous change, which can be said to be an independent
variable. Groups attempt to control sources of exogenous change in order to
maintain the stability and variability of patterning of internal change.
a. Vertical transmission tends to be endogenous and
conservative of basic traits.
b. Horizontal transmission tends to be exogenous and
dynamic of elaborated traits.
b. The greater the degree of exogenous change in
relation to the degree of endogenous change, the more deeply affected and rapid
the change will occur, and the more destructive the patterns of change are
likely to be.
c. The greater the distance in time, place, or social
development between two groups, the greater the resulting differential and
potential dynamic of change between the groups.
From both an ethnological and archaeological
standpoint, this model rests upon our definition and determination of what an
" cultural trait" may consist of. In general, a trait may be said to
be any "thing" existing as a phenomenon that has unique and
characteristic form intrinsic to itself and that can be determined by at least
two or more distinctive features or characteristics that can be said to be
determinative of or cardinal to that form. A basic cognate may be considered a
"trait," a certain belief, and a material artifact, such as a stone
implement or a pot.
a. Traits are polythetically determined things
definable by their distinctive features.
b. Similar or related traits cohere into broader
classes based upon the degree of similarity of form as determined by common
features.
c. Different but associated traits cohere into
"systems" based upon interfunctional or symbolic relationships.
d. In general, such systems are indicative of
cultural patterning upon some level.
e. Cultural traits are transmissible, either in whole
or in part (i.e., as a thing or object, or as a distinctive feature of a thing).
In
understanding what is a cultural trait, it must be distinguished from what it is
not in terms of its symbolic differential.
a. A cultural trait is not person. People make
things, think things, use things and eventually discard things into the ground.
Traits do not make people.
b. A cultural trait is not a culture or a group. A
trait does not stand for a culture or a group unless we wish it to be so. A
cultural trait is a part of some culture but in an inherently complex and
underdetermined manner. The same trait may be shared by different cultures, and
the same culture may come to have different traits.
c. A cultural trait is an empirically definable
datum, but it is not a concept or class or category, or even a "fact"
if such a fact is an attribution of truth value or some other quality extending
beyond the thing itself. It is the thing for which the name or concept stands,
but not the name or concept itself that we, as researchers, bring to the trait.
It is treated in a factual or factive manner only in so far as it can be said to
be objectively real as a basic and identifiable "thing in itself."
In this regard, traits may be said to have multiple
dimensions that can be assigned to them, and to exhibit attributes of these
dimensions. The same trait therefore can be differently classified according to
the dimensions that it is fit into and the attributes we derive from it. The
dimensional analysis of traits can be said to be theory or context driven, and
is a separate issue from the feature analysis of traits. Dimensional analysis
can be said to be the emic features of a trait, while feature analysis can be
said to consist of the etic features of a trait. Dimensional analysis is no less
interesting or important than feature analysis, but in general it is context
dependent and also dependent upon informants who can qualify the dimensions.
What a trait may mean to one person is not the same thing as to what it may mean
to somebody else.
Cultural traits can be said therefore to provide us
an empirical hook onto cultural reality, a hook that should be in theory at
least partially countable and therefore partially determinative. This hook is
never non-relative, but in its purest and most unbiased form it can be seen to
be based upon common statistical measures of presence and absence, frequency and
relational contextuality.
The other critical relationship in the cultural model
presented above is the relationship of people to the cultural traits that they
transmit and carry and elaborate. People are not isomorphic to the cultural
traits they may be related to. The relationship between people and culture
traits are largely what can be called correlational and complementary, rather
than as being directly causal or deterministic. The correlative aspects of
culture and people entails that we may exam apparent relationships and patterns
of variation between trait patterns and the inferable people patterns in a
manner that is somewhat short of an actual causal history of events. It is clear
that people depend upon culture and cultural context in basic and important
ways. It is at the same time true that the relationship between people and
culture is to some extent arbitrary and nondeterministic. Further, we can say
that the expression of culture trait pattern depends very much upon the people
who are the bearers and makers of these patterns. The definition of culture that
I have elaborated above situates the focus and locus of culture squarely upon
the human being in a larger culture historical context. We might call it an
individualistic conception of culture history.
I would seek in the artifactual evidence of sites
similar kinds of patterning that I find in my symbolic framing tasks as I have
elicited these to different people, as both represent in alternative forms the
same basic aspects of the symbolic mediation of human behavior. Whether we find
evidence of the symbolic substrate of human culture in Rorschach inkblots or in
the design patterns of potsherds, it is clear that very similar cognitive
processes produced both forms of behavioral response. People demonstrate these
kinds of relational patterns repeatedly, regardless of their intentionality
structures and the unintended consequences of their lives. Of course, the former
kind of archaeological evidence is usually silent and incapable of speaking
clearly for itself, and its makers or producers are therefore most often
anonymous and forgotten.
People are both constructive and destructive, and
when they follow either trajectory, there is a certain expectability about their
behavior and its outcomes. Of course, house pattern for one place and period
will be substantially different from the house pattern for some other place or
period, but wherever we find people we can expect to find some kind of living
arrangement that we can characterize loosely as a "house pattern" or
"style." Similarly so with almost any other kind of human cultural
characteristic or feature. We can derive a basic list of all those features of
human culture that can be said to be universally evident. We can divide these
lists into polythetic traits or distinctive features arranged in a paradigm
equivalent to that used in descriptive linguistics. We can develop a grid of
these features that would allow us to place all different peoples with a unique
profile upon this grid. This in a sense is derived from the culture area method,
but I believe the constructive underpinnings of the system can be rendered more
explicit in a detailed manner that foregoes any presumptions about cultural
boundaries in time or place. We can add to this list those complementary
features that may serve to distinguish one culture from all others beyond the
profiles of their basic features.
This seems to me essentially what an archaeologist is
doing when they hit upon an occupation site that might be characterized by at
least a handful of different features.
Of
course the utility of such a method for archaeologists is severely constrained
by the limited range and extent of artifacts and relational patterns found in
any particular location. The major preoccupation of such an approach in
Archaeology would therefore be the external relation of evidence between sites,
and not the internal evidence within a site. Such a method would depend
therefore upon the quantity as well as quality of archaeological site
development within any given area.
Extending this system, I think that it is possible to
apply more systematic and exhaustive methods of cross-correlational analysis
that would cross not only archaeological boundaries of time and place, but reach
across disciplinary boundaries of interest and "object" of inquiry.
The correlation of physical anthropological, archaeological, linguistic,
cultural and symbolic evidence in the case of the peopling of Oceania and the
connections to Southeast Asia is a fitting example of this kind of larger
approach.
Cross-correlational or intercorrelational analysis is
useful and interesting for several reasons. First, it permits the determination
of hidden patterns or 'structures' of relationship within complex data sets that
are not otherwise evident, in a manner relatively independent of "analyst
bias" or any arbitrary construct except that used in the organization of
the data in the first place. Secondly, it permits us to cross data types, mixing
apples and oranges, with a presupposition of an underlying structural similarity
or systemic unity. Thirdly, there is, in relation to human systems in general, a
presupposition of cultural ordering processes that can partially account for the
occurrence, frequency and arrangement of evidence of any form or type. Homology
can possibly be inferred from such methods as well, if distinct like
"basic" and "derived" traits can be reliably distinguished.
Cross-correlational analysis appears to work at a level and definition of
data-type that is most suitable for human systems analysis especially, and it
can be adapted to fit all forms of statistically defined data types. Finally,
this form of analysis appears to be quite compatible with what can be called a
naturalistic organization of human knowledge systems as these are found to occur
and function in the world, both in terms of the cognitive function of the human
mind, and in terms of the cultural reproduction and social distribution and
articulation of this knowledge.
Beyond this is the symbolic substrate of human
understanding that all people are prone to follow in one form or another. Even
rudimentary stone tools can be said to have some kind of symbolic value to those
who made and used them and eventually discarded or lost them to the ground. This
symbolic value is inherent to the knowledge framework that permitted these
individuals to make and use these implements in the first place, and this makes
its import unavoidable and invaluable. When we gaze upon a finely carved Venus
figurine, we must marvel at its exquisite execution and natural anthropomorphic
style. We ask ourselves what such a thing would mean to ourselves, and we
conjecture what it might have meant to those who first owned such a
"fetish." It represented some kind of life lived by an actual person.
We cannot say what that life was like exactly, but we can guess at some of the
things it was not like. It was probably not like life as we ourselves know it,
except perhaps in the most basic of senses. Perhaps conjecture is the best we
can do in this regard.
In the course of my own methodological development
over the past 16 years, I have borrowed from culture history and anthropology
extensively in what I have called ethnocultural methods that are applied
ethnologically to the description and understanding of diverse groups of people
in the world. I would suggest the development of a total or comprehensive
context of interpretation by which to frame the particular evidence of a site.
This would include interdisciplinary interests and knowledge as well as that
material information that is directly or indirectly associated with a particular
provenance. Even what a particular provenance may actually be in the finer sense
may mean something more or less different to different observers or from
borrowing different methods--provenance may be in fact a phase or a point or a
situation or even an event, more than a depositional context. The challenge of
context, as Ben Ami Sharfstein has written, is its methodological dilemma. The
total context in the largest sense is what would relate a particular site as a
natural phenomenon that occurs upon multiple levels of integration
simultaneously. We can speak of the depositional pattern, containing in itself a
variety of environmental and ecological evidence. We can tie this to a larger
geographical or geological context that can be framed within a wider region. We
can attempt to infer historical or broader prehistoric context from our
evidence, which would then be said to be "implicit" to this evidence
(i.e., something we inferred and presumed to be true).
