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Chapter
Sixteen
Eco-Evolutionary
Taxon Systems
In the application of general system theory, a large
effort has been to get at the systematic interconnections between systems
ecology, on the one hand, and the evolutionary development of living systems and
metasystems, upon the other hand.
Observations of the fossil record have yielded
evidence of periodic mass extinctions, in which a large number of species
periodically and suddenly died off and become extinct within a relatively short
frame of time. In this process, we must picture the collapse of entire global or
regional ecosystems that are no longer capable of supporting the kinds or degree
of living systems that were previously supported. We must ask how entire taxa of
animals, like the Dinosaurs, rise to ecological dominance for hundreds of
millions of years, and then rapidly disappear from the earth with hardly a
trace.
Taxon systems can be said to be large scale
ecosystems that cover entire biomes, even regional, continental and
trans-continental biomes, incorporating entire taxa of plants, animals, and
decomposers. Taxon systems can be seen as the highest order integration of
living systems short of the biosphere itself. We can for instance, in
contemporary settings, compare North American biota with South American Biota,
and with Eurasian or Asian or African Biota, and in each case one would find
distinct regimes of flora and fauna that cross a numer of ecological zones.
Taxon systems reach deeply into natural time, and
involve the cyclical rise and differentiation of many related species,
generation upon generation, the flouressence of particular kinds of taxa in
distinctive biological regimes. Species diverge and diversify when their
adaptive success in a given setting is high.
We may thus describe and define taxon systems,
largely the consequence of the rise of complex ecosystems based upon
multi-cellular life forms that are sexually reproductive, as occurring
simultaneously upon three systems levels:
1. The rise and fall of coherent reproductive
communities of distinct subspecies or species in a given area or region and the
processes of migration and dynamic succession associated with these patterns
upon this level.
2. The rise and fall of branching families of related
organisms, and their associated communities, including the intertwining of
multiple families, over larger realms and biomes encompassing a diversity of
ecological and environmental zones, along with the patterns of ecolocial shift,
and succession associated with these patterns.
3. The rise and fall of large multiple orders of
organisms in regional or interregional contexts, or continental or
intercontinental contexts, and the associated patterns of shifting biome and
community profile/diversity that can be classed as minor extinction events.
4. The rise and fall of entire phyla of organisms on
a global scale that can be classified as a major mass extinction event and that
can be associated with dramatic global shifts of environmental patterning.
We see in this scheme the encompassing of smaller
taxon cycles within larger cycles, in which we can expect a high frequency and
prevalence of level one cycles occurring, and relative rareness of major
extinction events at level four. We can thus define a taxon cycle as the rise
and fall of major branches and limbs of the family tree of life on earth, as
evolutionary development in relation to ecological shift make possible growth
and speciation of living systems in alternative and different directions. Niche
expansion and diversification of a species or genus would be a signal of their
adaptive success in certain regional biotic regimes. Niche reduction and loss of
species diversity, perhaps connected to overspecialization, would signal the
demise of not just a species, but an entire branch of that family tree, reaching
back however many generations. If we find the loss of a certain species or kind
of species in a given geographic area, we might be concerned about the
corresponding lose of sympatrically related species in neighboring or similar
areas. If we find losses across the board of this particular genus or family of
species, then we can suspect global or regional factors impacting a range of
zones and environments across the board. And if we find losses of entire
superspecies in certain critical eco-niches at basic levels of the eco-trophic
pyramid, then we should look for the impact of these losses at other levels of
the pyramid and in other niches of the foodweb.
Evolutionary
Dynamics of Ecosystems
Environmental
Fitness & Adaptational Selection
From an evolutionary perspective, eco-systems come to
define a complex evolutionary framework of niches. I will call the "niche
system" that comprise eco-systems and derive from the bio-geophysical
background the evolutionary "super-niche." The essential
characteristic of super-niches is that they are fundamentally social
organizations, usually quite heterogenously composed of many different kinds of
life that coexist in complex schemes of interaction. Evolutionary super-niches
therefore set the common natural stages upon which the blind "forces"
of selection are played out in the momentary lives of individual organisms.
Eco-systems come to evolve in a coherent and systemic manner with their own
cycles of succession, super-succession and climax. The term of evolutionary
"saturation" and "supersaturation" describes the critical
self-organizational aspects of evolving eco-systems that tend naturally toward
increasing complexity at the cost of long-term stability. The dynamics of
evolutionary process cannot be adequately explained outside of the framework of
the coevolutionary eco-system. To deprive life of its self-organizing
eco-systems is to force life into a pattern of extinction.
The point of departure for this chapter that I have
entitled environmental fitness and adaptational selection, is to suggest that
life creates its own contexts, and most life cannot occur outside of the biotic
environments of which it is an intrinsically occurring part.
Mechanisms of population dynamics and speciation
cannot be clearly understood or explained outside of such contexts. There is
hardly ever a complete ecological vacuum in which a population can assert
itself. No population runs its own history in complete isolation from other
populations, and even if it did, theory suggests that eventually it would form
its own subgroupings. It appears as if the primary mechanisms inducing
extinction and selection do not derive intrinsically from the growth dynamics of
a population itself, or necessarily from its speciational mechanics, but from
the social contexts in which growth and development inevitably takes place.
Trait-fitness and trait-selection that are basic to
the dynamics of populations and the mechanics of speciation are here construed
in their social complementary forms as these are expressed within eco-systems.
Environmental fitness therefore refers to a relative measure of
"health" or "disease" within the environmental relations of
the individual organism that would confer relative survival and reproductive
advantage to it. Adaptational selection would refer to the patterns and
abilities of other organisms around the population to successfully adapt to
changing environmental conditions presented by the population in a manner that
results in successful reproductive selection by that population.
Both concepts are rooted directly not so much in the
trait-complexes of individuals or the trait-variability of populations, but in
the functional behavior of individuals and range of deviation of behaviorial
adaptations of populations that are an indirect consequence and natural outcome
of differential expression of trait-complexes.
Furthermore, in being behavioral and functional in
expression, both concepts point to a common form of fitness and selection that I
will refer to as social fitness and social selection. In living systems, the
significant behavior is social behavior. Thus, it is the indirect outcomes of
social patterning of behavior, in terms of the complementary response
patternings of other life forms to the actions and adaptations of the individual
organism, that constitutes the basis of environmental fitness and adaptational
selection.
Thus trait selection by itself does not explain
speciation or evolutionary dynamics, unless we invoke social selection as its
principal form of expression and determination in nature. This cannot be
understood outside of the context in which selection normally occurs.
Social fitness and selection are in a sense primary
pathways of behavioral and functional expression for natural trait-selection to
occur. Speciation cannot be clearly understood outside of the contexts that
relative patterns of eco-systemic social organization create. In other words,
"traits" become "behavioral" through their social
consequences, and natural "social relations" are defined through the
behavioral consequences of trait configurations resulting in social selection.
In a fundamental sense, social fitness and selection
are normal pathways that allow organisms as coherent interbreeding and feeding
populations, at whatever point along the r-K continuum, to achieve and maintain
a state of relative-K (r-K state). They represent the common strategic solutions
that life can adopt to the basic challenges of the biological and evolutionary
imperatives that are presented to them in the course of their lives.
Environmental fitness can be seen as the fitness that
other organisms derive from and in turn confer to the actions of an individual
organism in the expression of its own innate trait fitness. Adaptational
selection can be seen more accurately as "counteradaptational
selection," as the selection process impinging on other organisms that are
the result of the adaptive responses of an individual organism to its own
selectional constraints. These as a net consequence rebound upon the organism's
own selectional patterning in a dynamic feedback process of mutual adaptational
constraints.
To begin our digression, I will make the following
basic statements about biological systems as natural information systems.
1. Evolutionary systems are energy-based systems that
reproduce themselves.
In keeping with systems theory, we refer to evolving
systems of life as systems of energy transfer that accomplish a kind of work.
The work it accomplishes in a basic sense is one of sustained life
("survival") and intergenerational transfer
("reproduction"). The work accomplished in the net result, is an
increasingly differentiated system of life.
2. Evolutionary systems are entropic systems.
As energy systems, evolutionary systems are
thermodynamic in character. This characterizes all living systems in distinct
ways. All living systems have noise. There is mutational noise in the
transcription and reproduction of DNA and in the loading of genetic variation in
a population. There is ontogenetic and phenotypical noise in the variability of
organismic development and functioning.
3. All evolutionary systems, as finite coherent
systems, are in the long run subject to decay and death.
All systems, whether they are organisms or species or
ecosystems, are subject to natural death. We know this to be true for individual
organisms, and we know it to be intuitively true for species, but we must assume
it is true especially for large and complex eco-systems. Observation of
successional phases are the best examples of such eco-systemic death.
4. The basis for the "change" in biological
systems is the replacement of the old and the dead by the new and the
differentiated.
All systems eventually become replaced by new and
different biological systems. It is the basis for all changes underlying
evolutionary dynamics.
5. Evolutionary systems always differentiate and
never amalgamate.
Thus we can say that the trend in evolution is to
always go from simple to more complex states. This is the basis for a
"progressive" nature of evolutionary patterning. The only way for such
a system to be "simplified" or reduced is through death.
6. Evolutionary systems pull their resources from a
common global resource pool, which at any one time is always limited in the
total context.
At any one time, there is only a limited amount of
the biological pie to go around, and all evolutionary systems share the same
pie, such that what is taken by one system, can potentially be utilized by
alternative systems.
7. Evolutionary systems eventually return their
resources to the common global resource pool in order that they become available
to new and different systems.
Death of evolutionary systems entails that the finite
resources they utilized are returned to the common pool, and they stop utilizing
energy resources that are then available to other alternative sysems.
8. In order for resources utilized by one system to
be utilized by a new or different system, that first system must die or else
change into the new system.
9. There is a net conservation of resources in the
common global pool, though the form and distribution of these resources is
changed through continuous patterns of death and replacement.
The continuous recycling of resources through the
global resource pool by evolutionary systems in death and replacement leads to a
net outcome of costs and gains of 0, such that there is net conservation of
resources, inspite of local fluctuations of distribution and utilization
patterns.
10. All evolutionary systems seek relative state
equilibrium within the framework of the global resource pool by means of trying
to maximize their share of the global resource pie.
In keeping with the principle of global conservation,
evolutionary systems as working systems seek their own relative state of
"equilibrium" as a form of "living conservation."
We can translate this as biological
"systems" trying to live as long as possible. They do this
paradoxically, by means of attempting to maximize their share of the global
resource pie. An evolutionary system would gain global unity with the global
resource pool, if it came to encompass that entire pool within itself.
11. The contemporaneous coexistence of other,
coevolutionary systems effectively prevent any system from achieving a condition
of global state equilibrium.
No evolutionary system occurs in a complete vacuum of
other similar systems. Therefore, on a very basic level, multiple systems are
competing for larger shares of the global resource pie.
12. The total evolutionary system is constituted by
the biosphere, and it encompasses all subevolutionary systems within its
boundaries.
All
coevolutionary systems together make up the biosphere.
13. The biosphere is an evolutionary thermodynamic
energy system. It is therefore entropic and in some measure of disequilibrium.
Just
like the coevolutionary systems it encompasses and that compose it, the total
biosphere is an imperfectly integrated evolutionary system that seeks global
unity.
14. The biosphere never completely utilizes the total
global resource pie, and thus obtains only relative state equilibrium.
Several kinds of conclusions can be drawn from this.
Life as we know it will eventually come to an end as an energy system. As such a
system, even if only one kind of life form could capitalize on the entire global
resource pool, it would still obtain only relative state equilibrium. It
predicts, as well, that a life form like Homo saipiens would eventually arise
evolutionarily with the aim of monopolizing the total global resource pool for
itself.
This basic thermodynamic paradigm describing
evolutionary systems therefore embodies a fundamental feedback process by which
old systems are replaced by new ones, and the new ones are both different, and
increasingly differentiated, from the old ones. It explains the rise of
gradational or stadial evolution that is seen as "progressive."
A model of this kind of paradigm follows. Imagine a
single and supremely simple form of life that finds its way to a barren island
absolutely devoid of any other life forms. This island is perfectly round and
dotted along the cosst with many little tide-pools. Just above the tide pools
are small streams that flow into the sea, and just beyond the streams are larger
confluences of rivers that lead up to a central mountain, that is a volcano
waiting to erupt. Conditions within the most proximate sea-side tide-pools on
the island permit the survival of this single, simple life form. Because this
life form is asexually reproductive, it rapidly mulitplies and fills in all the
niches in a concentric band around the island, until its population reaches some
carrying capacity of the outer ring of tide pools.
Because we are only visitors from another planet come
to observe conditions, we take our notes and measures, leave a few markers, and
then zoom away at light speed. Because we live for 10 billion years without
growing old, we can return each million years or so to mark the changes that
have occurred with our single life form.
In the first billion years, we notice few changes in
our organism, except that now, instead of being only asexual, there are three
varieties that are asexual, ambisexual and bisexual in its patterning. The
ambisexual variety has sprouted little "roots" that allow it to remain
attached to the sides of the tide-pools and survive conditions of drying and
resubmersion. The bisexual variety has sprouted little tails that allow it to
move to different corners of the pools.
In the second billion years, we see that both the
ambisexual and bisexual varieties have come to invade the inner ring of tide
pools, and the ambisexual ones have even moved onto the crevices of the spaces
between the pools, and all in all we find 9 different kinds of life. The
original assexual variety that just sort of floated at the bottom of the tide
pools, until it happened to be washed between pools, spread out over a wider
range, and invaded back into the sea where it occupied the range to a reef that
surrounded the island.
If we continue our observations over the next two
billion years, we will see some amazing changes happen to our simple life form,
such that by 4 billion years, it has become a whole range of millions of life
forms that inhabit the island at all levels. We find evidence that each .5
billion years the central volcano erupted, and slowly changed and added to the
size the island.
We return one last time in five billion years to find
the entire island extinct. The volcano that formed the central moutain
apparently blew its top off, and all that remains is a huge lake surrounded by a
concentric ring of coastline like an atoll.
We want to understand what happend since our last
visit, and we dig down along the hills of the atoll to find remains of a highly
advanced civilization, not unlike our own. We find some documents in a time
capsule, and fortunately we have our universal decoding computer with us in our
pocket. We discover that an intelligent form of life had emerged in the last
half million years within the last quarter before our arrival, and they had
designed a special anti-gravity reactor over the top of the volcano to create
enough energy to drive an interplanetary space program. Their best scientists
thought the volcano completely extinct, but they did not realize that a huge
pool of magma rested deep down below a central vent system. Building the
structures over the volcano effectively choked off the vent system, leading to a
catastrophic explosion.
