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Chapter
Nineteen
Human
Evolutionary Systems
The challenge of understanding Homo sapiens in
evolutionary context is the explanation for the rise of the distinctively human
trait complex in terms that can be accounted for by means of some consistent
pattern of natural selection and possibly, gene-culture coevolutionary
development, as biological adaptations that promoted adaptive and reproductive
success in a kind of positive feedback loop resulting in bigger brains and an
exceptional capacity for cultural acquisition and culturation.
This model is referred to as anthropogenesis, and
refers to the evolutionary development of the hominid line, from our earliest
precursors, until today.
The fossil record belies a past that seems to have
witnessed a long lineage of small widely scattered band of different kinds of
hominids, eeking a living off an often harsh landscape. In other words, the
success of hominids appears to be relative to the kinds of environmental
conditions and extremes that early human populations had to deal with. We are
not talking of a primordial garden of eden in which large populations of humans
simply picked fruit of loaded trees, but of homind ape-like ancestors going solo
or in small groups, with an average life-expectancy well below the third decade,
where risks had small rewards, and the smartest, the best able to cooperate and
communicate, lasted long enough to raise a small family.
We find with humans an extreme K-type pattern based
not on specialization, but upon adaptive generalization that can be interpreted
as a broadening of eco-trophic niche profile to encompass a range of alternative
roles in natural ecosystems, possbily extending across a range of ecosystems.
This K-type pattern of generalization is unusual and is found in only a few
other animal species on earth, for instance, Bears, or Ursus, that seem to be
competitive with hominid populations. Other great Apes, especially Chimpanzees,
or Pan, exhibit similar characteristics of generalization. Omnivory is one
characteristic of such generalization. It appears as well as that such creatures
depend upon some kind of trans-humant pattern and relative isolation or
effective separation from one another. In deep evolutionary context, it is
difficult to picture early hominid populations in large densities or as
organized in very large groupings above that of the small band or extended
family clan.
Fossil evidence also suggests that where hominid
offshoots or branches, as for instance, robust Australopithecines, specialized
in given low competition niches, probably some form of herbivory, then these
branches invariably died out and became extinct, with rates of reproduction not
being able to keep up with mortality rates. Evidence also suggests that earlier
forms, possibly Gigantopithecus, that probably also specialized along similar
lines, may have ran into niche competition with some forms of bear, or possibly
Pandas, in regions that demanded large and sparsely populated habitat zones.
Evidence suggests that selection was continuous and
continuously relentless with hominid populations, allowing little opportunity
for niche expansion or radiation and niche diversification through
specialization, which would have been evident in multiple sympatric hominid
fossil types. Human populations went lean and mean for most of their first four
million years of evolutionary development. Long term selection regimes obviously
favored groups that could stay together and that could provide the necessary
environment for delayed development and opportunities for learning to be
maximized. In other words, selection was probably for a K-generationalization,
albeit under continuously stressful circumstances. One must inquire how much a
basic pattern of primitive warfare did not serve to keep hominid groups spread
apart acros the landscape.
Gene-Culture
Co-evolution
Socio-biology and Cultural Selection in the Human Biotic Climax
Human beings constitute a biological presence on the
earth today that has been unprecedented in either natural or human history.
Human biomass, as a single animal species, is probably the greatest biomass ever
achieved by any single species on earth. That a single species could achieve
such reproductive success and eco-systemic dominance over all other life forms
in the biosphere is in one sense miraculous, and in another sense a function of
the structure of the evolutionary patterning of the long run. To ignore or deny
this human biological presence on earth today is to commit a fatal error of
scientific judgment. It has come to constitute its own unique system of
informational patterning, one that is both a part of biological information
patterning in which it is rooted, and one that is separate by virtue of some
fundamental and synergistic cultural differences.
Of course, the ultimate questions to be answered in this regard are what
the prospects are both for long-term human survival and for the continuance of
life on earth. To ask this question is not to be a fatalistic dooms-day crier or
end of the world cultist. But neither is it to feign a naive and in many senses
evil kind of scientific positivism that blindly believes that human beings can
always work out of their own predicaments. Of course, it is a central contention
of this entire work that it is entirely possible that we can work
ourselves out of our own dilemmas if and when we have collectively chosen
to do so. But it is also a point to be made in this chapter that we are not only
the products of our nature and culture, but we are also its victims. The same
natural drives and biological foundations that have made us what we are today
have put us into the very predicament that we must now work ourselves out of. It
appears that we must accomplish this feat not so much because of ourselves, but in
spite of ourselves. This makes it rather improbable that in the long
run we will be able to work it out in a satisfactory manner.
The object of this initial chapter on human information systems is to
treat the special case of human biology and human evolution in order to revisit
the question of the impact of human biology upon natural biological systems.