Complementarity of knowledge is important to this
concern with archaeological context. Niels Bohr likened the complementarity of
explanation in relativity theory and the uncertainty principle applied to atomic
phenomena with the complementarity of experience and explanation of relative
psychological and cultural realities (1939, 1958). Complementarity of
perspective allows the development of more sophisticated systems that transcend
the dialectics that result from dichotomous types of answers about reality. Such
a perspective would allow us to tie together in a non-exclusive and
non-contradictory manner not only multiple perspectives derived from multiple
archaeological sites, but also multiple points of view concerning the same sets
of sites. Ethnocultural studies as I have developed these in relation to various
peoples, demonstrate clearly the utility and value of such a complementarity of
approach to the development of a comprehensive context in the understanding of
human realities that can be brought to focus on the ground, so to speak.
Ethnocultural studies themselves situate theoretically within a larger paradigm
of human systems theory, that is itself nestable within an even more
comprehensive paradigm of natural systems theory. At the same time, from a
methodological standpoint, it is capable of being eclectic and integrative in
utilizing a broad range of different methods and operational approaches to the
problem of ethnocultural understanding and knowledge systems. I would not any
longer approach ethnographic description or ethnological research in any other
manner than that that has been developed through ethnocultural studies. But at
the same time I would and have attempted to systematically extend these kinds of
studies in a wide number of ways, incorporating an eclectic body of both
qualitative and quantitative methods to the task of understanding the context
and story of a people as they are situated in a larger frame of time and place.
In closing this overwrought essay, it is my general
observation that archaeology and anthropology need culture history as a part of
both their working and theoretical knowledge. This is as true for cultural
anthropologists as it is for archaeologists. Archaeology and cultural
anthropology in the Americanist tradition have been intertwined and
interdependent from the beginning. This sense of culture history must be refined
and sensitive to its own strengths and weaknesses as a methodology, and does not
preclude but incorporates a firm scientific methodology. Culture history as a
relativistic theoretical paradigm is not the same as culture history as a
methodological approach to knowledge acquisition and evaluation (i.e., research
and scholarship). The strengths of this approach, are in fact the source of its
weaknesses as well. It is quite true that the recognition of the relativity of
knowledge is knowledge in itself that allows for a more precise and realistic
evaluation of the information at hand. The science of culture and history can
never be what the science of physical reality or biology has been. It has its
own methods and its own sense of uncertainty that it must deal with. It is true
that the science of culture and history stands much closer to the humanities
than to the mathematically driven natural sciences, and such mathematical rigor
will never be the strength of these fields of inquiry. Culture and history
necessarily come to close in its knowledge to ourselves, to the human being, as
unpredictable and willful creatures that we are, to permit the kind of atomic
resolution we find with chemistry or even the molecular resolution of biology.
Interpretive parallax is too great, the data too complex and underdetermined,
the results too uncertain, to always resist precise formulaic explanation in a
manner that yields a coherent set of universal principles or laws. Lacking the
precision of the natural science fields, the human sciences are thereby no less
scientific or interesting. They refer to a different level of natural phenomena
in the world, a level at which humans themselves have had a critical influence
in shaping.
Historical or prehistoric frameworks are of necessity
painted with a very broad brush. They are generalizing frames of reference that
are only minimally anchored at a few empirical points to the ground. The
dialectic of culture history in archaeology is therefore the conversation that
is held between this general framework and larger context of history and
prehistory, with the exact archaeological evidence, constructions and models
that are as close to the ground as possible. The general framework and its
articulation in the world is not the same thing as the conduct of archaeological
research in and on the ground. Both depend upon one another for symbolic
unification, legitimization and a sense of research direction, but they are in
fact separate problems and each line of inquiry has its own issues.
The archaeological site remains the basic research
unit of archaeology that defines this field as a science. It represents both the
standard frame of reference and the unit of analysis for archaeological
research. In my own mind, I would assert that any archaeological site comprises
a unique metasystem that must be understood as thoroughly and accurately as
possible both in its own terms, and in terms of its larger archaeological
context, which would include at some level culture historical reconstruction of
past events. As a metasystem, a site cannot be approached in an exclusively
analytical manner that focuses only on key defining traits to the neglect of
other possible information contained in a site. A metasystem is a complex
concatenation of natural events that exhibits some underlying sense of
structural order or pattern. Even the archaeologists own relationship with the
site becomes a part of the history of the site and its process. There is
associated with any metasystem, of any kind or order, features of uncertainty of
knowledge about the system either as a whole or in its various parts, and a
necessary complementarity of observation and interpretation (or should I say,
description and explanation?) In other words, archaeological sites are
inherently, multidimensionally complex constructs. Such a metasystem can be
inferred to be a part of other, larger scale systems at multiple levels, and in
this way archaeological research at some level becomes interdisciplinary as well
as inter-site, to the extent that it strives to develop a more general and
comprehensive understanding that situates the site and its significance within a
larger field of meaning.
It is true, as Clyde Kluckholn remarked, that to get
at the psychic unity of humankind is to approach a level of understanding about
human behavior and adaptive response that will permit us to arrive at some sense
of cross-cultural and trans-historical substrate for meaning or structure that
might be useful for anthropological and archaeological research. Butt such
understanding is not exclusive of a relativistic framework for human reality,
and is a long way from a periodic table of cultural elements or a mechanistic
understanding of cultural dynamics. We will arrive at such a substrate when we
better understand the human brain in its real social, evolutionary and
biological context in which it arose and developed and found its adaptive
function. Such understanding may tell us for instance how our archaeological
predecessor, Mr. Flint Knapper, made his first tools. It may even reveal to us
the complex reasons why he made them, but it will never tell us what he was
thinking about when he made them, and what he did before and after he made them.
The relativity of culture history folds upon the
complex question of time. Conventional cross-cultural or inter-site comparisons
reflect a rather Euclidean geometry about the human landscape and a Newtonian
mechanics about cultural process, but this does not explain to us the historical
factors or processes that created the culture in the first place or that
directed the culture in its own orchestral performance. The problem of time in
culture history is not unlike the problem of time in Einsteinian
relativity--time is relative to the frame of reference of the observer, and all
things real seek their own geodesic trajectory. Transhistorical phenomena are
not the equivalent of cross-cultural phenomena transposed through time, and the
comparison of putatively contemporaneous cultures belies the complex history
underlying all the differences and similarities. If we are to seek a
transhistorical cultural explanation, or we are to seek cross-cultural
realities, we are likely to find ourselves upon a trail of time with a
convoluted sense of history that rises and falls, speeds up and slows down, in
ways not evident by our calendrical time-lines. Unlike the physical geometry of
time, its human geometry remains as much an emic as it is an etic phenomenon.
There are no regular rates or constants to apply to culture historical
time--change is continuous and continuously variable. This is important to
consider from the standpoint of archaeology or anthropology as a science of
human reality, as the determination of causality that is the basis of a
conventional Newtonian science and the experimental platform for all scientific
method becomes impossible to make in any certain or precise way.
Towards
Synthetic Cultural Models of Human Systems
In this last section, it is my interest to address
the role of archaeological and anthropological inquiry, especially in regard to
the implications of Lewis Binford's work, in relation to the elaboration of what
I would consider a more comprehensive paradigm of human systems theory, that is
part and parcel of a modified scientific paradigm of natural systems theory.
I wish to propose the use of a synthetic-analytic (or
dialectic) model of culture that is the consequence of the resulting dialectic
between structuralist thesis as represented for instance by Binford's analytical
models of culture, and the counter-thesis of post-structuralist critique, and in
particular, the problem of what can be called the "construction and
reification of the concept of culture" and hence its naturalization as a
scientific model. Cultural anthropologists and Archaeologists have always worked
with the presupposition that culture is a reality that can be represented by
material or behavioral or social patterning. Lost in the definitions of culture
that have been employed by those who study its patterning and evidence is the
recognition or realization that "culture" whether in part or in whole,
is a concept or an attribute that is largely ascribed to a certain sense of
order or pattern that is found in the data. Culture is an interpretative
framework that the student of culture brings to the evidence, whether this is
archaeological or ethnological.
This is the reason that there is so little exact
empirical or epistemological agreement as to the definition of culture. Once a
definition has been decided upon, the "naturalization" of our cultural
model through the linguistic rationalization of its empirical patterning is in a
sense a self-assured outcome. We posit to the evidence we attribute to
"culture," whoever anecdotal or analogical this may really be, a kind
of natural "facticity" and we call this doing good science. This is
not to say that the definitions of culture that its students and scholars have
used and applied are all rubbish. Each has some merit, even if this insight is
at best only metaphorical.