Thus seeing the end of all life on the planet, we
decide to return to our space ship, and take one last look at a few tide pools
at the edge of the ocean where it all began. We discover there through a
microscope a simple life form floating around at the bottom of a couple of
pools. We conclude our observations on a hopeful note that life will return to
the island.
To make a long story short, if only one species found
its way to a suitable but completely barren island on which a "ecological
vacuum" existed, and if given enough evolutionary time, that species would
go through a series of stages of evolutionary development, at the end of which
would emerge a highly complex, multi-species system. Even if it had no social
competition in the beginning, its own success and differential propagation would
eventually lead it to create its own social competition leading to increasingly
complex patterns of speciation.
These social evolutionary processes are by definition
and invariably density-dependent relationships, and must be therefore construed
from the standpoint of relative equilibrium about common hypothetical optima of
"carrying capacity" that from an eco-systemic standpoint is referred
to as "saturation" of the system. In contexts of "ecological
vacuums" and of "supersaturation" it is expected that the
density-dependent and therefore stabilizing nature of these relationships no
longer hold, at least in a relativisitic sense. In such frameworks, things
socially "fall apart."
Understanding this process entails the following
presuppositions:
An eco-system is usually defined by geophysical
boundaries, even if such boundaries are behaviorally fuzzy and variable.
An eco-system therefore is a circumscribed area that
has a finite if somewhat fluctuating set of physical limits, within which there
is always a limited but variable amount of energy and biomass available to all
those life forms that inhabit the region on a permanent or part-time basis.
An eco-system may be complexly organized in space
such that it exhibits one or more core areas, an intermediate range of
eco-clines, and a peripheral zone of overlap with other eco-systems that
comprises the eco-tone. The structural relationships between these zones are
important to the understanding of the dynamics of an ecosystem.
An eco-system can be measured in terms of its
relative optima of equilibrium by how much the entire cycle of life is
self-contained within its bio-geophysical parameters. It is something like a
terrarium in which continuous evapo-transpiration within the bottle recycles
water to the roots of the plants. Closed feedback loops contained within an
ecosystem define the density-dependent parameters of the system.
No eco-system is completely bounded. All eco-systems
are partially interconnected to the global biosphere. Interconnections of the
ecosystem to the external biosphere are a source of disequilibrium to the
system, and are the basis for the introduction of density-independent factors to
the system.
Eco-systems are by definition natural social systems
within which different interacting forms of life carve up the pie-of life and
occupy a range of niches made available by adaptation to the variable contexts
and settings that contain eco-systems. All interactions between organisms are de
facto social and involve some level of "mutualism" and
"competition" at the same time.
An eco-system composed of even one kind of organism
would still constitute a social eco-system if a population of such organisms
were contained within a semi-closed environmental context that is somehow
self-sustaining. In a sense, a petri-dish with a slime mold is a very
rudimentary eco-system, at least for the life of the mold.
This suggests that even the very first primordial and
"prototypical" life forms had to have arisen in an environmental
context that was somehow minimally eco-systemic. Through its own
self-replication this life form would have created its own life-context, and
hence, the basis for its own evolutionary development.
Thus, consideration of the evolutinary implications
of eco-systems has an important bearing on our equations of fitness and
selection, as in a sense it inverts these values such that they are no longer
considered the outcome of individual adaptational responses to conditional
mechanisms imposed from without in complex environmental settings. Instead,
these settings themselves become to some extent the product of an organism's
behavior in its natural world.
At the same time, it is evident that the environment
comes to instigate itself into the life-world of the organism, into the organism
itself, in complex ways.
On the level of the ecosystem, this problem comes to
be defined in terms of the following questions. How does an ecosystem composed
of interacting species within a food-web or life-pyramid come to create
"boundaries" about itself that serves to maintain the stable long-term
equilibrium of such a system? While individuals, groups and even entire species
may come and go from such systems, the system remains, for a period of time,
relatively stable and consistent in its patterning of relations and populations.
Within such systems, most interacting species arrive
at or develop common "solutions" that are coevolutionary and mutually
interdependent. They become mutually trait-adapted to their contexts, and this
sense of adaptation serves to hinder intrusion from and prevent loss to the
outside world.
It can be seen that a form of adaptational
selectionism comes into being that is fundamentally social, intra- and
interspecific, and follows a kind of "strategic channeling" of
adaptations toward a common direction. It creates a boundary between those
species within the system that are trait adapted, and those outside of the
system who may want to invade at some level. It leads to competitive exclusion
and inclusion. It also tends to make it difficult for member populations to
simply leave the system without suffering severe deprivation and external
competititon. Selection on this level might be thought of as competitive and
behavioral in nature.
From the standpoint of the average individual of the
group, that organism has come to define for itself more or less a clearcut niche
where many periodic interrelations with other kinds of organisms are to be
expected. Reactions and interrelations in such contexts tend also to be fairly
well worked out.
Fitness from this standpoint becomes fundamentally
"counteradaptational" and coevolutionary. It would be the measure of
the individual's capacity to respond effectively to the subtle perturbations of
relationships that might occur in such systems.
In such contexts, saturation would be reached where
species gradually switch from being opportunistic in reproductive patterning
towards greater stability and equilibrium. This transition would be reflected in
many aspects of their life, and would be reflected in changing profile of their
population parameters.
Such systems would exhibit patterns of balancing and
stabilizing selection, in various stages of their development. At the same time,
in the later stage of their development, they will become increasingly
susceptible to disruptive factors of selection that are either density dependent
or density independent.
What is needed to be defined is a complex cycle of
adaptation and fitness at this level. It is a derivation of the taxon cycle, but
interspecifically oriented.
A one-to-one correspondence between a gene and a
trait is a naive and oversimplistic view of how genotype comes to affect
phenotype. Traits cohere as trait complexes, such that mutations may on average
influence outcomes across a suite of traits, rather than at any single point.
Most traits are either polymorphic or pleiotrophic, or a complex combination of
both. Genetic organization is undoubtedly complex.
Genetic solutions to the problems of survival and
reproduction were arrived at only through billions of years of evolutionary
experimentation. Each individual organism represents a special experiment of
evolution. Will the organism survive and achieve reproductive success with its
given suite of genetic traits? It is becoming increasingly apparent that genes
act in combination to produce sophisticated transformational algorithms in the
cellular differentiation of the body. Suites of traits that affect the total
organism are produced in trait-complexes. These trait complexes integrate to
define the individual as a unique member of a species--a characteristic
phenotype.
When selection occurs at this level, it is my
contention that selection is operating in relation to such trait-complexes, and
not on single or "point" trait characteristics alone.
This might have two kinds of consequences in the
outcome.
First, random genetic mutations may have a greater
chance of influencing some aspect, or multiple aspects, of such a complex, or of
multiple integrated complexes, than if that mutation is tied exclusively to a
single genotypical trait.
Secondly, random genetic mutations, unless they
proved extremely deleterious, would likely have little net outcome for the total
organism, either positive or negative, except that it might nudge that
individual a little further or closer towards the evolutionary goal of achieving
adaptive fitness. Most point trait-changes can therefore be considered
relatively null from the evolutionary view of the long run, and large
populations can normally support a huge genetic load without failing.
This suggests that genetic complexes, as worked out
evolutionarily, are on average relatively stable though they are also basically
flexible and malleable. It sets fairly broad tolerance limits to the genotypical
and phenotypical profile of the population as a whole, allowing a broad range of
variation to be normally exhibited.
This also suggests that as evolutionary experiments,
genotypes of most species are heterogeneous and are in a sense
"predisposed" as organizational complexes towards achieving adaptive
fitness with the environment.
Even in strongly opportunistic, r-selected species
that regularly suffer high percentages of mortality, any species has worked out
a solution for the problem that, under normal circumstances which can subsume a
broad range of environmental variability, assures the survival of enough
individuals in each generation to achieve not only population replacement, but
growth.
I would claim that, short of the complex brain, this
is the primary mechanism that life has utilized for "beating" the odds
in the game of reproductive survival, and it is this kind of mechanism that
accounts for the alleged natural intelligence of biotic systems in general. On
another level, it is a kind of "problem solving" that has led to a
sense of gradational and stadial "progressive" evolution.
I will distinguish four main levels of biological
patterning to deal with in a systems approach. These levels are:
Micro-systems
approach, which involves the organiismic functioning of an individual of a
species
Species
systems models, involving intra-specific and inter-specific relations between
organisms
Super-systems
models, involving regional and interregional adaptive regimes
Global
life systems models, which include the entire tree of life, and the current
evolving biosphere.
I will attempt to explicate each level for the
insight it might derive for both biological systems and for systems theory. Many
aspects of these systems are fairly well understood and much better elaborated
than can be done here. This systems approach is only a vehicle to provide an
alternative means for thinking about the inherent complexity and variability of
life on different levels of its occurrence, and the vast network of
interdependencies that it represents.
Especially, I wish to emphasize the holistic and
integrative aspects of biological systems upon each level, and between the three
levels, such that these systems are to be seen as super-critically
interdependent and contextally self-organizing. They create their own contexts
for understanding, and have thus led to their own form of natural adaptive
intelligence, of which we human beings are end products.
Group adaptational mechanisms may be inherently more
flexible and hence evolutionarily variable than for even the individual itself,
and may confer to different groups possibilities of evolutionary development
that wouldn't otherwise exist. Group adaptations can foster stable conditions
leading to sustained positive selection in a larger context.
Adaptational selection can be referred to as any
behavioral adaptation of an organism or a group of related individuals that
changes the outcomes of the evolutionary imperative for other organisms or
groups within a well-defined ecosystem.
Biology is about life, and the exact scientific
definition of life is a complex one. Basically, any living system must be a
self-replicating or reproducing system, and must be self-sustaining for its
cycle of existence within some environmental framework. For all life on earth,
the enduring and universal characteristic is that, no matter what form or
pattern that life form assumes, it has a characteristic DNA genetic structure.
It is the continuous replication and modification of this structure and the
development of systems of survival by life forms to accomplish this genetic
transmission, that defines biological information patterns as we know them to
occur on earth.
The genetic structure of life on earth is not
necessarily obligatory by any basic physical principles. It is entirely possible
to imagine an entirely different kind of genetic structure from an alien life
form, and this is likely to be what we find.
All the necessary informational patterning necessary
for life on earth, for its replication and survival, is found in the genetic
encoding of the DNA at a molecular biochemical level. DNA contains the genetic
totipotency of all biological informational patterning on earth, and constitutes
the foundation for biological information systems.
Furthermore, biological systems develop and evolve.
They are living systems, and therefore they have a natural life cycle. They are
born, go through some kind of growth and maturation process, and eventually die.
By contrast, physical systems are by definition dead or non-living systems.
Finally, all biological systems evolve, or are evolutionarily dynamic, in the
sense that they reproduce themselves in an historical series of generations, and
are thus transformed into new and different systems.
It is my contention that physical systems, though
possibly developmental with their own sense of physical history, are essentially
non-evolutionary systems in the same way that we construe biological evolution
to take place on earth.
I believe it is impossible to imagine a living
organism that is completely and absolutely separate from or isolated from other
living organisms. For biological life, as far as we know it, exists within a
larger living system of other life forms, and this has been true probably from
the very first emergence of life on earth.
I believe that DNA alone is necessary but not
sufficient informational patterning for biological systems to occur and survive
and to reproduce themselves. First, as noted above, all instances of DNA
structure take place in the context of populations, and usually of populations
of different kinds and forms of life. Population genetics takes on a more
complex dynamic than simple genetic encoding alone, and frequently has to do
with the relative patterned occurrence of alternative traits or mutations of the
DNA sequence that leads to increased repoductivity or otherwise.
Up to this point, I've said little that is new or
that is not better understood by most biologists. Beyond the level of population
genetics, there is another level of systems theory in biological research that
is in general referred to as "ecology" or "eco-systems"
approaches. Eco-systems concern the informational patterning that is in the
environmental relations established by the living members of a species in a
"niche" or within a larger framework, that must be mastered by that
species in order to achieve survival and reproductive success.
To go one step up the ladder, so to speak, I would
suggest an even higher level of informational patterning that is occurring
within biological systems, and that I believe to be necessary to the survival
and success of species within these systems. I would call this level that of
regional and global biological regimes, which contain complex patterns of
information that structure the frameworks of survival for many, if not most,
species within its framework. In this model, few biological systems are totally
isolated from other systems. If a system is cut-off from a global system, it is
likely that it will reach a kind of evolutionary cul-de-sac in the development
of its life forms.
In its simplest form, a biological regime can be
considered to be a kind of biological supersystem in which there are numerous
different species functioning at multiple levels and in differing areas, that
are necessary for the continuance of the system as a whole. A great deal of
life, in fact, most if not all of it, has been critically shaped within the
totalizing contexts of such macro-scopic biological regimes.
Species present a specific reproductive boundary that
cannot be crossed. Yet at no point in time, can we exactly identify
"speciation" as an event that serves to permanently isolate two
species from one. Only long-term isolation or relative behavioral segregation of
two populations of a single species, resulting in different adaptational
strategies and in different genetic profiles arising, can account for speciation
in a stable way. The challenge is that though speciation is known to be a result
of extended periods of time, at no point in time can we clearly distinguish the
reproductive separation of a single species into two except in the form of
reproductive isolation that occurs after the fact of speciation itself.
There is a relativity of macro-evolutionary regimes
also. The species and adaptive suites at arise in the context of any
particularly epoch are not necessarily transferrable or the same as those
existing for any other epoch. This is especially true when ages are compared
that are separated by relatively long hiatus or lacunae of time.
It is quite apparent that not all selection that
occurs in an epoch is necessarily natural nor "adaptive" from the
standpoint of selecting for a more fit species. Frequently, rates of death far
exceed rates of replacement, or else, in a surge of population expansion in the
rapid exploitation of some open niche, it is possible that individuals reproduce
without necessarily being the most fit for survival. Survival of a species or a
particular population seems far more complex and prone to chance events than
something like the law of natural selection alone would fully account for.
Any number of fairly random or chance factors can
come into play in determining the survival or extinction of an individual, a
group, a population or an entire species, much less the simultaneous or
concurrent extinction of multiple species. To identify a prime mover or
unicausal explanation for any complex set of events represented by mass
extinction, especially as this unfolds over time, is to underrate and
oversimplify the complexity of the connections surrounding such events.
Living systems are complex systems that, in total,
create their own environments indirectly in a web of life set of
interrelationships. Biotic environments are vast and usually all encompassing.
Species of life generally move and exist within the frameworks of these biotic
environments, and not outside of them. At this macro-systems level, all life is
a complex patterning of interaction and interrelationship within which there are
few recognizable physical boundaries. Of course, zebras normally do not cross
the Atlantic by themselves to populate the wildlands of Wyoming, unless someone
brought them in for the purpose. But there is a sense that the physical ranges
of plants and animals in different regions overlap and interlock in an unending
pattern that carries itself into other regions and areas of the earth.
In such a regime, most effects are complex and are
the indirect results of other patterns. In fact, from the standpoint of natural
systems theory, biological systems demonstrate an inherent complexity at almost
every level of their manifestation that is at once beautiful and intricate.
Little attention to date has been paid to such a
level of biological information patterning. It is my interest in this chapter to
focus mainly on this, and upon the consequences and understanding of the basic
issues of what I consider to be the current biological regime compared to
previous regimes on earth.
From this standpoint, we can consider the following:
Extinction is a natural outcome of evolution, much as
death is a natural consequence of life.
Mass extinction as the natural outcome of
supersystems and evolutionary aegis or regimes.
Biological supersystems constitute entire
evolutionary epochs during which a particular predominant adaptive regime or
aegis occurs.
Evolution has been considered to be "blind"
and this has been somewhat dogmatically defended by its faithful followers who
see anything otherwise as being either the hint of Creationism or else the
cutting communist hand of Lamarkianism. Thus, genotypic and phenotypic traits
are strictly dichotomized, and natural selection always proceeds by chance and
circumstance, about as blindly and unbiased as statistics can become.
But models of alternative intelligence suggest that
this apparent "blindness" may in fact be only a kind of inherent
"myopia" of life that has been self-organizing, but informationally
complex and extremely synergistic. Evolution may proceed therefore in a manner
that is not exactly or totally "random," but has a
"non-random" directive component about it, especially in its more
advanced stages, that suggest an incipient natural form of primitive
"quasi-intelligence." Intelligence can be considered in this sense a
natural derivative of the complex self-organization of natural information
systems. Even human intelligence is organically derived as the by-product of
millions of years of convoluted evolutionary history.
Life is totally related. We all derived from the same
single proto-biological source. In other words, we must speculate that the real
"Eve" of life was a primitive prokaryotic germ in some kind of complex
chemical soup. In fact, spontaneous generation of proto-life forms may have been
multiple and relatively independent, and may have resulted in the overlapping of
two or more different fundamental forms, and perhaps the extinction of some
original forms and their lineages. But for all intents and purposes, a single
source will be considered. This means at some level very far removed, we are
cousins of amoeba, sequoias, giant kelp, snails, squids and the bacteria that
infect us and make us ill.
The tree model of life is from the standpoint of
systems design is very informative at all levels.
The DNA can be considered more than just a blue
print. It is a set of working transform operators that allow a complex
scheduling of cellular differentiation to take place all more or less timed to a
genetic developmental "clock" that is in essence the result of the
number of genetic transcriptions and replications that occur. Exactly how this
genetic clock works remains mostly unexplained.
We can picture any DNA, at the moment of its
conception as a fertilized cell, beginning a process of serial growth, cellular
replication and differentiation until an organism of specific description is
reproduced. This pattern of development can be described as a tree.
All DNA clockwork takes place within the environment
of a cell. A cell can be understood as a kind of minimal unit of life defining
the biological environment of the DNA it contains. This cell interacts with the
outside environment, usually with other kinds of cells. Growth and development
of an organism can be understood in terms of the increasing pattern of multiple
replication and organized differentiation of its cells, in the construction of a
complete and mature organism. The model of a tree diagram can describe this for
any organism. Each tree would look differently for each organism and for each
kind of organism.
The cell is the natural and self-organizing
environment of the DNA. DNA cannot survive and replicate outside of this
environment. Even modern genetic engineering has not succeeded yet in creating
organisms from test-tubes. They can manipulate the DNA in cells, and even
extract and implant it in different cells, and even grow cells in different
matrices, but they cannot undue the environment of the cell itself.
It is my contention that all life creates to some
extent its own minimal environment, at whatever level, and that in the total
sense the entire biosphere becomes the global environment for all Life. This
self-organizing environment is a principle pattern of intelligent adaptation of
life, within which evolutionary development achieves some measure of non-random
direction that we associate with primitive intelligence.
From this standpoint, evolution proceeds primarily
from the standpoint of the successive generational replication and populational
multiplication of these "tree structures," with a variable of change
introduced such that there occurs slight variations between structures. No two
structures are exactly identical. Variation of structure reaches a point over
time, especially when external selective factors are introduced, that
essentially two or more kinds of tree structures are produced that form
essentially different and non-interbreeding populations.
Thus given enough time, the tree structure of a
single organism turns into a plethora of alternative tree structures of
different kinds of organisms. That organisms of one generation die, to be
replaced by the next, means that we end up in time only with the results of
evolution, and feint records of its natural history. The larger tree structure
can only then be inferred by indirect evidence.
Eventually, some of the tree structures sprout legs
and eyes and ears, and grow brains. The tree structure is a homologous model of
evolutionary development that applies on two levels simultaneously. It applies
in terms of the cellular development of DNA in the growth and development of a
single organism. It applies in terms of the tree structure of the
differentiation and development of different species of organisms in relation to
one another. In between these two levels of tree structures, is a vast forest of
trees of all kinds of living creature, all interacting together. Each individual
organiismic tree structure is related to all other organiismic tree structures
on some level or another.
The larger level of evolutonary tree structure is a
model that is only to be inferred from the evidence of past and present
generational instances of trees, and from the interrelationships among the trees
of the present and past forest of life. It is in a sense an abstract and
eidectic model, whereas in theory at least, the organiismic tree structure of an
individual organism is held to be actually quite mechanical, concrete and
substantive.
This opens the door to a kind of detailed systematic
analysis that replicates to some measure the complexity of life we construe.
This kind of analysis would be based on a complex data-based connected to a kind
of inference engine. There would be several levels of nested discrimination
tables within this database, all interlinked to one another, such that changing
values in one area of the database, reverberates in alterations of values
throughout the entire database. Each discrimination table would comprise the
total calculus of variables at each level and in each area, going from the
organiismic level, to a populational--interspecific level, up to a global level.
In this regard, informational patterning of Life, and
the inferrable self-organizing proto-intelligence that its evolution suggests,
occurs at four basic levels of informational stratification as natural systems.
First, we seek to understand how processes of
organiismic development occurs in terms of its DNA transcription, replication,
cellular differentiation and resulting cycles of growth, maturation and eventual
death.
Second, we seek to understand the dynamic patternings
of the functioning of the organism as a whole, and especially how it survives in
the world, in its total life-context, and manages to reproduce itself to
continue the chain of life.
Third, we seek to understand how populations of such
organisms function, especially in relation to one another, reproduce and managed
in the process to change into multiple forms.
Fourth, we seek to reconstruct the entire tree of
life, and also to understand how the dynamic functioning of the interacting
species of living forms occurs and affect changes upon this tree in any given
period or place.
In the first level, I will speculate that
"adaptive intelligence'" evinces itself in terms of the variability
that is inherent to organiismic development and growth. The core driving
mechanism of evolutionary development and speciation is held to be the process
of genetic mutation underlying selection and drift of entire populations. This
process is held to be entirely by chance occurrence. Indeed, it is a random
process, but there is a sense in which the cellular environment, and by
extension the extracellular environment, begins to have a shaping influence upon
the pattern of development almost from the moment of conception.
If certain damaging chemicals are present in the
early stages, dramatic deformations of the finished form are predictable. Of
course, this does not directly affect the genetic structure itself, unless it
does do this--for instance by means of radiation or chemical alteration of the
DNA by some outside influence. Damage or variation of the cellular structure
surrounding the DNA will not alter the DNA, but will change the ratio of
survivability of the organism as a whole, and thus its likelihood of being
replicated. Up until this point, evolution at this level is essentially blind
and random. God has played dice with Life.
The environment intrudes upon the epiphenomenal
patterning of the genetic development of an organism from the moment of its
conception until the day of its death. This does not usually directly affect the
genetic structure of the organism except by chance mutation. But the net result
is always the same, changing the chances of survival and reproduction of the
organism. This is seen as a fundamentally blind evolutionary process, but it is
also the case that it opens the door a little wider for a kind of adaptationism
of the organism that may in the final analysis not be so blind. That the body of
organisms can adapt themselves to changes in the environment can be seen in
several ways--homeothermic mechanisms that maintain internal body temperature,
instinctual and reflexive behaviors, or the utilization of anti-bodies &
white corpuscles to attack foreign disease elements in the body. These are all,
of course, products of evolutionary development, i.e, genetic adaptationism.
At the second level, success of the individual
organism is defined primarily in a larger context of its social grouping within
which it is situated. This in a larger sense is situated in a context of
environmental relations and relations with other kinds of social groupings and
other kinds of beings. This complex context ultimately manifests itself in the
everyday life-world of the individual organism, and the pattern and capability
of the organism's behavior and responses within such contexts have a decisive
impact upon the organism's chances of survival and reproducibility.
Often, events can occur in other contexts, only
indirectly related to the context of this individual organism's life world, that
can have a critical shaping influence of that organism's chances of survival. A
volcanic eruption half a world a way can precipitate a climate change pronounced
enough to inhibit growth patterns of certain plants, altering the relative
availability to an organism of certain kinds of plant foods. Similarly, a
surging population of some remote species could cause migration patterns into an
area, as a secondary effect, of another kind of species, resulting in loss of
food and habitat for an organism.
Most species are socially defined in terms of their
reproductive patterns, such that in such contexts individuals cannot be isolated
from the context of their own or similar groupings and hope to survive. A
butterfly migrating in North America may be blown off its course by a storm and
find its way in Britain, only to discover that it is effectively isolated from
its own kind so that it cannot breed and contribute to its "gene pool"
in a successful way. Thus it dies not fulfilling its evolutionary purpose though
it may have been a wonderful survivor.
At this level, there may be many indirect causes that
influence the individual organism's chances for survival and reproduction, and
this suggests a broader model for "natural selection" than is normally
implied by this term. The conventional prejudice of natural selection is the
image of a lion hunting a hyena, or wolves scavenging a herd of bison for the
sick and young. It is an image of active predation and competition between
different species in the same contexts, leading to limited
survivorship--"survival of the fittest."
That natural selection itself may be much more of a
numbers and odds game than any one imagined, and that its forces may be more
strongly counteracted by adaptive mechanisms of the individual, often on the
spur of the moment, suggests that the game of life is more complex and less
controllable or well-defined than people would like to have it.
Humans are discovering how complex the indirect
chains of life may really be when they find DDT levels going up the food chain,
or that the massive kills of fish in the sea may be indirectly the result of too
much fertilizer leaching off the lands. This complexity demonstrates the
interconnectivity of the entire web of life, such that its difficult to find
many examples of relatively, much less totally, isolated species or even small
ecosystems of a handful of interacting species.
Few boundaries on earth are naturally or completely
impenetrable by all forms of life, and life tends to adapt itself to suit a very
broad range of different kind of habitats, even very unusual ones like the
sulphurous waters of hot springs, geo-thermal vents or even the boiling water of
geysers themselves.
It is difficult amidst such complex interconnections
to tell simply or clearly where decisive or significant determining factors may
lie, and how different sets of factors may interact in even more complex ways to
alter the chances of survival for an organism. More often than not, determining
factors may be beyond the control of an organism, like the surge of carbon
dioxide from the bottom of a volcanic lake that wipes out entire villages, or
the eruptions of a volcano that destroys all the life upon its slopes, or a
forest fire that catches many species in its swath of destruction. In such
dramatic and catastrophic events, there is little individuals can do to adapt
themselves and survive. Disease epidemics in the New World and Old are clear
examples of this. People die off in massive numbers from forces they do not even
understand or see, much less know how to adapt to. Seldom can they run fast and
far enough away to escape them, before it catches up with them and consumes them
along with most of the others.
I believe that just as a DNA is wrapped within a
nucleus within a biotic environment of a cell, individual organisms of species
tend to wrap themselves in enivironments that I will call their life-world
habitats. These habitats usually include other individuals like themselves who
cohabitate the same area, and who often interbreed and share other support
mechanisms. There is a level of intraspecific mutualism that helps to hedge the
bets for an individual organism's survival. Maintaining a habitat, and at times
imposing such a habitat upon the world, helps individuals to beat the odds. Thus
even for normally migratory animals, it can be found that they have a home range
that they have chosen for the purposes of setting up nests and breeding grounds.
The notion of habitat addresses the life-world of the
individual organism in a holistic sense, and must be capable of providing on a
daily or weekly basis the required resources necessary for that organism's
survival. Thus, the total habitat for a particular organism would be
complementary to that individual's daily life world experiences and requirements
for survival. Habitat looked at from this way is a kind of common
"pathway" or set of pathways an individual can choose to take from one
event to another in the course of a day or a week or a month.
To some extent, an individual will
"explore" its life-world and create a habitat, mostly based on some
ingrained "template" of experience. This process of exploration will
open the door for "intelligent" adaptation of a specific individual or
specific group of interrelated individuals.
Thus, normally, a population of such individuals or
groups will be dispersed out over a wider range of territory with very similar
modes of adaptation. Beavers may find places to build their homes and dams in
lakes, streams, ponds and rivers. Especially in many life forms, it seems as if
the young of the species are deliberately "sent" on explorations of
their world to establish themselves in some kind of niche within the larger
framework.
By such means, individuals gain a handle of control
over their life-worlds that guarantees a certain order and predictability about
it, and that hedges their bets against not surviving in a world that is
otherwise stacked against them. Coming to "know" such a habitat and to
successfully adapt within such a habitat, to the point of being able to
successfully reproduce, represents a major accomplishment in the life -world of
any organism. They are driven to this task instinctively. Gaining such knowledge
and success, organisms gain an inherent advantage and measure of control over
their life-worlds, such that those organisms that intrude upon it will be in an
inherent disadvantage.
On this level, it is not just a matter of individual
survival that we are talking about, but of group survival. Individuals cannot
survive long on their own or away from the context of their primary social
group. In this regard, there is strength in numbers. Few catastrophic events are
so destructive that they are capable of destroying entire groups, though it
sometimes happens that way. Even if most people were destroyed by some lethal
disease chances would remain strong that a minority can usually survive to
propagate and reproduce.
The reproductive mechanism at this level of the
social group is a social mechanism. The group, especially an organized one,
confers survivability upon its members that its members wouldn't otherwise have.
A lone cow away from a herd would soon be victim to some predator. Its chances
of successfully reproducing are far better within the herd than outside. Some
kinds of species, especially predatorial ones, for instance, snakes, actually
spread out into wide areas as individuals, and only reaggregate for the purposes
of procreation. Such creatures cannot support themselves when their densities
reach a proportion that they are competing among themselves for the same sources
of food. But even such creatures must remain within some "home" range
of the larger grouping, such that they can periodically reproduce themselves.