In the recent science and anthropology wars, what is
lost sight of frequently is that both sides may be right, and both sides may be
construed by the other as wrong at the same time. What is lost sight of as well
by both sides is that the social construction of reality theorists were
originally aiming at an objective and scientific view of social organization and
process, and to a great extent achieved this. Furthermore, social
constructionism as this is applied sociologically, psychologically and
anthropology, rests fundamentally upon a functionalist and structuralist model
of human social organization and culture. That the original meanings and purpose
of these theories were lost sight up and to some extent corrupted by those who
had little understanding or concern with their consequences, mostly by humanists
who were concerned primarily with the critique and hermeneutical interpretation
of literature, often with a political or at least an egotistical or ethnic axe
to grind, led to their incautious and ridiculous employment in the
"deconstruction" of everything that remotely smacked of science. The
natural reaction of those who were genuine scientists has been one of blanket
rejection and a kind of collective nausea directed towards those who they see as
interfering with their efforts to do good work.
I have been developing natural systems theory for the
previous two years, and it has been a natural outgrowth of the dissertation work
described above that was completed by the end of 1995. Science in a modern sense
is primarily interested in naturally or experimentally occurring systems, at
whatever level they happen upon. A system can be said to consist of any
non-random and self-contained organization of natural phenomena that achieves
holistic integration, expression of emergent properties, and that endures in an
isomorphic sense for some period of time that would defy stochastic process or
chance determination.
Natural systems stratify in patterning in an ordered
and regular manner, by scales of size and derivative complexity. This
stratification of natural systems can be said to be a central dogma of natural
systems theory. The fundamental relativity of natural systems includes the fact
that any naturally occurring system, say a culture, can be described at multiple
levels of analysis at the same time, though each description would be
fundamentally different than any of the others.
While all natural systems share design features of
structure and process that can be said to be isomorphic or at least analogous,
it is evident as well that all natural systems are stratified upon multiple
levels of integration and function, and these levels of stratification are
defined by complex and derivative "determinants" or
"cardinals" that are expressed as emergent properties at that
particular level. The consequence is that natural systems theory must search for
and develop what can be called comprehensive theories that apply to the general
orders and levels of natural stratification, and that the theories that are
applicable directly at one level or order, as for instance physical or
biological levels, are not applicable in any direct sense to a higher order of
integration and function where different emergent properties exist and lower
level properties are merely subsumed. Another way of saying this is that the
complete behavior and structure of an order of natural patterning cannot be
sufficiently described or explained in only terms that are analytically
reductionistic to the lower orders of subsystems composing that system. Each
order will have its own distinctive set of properties, at its own scale of size
and complexity, that will require therefore its own set of models and theories
for explanatory understanding to occur. It is insufficient therefore to apply
merely biological theory to human systems, even if human systems are natural
biological populations, if the latter human systems are said to be culturally
distinct from their biological substrate. We may reduce the study of human
systems to a level of biology or even of physics, but we lose the important
properties of cultural integration and patterning in the process of such
reduction. Lower level processes and properties cannot be used to explain higher
level processes and properties.
The development of natural systems theory therefore
depends upon the competition of ideas and models at different levels and orders
of reality. Most people are at least vaguely familiar with general relativity
theory to which all physical systems apply. Similarly, most modern people must
admit on some level to the validity of Darwinian evolutionary theory for
biological systems. Darwinian theory has been the most comprehensive theory yet
achieved in the sciences, and comprehensiveness or generality of a theoretical
model is important in the understanding and framing of natural systems theory.
Of course, from an anthropological and archaeological point of view, we are most
interested in cultural and human systems theory. We can of course explain human
systems as biological systems, but such an explanation would be inadequate to
the definition of cultural systems which are the distinctive and key defining
aspect of human systems patterning in general. The central question of the
anthropological sciences therefore is the development of a comprehensive theory
of cultural systems. This theory is not and cannot be based upon Darwinian
evolution, just as much as it cannot be based upon or defined by the theory of
General Relativity. Thus in the explication of natural systems theory at the
level of human systems, we must seek therefore a comprehensive or "unified
field" theory of culture (as systems, process, patterning) that is
empirically non-contradictory and that satisfactorily accounts for all the
different facets of human reality in a parsimonious manner. There is no
expectation in such theoretical construction that it should have the
mathematical precision obtaining in the physical sciences. It lacks even the
explanatory elegance that can be found in the biological sciences. Nevertheless,
it must be found and defined on its own terms, terms appropriate to the
description and explanation of cultural patterning, wherever, whenever and
however this is evinced or expressed.
General natural systems models that seek the design
features and structural dimensions of systems common to all occurring systems,
are not the same as the comprehensive models and theories that are found to be
relevant at whatever level of natural stratification that we are dealing with.
In other words, the model of a natural system as an abstract set of relations,
transitions, information, forces and patterning, that is hypothetically
applicable to any system at any level, provides at best only a general or global
frame of reference by which the specific comprehensive models appropriate to a
level or order of patterning of natural phenomena can be applied. We should not
make the mistake of substituting the methods and procedures relevant to such an
abstracted frame of reference, for the discovery of the principles and relations
pertinent to a comprehensive theory at any given level of integration and
stratification of reality. Doing so, as in the case of David Clark, represents a
misapplication of frames of reference, and should not be done in lieu of
development of a more concise and comprehensive theory of cultural systems in
general.
I will state before proceeding, that the search for a
general or unified theory of cultural systems, equivalent to the Darwinian
theory of evolution in biology, concerns the concept and definition of culture
centrally and in a general sense, and this concept should be sufficient to
comprehend all aspects or kinds of cultural patterning that we may recognize,
whether we adopt an anthropological or archaeological, or a psychological, or
historical, or sociological or linguistic frame of reference. Another way of
looking at this is to state that a unified theory of cultural systems will
logically lead to and include an theory of human history, a theory of human
psychology, a theory of human language, social organization, etc. Such a theory
will also take into account human biology in a manner that is sufficient for
understanding its relationship to cultural patterning.
The most comprehensive theory I have found so far
that fits this billing is Berger and Luckmann's theory of The Social
Construction of Reality. A careful exegesis of this central text reveals
that it is an objectivist and functionalist model of socio-cultural reality that
is framed within the standpoint of the sociology of knowledge. Though it
achieves generality, it falls short of true comprehensiveness of human systems
for failing to take into fuller account cross-cultural differentials of human
systems and their patterning, or to explain change processes that may occur in a
systematic manner. It has been an unfortunate history of interpretation after
this text that this landmark piece in the social sciences has been construed as
an attack on scientific objectivity in general, and not an effort to achieve
greater scientific objectivity. I believe the text was used in an uncritical
manner that misappropriated its central significance as a functionalist theory
of social and human reality, for the sake of developing "post-structuralist"
and deconstructionist perspectives that were fundamentally anti-scientific.
I have in my own research deliberately adopted a
larger framework of the Anthropology of Knowledge (defined scientifically, free
of post-modern bias) that concerns centrally the cross-cultural application of
Berger and Luckman's central thesis, and the delineation of the related problems
of knowledge organization, worldview, symbolization, and human cognition. This
includes as well problems relating to human language, particularly semantics,
syntactics and pragmatics. It is beyond the scope of this paper that is focused
upon the excoriation of Binfordian archaeology, to develop completely this
theoretical framework for human systems theory in general. It is necessary only
at this stage to provide an outline of its general points, and to seek to apply
this especially to an archaeological framework for the interpretation and
analysis of cultural patterning.
All natural systems can be said to be defined by
entropy relationships within a surrounding environment. Systems perform work to
sustain order, and have a natural tendency towards disorder. Because such
systems are complex, they can be said to be inherently underdetermined systems.
Even well organized human systems can maintain order for only so long before
overall tendencies towards increasing disorder catches up with them. All natural
systems therefore have a typical bell shaped growth curve marked by their
initial phases, growth, stasis and ultimate decline. Similarly, cultural
systems, as forms of natural systems, can also be so characterized, and these
reflect, as in the example of archaeology, the unimodal curves attributed to the
principle of "popularity" which in relation to natural systems theory
can be revised as the principle of "growth."
In general, all natural systems, including human
systems, can be characterized by a model of non-linear, non-constant control
factors. The general state path trajectories of such models can take one of four
alternate forms: 1. Growing; 2. Decreasing; 3. Stability about a central point;
4. Instability in reference to more than one point. Populational dynamics of
biological species are typically characterized in such a model, and so can
cultural and social systems also be so characterized as: a. increasing; b.
decreasing; c. converging; d. diverging.
The second pattern that appears common to complex
systems are that modeled by a pendulum, or alternatively, what can be called an
interharmonic periodic oscillator mechanism. This mechanism fits a more
conventional model of a linear control function that results in positive and
negative feedback controls, and fits a pattern of a trajectory that tracks along
a linear pathway in the maintenance of a complex sense of equilibrium. The key
to understanding equilibrium is the question of maintaining some sense of
balance between forces, and in nature systems tend to obey Le Chatelier's
principle, which states that any disturbance of equilibrium in one direction in
a balanced system, will result in compensatory reaction by the system in the
other direction to restore equilibrium or to resist disequilibriation.
The second important set of considerations of human
systems, as natural systems, derives from the understanding that all systems are
based upon subsystems, and give rise to supersystems that can be considered
superorganic. In general, human systems are fundamentally biological systems,
and thus all human systems must be fundamentally controlled by basic biological
constraints that affect biological systems, these include primarily evolutionary
and ecological kinds of constraints. Cultural systems are emergent systems built
upon biological systems. They are not completely determined by biological
systems because they are in themselves underdetermined systems, just as are the
biological systems underlying them. But cultural systems are bound to the
biological basics, and any society that fails to realize this constraint and
overcome it is doomed to failure. We can adopt the Easter Island or Rapa Nui
model as an example of a cultural based system that outstrips its own ecological
and biological basis. It can be said that because in general cultural based
adaptive systems, which are by definition human systems, are successful from a
biological perspective, then tend to increase over time in terms of the
biological basis, or biomass that it supports. This in general leads to both
environmental and social circumscription over time. The human species has become
a relatively K-selected species, and cultural selection tends to bring human
social organization into relatively saturated ecosystems that are characterized
by an elevated K and high, intensive social densities.