From the standpoint of population genetics,
populations of interbreeding individuals generally "radiate" out
across a suite of ecological niches, with small groups of such individuals
finding for themselves habitats across a broader range. Invariably, this can
lead to some adaptational flexibility that leads to active exploration of the
environment. Adaptive radiation is a sign of reproductive success of a species
that has gained the upper hand in adaptive survival. Individuals are able to
push beyond the boundaries of the preestablished population to extend the ranges
of adaptation of the group as a whole.
At this stage, standard continent-island and
bottleneck models of gene flow become appropriate to the description of basic
processes of speciation. Large populations may come to occupy very large ranges
that incorporate a wide variety of different niches. Subsequent events may
result in the relative isolation of subgroups from the main host, or a
fracturing of the main body into separate subgroups. If effective isolation is
maintained long enough, then definite speciation and reproductive boundaries
between the subgroups occur.
Adaptive radiation of a species into large areas
enters the game of adaptive survival to another regional and interregional level
of information. At this stage, it is the interaction between different kinds of
species that comes to the foreground, and at this level, the conventional
"competitive" model of natural selection seems most appropriate.
Interaction between species is not always directly competitive, and can
frequently become mutualistic or else parasitic. At this level, different
varieties and kinds of life forms are exploring complex adaptational spaces and
relations, and creating viable eco-systems that confer some adaptive advantage
for individuals at a higher level of biological function.
At this level, individuals are working not
mechanically as a member of a larger, single population, but organically in
differentiated roles within interdependent niches. Organisms carve out niches
within larger zones, sometimes in overlapping bio-zones, and come to be
interdependent with the niches and functioning of other organisms in
complementary ways. Even predation and competition can have net positive effects
on the predated species if it leads to the culling of the weak and the diseased
and the maintenance of optimal population levels.
At this level, adaptationism frequently comes at the
intersection of distinctive zones, and comes to embrace the entire tree of life
on some level. Micro-organisms, plants, mammals, insects, fish, bacteria, algae
and fungi all come to co-reside and help maintain a vast and finally organized
biological system of interspecific function. The ocean is a good example of how
vast such a system can be, as it presents few natural barriers to movement, and
thus consists of a vast region of overlapping ranges and habitats for a very
wide variety of life forms.
At the highest level, we can consider the
interregional aspects of adaptationism of all of life itself. Carbon, water,
nitrogen, oxygen, the basic components of biological life forms, all have their
natural cycles in the world, and different species in different zones and
regions affect and impact upon these cycles at different tropic levels. It is at
this level that we have become most concerned with the long-term effects of
human selectionism and socio-environmental circumscription. Over fishing in many
regions of the world has resulted in major drops in fish populations globally,
to the point of no return for many species that were once abundant and
plentiful. The loss of a few species can spell disaster for other species that
depend upon them in some indirect manner.
At the core of eco-systems evolution is a model of
social relations that can be applied differentially to most if not all forms of
life interactions within such systems. The basic model derived herein is based
on competition theory that has been well worked out.
Before undertaking an explication of competition
theory, it is important to note several caveats:
1. All natural social interactions within eco-systems
are by definition both competitive and mutualistic at the same time. To the
extent that eco-systems are closed affairs with finite enegy economics and
biomass productivity, any organism represents a percentage of the total.
Multiple organisms therefore exist in a fundamental way at the possible expense
of other alternative organisms. This is fundamental natural competition that can
even be applied to highly social creatures that exhibit traits of altruism and
kin-selection. Thus, we must conclude that the gene is, in the most fundamental
of senses, naturally selfish.
At the same time, all social relations within
eco-systems are also to some extent inherently mutualistic in the sense that by
fact of social interaction any set of organisms are contributing to the overall
maintenance of equilibrium within the entire system. Lions may take down large
prey, and this is perhaps the ultimate of competition, "survival of the
fittest," but the Lion could not exist outside of the framework of the prey
it hunts and depends upon. Even extremely asymmetrical social relationships are
therefore, in the total scheme of things, mutually interdependent relationships.
This speaks to the degree of functional integration of the entire system as
such. We all have our parts to play in the natural scheme of things, and each
organism, in its time, plays its own parts.
It is true that all systems are not perfectly
integrated, and therefore there is much room for error and correction to be made
in such systems. "Noise" can be introduced into the "normal"
functional patterning of interrelationships in a number of ways, leading to
destructive consequences within the system. Destructive consequences occur not
when there is no more competition or no more mutualism of interdependencies
within the system, but when environmental factors sweep through in independent
fashion and impact on all organisms in an "equal" manner. It is when
Lions go out to hunt, but find nothing to kill, or, alternatively, there are no
more Lions to hunt the game that usually expects to be hunted by Lions.
Such relationships, both normal and abnormal, ordered
and noisy, speak of the fundamental density-dependent nature of social
relations. I would like to suggest the following basic paradigm:
With increasing saturation of social relations within
a biotic system, there is a move along a density-dependent continuum such that
species move from a mode of fundamental "inclusive fitness" towards a
condition of increasing "exclusive fitness" that leads to interactive
patterns that are more complexily organized. These tend to emphasize the
survival and reproductivity of the individual (individual fitness and selection)
over that of the group (group fitness and selection).
In saturated models, the principle of competitive
exclusion in its most extreme forms can be assumed to be of strongest value.
This fundamental mechanism serves to promote greater
relative-K for any reproductively coherent group, up until a level of saturation
of the eco-system is reached. Saturation I will define as the level of
ecosystemic-K or what I will call "social-K." There is a long-term
natural tendency for such systems to grow gradually out of balance, by means of
counteradaptive bioschismogenesis between interacting groups or populations. The
natural outcome is for supersaturation as a social, density-dependent condition,
to accumulate in the core of such systems, leading to the consequence that
relative exclusive fitness, defined as an increasingly competitive model, no
longer enhances systemic stability, but begins inducing negative, destructive
feedback.
At this stage, death rates increase comprehensively
as birth rates remain low. The system, as a spiraling thing, grows out of
balance until it begins, like a spinning top, wobbling out of control.
Thus we can imagine a continuum between
"inclusively fit" social patterns and "exclusively fit"
social patterns along which all organisms within such a system range. These are
the social interactional correlates of "r" and "K" in basic
populational and speciational models. I will call them the relative social
fitness of any organism or population within an ecosystem.
2. All ecosystems, being by definition social
systems, are partially open to the larger global ecosystem framework. This means
that all patterns occuring within an ecosystem are relative to that system as
part of a larger system.
Overpopulation or high-density values of such a
system are in essence forms of "local overpopulation" in a larger
context of relationships. If a population experiences a condition of local
overpopulatin, a common and direct solution is migration out of the system to a
larger context. The result of such migration is usually dramatic reduction of
population attendant upon widespread broadcast dispersal or increased risk of
negative selection due to increasing uncertainty factors.
In general, it can be said that the "exogenous
relationships" maintained from without the system serve as
density-independent factors that impinge upon and influence the system as
independent variables of change.
Likewise, it can be asserted that "endogenous
relationships" tend to be maintained as stabilizing and density-dependent
factors and occur as dependent variables of change and variation within the
system.
This gives to any organism, and any set of organisms,
or group or population, within an ecosystem, an intrinsically "dual"
identity both within the system and without the system. Species boundaries
usually criss-cross multiple ecosystemic boundaries in complex ways. It means
that usually a single species will at least potentially inhabit and function in
multiple ecosystems, and possibly at multiple levels within different
ecosystems.
It is therefore the case that individual organisms
and groups can function in ways within ecosystems that are in response to
relationships that are occuring outside of the relative parameters of an
ecosystem. In other words, there is room for "confusion" of roles
between endogenous and exogenous relationships between organisms. If a migrating
herd of buffalo was annihilated in one region, then their ability to return to
another region where lions can hunt them may be fundamentally impeded.
3. Applying formulations from 1 and 2, the
possibility exists (in fact quite commonly) that for any organism or species,
there are differential pressures endogenously and exogenously exerted that
promote both inclusive and exclusive patterns of fitness within an ecosystem,
leading to a differential oscillation of that population between alternative
modalities. Thus a population that exhibits relative-K or social K within an
ecosystemic framework may be driven by external factors independent of the
system to revert to a more non-K state, throwing the internal system into a
state of disequilibrium.
In this context, it is possible to imagine a case of
overpopulation leading to a splitting of the population into two groups, driven
by the differentials of adaptation between the internal and external frameworks.
4. To complicate this picture one step more, if a
species or population inhabits more than one ecosystemic framework at one time,
patterns driving social-K and social selection between these different
frameworks may lead a population down different pathways fundamentally. This is
of course commonly observed in nature. What achieves relative K in one adaptive
framework, may not be what allows a subpopulation of the same species to achieve
relative K in another framework. This will lead to a bipolar or multi-polar
divergent pattern of social selection of species within alternative ecosystemic
frameworks.
This brings up the question as to whether the
relative social integration within any ecosystem can achieve such influence or
power to influence the speciational patterns of a breeding population. Ample
evidence of sympatric speciation exist without needing to invoke actual
isolation of populations. The core of the ecosystem exhibits a kind of
evolutionary gravitational pull on surrounding species to its center.
To some extent, this gravitational pull can be seen
as merely a function of distance itself within an allocation of energy
budgeting. This suggests a kind of central-place model of ecosystems. Species
that have to invest a great deal of energy migrating between different
eco-systems must trade-ff energy that could be invested in either survival or
reproductive success. In fact, distance to ecosystems is what morphological size
is to populations, and the key trait of m-selection and selection of
morphological independence, are important components of the ability of species
to inhabit and occupy multiple ecosystems.
Thus, it can be stated that for any given species in
any given niche, there is an optimal geographical limit or boundary, a
"zone" beyond which the loss in energy required to migrate, coupled
with the increase "risk" involved in distant migration, would outweigh
the gains to be achieved from increasing one's resource base.
But it can be seen that gravitational
"pull" can be exhibited even in complex settings where absolute
distance does not seem to be a critical factor. In such conditions, density
dependent relations of saturated systems would entail that the likelihood of
gaining a position of greater equilibrium outside of a system will be less than
the loss involved in losing one's niche within the system.
So great is the inherent drive for equilibrium that
is a natural outcome of the evolutionary imperative, that it can split a single
population into two, creating a social-functional boundary inbetween where none
existed before. In its initial stages at least this does not have to be defined
by any inherent differences of trait configuration. It may arise exclusively as
the result of different selectional patterns operating on different modes of
behavioral and social functioning within the different ecological zones.
It is known also that inbetween such stable
ecosystems, "ecotones" exist that characterize an intermediate
transition zone between these systems. Boundaries divide regions between
ecosystem cores as "eco-clines" that mark a gradient of transition
zone between the cores. In such "edge" systems, as saddle nodes in an
evolutionary landscape, and as "neutral" or "no organism's
land," it is my hypothesis that relative K is difficult to achieve and
sustain, and that such zones are characterized by high rates of disequilibrium
by selectional patterns characteristic of isolation and peripheralization.
Such eco-clines and ecotones are usually depicted
geographically in vertical and horizontal terms. In this regard, I wish to
emphasize the importance of the "intermediary" zone, that first 100
feet above and below sea-level incorporating coastlines, lower river systems and
lakes, as one of the most important "global ecotones" that exist where
characteristic patterns of ecotones can be studied in abundance. In fact, this
global ecotone, as an intermediary zone between aquatic and terrestrial zones,
constitutes one of the most basic divisions found in life between ecosystems. We
may characterize all ecosystems as either terrestrial, aquatic or intermediary.
From an evolutionary standpoint, I believe that the intermediary zone has been
the most biologically dynamic and evolutionarily productive set of ecosystems
that has ever existed. The intermediary zone also exhibits all the features of
succession.
These considerations naturally lead us to an
understanding of "competition" as a basic model of natural social
relations. Before proceeding, it must be reemphasized that
"competition" can be construed in different ways from different points
of view. Counteradaptation and coevolutionary speciation can be considered a
form of competition, as can sexual selection and social strategies of
reproduction. Parasitism and predation represent basic forms of competition, as
does heliotrophism and the competition for sunlight by plants. Schools of fish
may school not because they are minimizing their own chances of predation, so
much as they may be attempting to maximize their own competitive advantage over
their sibling organisms, or over other schools of fish.
I would say that underlying all forms of competition
is a form of systemic relational interdependency, such that we can speculate on
the following kind of formula:
Greater
density-dependency of a relative social K-state is correlated with greater
social interdependency between organisms and populations, and this is manifested
as some form of social competition between organisms, often mediated by social
structural patterns.
Whatever form of competition becomes expressed, it
leads to an emphasis of exclusive fitness of individuals over groups.
Greater exclusive fitness begets greater adaptive
fitness of individuals in an ecosystemic context, leading to greater
reproductive success of the individual within the context, even at the expense
of the reproductive success of the population to which the individual belongs.
Even if drone honey bees are by evolutionary law destined not to contribute to
the species gene pool, (exhibiting marked "inclusive fitness") it is
certainly also the case that a few princess bees compete ruthlessly for the
exclusive advantage of being the queen and sole contributer to the next
generation of bees.
Competition theory is derived directly from the
logistical formulas relating to density-dependency and shares its basic
assumptions, which are known to be unrealistic when applied to actual
populational parameters and conditions. These are known as the Lotka-Volterra
Equations. Consider any two groups in competition N1 and N2
with respective carrying capacities of K1 and K2 and their
own maximal instantaneous rates of reproduction r1 and r2.
The simultaneous growth of both groups co-occuring is given bya pair of
differential logistic equations:
D
N1/dt = r1 N1/((K1 - N1 -
a12 N2)/K1)
D
N2/dt = r2 N2/((K2 - N2 -
a21 N1)/K2)
Where
a in both formulas is a competition coefficient which measures for each group
its competitive inhibition per individual on the other group. Competition
coefficients are normally numbers less than 1.
In the absence of any intergroup competition, the
competition coefficient and the N factor of the other group in each equation
equals zero, both populations would grow sigmoidally according to the Verhulst-Pearl
Logistic equation, attaining independently their carrying capacity.
The inhibitory effect of each individual in its own group is by
definition 1/K of that group. The inhibitory effect of each individual on the
other group is given by the respective competition coefficient of the other
group over the K of the other group, or a/K. Outcomes of competition between the
two groups depends on the relative values of a and K for each interacting group,
such that there are four possible sets of outcomes depending upon these values:
|
|
K2/
a21 < K1 |
K2/
a21 > K1 |
|
K1/
a12 < K2 |
Case
3: either group wins |
Case
2: group 2 wins |
|
K1/
a12 < K2 |
Case
1: group 1 wins |
Case
4: neither group wins |
To understand these possible outcomes, it must be
asked at what density of group 1 individuals will group 2 individuals be held in
check (at zero growth) and vice versa, such that the density of each will
prevent the increase of density of the other. When the density of one group
equals the inhibitory effect of the other group upon it, K2/ a21
or K1/ a12, respectively, the density of the other group
cannot be changed.
In a competitive vacuum of the other group, each
group would increase to the limit of its carrying capacity K, and decrease above
that limit. But in the presence of K1/ a12 individuals in
competition, N2, N1 decreases at every density, and vice
versa.
While in the logistical formula for a single
population, r decreases linearly with increasing N until reaching K at which it
is zero, in the competition equations, there is a set of lines relating r to K
in each group. Each line corresponds to the differential population density of
the competing group.
If the values of the equations above are set to 0,
then we can derive the boundary equations for increase and decrease for each of
the populations, such that:
(K1 - N1 - a12 N2)/K2
= 0 and N1 = K1 - a12 N2
(K2
- N2 - a21 N1)/K2 = 0 and N2
= K2 - a21 N1
If these two linear formulas are plotted on the same
set of axis, the isoclines dN/dt for each group are given below which each group
increases and above which they decrease. These lines represent equilibrium
population densities or "saturation" values of the ecosystem. If the
combined densities of both groups lie above the line, neither group can
increase. If the combined densities lie below the line, both groups can
increase.
In consideration of the four sets of possible
outcomes, only one set of outcomes leads to stable equilibrium between the
groups, when neither group is able to achieve densities that are greater than
the other. Implicit to this inequality between groups allowing for mutual
coexistence is a condition such that "each group must inhibit its own
growth more than that of the other species." (Pianka 178) If carrying
capacities of the two groups are unequal (as is usually the case) then stable
equilibrium can still be achieved if the product of the two competition
coefficients is less than one. If population sizes of both groups are below
their respective carrying capacities, niether population achieves the potential
carrying capacity that it would if it were not in competition.
By multiplying through the equations with r1N1 or
r2N2 respectively, we can yield equivalent equations that express the
competitive variables more clearly:
D
N1/dt = r1 N1 - r1 N1 -
ß12 N1N2
D
N2/dt = r2 N2 - r2N2 - ß
21 N2N1
Where
z is equal to r/K for each subscripted group and ß is za for each group
respectively and where the first term to the right of the equal sign represents
the density-independent rate of population increase. The second term measures
the intraspecific self-dampening rate and the third term the interspecific
competitive inhibition of the rate of increase.
These formulas can be written for a community of
n-species in the following way:
D
Ni/dt = ri Ni { Ki - N1 -
(∑n/(j≠i) aij Nj)/ Ki
}
Where
i and j subscript species ranging from 1 to n.
At a steady state, at which the value of the equation
is 0 for all groups i, the equilibrium population densities are given by:
Niei
= Ki - ∑n/(j≠i) aij
Nj
In this equation, the larger the final term to the
right of the equation becomes, the more competitors any one group has, and the
more distant that groups equilibrium population size (relative K) is from its
independent K value in a competitive vacuum. This is referred to as
"diffuse competition" and refers to the total competitive effect of
the remainder of the community on a particular population.
The equations have been extended to partially embrace
a model of predation, which can be considered a specialized form of competition.
The predation equations are:
D
N1/dt = r1 N1 - p1 N1 N2
D
N2/dt = p2 N1N2 - d2N2
Where the first equation stands for the prey
population and the second for the predator group. These equations are solved by
setting them equal to 0 and factoring out N to get the actual rate of increase
and then setting this value to 0. There are not self-limiting density effects as
in the competition equation such as -zN2, but each population is
constrained by the other. In the absence of any predators, the prey population
would increase exponentially without limit. The number of contacts between the
two groups are the product of the densities of the two species N1 N2.
This value is multiplied by a constant p2 to represent the maximum
rate of increase of the predator population. Multiplied by p1 the
term appears as a negative value and represents the corresponding decrease in
the rate of prey population.
The prey population reaches equilibrium when the
predator's density equals r1 /p1 and the predator
population reaches equilibrium when the prey populations reaches d2
/p2.
Each group's isocline corresponds to a discrete
density of the other group such that below a prey threshold density, predators
decrease, and above that threshold density, they increase. If the predator's
density increases above a threshold, prey density decreases, and vice versa.
Though joint equilibrium exists for the two groups, the densities of both groups
do not converge upon this point. Any given initial values instead result in
predictable predator-prey oscillations of certain magnitudes. If the two groups
are near the point of joint equilibrium these oscillations will be of low
amplitude. The solution to this formula is therefore periodic, with the cyclical
changing of group densities and increasing disequilibrium developing over time.
These conditions are termed "neutrally stable" and are generally
unrealistic since most populations have either self-regulating or
density-dependent inhibitory mechanisms.
If a self-dampening term -(zN2 ) is
applied to the equations, joint equilibrium is reached and there is dampening in
the oscillations. A realistic self-dampening term for the predator should
include a prey-density dependent factor, yielding the following equations:
D
N1/dt = r1 N1 - (zN2 ) - ß12
N1 N2
D
N2/dt = ý2 N1N2 - ß2N22/N1
The
prey equation is the simple competition equation but the predator equation is a
function of the relative densities of predator and prey. The predator population
is fundamentally dependent on the prey population and cannot increase unless the
prey population exists. This equation is held to be unrealistic in conditions
where there are more prey than the predator population can exploit, such that
the predator population cannot be directly the consequence of prey densities
without some threshold effect occuring.
These equations also don't take into account
differential response patterns by predators to increasing prey densities, termed
functional and numerical responses. Predators have a limit of satiation beyond
which they change their rate of predation. Also, increasing prey means
increasing predators, increasing the rate of predation. Complex systems models
taking these types of factors into account have been developed, but are not
elegant for generalizations. If carrying capacities of prey are assumed relative
to carrying capacities of predators, such that there is equilibrium of the prey
population, and the carrying capacity of the predator population is assumed to
be relatively independent of that of the prey, influenced by outside
competition, then a complex quadrant model is yielded such that:
|
Predator/Prey |
Prey
increases |
Prey
decreases |
|
Predator
increases |
Both
species increase |
Predator
increases/prey decreases |
|
Predator
decreases |
Predator
decreases/prey increases |
Both
species decrease. |
In this model, differential magnitudes of changes in
population densities of both groups determine the stability of equilibrium such
that resulting vectors spiral inward (damped oscillations) toward the
intersection of joint equilibrium (where both equations are set to zero.) Else
the vector spirals outward (increasing disequilibrium between the two
populations), or else they spiral in a circle about the point of joint
equilibrium (neutral stability). These kinds of oscillations suggest population
"cycles."
It suggests that if predators are inefficient,
neutral stability will result. If the predators are very efficient at feeding,
then disequilibrium will eventually result until a threshold is reached when
there are too few prey that the predator can no longer efficiently exploit the
prey population. The predation drives itself to increasing inefficiency,
requiring greater efficiency until a minimum threshold creates maximum
ineffiency. The result of the last instance of an overly efficient predator
would be the predator driving itself to extinction along with its prey. In this
picture, damped oscillations would result from some omptimum threshold of
predatory efficiency, either by counter-adaptational patterns of the prey that
serve to limit predatory efficiency, or else competition by other predators and
the presence of multiple kinds of prey packages. Dampening oscillations are the
most frequently observed in nature, while disequilibrium cycles are rarely
observed. Dampening oscillations suggest mutual equilibrium being approache as
the densities of predator and prey track one another towards greater stability.
It is assumed that more efficient predators that can
increase their rate of reproduction at lower prey densities will replace less
efficient predators, and this will in the long run serve to reduce the stability
of the system. Balancing counteradaptations of prey that can more efficiently
escape increased predator efficiency should restore balance to the system. If
this does not happen, then an efficient predator can be expected to drive both
populations to extinction. Perhaps T-Rex was the most efficient predator of all,
and slow moving, cumbersome supersaurs reached the zenith of their
K-development. In such a hyperdeveloped system, this would be an expected
outcome.
Symbiosis is another derivative of the basic
competition equations by simply changing the signs of the alphas to positive and
altering K's to X's since they do not represent maximal population densities,
hence:
D
N1/dt = r1 N1/((X1 - N1 + a12 N2)/X1)
D
N2/dt = r2 N2/((X2 - N2 + a21 N1)/X2)
Equilibrium conditions can be represented by a pair
of linear equations such that each population reaches equilibrium at density X
in the absence of the other group, and increasing the density of one group
results in increasing the equilibrium density of the other group. If both
densities are positive and the alphas intersect, then stable joint equilibrium
exists at a point of intersection of the two isoclines. The following quadratic
table represents the alternative conditions then possible:
|
GroupA/GroupB |
A
(dN1/dt) > 0 |
A
(dN1/dt) < 0 |
|
B
(dN2/dt) > 0 |
Both
species decrease |
A
increases/B decreases |
|
B
(dN2/dt) < 0 |
A
decreases/B increases |
Both
species increase |
Again, these assume ideal conditions presumed in the
original competition equations. Conditions in which one population is considered
as neutrally independent, while the other derives benefit, might also be safely
modeled as a combination of the predator and the symbiotic equations together,
borrowing assumptions from both that relate to such a model.
Of course, these equations derived from the
Lotka-Volterra competition equations only hold under unrealistic conditions
where the carrying capacities, rates of increase and competition coefficients
are assumed to be constant and the common environments the groups inhabit are
thought to be homogenous and there is no time lag between changes in density.
Inhibitory relationships between groups are always linear, and each individual
of one group is considered equal to a corresponding individual of the other
group. It is true that these values vary with population density and other
factors intrinsic to different kinds of life forms. There is always some lag
between changes in density, and environments vary contantly in place and time.
Though these equations are unrealistic in their
assumptions, and lead to complexity problems in the enumeration of their
variables, they have been very productive in providing a conceptual framework
for understanding competition between groups.
It is clear that these equations always presume
conditions of equilibrium between populations, but in fact these conditions may
frequently not exist in ecosystems. Unsaturated conditions would entail that
mutual dampening interactions between the two groups might become density
independent as conditions of disequilibrium are maximized. If a system goes to
saturation between two competing groups, usually one group is driven out or to
extinction by competitive exclusion. Differential natural rates of increase and
relative carrying capacities between groups usually entails intrinsic inequality
between the two groups such that one group will reach saturation before the
other which is still increasing. This leads to the elimination and competitive
exclusion of the saturated group, by the fact that its population declines after
its rate of increase reaches zero.
The principle of competitive exclusion suggests that
two groups with the same ecologies (two predators at the same trophic level and
in the same niche) cannot coexist in the same time and place, except that one
will be driven out or to extinction. The corollary has been that if two groups
coexist, then there must be ecological differences between them (two different
groups of competitors occupying different trophic niches). While in its extreme
form this hypothesis is regarded as untestable and unrealistic, conflating
patterns of individual variation, it does emphasize that some ecological
difference is necessary for mutual coexistence of competing communities in
saturated environments.
The principle of competitive exclusion gives us a
handle on how most species are driven either to extinction or towards
marginalization.
So far, the principle of competition applies, as in
its extreme form, to two different groups. It does not apply in exactly the same
way to the consideration of intraspecific competition by individuals within one
group, which often leads to opposite consequences. In general, intraspecific
competition is held to affect the population's tolerance, its increased use of
broad-based resources and wider phenotypic variability. Whereas interspecific
competition is held to generally restrict a group's range of resources and
habitats, intraspecfic competition is held to lead to results that expand or
diversify or increase the range of resources and habitat.
Given any resource pool or bounded habitat, the
intraspecific population is expected to spread itself out unevenly across a
gradient or continuum that represents differential utilization patterns. This
results in a distributional patterning within an ecosystem for the same group,
such that competition between members varies along the gradient, and such that
there should be differential levels of individual fitness. It is expected that
individuals should behave in order to equalize the ratio of demand to supply
along the gradient, equalizing the intraspecific competition.
This notion assumes that lower intensities of
competition between members of a group will be negatively correlated with higher
fitness values for these individuals. It is not clear that this is the case in
highly competitive populations, especially in contexts of breeding competition.
Competitive exclusion within a group still tends to be a factor, I believe, in
the core region of a resource zone where competition is greatest, hence
density-dependent factors play a greater role.
Formulas for intraspecific competition may be adapted
directly from formulas for interspecific competition, if we assume that
populations can be subdivided along lines of clinal variation represented by
their fitnesses and relative densities into two subpopulations that are
competitive with one another. Resulting clinal variations suggest the ecoclinal
gradient from the core areas of ecosystems. The result is internal
stratification of the ecosystem of a population in a manner similar to the
stratification between two populations.
In the long run, increasing intraspecific competition
will lead evolutionarily to selection patterns that result in congenic
interspecific competition between closely related species.
Patterning of intraspecific competition must be
itself a relatively density-dependent phenomena, such that with increasing
densities, increasing exclusive fitness sets in. It is the case that narrow
margins of relative-K for a group in competition with another group, will lower
the threshold at which competitive exclusion begins working within a group as
well, to the point, in extreme conditions of supersaturation, it becomes a 'war
of all against all."
It is held that intraspecific competition can lead to
dispersion and or expansion of a population, such that the net result is an
increase in the variety of resources and habitats used by a population in less
saturated peripheral zones. It can also lead to an increase in the
trait-variability of the individuals themselves that are better adapted to
marginal conditions. This only holds when marginal zones are assumed not to be
saturated.
In this context, intraspecific competition has
different selectional effects on groups than does interspecific competition
between groups, the latter being restrictive and inhibitive, the former being
diversifying and expansive.
It is argued that in general at equilibrium total
intraspecific competition has the net effect of balancing total interspecific
competition. If this is the case, then it can be assumed that increasing
intraspecific competition should lead to increasing interspecific competition
until saturation is achieved. It also suggests that groups with higher levels of
intraspecific competition should be capable of resisting increasing levels of
interspecific competition from other groups.
In fact, it appears to be the case that conditions of
high interspecific competition can result in patterns of relatively low
intraspecific competition within each of the groups, as a result of cooperative
social organization by the groups in the face of their common enemy.
In other words, in the face of mutual exclusive
competition by other out-groups, members of an in-group can be expected to adopt
patterns that lead to greater relative "inclusive fitness" by members
of the group, through social organization of the group that serves common goals
of maximizing relative fitness and minimizing negative selection.
Such social organization does not usually entail
"blanket equality" of all members, though it has been argued that it
leads to a relative "equality of fitness opportunity" of all members
through clinal distribution. This is especially true for r-type life forms. But
social organization is more often as not accomplished through stratification of
the group, such that some members are favored at the expense of others. Such
stratification implies internalized competition that has been structurally
regulated (relative social-K) for the benefit of some at the expense of others
(kin-selection).