Cultural systems are based upon biological systems,
but are not bound by these systems. Cultural systems function primarily upon
forms of horizontal transmission of information (symbolically encoded) while all
biological systems are bound to a vertical mode of transmission. Cultural
systems therefore occur independently of the biological systems upon which they
are based, and in general cultural change, like language change, happens at a
much more rapid rate that basic forms of biological change. The concept of
gene-culture coevolution is largely untenable, though in a larger frame of
reference we may speak of biological and cultural coevolutionary systems through
counteradaptations and metabiosis. Therefore, cultural historical patterns
assume fundamentally different cycles and pathways than do natural biological
histories. Biological change tends to be one way, or unidirectional, and once a
species evolves into some form, in general it will not reverse itself back to
some predecessorial form. On the other hand, cultural systems can experience
loss and drift and complex patterns of acculturational shift that is not found
in biological systems. All cultural systems by definition are naturally
divergent as population increases. Cultural divergence is reflected, for
instance, in dialectical divergence. Furthermore, unlike two different species,
two or more different cultures, under the right conditions, can become
amalgamated and fused or what is referred to as integration. Of course,
competing cultural systems may behave very much like competing species, and
through principles of mutual exclusion, will be led into a pattern of conflict.
Achievement and maintenance of equilibrium is
important to all natural systems, especially those that are capable of long-term
stability and endurance. It is clear that cultural systems that achieve long
term adaptive success do so by means of the maintenance of equilibrium by means
of feedback mechanisms. All equilibrium of naturally occurring systems can be
said to be dynamic equilibrium, in that the equilibrium line is non-constant and
remains continuously fluctuating.
In other words, and in short, we may say that all
human systems are biological systems, but they are also something more than just
biological systems--they are biological systems with a critical socio-cultural
difference. We can ask a basic question of structuralist theories of culture
that looks through their reification as systems of abstraction and misplaced
concretization. Fundamentally, how can cultural systems be defined in a
structurally overdetermined manner, if the biological systems upon which they
are based and which constrain them in basic ways are themselves inherently
complex, chaotic and stochastically underdetermined? It appears that to adopt
linear kinds of models to explain what amounts to as non-linear and variable
kinds of phenomena is to vastly oversimplify and overgeneralize about the actual
history of such patterning in the first place.
The rise of cultural systems has led to the
increasing importance of cultural selection factors influencing human adaptation
and human evolution. In fact, Darwin derived the term natural selection from
observations of selective breeding, or "cultural selection" of
domesticated species. Cultural selection has been an important factor of human
development for at least the last four million years, and this selective factor
has been of increasing importance in the world, and cultural selection during
this period of time has played an increasingly important part in shaping human
evolution as well, rendering humankind a fundamentally culturally and
symbolically dependent creature.
At the outset it can be said that all human systems
of behavior and relation are fundamentally cultural systems. All things human
are by definition cultural. It can even be argued that even our basest instincts
and reflexes may be culturally conditioned in fundamental ways. There is nothing
human that does not bear the stamp of cultural expression and the seal of
symbolic realization. I have sought to give to the definition of culture an
empirical foundation in anthropological and ethnographic reality, in a manner
parallel to, and stemming from the same source as, Binford's definition of
archaeologically definable cultures.
Systems theory involves something of an inherent
dilemma, for this kind of thinking is primarily holistic and synthetic in
orientation, though it invariably leads to analytical models of methodological
operations. This paradox is more apparent than real, as synthetic and analytic
approaches are in fact complementary to one another, in the same manner that the
complementarity principle holds in physical realities of fundamental entities
and processes. The criticism of the New Archaeology from the old-generation
Pre-historians was, as in Jaquetta Hawke's John Danz lecture, nothing but and
something more. An exclusive emphasis upon analytical reductionism, that an
archaeological culture is nothing but the patterned relationships obtaining
between its critical elements, which is the outcome of processual archaeology
carried to its extreme, does lead to an unnecessary dichotomization of the world
that interferes with the larger picture of comprehension and meaning in context.
Cultural equilibrium is a complex phenomenon. We may
say that the primary balance must be maintained between socio-cultural elements
on the one hand and natural elements on the other. Equilibrium must be found
intraculturally between people, and extraculturally with the social environment.
Social equilibrium must be maintained between different groups of people. There
is also a sense of symbolic equilibrium that must be maintained by such a
system, which equilibrium takes several different forms and functions in the
cultural integration of human reality.
Cultural equilibrium theory is based, I believe, upon
the maintenance of consistency in social relationships and in a senseof identity
and persistence of pattern as this articulates upon various levels. Socially, I
believe it to be based upon the establishment of some kind of system of
reciprocity that orders and makes predictable social relations between people
that might otherwise remain uncertain and therefore potentially dangerous. The
requirement of establishment of reciprocity of relationships entails sharing of
mutual frames of reference and expectation, and it involves, or rather leads to,
patterns of horizontal cultural transmission.
Models of equilibrium often overlook a fundamental
aspect of such design, and that is the tendency for systems in equilibrium to
continuously oscillate about some trendline or norm, and this possibility for
oscillation spells a range of adaptation and relative adaptability of a system
over time in relation to environmental changes (which changes include
intersocial relationships in human systems). Long-term oscillatory patterns
often appear to represent periodic phases or cycles, and I believe represents
the relative entropy that may be associated with a given system. Systems that
oscillate very dramatically over the very long run would be indicative or
diagnostic of systems that tended to be structurally unstable or to have a
relatively high degree of entropy associated with its organizational foundation.
These oscillatory cycles may define cycles within cycles, and may lead to
differential patterning over time. Regular annual climate change represent a
very stable form of oscillatory cycle to which all cultural systems must be
adapted, and many calendrical ritual ceremonies reflect this requirement of
these systems. These oscillatory cycles must be distinguished from longer-term
or larger scale developmental trajectories that tell if any particular cultural
system is in general rising or falling on the grand scale.
Models derived from advanced ecology theory are
pertinent to the description of patterns of cultural equilibrium. That cultural
reality is distributed and polythetic in its constitution entails that there are
few clearcut, across the board boundaries between different kinds of people. The
hardness and hence facticity of culture at that point breaks down into a
fuzziness and uncertainty of distributed characteristics and trait profiles that
tend to have fluid and relative boundaries.
The models I adopt from ecological theory to explain
synthetic cultural patterning are those of the shifting mosaic steady state,
dynamic succession, reciprocal replacement, climax, nonsuccessional fluctuation,
and processes controlling community dynamics. To say that any given cultural
context is in fact a complex community system that may articulate upon several
levels simultaneously is to suggest that culture is essentially an historical
phenomena that is made everyday by people on the ground.
We may thus describe the range and continuum of
cultures as having few real or nonrelative boundaries, but existing in a range
of clines and zonation patterns that themselves tend to be complex. The result
is a dynamic mosaic topography of the distribution of cultures on the ground--a
patterning that is well represented archaeologically after the fact.
A cultural community therefore is more than a
collection of people sharing certain affinities of basic culture or an
assemblage of artifacts linked by type or provenience. A community comprises an
open system of relationships that connects into a larger social and symbolic
universe. Individual people are its principle nodal points, its articulators.
But people are not all the same. They are not all just "Dani" or
"Pintupi" or "Hokkien" or "Cheyenne" or
"American" because they are imputed to share a common culture pattern.
Nor do they shape and concatenate the cultural variables and parameters that are
a part of their life world and shape them in all the same way. This is clearly
more evident in radically plural societies like Malaysia, and increasingly, the
United States, than they are in societies like Korea, Japan or China that can be
said to be greater than 98% ethnically monothetic.
It is clear in the case of Malaysia and America, with
which I am ethnographically familiar, that there is a shared national culture
and identity that links all Malaysians under a common umbrella and that sets the
average Malaysia off against the Singaporean, the Thai, or the Indonesian. At
the same time, it is well known that there are fundamental cleavages of race,
ethnicity and religion (i.e., cultural cleavages) that separate a Malay from an
Indian from a Chinese in Malaysia. We see in this patterning an internalized and
socially embedded stratigraphy of culture that is complex and variable.
Individuals in some settings can cross different kinds of boundaries, and
utilize a facet of their composite cultural constitution, and then shift in
other contexts into a completely different modality. This complex patterning is
found and reflected linguistically as well as behaviorally and relationally. It
is typified as well by an interesting kind of cognitive pluralism that defies
simplistic description or the functional superimposition of uniform standards.