Conditions of saturation are held to induce increased
competition and competitive fitness. Many patterns are associated with increased
intraspecific competition, including: delayed reproduction, smaller clutch size,
larger size of offspring, parental care, mating systems, dispersed spacing
systems, territoriality. It also is held to account for ecological
diversification leading to niche separation. This is the kind of speciational
patterning that reflects diversifying and balancing selection, and reflects
increasing intraspecific differentiation of a species within a stable saturated
ecosystem. It is alleged to lead to optimization of utilization of minimum
determining resources.
As a result, it can be assumed that increasing
competition and saturation of eco-systems leads towards either extinction,
competitive exclusion or to increasing differentiation within the system
resulting in attainment of stable relative social-K states.
The
Circle of Life
Co-evolutionary
Inter-harmonic-Periodic Oscillator Mechanisms
Complex systems models of social selection are
derived from an understanding of social interactionism within shared contexts.
These models are tied back to the basic aspects of the model of differential
trait-fitness and selection considered in previous chapters, and it is
demonstrated that processes of selection and fitness that drive evolution cannot
be understood in a strict cause and effect framework. The problem of fitting
evolution into a causal framework is really a hen or egg dilemma. To see
evolutionary development in terms of the speciation of a single population
outside of changing social contexts is to attempt to explain evolutionary
processes in linear terms.
Only by construing evolutionary dynamics from the
standpoint of recurring social cycles within larger natural cycles can we derive
a more accurate systemic model of evolutionary proces. These cycles may lead
down different developmental pathways, whose various stages have expectable
consequences within an information systems framework. Only in this way can we
resolve this kind of hen or egg dilemma that has been at the background of the
understanding of natural selection from the beginning.
Models of cyclical process that reflect the
fundamental and general realities of evolutionary development can be built. The
model I propose is that of a periodic oscillator. Any energy system that is
bound to a stable state of equilibrium, such as a fully saturated ecosystem in a
range of fairly stable environmental parameters, by some "restoring"
or self-regulating force, which I take to be mechanisms of social selection
based on reproductive competition, will upon disturbance from its equilibrium
position, "resonate" at a frequency established by the reproductive
rates and death rates of the populations involved. Achieved relative equilibrium
of any population is a measure of its "evolutionary inertia."
This oscillation tends to be driven periodically by a
complex set of external forces that impinge upon the system in expectable
intervals derived from the oscillation patterns of neighboring ecosystems.
The preceding digression based on theories of
competition demonstrates several things. In general, increasing competition
between forms of life tend to lead to a pattern of exclusion, such that other
kinds of relational values are excluded between such life forms. We can say that
in general, as things tend toward relative K, things also tend toward increasing
competition. In the extreme form of competition, total exclusion results in
either extinction or marginalization.
Relational interactions that do not reflect direct
competition, can be considered inherently and indirectly competitive, but are to
be seen as efforts to maintain relative equilibrium in conditions that would
otherwise result in disequilibrium or exclusion.
Thus complex social organization and patterns of
counteradaptational selection and coevolutionary interdependence arise precisely
in conditions where potential competition can be expected to otherwise
intensify. There would be no need for social organization or for complex
patterns of interdependency to arise in conditions where there is no competition
as a result of saturation and relative K-states.
Thus it can be seen that competition constitutes a
basic mechanism governing and leading to trait-displacement in natural selection
and patterns of speciation.
Social interactions between and within groups in
ecosystems tend towards increasing complexity and are difficult to generally
model in realistic terms. Nevertheless, it is evident that most forms of
interaction can be at least partially depicted through competition, which
illustrates a basic principle. Given any two (or more) organisms (or groups) in
a finite resource system, a basic density-dependent relationship is inherently
established, such that increasing growth will result in competitive constraints
operating between all coexisting populations. Complex patterns of symbiotic
mutualism and social interaction are derivative consequences of these basic
constraints. While this model describes mutual coexistence and the rise and
declines of populations about some hypothesized state of optimal equilibrium,
they do not describe the resulting patterns of social selection that can be
expected from them.
Before proceeding, I will state that in general:
Exclusive fitness and direct social competition are
positively correlated with density-dependency and relative saturation within a
system.
With increasing saturation of any system, it can be
expected that social selection will manifest itself in increased rates of
premature (nonreproductive) death and dampened actual instantaneous rates of
birth.
In highly saturated, competitive environments, some
species will increase at the expense of others that will face either extinction
or marginalization.
Any system must eventually become unstable if some
species cannot be displaced by exclusion from the system, or the system cannot
achieve a higher threshold of equilibrium.
Unstable systems will result in relative innate
competition that is density independent in its function, returning the entire
system through increased death rates to a lower level of saturation. We may say
that a form of nondifferential negative selection sets into the system.
This suggests that there is an inherent long-term
instability of all ecosystems that will tend eventually towards disequilibrium
in spite of relative states of achieved mutual equilibrium between members of
the system.
We will go back to our basic formulas, and
demonstrate that any presuppositions of density-dependence results in two-way
interactions between any two organisms, groups, populations or species. The
following kind of "interdependency" paradigm hold generally true for
any kind of social interaction we may wish to represent in time or place:
|
A
+ B |
B
gains + 1 |
B
neutral 0 |
B
loses -1 |
|
A
gains +1 |
Both
gain |
B
0, A + 1 |
B-1,
A+ 1 |
|
A
neutral 0 |
B+
1, A 0 |
B
0 , A 0 |
B
-1, A 0 |
|
A
loses - 1 |
B+
1, A-1 |
B
0, A -1 |
Both
lose |
I will call this framework a discrimination table of
basic interdependencies. We may hypothesize that any interaction, or any
predictable set of similar interactions, between any set of individuals, groups
or populations, regardless of the specificity or inequality of the compared
terms, can be placed in one of the sets of squares, and in one square only. The
same interaction cannot be placed in two different squares at the same time.
Thus, the absolute value of the table as a whole will be equal to total number
of finite interactions or relationships recordable, within a given area over a
given period of time. This might be called the functional density of an area
that would be a measure of the relative density-dependency of that area as well
as of the relative saturation of the area and indirectly a measure of species
diversity and heterogeneity.
We would of course add cells to the table in a third
dimension if we which to specify relations occurring between three or more
compared terms and can be represented on an enlarged squared table. The range of
possible interactions can be specified for any number of terms, as well as the
degrees of freedom.
This table is called a table of interdepedencies
because it presumes a basic principle of density-interdependence operating
between any two or more organisms, groups, etc., within any finite system.
Several conditions hold in this representation:
1. It is the natural imperative of each represented
group to maximize its share of resources within an ecosystem. (innate
competitiveness hypothesis)
2. Each represented group will strive to minimize its
loses within the ecosystem.
3. In the growth of such systems, it can be expected
that eventually the gain of some will come at the expense of others.
4. Direct competition should emerge as the result of
increasing densities of populations and net saturation of the system.
The center value where interactions are
"mutually neutral" would in an absolute sense be nonexistent or
incorrect, if we assume a basic assumption of innate competition. But in a
relative sense it is very possible to describe the mutual coexistence of
different life forms that have no direct consequence upon one another. Innate
competition is probably under most circumstances a residual and negligible
factor in fitness and selection patterns, unless a case can be made for total
supersaturation of the area in question. At the stage where innate competition
would become a factor, it can be assumed that it becomes indirectly a
density-independent factor, as it would probably affect all organisms in the
system in the same proportionate degree. There are many contexts in which
different species are not only mutually tolerant of one another, but actually
indirectly codependent upon one another.
We can say therefore that relationships tend to move
away from the center of neutrality in one or another direction. We can say that
maximum ideal equilibrium would be achieved in the upper left-hand corner of the
table, and maximum disequilibrium in the lower right-hand corner. It will be
demonstrated that probably both states are never achievable, and therefore most
social relationships range between the two extremes.
Before proceeding with our model, it is necessary to
emphasize the concepts of relative ecological rarefaction or saturation of an
ecosystem. These concepts of rarefaction and saturation are related to the
notions of carrying capacity, equilibrium, density-dependency and climax within
a region, but they point to the energy-dynamics and bio-geo-physical resources
of the system, especially as these are stratified between tropic levels. In
general, saturation of any area can be considered to be the relative degree to
which the total energy budget and biological resources of any system, and
therefore biomass productivity, is used up by the life forms existing within
that area. A saturated system is therefore one that approaches the maximum limit
of the system's total carrying capacity. A rarefied system is one that
approximates some minimal level of resource utilization within the system.
The concepts of saturation and rarefaction lead to
consideration of heterogeneity and species diversity found within such systems
and to a complex table of allocation of systems resources distributed between
different kinds of coexisting life forms. The increase of resource utilization
by one lifeform in a system will lead to offsets in the levels of utilization by
other lifeforms.
This table of complex resource allocation within any
eco-system I will call the functional trophic-taxonomic matrix that underlies
the functional dynamics of the system. Any system compries a range of niche
potential at multiple trophic levels, and becomes representative in time of a
variety of different kinds of organisms that seek to inhabit various niches at
different levels.
In general, the table would look like this, and is
derived from the matrix and pie-of-life model developed previously:
|
|
Prokaryote |
Fungi |
Proctoctista |
Plantae |
Animalia |
Total |
|
Geo-Physical |
+/- |
+/- |
+/- |
+/- |
+/- |
+/- |
|
Biomass
|
+/- |
+/- |
+/- |
+/- |
+/- |
+/- |
|
Decomposer |
+/- |
+/- |
+/- |
+/- |
+/- |
+/- |
|
Producer |
+/- |
+/- |
+/- |
+/- |
+/- |
+/- |
|
Consumer
1 |
+/- |
+/- |
+/- |
+/- |
+/- |
+/- |
|
Consumer
2 |
+/- |
+/- |
+/- |
+/- |
+/- |
+/- |
|
Consumer
3 |
+/- |
+/- |
+/- |
+/- |
+/- |
+/- |
|
Consumer
4 |
+/- |
+/- |
+/- |
+/- |
+/- |
+/- |
|
Total
Value |
+/- |
+/- |
+/- |
+/- |
+/- |
+/- |
Consideration of "neutral" relationships
invokes models of matrices and life-pies previously described about the basic
pattern of relationship occuring across Kingdoms in any ecosystem. In this
model, relationships occuring across the basic divisions of Kingdoms present
some of the most fundamental differences that can occur between organisms
sharing a common environment.
This model suggests a basic functional stability of
relationships tending towards what I will call minimal r-equilibrium (or maximum
r-disequilibrium) found in all ecosystems, and that underlies the evolutionary
stability of the entire biosphere. The stability of all nature rests on the
fundamental interdependencies that arise on this level of interaction between
different primary trophic levels. At this level, competition can be expected to
be minimized. Minimum r-equilibrium would represent the minimum threshold of
adaptation for a population. This minimum stability underlying all ecosystems
occurs at a threshold of maximum rarefaction that a system can achieve and still
remain a coherent system. Thus, we cannot in reality ever presume a total or
perfect ecological vacuum occuring.
At the same time, this same model sets upper limits
of K for all the primary trophic orders within the total system, such that
changing equilibria in one of the orders must affect the other orders somehow.
This upper limit defines the upper threshold of adaptive K-equilibrium for any
population.
This would also set finite limits to total carrying
capacities of any one primary trophic order, as well as a sense of resonance
fluctuation of trophic limits within each order and between orders that
describes a cyclical feedback pattern that can be either dampening or amplifying
in nature.
It is understood that all organisms share
density-independent values of innate competition, and consumers share a
fundamental dependency upon producers. It is possible to imagine a browser that
grazes itself to extinction if it is specialized on one kind of plant, while
producers indirectly depend upon both consumers and decomposers. Most models of
direct competition are at this level specific to the Kingdom being represented.
We expect certain forms of competition between animals, especially at the same
trophic levels that we do not expect between plants and animals. Plants also
compete typically with one another for sunlight and other basic resources.
Furthermore, it is the upper levels of the pyramid of
life where we expect to find the greatest amounts of direct competition between
species, that we conventionally stereotype as "survival of the
fittest." We also expect to find the greatest amounts of direct competition
within trophic levels rather than between trophic levels, though it is
understandable that there is significant competition between trophic levels,
especially those that are contiguous with one another on the pyramid of life.
There are few hard and fast rules in this modeling of social interactions
between different kinds of life, because diversity of species and interaction is
the rule rather than the exception. Complex food chains and cyclical systems
develop within the pyramid of life such that many kinds of indirect relations
are established.

The
Eco-Trophic Pyramid of Life
In order to get a handle on the meaning of innate
competition in its varying forms, it is necessary to distinguish between innate
types of interdependent competition occurring along some kind of competition
continuum that includes all possible interactions between organisms.
I will hypothesize that competition can be seen in
two basic forms that are related to the selection outcomes they favor or result
in. These two forms of competititon I will call reproductive competition
(r-competition) and adaptational competition (K-competition). I will state that
r-competition leads towards reproductive success or failure of one organism or
set of related organisms, in relation to that of another. I will state that
adaptational competition (K-competition) leads to adaptational success or
failure of one organism or set of related organisms in relation to that of
another.
If we go back to our original formulas, we can see
that K-competition is an independent variable in the biological imperative, and
that r-competition is a dependent variable.
In any given interaction, we can always assume some
minimal level of K-competition occurring between the agencies, but we do not
have to assume r-competition occurring except under certain conditions.
Whereever we find r-competition occurring, we can
expect some degree of K-competition also to be occuring on a more fundamental
level.
In general, I will state that the more different
organisms or set of organisms are in both functional and taxonomic patterns, the
greater the degree of adaptational competition can be expected between them and
the less the reproductive competition. Vice versa, the more similar two
organisms or related set of organisms are to one another, the greater will be
the degree of reproductive competition between them.
Adaptational competition can be construed as
encompassing a broader spectrum of interaction in which interactions between
agencies or parties do not necessarily alter reproductive fitness values of
either group, but alter the adaptive fitness values of the group.
In a sense adaptational competition sets absolute
limits to the carrying capacity of any unique or related grouping, compared to
other groupings that are different from it, beyond which relatively
density-dependent limiting factors become relatively density-independent
factors. K-equilibrium is the natural expected outcome of K-competition, and is
easier to establish between species that are widely divergent on the trophic-taxonomic
matrix than between those that are closely related.
What exactly distinguishes reproductive r-competition
from adaptational K-competition is the issue of relative exclusive fitness that
serves to emphasize the selective exclusion of the individual compared to that
of the entire group. In a sense, therefore, K-competition compared to
r-competition is just the social interactional inversion of our notions of r-K
fitness and selection values. R-competition leads to greater relative K-fitness
and selection, and results from this patterning. K-competition results from and
leads to greater non-K or r-fitness and selection patterns that can be said to
be characterized by inclusive fitness.
It can be expected therefore that r-competition
results in equilibrium between and within related species whereas K-competition
tends to lead to adaptive disequilibrium between related species. K-competition
only leads to equilibrium as a function of the "evolutionary distance"
between the interacting species.
|
R
+ K |
K-competition-different
+ 1 |
K-competition-similar -1 |
|
r-competition-different -
1 |
0 |
-2 |
|
r-competition-similar +
1 |
2 |
0 |
We can claim that reproductive-competition results in
reproductive-selection which tends to narrow the intrinsic trait-variability
within a population by means of exclusion and emphasis on exclusive fitness.
Reproductive competition is therefore a death-instigated selection process that
leads to greater r for one group while maintaining K for another group.
On
the other hand, adaptational-competition would result in adaptational selection
and counteradaptational selection that would tend to broaden the intrinsic
trait-variability represented by a population by means of inclusion and emphasis
on inclusive fitness. Successful adaptive competition is birth-instigated
selective process that should result in increasing reproductive rates leading to
K.
To understand this, we must seek to understand the
idea of indirect social selection, and how forms of competitive exclusion can
actually result in greater equilibrium and balance between different species.
This is accomplished by ecosystemic compartmentalization, or the separation and
reproductive isolation of similar species, where all naturally occurring systems
would tend, through natural increase, towards disequilibrium anyways.
In other words, we cannot hypothesize an innate
mechanism within a species that would automatically tell it to curtail its
reproductive rate under conditions near equilibrium. This is in spite of
increasing death rate that should offset the rate of birth at and beyond
equilibrium as this is expressed in carrying capacity or relative saturation.
The presupposition in the basic population and
competition formulas is that there is some internal "balancing"
mechanism in the organism or population especially, that says to it "slow
down reproduction" once conditions approach optimum. In general, death
rates and birth rates are only indirectly interdependent. Not only is there an
inherent lag and differential distribution of instances of deaths and births
over time but the classical equilibrium formulas imply a causal interdependency
that doesn't necessarily exist.
At the stage of equilibrium, some other set of
mechanisms must begin to kick in to "regulate" the cycle between
deaths and births. These mechanisms are not directly the density-dependent
factors of stress and strain on basic adaptational resources that result in
increasing rates of death. Nor are they mechanisms like predation or
coadaptation that counterbalance or offset preestablished reproduction rates.
They are mechanisms that arise intraspecifically and
congenically, and in niche competition between functionally similar kinds of
species, They result in the competitive separation and reproductive isolation of
subgroups or organisms between the two populations. It leads to clinal
distribution and divergent speciation even in sympatric contexts where no
physical barriers are seen to exist.
They always are most marked in conditions
aproximating relative-K between the organisms or groups involved, when the
resources profiles they share are the most similar and therefore the most
strained. At this stage, either organism or group, in order to increase its
reproductive rate, must do so at the exclusion of the other group. The group
cannot otherwise continue to grow.
The obverse side of this is to consider the basic
adaptational competition between to widely divergent forms of life, such that
the common overlap in resource profiles between them is very narrow. Such
species can tolerate high mutual densities of one another without requiring
competitive exclusion.
Adaptational K-competition becomes most marked in
conditions between divergent species when there is some minimal resource (or set
of resources) shared between them in a profile such that density-dependency of
relationship arises in what would be otherwise relatively density-independent
contexts. It indirectly affects the rates of reproduction and death between the
two groups. This can arise from conditions of environmental fluctuation. Other
wise, it would be most marked in contexts between trophic levels such as strong
predation or extreme parasitism, when the existence of one species comes to
depend exclusively upon and utilize the other species as the principle and only
basis for its resource. The rates of reproduction of the predatory or parasitic
species or group drive the other species or group into extinction or
marginalization.
In this sense, competitive exclusion can result from
extreme forms of either strong r-competition or K-competition, which suggests
that the most evolutionarily stable patterns are intermediate between the two
extreme "strong" forms.
Reproductive competition can therefore be seen as a
special form of adaptational competition that occurs when two groups greatly
overlap in their resource profiles on the trophic-taxonomic matrix and are
competing for reproductive advantage, or r-fitness, between one another within a
shared context. It may also arise when the results of such competition are
expressed in terms of relative r-fitness values between the two groups. It can
occur between life-forms that are not directly intra-specific, as for instance
congenic sibling species, though reproductive competition at the intraspecific
level is expected to be the greatest, leading either to organismic spacing,
territoriality or complex forms of social organization.
It can be seen that both kinds of hypothesized
competition are in fact interrelated to one another, such that adaptational
competition leads indirectly to reproductive competition, and reproductive
competition is always fundamentally a form of adaptational competition.
We can say, paradoxically, that reproductive
competition always leads to interspecific patterns of exclusive fitness, whereas
adaptational competition always encompasses the entire range of relative fitness
values, whether it is exclusive or not.
Comparison of adaptational and reproductive
competition supports the following kind of representation:

Considering
this framework, we can hypothesize the following kind of generalization:
At any functional level of trophic-taxonomic
classification, we can distinguish between inter-group and intra-group forms of
competition. We can hypothesize that at any level there is a characteristic
degree and type of adaptational competition occuring between representatives of
different groups.
The closer the groups are related in both taxonomic
and functional identities, the greater will be the direct reproductive
competition between them. Another way of stating this is that the degree of
trait-overlap or similarity on the trophic-taxonomic matrix, between any two or
more comparable organisms, groups of organisms or species, the greater the
inferrable interdependencies between them are likely to be expressed in terms of
exclusive fitness and reproductive competition.
In such contexts where very similar kinds of life
come into interaction, the net result of such interaction must eventuate in some
form of relative isolation or mutual exclusion between the two forms. Succession
of biotic forms in certain regimes can be understood as a consequence of this
operational principle. Fundamental differentiation of speciational processes
underlying all evolutionary processes can be understood in this way. The result
of this patterning is also to set up a variegated topography of isoclinal
zonations in the distributional patterning of different forms of life.
Organisms that are sufficiently divergent from one
another on the trophic-taxonomic matrix, and in which mostly adaptational
competition occurs, can mutually coexist within the same habitats and
environments without this adaptation leading to mutual exclusion or the creation
of functional boundaries between the populations.
Complex patterns can result where it is possible for
adaptational competition between two widely divergent forms of life to result in
changes in reproductive competition for either form of life with some other
closely related forms of life.
Social selection operating on interdependent
populations must be construed from the standpoint of the long-term evolutionary
consequences of such systems. Obviously, systems that drive towards extreme
mutual disequilibrium reach natural limits of maximum rarefaction of interaction
at which point inclusive fitness and r are maximized and density-dependence is
of minimum value. In a sense, differential selection increases as the rate of
reproduction increases and inclusive fitness kicks in, such that it is in the
conditions of relative disquilibrium that we find the fastest rates of
evolutionary development. This model is depicted below.
In such a model, it is evident that a changing rate
of evolutionary development for any given line, in any given ecosystem, must be
an inverse function of relative density-dependent relationships, such that
increasing states of disequilibrium result in increasing rates of speciation. It
would suggest that there is a fundamental lag time in this process, which is the
equivalent to the lag time between birth and death rates in normal populational
dynamics. I also hypothesize that there is a line at which optimal selection
values occur such that selection processes occuring above this line have
fundamentally different consequences than selection processes occuring below
this line.

We may make a distinction between differentiating and
nondifferential selection processes, whether they occur above or below this
line, based on the pattern towards unequal negative selection as representated
by differential selection, leading to speciation, or "blanket"
negative selection which can be considered non-differential or inherently
stabilizing selection.
In the graphical representation of this model, we can
consider the values applicable to a single normally heterzygously reproductive
population, or of two different species that are closely related within a
trophic-taxonomic table, such that we derivea normal unmodal bell shaped curve
below that illustrates the range of variation found within either a heterozygous
population or two closely related populations.
In the model below, we must see that evolutionary
development is defined by the limits of minimum and maximum sustainable
equilibrium, rather than by the line of optimal equilibrium, such that a
population will normally oscillate between these extreme limits within a stable
ecosystem. The lower limit line defines the cut-off lines of the curve of normal
distribution of a population, beyond which negative selection is expected to
occur. The upper limit governs the potential heighth of the curve, and thus
indirectly sets the optimal line of equilibrium such that it defines the degree
of relative heterogenity or homogeneity (variance or similarity) between two
populations or subpopulations.
The
four vertical lines represent the limits beyond which selection is expected to
occur, two at each peripheral end and two in the center, such that different
selectional patterns will result in movement of the lines to the left, right or
center.
A
normal curve of expected trait-distribution in any given population.
The center-lines will converge until they come
together, or spread apart until they reach the peripheral limits. The total area
under the curve represents the total range of trait-variability comprised of
either a single intra-specific population or
two
closely related inter-specific populations. The upper horizontal line represents
the maximum limit of saturation that defines the total capacity of the system.
The intermediate upper horizontal line represents the limit of mutual
equilibrium that can be achieved by a population or related populations. This
line will raise or lower depending on the relative distributions of both
overlapping curves. In reality, both lines would be oscillating and would
gradually fluctuate, depending on changing external environmental conditions.
The lower lines would represent the minimal level of equilibrium or maximal
level of disequilibrium beyond which there is a zone of rarefaction. The bottom
line represents both the total spatial distribution and the finite limit of a
potential ecological vacuum achievable in such a system.
The difference between these models if it were a
single specific population or two closely related populations, is that the
center zone would be defined in the first instance of a single population as the
region of greatest intraspecific competition, while in the second instance of
two competing populations, it would be the region of greatest interspecific
competition.
If we were to map this distribution over time, we
would see a fluctuation of the basic set of values governing these
relationships, such that the shapes of the curves, the ranges of overlap and the
lines would all change positions. The normal distribution can be considered to
by a synchronous or instantaneous cross section of a population that is changing
dynamically through time. In any given ecosystem, this would be but one thread
in a bundle of similar kinds of threads that are bound like a rope through time.
If we were to return periodically and map our thread,
we would yield different profiles of our distributional patterns. If we did this
enough, we would find a predictable set of patterns that describe possible
pathways of periodic recurrents of such patterns, such that the wave-patterns of
the oscillation of the system would be something like the following possible
patterns:

Case
1: Stabilizing selection "toward the center" that leads to narrowing
the center range.
In the first case of stabilizing selection,
increasing competition would lead to selection "toward the center"
which would tend to narrow all the cut-offs toward the middle, with the result
of elevating both curves up to or even above the limit of total saturation.
Equilibrium is maximized in this context.
This state is considered the "start" state
in this model because it depicts the total ecosystem in a state of saturated
equilibrium, which implies several things, most important of which is the point
at which reproductive social selection is held to be of greatest importance (at
maximum saturation). In this system, it must be understood that changing values
are not automatic and synchronous. Rather, there is always some implicit lag
between changes in variable states, such that there occur resonance throughout
the system.
Case
2: Directional Social Selection: Shifting to the right.
In case two, a system that has maximized itself
through competitive selection and narrowed its range of variability, is
"primed" for destabilization that begins with a directional selection
either to the right or two the left. Under such conditions, one
"group" or "subgroup" begins winning out over the other,
leading to increasing stability of one at the loss of stability of the other.

Case
3: Disruptional Selection, "selection away from the center", results
in a "collapse" of the ecosystem, which can be considered to be the
state of maximum disequilibrium attained by the system.
In case 3, it is presumed that the loss of stability
in either one or the other, with the gain in stability of the other, can lead to
a total collapse of the system if the one group is not brought quickly to
extinction or displaced out of the system. Disequilibrium sets in due to the
imbalance between the two systems, resulting in the loss of stability of both
populations. The result is "cladogenesis" or divergence of a single
line into two, or else displacement of one population.

Case
4: Balancing Social Selection: emergence of two stable center lines and a
movement outward of the extremities
In case 4, the "collapse" of the system
will be followed by a reestablishment of balance in relatively rarefied
ecological conditions, such that a form of balancing selection favoring two
separate central locii develops. The system of selection will favor either
establishment of an isocline between two populations, with the possibility of
increasing niche-competition between them, or the redevelopment of a single
heterozygous population due to displacement of one of the subgroups.
Case
5: Diversifying Selection, "reconvergence of the center," results in a
period of maximum diversity within the system as a result of wide tolerance
limits to either extreme and a reconvergence to a central region.

Case
6 a: Peripheralizing selection: leading to exclusion or extinction of one group
or segment of the population in a state of extreme disequilibrium. This is a
case of divergent cladogenesis, or else extinction of both groups, or else
phyletic evolution of one group and extinction of the other group.
The
system as described above can lead down different pathways.
We can describe in this model two start conditions:
Start
condition 1: A single heterogenous species
Start
condition 2: Two closely related species
And three Final conditons:
Final condition 0: Extinction of both groups or subgroups.
Final
condition 1: A single heterogenous species, extinction of one group or subgroup
(phyletic evolution)
Final condition 2: Two closely related species (cladogenesis)
In this model, any final outcome is possible at any
start condition. Whatever the outcome, there is a return to one or the other
original start conditions, or else the cessation of the system.
If we begin with a single heterozygous population in
case one, we will end up with either two overlapping cogenitor species (case 3),
or the displacement of one species out of the system (case 6a), and the return
of the system to stable balance. At the next round, we start back either to
start states 1 or 2 depending on the outcome.
This model describes a very basic cycle of life in
evolution that is rooted to an ecosystem. It is known that in the fossil record
extinction is a common pattern. It is also known that phyletic evolution and
cladogenesis are also commonly recurrent patterns.
In this model, diversifying selection is held to be a
kind of "inclusive fitness" that leads to maximizing of variability of
trait-pattern within or between populations, and can be taken as a period of
"niche" radiation within an ecosystem.
Drift and selection against deleterious alleles would
exist in every state within the system, describing the more or less random
fluctuations of the parametersof the system. In all cases, deleterious alleles
would tend to put individual in the extreme tails of the curves, leading to
their being selected against regardless of the central patterns of the curve.
Negative selection of deleterious traits does not
necessarily result in positive selection of adaptive traits. It can lead instead
only to either stabilization or extinction.
Any population may drift about a center at any point,
but the effects of drift may be more pronounced at some points, at points of the
extremes of maximum equilibrium or disequilibrium, than in the intermediate
regions. It is possible to imagine drift setting off a steady-state system into
a period of resonance amplifying disequilibrium leading to directional selection
favoring one group at the expense of the other.
What is described is a period of rapid change and
adjustment, followed by relatively long trends of relative stability,
represented by the following:
Exogenous changes can be described in terms of
environmental fluctuations that alter the thresholds of the curves, and also as
the introduction of a third extraneous species to the system. Introduction of a
invader population to a system that describes a single heterogeneous population
would switch the system to a two population model. Otherwise, it would extend
the complexity of the model to a multi-population system that is implied in a
"two-population" start state. Exogenous
changes can be introduced at any stage in the development of the system, but it
may have different consequences depending on the point at which it affects the
system. Introduction of exogenous
changes can cause a system in a steady state of relative equilibrium to spiral
into disequilibrium.