We describe a phenomenon of cultural succession to
explain the rise of primary, secondary, and climax cultural communities that are
based upon achieved levels of technology and social innovation. In other words,
wherever culture takes place and in whatever guise or shape it takes, we can
understand cultural development as automatically tending to pass through a
series of stages of growth and structural reorganization. These patterns of
succession are tied to community dynamics, relative densities, and what I
believe can be called culturally eco-trophic niche adaptations. Even what can be
called a cultural niche, if we look at it carefully, can boil down to a high
degree of complexity, as for instance in the archaeological identification of
Iroquois culture as being shared by a range of non-Iroquoian peoples. If a
cultural system, as a dynamic community system is by definition heterotrophic
and heterogeneous composed at the individual and familial level, and we can only
best define such a system by means of polythetic systems of classification, then
it becomes possible to intercorrelate trait associations across a broad suite of
distinctive features, involving many variables, leading to a very mosaic and
fragmented patterning of human reality as this may be layered upon the landscape
as any particular phase of development.
Cultural succession, as a model, ties cultural
development and its historical patterning into a more general model of cultural
evolution, but this model of cultural evolution is not based upon or even
borrowed from the classical Darwinian model of biological evolution, or the
descent of species. A culture is not, and cannot be, a kind of species in the
same way that a biological species can be defined by their reproductive
isolation and genetic determination. Horizontal transmission and the fluid
boundaries maintained by people entail that the tree of cultural evolution does
not resemble the tree of natural biological evolution.
All viable cultures can be said to be by definition
open community systems, and this openness is a fundamental part of their dynamic
structure. They relate therefore to a larger field of cross-cultural relations,
of communities within communities as these emerge and take shape across the
human landscape. We might call therefore a "complex" a relatively
stable cultural system that emerges and growths into a climax that lasts for a
considerable period of time. We would associate such a complex with an
archaeological horizon, I believe, and by a tradition as these were culture
historically defined.
A closed cultural system is by definition a dead
system. It is one that is bound for extinction just as a species that has
hyperspecialized in one eco-tropic niche bounds itself to extinction. Cultural
systems may come and go, but people survive and die. People may come and go,
passing in and out of particular community systems, but the community systems in
a corporate sense are larger than any individual who is a part of that system.
Cultural evolution is therefore best described by a
model of "transculturation" which is an extension of a general model
of acculturation, or horizontal transmission, and of innovation, upon which all
cultural development is based. Transculturation involves what can be called the
rise of "civilizations" as climax community systems. It also involves
the diffusion and widescale adoption of new designs and devices that provide an
adaptive advantage in survival to a group. The horizontal proliferation of
nuclear weapons in the world is an inevitable historical outcome of the human
community of nation-states and their players. It is just like the spread of
silk, paper, gun-powder, the concept of zero, and the alphabet. People recognize
the great utility value of having a bigger and better bomb in their arsenal of
weapons.
In regard to the understanding of a synthetic
cultural model within an archaeological frame of reference, we must ask what a
cultural community system would look like within an archaeological context, when
especially we have few if any people (actually just fossil remnants and a few
mummies) to associate with the remains of sites, but we most only have the
products and by-products of human behavior and activity. Correlational and
frequency strategies of analysis are the only way of approaching this kind of
problem, and this must always be done with an eye to the construction of a
comprehensive frame of reference that incorporates and contextualizes all known
sites and evidence as well as all possible sites and evidence waiting to be
discovered and unearthed. It is the kinds of questions we ask of such
information, such as "what was going on here that produced such and such a
pattern," but we really have no certain way of giving a final, conclusive
answer. Such a problem presents us with what we can call archaeological
parallax, such that the same problem set may lead to multiple alternative
solutions, without having any clear way of choosing between them. Binford
appears to have wanted to take that extra step, that final leap of faith in the
reliability of his own reasoning and methods, but, in lieu of further evidence
that is still waiting in the ground, inductive inference must always fall short
of conclusive proof or unequivocal, final determination. Is there any way out of
this dilemma in archaeological knowledge. Beyond more careful excavation and
recording of data, beyond new techniques of analysis and dating, and beyond the
discovery of new sites and new artifacts and naturefacts, I believe there is no
other way around the problem, except to learn to ask questions that are more
sophisticated and interesting from a theoretical standpoint, and to ignore the
kinds of questions that cannot finally be answered one way or another.
Cultural equilibrium can be defined as dynamic and
historically complex. Its foundation is the adaptive survival of a group within
a biologically defined context, but cultural selection entailed the emergence of
a new set of processes and forces influencing subsequently human evolutionary
development. Cultural patterning emerged historically that was increasingly
independent of genetic modes of transmission. We can find at the center of human
culture the function of a complex brain that is capable of abstract reasoning,
pattern recognition, and symbolic organization of experience and response.
Cultural equilibrium therefore necessarily entailed, even from the beginning, a
form of symbolic equilibrium that people maintained with their environment. It
has entailed that, evolutionarily, humans have become both culturally and
symbolically dependent creatures, if we define symbolic cognitive organization
as the basis of human cultural organization, and if we define cultural
patterning as shaping of a context, both internally in the worldview of
humankind and externally in the material world of humankind. The evolutionary
transition that marked the beginning and rise of humankind as a distinct species
on earth was accomplished by a unique set of circumstances that led to the rise
of consistent and enduring cultural contexts or culturally defined surroundings
within which people normally operated.
Cultural equilibrium arises from the natural human
proclivity for adaptive survival and reproductive success. The general success
of cultural patterns of adaptation has entailed that human communities would
coalesce over time into contexts of increasing socio-environmental saturation
lead to circumscription and what can be called supercomplexity. As such
community systems developed, the emphasis of adaptive survival and reproductive
success tends to shift away from natural environmental concerns and increasingly
towards socio-environmental issues. For most of human history, humankind all
around the world has tended to live in contexts and communities that can be
described a socio-environmentally saturated and where the emphasis is towards
social competition and the organization of social behavior leading to
equilibrium between people. Social competition must always be construed in
relationship to its complement, social cooperation. Often for groups to compete
effectively, they must organize themselves into coalitional structures in
relation to other groups. The result is what Bateson has described as
schismogenesis and what I have referred to in contemporary contexts as
ethnoschismogenesis. I have therefore hypothesized as the basis for a general
theory of human social process what I have called the "social competition
hypothesis." The problem archaeologically defined, once again, is to find
clear and unequivocal evidence for such social competition in the ground.
Cultural
Systems as Ecosystems of Functional Adaptation
From an archaeological and anthropological point of
view, it is quite useful to adopt the perspective of human populations,
culturally mediated, upon a natural landscape, occupying specific adaptive
niches, and modify and in time creating for themselves new niches. It is useful
to apply the models and concepts derived from animal and plant ecology to an
understanding of human socio-cultural patterning. The study of animal
competition and interaction is particularly insightful to the organization of
humans and their interactive behavior. It is clear that the evolutionary
connotations or natural selection factors of this competition have been largely
obviated by the role that cultural adaptation has played human survival and
reproductive success. The basis of the social competition hypothesis as I have
stipulated this is that humans tend in relatively saturated contexts towards
increased within group and between group competition for both scarce resources
and for reproductive advantage. To a great extent, though the motivating factors
behind this resource competition are virtually identical to those factors that
motivate animal behavior in the natural world, human patterns are fundamentally
different because these relations have been fundamentally mediated by symbolic
transformation of stimuli and response processing which entails compensatory
displacement of both stimulus and reponse and the channeling, sublimation and
constructive/destructive manipulation of this libidinal energy and drive towards
other aims. Cultural conditioning therefore accomplishes through processes of
enculturation and socialization the constructive or at least non-destructive
integration of the individual into the normal structure of the system.
The basic drives that any cultural system must
satisfy upon a biological level are the requirements of feeding and breeding, or
what can be called the requirements of production and reproduction. Because
these processes are symbolically mediated, and symbolic expression always takes
a material and functional form, the cultural system includes as a part of its
fundamental agenda not just the biological productivity and reproductivity of
the group, but the problem as well of the symbolic, behavioral and material
reproduction of the cultural system itself. It follows that the archaeological
record should reflect, if nothing else, patterns of food-getting and patterns of
group reproductive activity, as well as other symbolic and material productive
interests.
At the same time, behind the symbolic veil of any
cultural system can be found interpersonal and intergroup competition for
resources, symbolically defined and mediated, such that frequently such
competition will lead to interference competition, scramble competition,
monopolization and induced dispossession of resources between people. Social
stratification is a means of controlling and segregating groups into unequal
identities that serves to preserve the differential in resource acquisition
occurring between the two groups. Socialization patterns will always be such as
to reinforce these kinds of social differentials between groups. Regardless of
established social institutions, individuals and groups continue, out of
necessity, to compete for scarce resources, as well as for those culturally and
symbolically defined resources which may be artificially defined. There is no
reason not to assume some form of interpersonal competition and cooperation and
intergroup stratification occurring from fairly early times in the human fossil
record, perhaps at the time of Australophithecus afarensis, up until today.
Institutional incorporation can be considered to be the symbolic formation of
enduring coalitional structures that stem from ritually organized patterns of
interpersonal networks and relationships.
The eco-evolutionary model I have developed to
explain the basic cultural system that was adopted and later refined by the
hominid line must be accounted for in terms of the adaptive capacity of such
cultural traits that permitted humankind to achieve niche expansion, adaptive
generalization, and subsequent niche diversification that led to successive
adaptive radiations.