Evolution as natural selection can be described
therefore as an indirect process that is cyclical:
Adaptational competition leads to K states of
saturation which leads to reproductive competition leads to r which leads back
to adaptational competition.
Adaptational selection leads to inclusive fitness
increasing environmental fitness maximizing trait variability and slowing
evolutionary rates resulting in K which leads to saturation and reproductive
trait selection.
Reproductive selection leads to exclusive fitness
decreasing environmental fitness minimizing trait variability and increasing
evolutionary rates which results in r which leads to rarefaction and
adaptational trait selection.
In order to bring closure to the problem of natural
systems theory in biological evolution, two issues remain to be addressed. The
first is the suggestion of a set of formulas that might describe the patterns
above, in terms that represent a kind of "calculus" of natural
selection. The second issue is to describe these oscillatory patterns occuring
in ecosystems in reference to other proximate and distant ecosystems that are
the source of exogenous changes within the system.
I propose a model of a social mountain-island of
ecosystems in a web of life that explains two sets of interrelated patterns:
1.
The introduction to a system of exogenous change, and;
2.
The ability of ecosystems to maintain a "boundary" about itself in
relation to coevolving ecosystems that includes the description of this
"boundary" as a complex pattern of zonation about "core"
regions that structurally represent ecosystemic "centers."
It can be seen that some boundary maintenance
mechanism exists to confer stability to any ecosystem, but this boundary is
relative and permeable, such that individual species may cross it readily,
leading to introduction of exogeneous sources of change into the system.
Several assumptions are made. First, since exogenous
change in the total scheme is held to be essentially random from the standpoint
of the internal dynamics of an ecosystem, over the long run there should be some
relatively constant value of such change, which I will represent as the variable
"D". If we consider a
point-diversity model, we can see that the value of magnitude assigned to D will
be a consequence of the size of the ecosystem. The larger the ecosystem, the
greater the perimeter of its boundary and the greater the amount of exogenous
change occuring across its perimeter. It presents a bigger "target"
for invading species.
It can be concluded that for any stable ecosystem,
the amount of exogenous change will be fairly uniform over time, but that the
consequence of such change will be a function of the actual relative value of
that change and the internal state of the system.
In a system that is on the threshold of collapse,
even relatively minor exogeneous change values can trigger a cycle leading into
disequilibrium. In a system that is very robust and of increasing stabilization
near the level of saturation, even relatively major exogenous changes values can
have little consequence in disturbing the system.
Nevertheless, there is hypothesized a kind of
"chain reaction" pattern that results in periodic "wave"
patterns of exogenous changes that can sweep through a network of ecosystems.
Nature in the biosphere may organize itself at even higher levels such that a
butterfly effect can be created within such a network.
This wave patterns of chain reactions in interconnected ecosystems may
account for a certain periodicity occuring in such patterns, and is indirectly
tied to the periodicity of the internal mechanism itself.
The island-mountain model can be taken as a
relatively bounded area of diversity in a sea of relative homogeneity. It is
borrowed from the concept of the island that has been so central to evolutionary
theory and is applied as a "mountain" of ecosystemic stability on an
epigenetic landscape. It borrows also the concept of the mountain as the
terrestrial equivalent of an island that features its own biodiversity of
habitat and zonation. In this sense, even a continent can be considered a
mountain on the seas. Around the mountain-island can be considered to be an
intermediary zone that can be constituted by different possible ecotones.
Isoclines would describe zones that range from the intermediary zone to the core
region of the mountain-island.
Island models have been important constructs in
evolutionary theory and experimentation. Equilibrium theory has been applied to
island models.
It is known that larger islands (or island-mountain
areas) support more species diversity than smaller ones. There is a linear
increase in taxon diversity with increase in island size, in which a ten-fold
increase in volumetric area about an island corresponds to a doubling of the
number of species in the area. A slope of linear regression through such points
is designated as the taxon's z-value in any particular island system. Z values
generally range from about 0.23 to 0.33 between different taxa on different
isolated islands, and this value becomes the exponent of the following formula:
S
= CAz
Where
S is the species diversity,
C
is a constant that varies between species and place to place
A
is the area bounded by the island
Rearranging this formula with logarithms, one gets
the following linear equation in which z is the slope:
log
S = log C + z(logA)
Topographical diversity results in large z values and
in spatial replacement of species leading to "islands within islands,"
while low z values lead to reduced species replacement and relatively homogenous
conditions.
It is known that continent
"mountain-islands" of comparable size to true isolated islands in
general support more species at higher trophic levels than true islands of equal
size. The rate of increase of diversity of a continent
"mountain-island" increases also with increased area, but the z-value
is generally not as great as on a true island, being between 0.12 and 0.17. This
difference is held to be due to the relative isolation of islands and the
"sampling" characteristics of continental "mountain-islands"
where species requiring greater area may occupy the region on a regular but
discontinuous basis. Islands cannot therefore support the higher trophic levels
found on continents that inherently require greater areas than isolated islands
afford.
It has been conjectured that introduction of new
species to an island is inversely proportional to the species diversity of an
island that is tied to the relative density of the island. The rate of
extinction on the island should also increase with the increasing diversity of
species on an island.
The invasion of new species is linked in this theory
to the extinction of old species. Equilibrium on the island will be reached when
the rate of immigration equals the rate of extinction. Rate of immigration (π)
and rate of extinction (Þ) largely taked the place of birth (b) and death rates
(d) in the previous theories of equilibrium. The number of a species N in the
original formulas is replaced by a variable of the species diversity, or S. The
resulting equation describes a stable state of dynamic equilibrium.
In the initial development of the formulas, we assume
linear variation of the rates of immigration and extinction, such that:
πs
= π0 - aS
Þ
= ßS
Where
π0 is the rate of
change with no species on the island and a and ß represent rates of change of
immigration and extinction as S increases. At equilibrium, Sˆ, the rate of
extinction and immigration must be equal, such that the two formulae are equal:
π0
- aS = ßSˆ
The number of species at equilibrium can be given as:
ßSˆ
= π0/(a + ß)
This formula is identical to the expression for
carrying-capaicty K in the logistical equation:
K
= r/(x + y)
The average rate of immigration per species (ˉ
π) and the average rate of extinction per species (ˉÞ) can be
obtained by dividing by the number of species not yet on the island (P - S) and
the number already on the island (S), such that:
ˉ
π = πs /(P - S) or
πs = ˉ π(P - S)
ˉÞ
= Þs /S or
Þs = ˉÞ S
At equilibrium, rates of immigration equal rates of
extinction. This results in continously changing composition of the island (or
island-mountains) biotic profile, while the island itself will remain relative
stable as an ecosystem. At equilibrium, Sˆ, we get
ˉ
π (P - Sˆ) = ˉÞ Sˆ
and
therefore,
Sˆ
= ˉ π P/(ˉÞ + ˉ π)
Equilibrium will increase with increasing P and
average rate of immigration, and decrease with the increasing average rate of
extinction. The average rate of immigration is the same as the rate of change of
immigration (a) and the average rate of extinction is equal to the rate of
change of extinction.
Immigration rates are a function of dispersal rates,
which decrease exponentially with distance. Rates of extinction are held to be
unaffected by relative distance or isolation, but are related to the area.
Decreasing areas should result in increasing rates of extinction because smaller
areas can support lower levels of saturation and equilibria.
Two islands of dissimilar area but equal distance from a source continent
should experience different rates of immigration and extinction. Replacement
should be more rapid on the smaller of the two areas. Increasing density of
areas should also result in higher replacement rates.
Consideration of equilibrium equations tied to
immigration/extinction in island models is related to a model of one way genetic
flow from a continent to an island that has particular value in considering
continental island-mountain models. Gene flow is considered an homogenizing
force in evolution that is contrasted to the flow of drift that is the result of
relative genetic isolation of two populations. The two forces are held to be
counterbalancing and lead to shifting balances or dynamic equilibrium of
partially closed systems as we find with all ecosystems.
The effectiveness of gene flow can be measured as the
amount of migration (m) and the degree of genetic difference. If pˆ is a
frequency constant of a large group and p0 is a small isolate
subpopulation and p1 represents one generation of gene exchange,
then:
∆
p = -m(p0 - pˆ)
p1
= (1 - m)(p0
+ mpˆ)
∆
p = (p1 - pˆ) = (1 -
m)(p0 +
mpˆ - p0) = -mp0
+ mpˆ
The formula determines the amount of gene flow
between a continent population and a subgroup population, or vice versa, with
each successive generation. The first generation equals:
p1
= (1 - m)(p0
+ mpˆ)
Subsequent generations can be easily represented in
the same formula simply by changing the subscripts, such that the second
generation is:
P2
= (1 - m)(p1
+ mpˆ)
The frequency of the allele of the gene pool does not
change. After "n" generations, we would get:
pn
= (1 - m)(pn-1
+ mpˆ)
This formula can be rewritten as:
(1
- m)N = pn - pˆ)/p0 - pˆ)
From
which we can express the rate of migration (m) as the function of gene
frequencies.
Gene flow is expected to be a strong cohesive force
in nature that binds populations into single evolutionary units, but gene flow
can also act to spread favorable genetic combinations among populations. This
leads to a "shifting balance" theory of evolution based on the amount
of gene flow, the degree of difference between two populations, and the flow is
unidirectional from an almost infinitely large continental population to a small
isolated island population.
From the standpoint of island-mountain models, it can
be expected that there is a relative "boundary" about an area that
circumscribes an ecosystem that defines the relative "distance"
betweent that area and other neighboring "source" areas. This boundary
is complex and variable, rather than being one of absolute geo-physical
distance.
Natural barriers are present on continental systems
of course, but the kind of barriers that exist in island-mountain models must be
available even in conditions of high diversity and relative homogeneity, as in
tropical lowland regions. Such complex boundaries must be defined by the
internal dynamics of the ecosystem, relative to the degree of saturation of the
system. For any potential invading species, there is some "threshold"
of adaptational fitness that it must pass, in order to be successfully enter and
adapt to the preestablished system. This I will call the "passing
threshold."
This adaptational threshold can be described as the
potential counter-adaptational fitness of the preexisting species that are
closest to it in resource-profile. If a "niche" is relatively open, or
it enters at the periphery of a preestabilished system, then the threshold
should be relatively low. If a niche is filled by a stable, preexisting group
and the niche defines the center of equilibrium for that group, then the
threshold for passing must be relatively high. If a species can pass into a
system, over that threshold, then it can successfully adapt, and result in the
displacement of species that overlap in its trophic niches, leading either to
extinction or displacement of the species.
If entering an island-mountain system requires a
threshold value, then exiting the system successful might also require a
threhold value, which I will call an "exiting threshold." A group
displaced from such a system must either go extinct or leave the system and
reenter a new one. Leaving one's place in a preestablished order entails a
certain loss of fitness obtained within that order. If a group cannot obtain
that "transitional fitness" threshold, that is tied to adaptation in
peripheral and transient conditions and reach the "entrance" threshold
to another system, then it will be doomed either to extinction, or possibly to a
"fugitive" state in some "ecotone" between major ecosystems.
A group that is displaced from a niche in an
ecosystem, that must find itself a new niche in another system, is therefore at
a fundamental disadvantage in that its adaptational fitness must cross two sets
of thresholds that should be considered unconnected and separate. Of course,
species invade all the time, with the presupposition that such invasion is a
natural reponse to displacement. But it is possible that many invasions are not
so much a response to ecosystemic displacement as they are a result of
population pressure from a densely saturated system. Any population must
regularly throw of its "tail end" population, and some percentage of
this must disperse some distance from the core concentration of island-mountain
areas to other areas. Either way, the consequence should be the same.
The description of the island-mountain model
describes a bounded ecosystem that represents a series of spatially organized
habitats that coexist through time within a common area. They exhibit a
sufficient level of functional coherence as to preserve the integrity of the
system as relatively separate or "isolated" from any other system. To
some extent such systems are purely a function of distance. But many other
factors may impinge to create a boundary around such a system.
Island mountain models may apply to real islands in
the ocean, but they are primarily intended to apply to areas that can be
analytically circumscribed on continents. In such a model, I hypothesize that
there is one or more "core" areas that define its
"gravitational" center. It is the center of balance of the system, and
should in theory be an area that comprises a local peak in species diversity and
density of saturation. It should also be the region that comprises the greatest
heterogeneity of species across trophic-taxonomic categories. In a dense, flat
rain forest, a tall stand of trees, or even a single tree, may therefore
effectively comprise its own small eco-system.
The core of an island-mountain may in fact be itself
so hypertrophied that it can be divided into zones of an inner and outer core.
Around the edge of an island-mountain, and of varying
dimensions, should be an intermediary zone of transition that is marked by great
diversity of species and possibly by many small peripheral ecotones. This
defines the periphery and boundary of the island-mountain, and its intermediate
range describes the boundary about an island-mountain.
Between the core and the periphery would probably be
one or more isoclinal succession zones that would be marked by increasing
degrees of diversity and resource concentration/biotic saturation. Like the
periphery that surrounds it, these zones should range from being non-existent to
being very vast stretches, and may be variegated in a fashion to create a
"patchwork" quilt of sub-systems within the larger framework. This
highlights the fundamental relativity of any ecosystem in the biosphere, that it
is always a part of some larger ecosystem, as well as a part of the total
biosphere.
Continental island-mountains therefore are
non-isolated in a fundamental sense that true islands are. They are always a
part of some larger and more rarefied ecosystem, or set of ecosystems, in which
it plays a part-whole role. Periodic fluctuations of "waves of
invasion" can be expected in such ecosystem networks, or biotic webs, which
leads to a secondary pattern of "inteference" oscillation in any
ecosystem of which it is a part. Such waves can be seen as
"evolutionary" surges like "hammers" that sweep through
areas, bring disequilibrium and change in their paths.
In such a manner, I have attempted to apply systems
theory to an understanding of the basic mechanisms of natural selection that
underlie evolutionary process in a consistent way. It is clear that the Theory
of Evolution is incomplete. The multiplication of theoretical terms and concepts
and the variability of their values in the elaboration of theory are a principle
indication that the "synthesis" is yet to be complete. And this is
perhaps how it should be. Biology presents an inherent dilemma of being a kind
of intermediate theory between the purely physical and the even more chaotic
social sciences. It has gained a great advantage in this regard, in having a
grand synthesis in the first place. But when we try to nail this synthesis down
theoretically to an airtight system of generalization that might be explicable
for every instance observed in nature, we get increasing degrees of leakage
about the seams.
Blanket Copyright, Hugh M. Lewis, © 2005. Use of this text governed by fair use policy--permission to make copies of this text is granted for purposes of research and non-profit instruction only.
Last Updated: 08/25/09