Primitive,
Intermediate and Advanced Cultural Systems and the Concept of Dynamic Cultural
Succession and Selection
A primitive cultural system may be said to be a basic
cultural system. Its primary focus will be upon an direct environmental
tehnoculture that permits its adaptive survival in terms of food-getting
strategies. Certain features may be associated with such a level of cultural
development. We may associate with such a level characteristic features of
animistic religion and beliefs in spirits, emphasis upon shamanistic ritual,
acephalous political organization, concrete, iconographic context bound use of
language, a restrictive grammar and limited lexicon, the lack of contexts for
sophisticated intellectual development that can be defined by eidetic and
undifferentiated patterns of response. Any human being born into such a context
would adopt the patterns characteristic of this cultural level, regardless of
their inherent intellectual capacity for development. We may typify such a
culture in a basic sense as fundamentally an "oral" society.
An advanced cultural system can be said to be
technologically sophisticated in every way. These systems will be characterized
by relatively high population densities, incorporation of broad regions of
ecologically diverse resources, complex stratification, development of systems
of communication, etc.
Between these two extremes, we may recognize a range
of alternate configurations upon a continuum of cultural development.
Intermediate cultural systems may be characterized by their relative levels of
development in the various aspects or areas of their patterning.
It is unfortunate that "primitive" like
"fossilized" has taken a pejorative bias in anthropological literature
as denoting a Eurocentric condescension of other people who may be relatively
undeveloped in terms of economy, etc.. I use "primitive" in this
context to connote only in an objective manner what I construe to be the
developed features and characteristics of an "undeveloped" cultural
system in the manner that we might construe the early proto-culture of Homo
habilis to be relatively undeveloped compared to that of the Neanderthal culture
of Central Europe at a later period of human evolution. I would comparatively
characterize the culture of the Australian aborigine as this has developed over
the past 50,000 years and as this existed before Western contact as
"primitive" compared to the culture of the Chinese peoples of mainland
China as this developed over the past 5,000 years. The contrast between the
Chinese cultural system and the aboriginal one of central Australia is an
important one to make, and we might compare both these systems to an
intermediate development of cultural systems for instance in the New Guinea
highlands over the previous 20 to 30,000 years or alternative within the
Southeast Asian or Oceanic context over the past 2 or 3,000 years.
In setting up this developmental sequence, which
resonates the traditional formula of primitive, barbarian and civilized, what I
am really doing is positing a kind of theoretical-hypothetical baseline by which
to gauge the subsequent development. I am also setting up a contemporary
historical horizon, from which one may backtrack. Thus, what is really
"primitive" goes only back to our own models of anthropogenesis
(mostly just so stories) that we like to speculate about in regard to the rise
of the hominid line and human culture. What really references
"civilized" is our own contemporaneous, post-modern global culture
with the Internet, the atomic bomb and Moslems carrying anthrax vials.
Everything between the first "then" and "now" can be
characterized as "intermediate" and hence marked as so many
"phase transitions" or stadial sequences that line up in some
archaeologically chaotic manner.
If
I went back to a model of anthropogenesis, I would have to push the story to at
least the time of Lucy and the Laetoli footprints. What evidence supports a
thesis for the rise of primitive culture at this time? We find now Chimpanzee
groups elaborating primitive cultural patterning in the forests of Africa today.
My contention in this thesis is that the two patterns of feeding and breeding,
the eco-evolutionary imperative of humankind, created the conditions for the
rise of the first protocultural manifestations.
The best model I can come up with is that from this
period or sometime just before, the main hominid line was a single evolutionary
sequence marked by several distinctive features and always centered in the
periphery of the dark heart of Africa. Early precultural hominids were adaptive
generalists who were capable of rapid niche expansion and resource
diversification strategies. If we ask ourselves from a common sense point of
view (or perhaps from a San bushman's bird's eye view) what knowledge is
necessary to survive in the African bush without the benefit of modern
technology, then we can find the answer in terms of archaeological systems for
the rise of prototypical human culture. I would assert that the line ran
continuously, if somewhat crookedly, from an Australopithecus precursor, through
Homo habilis, to Homo erectus, through Archaic Homo sapiens, including a
heterozygous type of Homo neanderthalensus, into the modern Homo sapiens sapiens
line. This always was focused in certain regions of Africa, and these
transitions marked by the rise of these paleoanthropological types define
conditions of bottle-necking that periodically occurred due to rapid population
die-off.
There were apparent at least three or four widespread
adaptive radiations, and maybe more if we are willing to risk pushing the
hominid line back to Sivapithecus, Ramapithecus and Gigantopithecus. More
likely, a Proconsul precursor lead to some as yet unidentified type of which
these three dispersive creatures were divergent representatives, and this
constituted the first adaptive radiation that could be tied to the significant
evolutionary accomplishment of semi-bipedalism. Even I would not fully discount
repeated stories of Yeti or Sasquatch as being the survival in remote areas of
an evolved "Kulture flieren" Gigantopithecus, who had more to fear
from competition with Grizzlies and Panda bears than from their hominid cousins.
Returning
to the main-line, we find Australopithecus, Homo Erectus and Archaic Homo and
Modern Homo sapiens widely distributed, each time further and further abroad. We
find a continuous transformation of these lines, with numerous off-shoots that
were invariably evolutionary failures, in isolated pockets or regions here and
there. Evolutionary failure of overspecialized subvarieties tended to create
ecological vacuums that would subsequently be filled by new and improved cousins
from the African heartland. Remnants of the older groups would be either further
marginalized or else simply swamped out and reabsorbed. This may even have been
a rather continuous process occurring through the last four million years.
This bespeaks a model of a shifting or oscillating
steady-center theory that had its main range in eastern, northern and southern
Africa. Successive adaptive radiations from this central ecological zone of the
hominid line was based on the capacity for continuous niche shift and niche
expansion based upon the following eco-evolutionary principles:
1. cultural adaption conferred selective advantage in
a general sense.
2. success in the central regions resulted in
continuous out-migration
3. bottlenecking due to climatological and long-term
environmental shifts tended to circumscribe and bottle-neck the central zone,
always favoring the generalist mode of adaptation.
4. subsequent and derivative specializations followed
the principle "specialization leads to extinction"
5. groups bound for extinction suffered loss of
environmental equilibrium, fall off of population, and would result in niche
vacuums that would be subsequently filled by other peoples.
6. Remnants would be marginalized or reabsorbed.
This basic model fits all subsequent cultural
development and populational patterns of the hominid line, with new oscillating
centers becoming established in the later part of hominid history (i.e. the
Americas, Southeast Asia, East Asia, Europe)
Another possible conclusion of this is that for any given range of
adaptive radiation of the hominid line, the level of cultural development
permitted fundamental horizontal transmission that permitted the integrity of
both gene and "meme" exchange. In other words, we would expect to find
relative heterogeneity and clinal zonation patterns that are quite variegated at
any global phase or horizon of human development.
Eco-evolutionary principle also dictates another principle that was
probably applicable to the hominid line, and that is "competitive
exclusion." It is likely that new groups entering regions tended to push
out or else destroy the previous occupants of an area, appropriating whatever
resources that could be appropriated in the process--this would include
reproductive resources. This process is an extension of the concept of cultural
evolution that was primary horizontal rather than vertical, and would have
served to maintain the central homogeneity of the hominid line over time.
What are the likely rates of this process? If we look
at rates of human generation time, it is approximately 36 generations per 1000
years at this time. It was probably more like an average of 68-75 generations
per 1000 years up until the Neolithic, at which time it tended to shift, and
continues to shift, into today. The rates may even have been more rapid during
the time of Australopithecus, if we take into account the small body size,
shortened periods of post-partum dependency, more rapid rates of neotonous
development. The average birth number per mother would probably have been an
amazing 12 to even 16 per generation, though it is expected that rates of infant
mortality may have been greater than 50% and at least 33% during most of human
evolution. This would have meant that population growth rates of
Australopithecines were greater than they were for subsequent hominid lines, and
this would have exerted greater pressure on the environment for growth.
One central question I would ask in this regard would
be what was the rate of average replacement of older populations by new
populations over time. First, this rate would have decreased over time.
Secondly, we can estimate that a population inhabiting a central and accessible
area (age area hypothesis) would be faster on average than in a contemporaneous
but more remote area. Accessible areas would favor heterogeneity, horizontal
transmission, niche generalization, higher r-K shift, spin-off migration, rapid
turnover, transition and replacement. Remoter areas would favor slower rates,
niche specialization, increasing bottle-necking and loss of heterogeneity,
supersaturation, environmental degradation, and eventual extension to the
creation of a niche vacuum.
In
the sense of evolutionary history, I would say that an average rate of
replacement would be on the order of every 1 to 2 thousand years, at the most.
It can be expected therefore that human populations were continuously radiating
outwardly every few generations. The rates may have even been of the order of a
few centuries during the earliest phases. In other words, in any given area that
was occupied by hominids, complete gene-cultural replacement could be expected
to occur regularly anywhere from a few centuries to a few millennia time frame.
If we set this average to 1000 years, we could see that this process recurred
over the past 4,000,000 years something on the order of four thousand times (and
probably much more.) What we get is a variegated mosaic pattern of continuous
occupation that oscillated and expanded like tides. Any given local context
would be fairly rapidly replaced and changed out over time, on average, but the
entire system would retain its overall continuity over time, due to the growing
influence of cultural equilibrium, or cultural-K.
We can surmise from this a kind of formula that would
relate the likelihood of survival in any depositional context per 1000 year
period with the number of known fossil cases, and from this we can derive an
estimate of original population cases. If we speculate the odds of any
particular fossil surviving to be later excavated as being 1 in 1,000,000, then
it would take on average at least a million (an probably more) miscellaneous
death events to produce a single viable archaeological specimens. The fact that
more specimens are found in caves suggests that this statistic be amended in
favor of the preservation characteristics of cave-like formations. That so many
Neanderthals, Cro-Magnon and Homo erectus are found in caves suggests not only
that cave dwelling became for at least the last million years a preferred mode
of adaptation, but that hominids deliberately sought and found in their world
environments those contexts that permitted the survival and development of their
cultural adaptations.
The question I would ask in this regard is how many
Australophithecine fossils have been found in or around cave-formations. The
South African examples must be taken as exception, to the extent that some of
these appear to have been nature-fact deposits by leopards or lions. The
likelihood that we find numerous non-cave Australophithecine remains that date
between 2 and 4 million BP suggests that this line and its branches must have
existed in mainly non-cave formations, depending upon organic cultures, not
unlike modern Chimpanzee and Gorilla populations, and maintained relatively high
population densities. One must inquire in this regard what the association
between cave-dwelling and the rise of stone-tool technology may have been,
especially if we consider the work of Homo habilus.
If we find a period of 4 extant species of
Australopithecus at 3 to 2.5 million BP, we can estimate that cultural
transmission was more diagonal and less diffusive, and did not cover the broader
range achieved during the Homo erectus period. We can estimate the likelihood
that there was greater genetic variability of the phylogenetic line of
Australopithecus than subsequent Homo lines. This line was more oriented
sympatrically compared to the main allopatric Hominid line.
In this anthropogenic scenario therefore, we can see
the evolutionary tree of the human line as representing something like a pyramid
superimposed by an inverted pyramid. With each subsequent generation, the degree
of hominid heterogeneity increased with the increase of cultural transmission,
and the rates of sympatric speciation fell off in negative correlation:
The distinction between robust and gracile forms I
believe have been important to an understanding of hominid evolution, and this
distinction, roughly parallel to the distinction between Chimpanzee and Gorilla
populations, represent what I believe to be the two trend-lines that were
followed in terms of niche specialization/generalization.
Gracile
forms tended to win out in the long run over the robust forms. The niche
adaptation of robust forms followed a granivore, frugivorous, and vegetarian
adaptation.
It is even possible for instance that hominids at
times tended toward a rear-gut fermentation pattern. The tendency to shade off
in this direction is understandable in the context that vegetable diet was in
general more available and functioned at a lower trophic level than the opposite
tendency towards a more carnivorous diet. Gracile species tended toward greater
omnivory with increased reliance on or preference for patterns of predation. I
do not believe scavenging was ever a central aspect of hominid diet. Hominids
never had to compete with vultures over decomposed carrion. On the other hand,
cannibalism during periods of stress may have been an important peripheral
pattern, playing a part in long-term human survival. This would be a
relationship to the principle of competitive exclusion and frequent rates of
replacement.
Evolutionary development therefore proceeded at a
fundamentally faster pace for hominids during the Australophithecus period, and
have fallen off subsequently in a stadial manner. Australophithecoid ancestors
would have been relatively more r-selected and less K-selected than its
subsequent lines, but this worked to this lines advantage in the long run.
Cultural adaptation and development permitted what I believe to have been an
K-shift and an r-retention at K-levels of equilibrium. In other words it created
greater dynamic flexibility, or oscillatory flexibility of the central hominid
line. Some of the more specious sociobiological arguments published in reference
to modern Human populations may have been more meaningful in an
Australopithecine context (Boyd & Richerson, Cavalli-Sforza) than they are
in a modern framework.
What exists is a picture of a continuous stock and
heterogeneous dynamics in Africa, a line that continues today even. The basic
proto-cultural pattern of this central hominid line must be defined only as a
"generalist" cultural adaptation that was something akin to the
structure of the wolf pack, though hominids were also omnivorous and generalist
feeders, more like bears who are socially organized into wolf-like packs.
Generalist adaptation by our hominid ancestors was made possible by a basic
cultural configuration that made possible the anthropogenic evolution of a
central cultural trait configuration pattern, that included of necessity the
progressive development of technology and material culture. This is the hook of
archaeological systems theory into the story of humankind and human cultural
systems.
If we look at the extent of the adaptive radiations,
and the environmental mosaics they encompassed, we can infer some basic
constraints to the knowledge cultures encompassed by each successive generation
of the hominid line. It is evident that, for instance, Australopithecus was
unclothed and probably was confined to latitudes that were warm or at least
temperate year round. The tool kit of Australopithecus would be called "osteodontokeratic"
but without the aggressive implications originally assigned to Raymond Darts
model. It would probably have included a wide range of mostly organic and easily
fashioned tools of bone, antler, ivory, wood, and rough stones or cobble stones.
The first tools therefore would not necessarily have been focused upon stone
industry that later arose--this represented an important refinement, the first
technological revolution known to the hominid line, but certainly not the last.
We may say, in keeping with the age-area hypothesis,
that relatively isolated cultural systems (isolated by distance, mountain
barriers, or water) tend to be slower to develop than those
"continental" or cross-roads systems that occupy central places or
strategic junctures. We may say that such cultural development depends upon
stimulus diffusion to occur at high enough frequencies or rates, the natural
range of resource diversity and availability within a region, and in the case of
the peopling of the Pacific, a founder effect and continent-island effect. We
can speculate, for instance, that the Malayo-Polynesian peoples and the Papuan
sundodontic cousins who came to occupy Melanesia and Micronesia were already of
a relatively advanced, intermediate state of cultural development before they
began their voyages, presumably from somewhere on the Asian mainland. They had
apparently a cultigen-growing complex that combined with fish-culture as well as
pig and dog-cultures that were transplanted and broadcast across the entire
Pacific region wherever the surf met the turf. On the higher islands, and in
some Island chain complexes, subsequent development proceed to the rise of
paramount Chiefs and relatively advanced trade-tributary systems and
ritual-religious states. From an ecological standpoint, Roman civilization could
not have been achieved on the island of Truk, and it was also unlikely that
Aztec-like development would be witnessed in the central and forbidding deserts
of Australia.
Cultural development will be restricted fundamentally
by ecological and environmental factors affecting population density,
distribution and adaptation. Cultural development sequences can be fundamentally
"arrested" on any level depending upon the environmental situation and
circumstances in which this development occurs. Cultural selection factors and
the introduction of new technological designs can alter the relationship of
humankind and his environment, and permit a change in the level of development
possible within any given context at any given period. Cultural climax can thus
be conceived as the zenith of cultural developmental growth of a particular
system in a given context, relative to that environmental and social
restrictions incumbent to that context and the level of technological
sophistication achieved by that system.
I propose that upon the complex human and social
historical landscape that is represented by the human prehistoric record, that
humankind lived within conditions of chronic socio-environmental saturation of
eco-trophic niches, especially in regions that can be considered to be central
or prime, as compared to peripheral or secondary regions.
We
must consider therefore what a human niche was under different circumstances,
and what would have represented an ecotropic zone or region of eco-diversity
that was definable in uniquely anthropological terms. It is expected that some
regions were strangely adaptable to human population and the development of
human cultural systems
Cultural succession describes what I would call the
tendency for any cultural system within an ecologically or geographically
definable area, to tend over time to develop in certain directions towards
increasing internal order, internalized stratification and social competition,
role differentiation, etc., leading to greater densities of population and
dynamics of cultural patterning.
One caveat of this model must be born in mind. Human
migration is a special form of diffusion and acculturation. People are like
seeds of culture, that, if blown to the wind, will transplant their cultural
patterning like so many weeds across an open field. Of course, this
transplantation of cultural patterning rarely occurs without significant trait
displacement and subsequent adaptive modification. Migrations of groups of
people almost invariably entails therefore a basic shift of cultural pattern
that occurs upon multiple levels of cultural integration and expression.
Ecologically, we may understand human migration as a natural population control
mechanism, and we may state that on average, marginalized individuals and groups
will be those who tend to emigrate away from a culture area. At the same time,
the differentials in relative cultural development between place of emigration
and place of immigration must also be taken into account in reference to the
outcomes of such migration.
Combining
Anthropological Frames of Reference
A metasystem can be seen as a naturally ordered
system that occurs across time and place and that is heterogeneous in its
constitution. Such systems naturally comprehend multiple levels and orders of
patterning, and thus are defined by complex processes that tend to be
chaotically underdetermined in their state-path trajectory. Any real cultural
system, as this is represented archaeologically or ethnographically, for
instance, may be said to be a human metasystem. It is important therefore in the
definition of such metasystems to seek systematic models that enable us to take
into account the multiple frames of reference and relevant units of
analysis/lines of evidence, that are pertinent to the model as a complex and
heterogeneous system.
Part of the problem of this is the inherent
incommensurability and noncompatibility (and, hence, incomparability) of
fundamentally different kinds of evidence that are derived within different or
alternate frames of reference. It becomes a problem of comparing apples and
oranges, so to speak.
Extending a model of synthetic culture in an
operational manner entails development of a new kind of methodology around a set
of analytical and comparative techniques, as well as around also some systematic
interpretive, critical and synthetic techniques of heuristic problem solving and
model building.
The relationship that occurs between archaeology and
anthropology can and should be extended systematically to embrace the fields of
physical anthropology and linguistics. If we seek patterns of migration,
acculturation and the rise and fall of different peoples in our shared
prehistory, we must learn to take as much as possible the corroboration and
coordination of evidence from separate lines of inquiry. At this stage, we can
say that general anthropology becomes truly interdisciplinary in its perspective
and approach to humankind.
The problem and the challenge of a systems approach
that is suitable for understanding human systems is that we are never ever just
dealing with single overdetermined systems, but we are always having to deal
with multiple interconnected systems that are themselves underdetermined, and
result in chaotic and complex patterns upon an unfolding landscape.
What emerges from efforts at the systematic
coordination of different kinds of data sets is what can be described as a
complex mosaic topography of the human epigenetic and cultural landscape. The
transformations that this landscape has undergone in the past reflects more the
processes of Lyell's uniformitarianism and gradualism than it does any kind of
single systems model.
Survey of linguistic maps of families in different
regions of the earth can tell us a great deal of the social history of human
affairs for at least the past four or five thousand years. Each region is unique
in its historical patterning. It is not clear that if we looked at the
linguistic map of the world ten thousand years ago, that it would necessarily
have been any less complex that it is or has been in the recent historical
period (last 100 years.)
Linguistic mapping is an imprecise science, but
language presents to us the paradox of systematic change that at times can be
quite predictive or retrodictive. Reliance must be made upon basic cognates that
are least susceptible to borrowing or fundamental alteration of morphophonemic
structure. Basic anatomical terms (hair, eyes, face, hands, legs, etc.) are good
candidates. The first tend numbers, basic colors, basic terms of common flora
and fauna (birds, dogs, fish, etc.) are also good key terms to rely on in doing
this kind of comparative analysis.
Techniques in genetic mapping have grown both more
sophisticated and more reliable, and lead us to the ability to determine in a
precise manner the degree of difference or genetic distance between two or more
groups of individuals.
Archaeological
Systems Theory Reconsidered
Any particular phase and place in the archaeological
context represents a disturbed sample of a larger possible universe of unknown
size and variability. We do not know the full range of variability that is
represented by the exact provenience of any particular artifact or site or
complex that we may discover. The challenge of polythetic classification and
trait analysis is not so much the problem of determining degrees of similitude
or sharing, but in terms of determining the complex patterns of variation that
may occur within any given sample or between different samples.
This means that for any given classification system,
we my lump or split the data along any number of dimensions of difference we
"infer" or "discover" in the data. There is an empirical
sense that before we can lump different sets of things into common, often
conflating categories that disguise variation, we must learn to systematically
split items according to their finite and discrete patterns of variance. It is
as a rule of thumb always better to split before we lump, as long as we do not
define each split as a new type or species, but only as a new break in a broken
stick model. The uniqueness of each item, representing a complex set of events
leading to its discovery, must be appreciated to its fullest capacity before it
is somewhat stereotypically cast into any particular category or cubby-hole of
the archaeologist's data-bound imagination. Surely, labeling any specimen
prematurely with a new typological name and category brings with it the
requirement of demonstrating the validity of the category regardless of the
things that it is said to represent. We must ask of each item, from a human
standpoint, what was the knowledge necessary and associated with the making and
use and final deposition of this artifact? What knowledge was needed to use this
item effectively, and how many different ways might it have been used? What
other knowledge may have been in consideration or necessary to the original
context when the tool was made, manufactured and lost? We may never be able to
answer these kinds of questions in any exact manner, but we can definitely learn
to answer them in some manner better than we have yet been doing.
Estimates of similarity and variation will always be
relative measures to the unknown archaeological universe from which they were
derived and to which they refer. We may fix the dates of an artifact in some
absolute sense, but we cannot guess the range of variation that that artifact
represents and was a part of in the original cultural system that produced it.
Inter-site comparison permits us some handle on the uncertainty problem
associated with this issue. The greater the between site agreement, the greater
will be the confidence in our estimation, but the greater the between site
variation, the less confident we can be in our final conclusions. Without
knowing the original distributions of the cultural system, we can have no means
of controlling the problem of variability within our archaeological samples.
Any tool or artifact was part of the original
cultural system that produced, used and eventually lost the artifact. At the
same time, any particular artifact as it is dug up is part of an archaeological
context that is associated with that particular point in place and time. The
cultural system that produced the artifact and the archaeological system that
recovered it are not the same systems, since the archaeological system is
derivative of and subsequent to the cultural system. In this sense, we may posit
a complex kind of causality--the cultural system was the cause, the
archaeological system was the effect (with the intermediary effects of a natural
depositional history thrown in for good measure.) The challenge becomes the
abductive logic of inferring the causes from the consequences, which, in a
formal system of classical logic, is a modus tollens fallacy of deriving the
validity of an antecedent from its consequent. Abductive reasoning is probably
the most characteristic form of reasoning about archaeological systems. Such a
problem can therefore only be approached in an inductive manner and therefore
will always have a degree of uncertainty attached to its final conclusions.
It is uncertain that conventional descriptive
statistics, such as T-tests or F tests, may be applied directly to a larger
potential archaeological universe from a smaller and imperfect sample. It is
impossible to tell if the normal measures for the sample are the same as for the
population from which it was taken. The deeper in time and the more fragmentary
the evidence, for example that representing hominid prehistory, the more this is
truly the case. Only if multiple samples can be taken from the same general
archaeological context can a larger range for the original population be more
reliably calculated, but even this would be open to some serious doubt as to its
limits and representativeness.
Just how much can any archaeological site, or all
archaeological sites combined, realistically, accurately and reliably represent
the segment of prehistory for which it exists? Ultimately, either statistical or
qualitative measures and techniques must fall short of finally answering this
kind of question. Does this foredoom archaeology as a science, and entail that
we abandon the archaeological enterprise in favor of literary criticism and
deconstruction? I do not think so. The strength of archaeology is in its
systematicity in both theory and method.
Reconstructed
Frames of Reference: The Reciprocal Relationship between Scientific Archaeology
and Scientific Anthropology
We have come full circle back to the initial
statements made by Binford concerning the relationship between Archaeology and
Anthropology. Binford's opening statements in his "Archaeology as
Anthropology" is that "It is argued that archaeology has made few
contributions to the general field of anthropology with regard to explaining
cultural similarities and differences.(1963: 217) and that "'American
archaeology is anthropology or it is nothing.'" (ibid. 217) In this regard,
Binford distinguishes between explication and explanation as important goals of
anthropological inquiry. He asserted that while archaeology made important
contributions in the former goal of explication, it was lacking in the latter
goal of offering to anthropology models of explanation.
I
will claim that in asserting and attempting to elaborate the role of archaeology
in anthropological interpretation, Binford was implicitly asserting a general
reciprocity and symmetry of relation and status between cultural anthropology
and archaeology. By effectively articulating archaeology in terms of its methods
in relation to anthropology, Binford had actually accomplished something more
than the affirmation of this relationship and the role of archaeology in
anthropological theory building. He actually provided this role, and provided
the basis by which Anthropologists themselves could look to models in
archaeological theory and method as a guide to their own research design and
implementation in fieldwork and in the ethnographic interpretation.
How has archaeology contributed to anthropological
inquiry? It has provided both conceptual models and methodological tools by
which to conduct and refine this inquiry in ethnographic fieldwork. Many of the
quantitative methods now employed (or at least that should be employed) in
ethnographic fieldwork are those that were originally applied to archaeological
data-sets, as for instance in the case of Binford's early use of cluster
analysis applied to the Mousterian data, or the previous use of sophisticated
computer modeling by Brainerd. There is a clear reason for this, as
archaeologists are working with complex data sets, usually of cultural origin
and structure, that require some kind of secondary manipulation, organization
and correlation. Thus it seems that working out of complex data analysis
procedures comes first in archaeological knowledge, and then feeds over into
ethnographic data.
It is really impossible in this regard to say which
comes first, the archaeological egg or the anthropological hen, but the point is
that there is dialectical feedback between the two disciplines that exhibits a
form of balanced or symmetrical reciprocity. Archaeologists employ
anthropological data as analogy, anthropologists employ archaeological
techniques and concepts as operational analogy.
As a matter of experience in ethnographic work and
anthropology, I would say that no anthropologists worth his or her weight in
fieldwork would be wise to ignore the important lessons taught to the field by
Binford. At the same time, cultural anthropologists must be aware of the
continuing contribution that their own cross-cultural fieldwork can make to the
construction of the archaeological record.
I have come to emphasize the mutualistic and interdependent relationship between archaeology and anthropology at this late stage in the game because I believe there has been too much divisiveness between disciplines and this has created an atmosphere not only not conducive to research in either area, but often destructive and interfering with such work. The truth of archaeological or anthropological knowledge is not to be defined politically or to be found in its social recognition or acceptance. Scientific knowledge that is real remains independent of the social systems that construct and articulate this knowledge. Both archaeology and anthropology remain young sciences, and this is in spite of the fact that the archaeological and anthropological realms of reference might be quickly disappearing under the concrete foundations of modern development. Their relative youth compared to other scientific disciplines entails that their full growth and potential remains before them in the future.
Blanket Copyright, Hugh M. Lewis, © 2005. Use of this text governed by fair use policy--permission to make copies of this text is granted for purposes of research and non-profit instruction only.
Last Updated: 08/25/09