Sociobiology as this is applied in anthropology would like to construe all
relevant human information patterning as but an elaborate extension of
evolutionary and biological theory, and therefore as a subclass of this larger
theory. There is a great rage for order in doing this, in borrowing the
synthetic comprehensiveness found in the biological sciences and applying it to
the human social sciences where there seems to be only theoretical chaos of
thought and method.
There is a sense that human beings are natural
biological creatures, from which nature originates many of their basic drives,
impulses, and behaviors. There is a critical sense also that to submit all our
understanding of human nature and behavior to a biological model, especially in
social contexts, is to be over-reductionist in our conceptioning, and to commit
an error of misplaced concretization about what it is we are talking about.
It is not necessary to overrate the great danger that
this kind of reductionist thinking entails for social ideologies that are based
on genetic arguments. It is easy to point to instances that such arguments were
used as scientific evidence to justify policies that result in racial and class
discrimination against out-groups. It is easy to misappropriate
"scientism" in the name of ideology, when it has been based on the
over extension of reference and reductionism. But this also highlights the
sensitivity and critical importance these issues play in the background of our
lives.
Human beings are of course social animals. They are
by nature both sexual and competitive creatures. They have an innate
aggressiveness and attachment to kin-groups that leads often to violence and
warfare. They have an innate drive to adapt and to survive, and there is a
marked characteristic that they in general have responded predictably in
equilibrium theory to maximize their reproductive rates until they have
saturated the entire earth to its carrying capacity. And, in deed, in
consideration of the special case of human biology, this is exactly the point.
In writing the chapters on biological information
systems, I cannot but help apply as an anthropologist these same models and many
of their implications to human populations that can be expected to behave in
very similar ways as any other mammalian population. We have a natural instinct
for survival and, I would say, an instinct to procreate and reproduce that goes
beyond mere sexual impulse. These basic drives have been critically shaped by
cultural patterns and institutions but in their essential and original sense
they remain the products of our shared nature. I can even see a great deal of
modern human motivational structure, the drive for success, the need for status,
dominance, sociability, even the need for affection and human touch, as
elaborated and perverted as it may often become, as being essentially rooted in
the same biological drives that served our primordial predecessors in their
quest for survival in the heartland of the African continent. Much that is
cultural derives its strength of emotional attachment, feeling, and even
"sense" from this same biological imperative.
We can also refer to human social fitness in society,
and differential trait configurations of various individuals that lead to
alternate forms of social selection. We might say that taller, healthier and
better looking, more aggressive and selfish types approximate alpha individuals
and therefore have greater reproductive advantage. "Sex" symbols are
culturally fashioned and shaped in all kinds of ways, but at the basis of their
attraction and allure is a very basic and crude sense of id that remains the
same for all people.
It is worthwhile to attempt to understand what
constitute the foundations of a genuine and non-ideological socio-biology of
humankind. Applying models adopted from the study of insect societies to the
issues of human societies, without taking into account, either biologically or
culturally, the vast disparity between such organisms, is to commit a error of
critical judgment.
At the heart of the question of fundamental and
panhuman nature is the nature-nurture type of argument that has long been a
central issue in many philosophies and social sciences. At our stage of
evolutionary development, it is virtually impossible to clearly separate where
nature begins and culture takes over. The two sets of patterns have been blended
together and amalgamated in the human being such that to separate one from the
other is to fundamentally destroy what it means to be human. Thus it is to state
the case correctly that we cannot define what are purely natural facets of human
identity or behavior that has not been molded to some degree by cultural
influences. It is impossible as well to construe almost any cultural institution
or pattern in any scientific way that has not some fundamental basis in human
biology.
From the standpoint of evolutionary theory, we are
rooted to biology by our being and our reproductive continuation. To get at a
genuine sociobiology is to understand the impact that basic and universal drives
for human adaptation, physical survival and reproductive success have entailed
for the patterning of our history, our social organization, and our
civilization.
Perhaps sociobiology is an unfortunate compound, and
it might be more appropriate to simply talk of human biology. It is also, I
believe, imperative that we get at the biological substrate of a general
symbolic mechanism that has appeared to have critically shaped our cultural
patterning and given dynamic expression to our natural behaviors for at least
the last 50,000 years or more. Through such a mechanism we have accomplished a
basic transformation of expression and operation of our natural character in
every way. This is especially important to the extent that it has influenced
distinctive patterns of expression in social and cultural life.
To tend to the basic biological drives and mechanisms
that underlie human nature is to have a reformed sense of sociobiology that
remains on a human plane of understanding and does not reduce everything to a
level of insect ethics. I would assert that cultural and social patterning can
be found rooted to the human elaboration of basic patterns of feeding and
breeding that beget adaptive and reproductive fitness and positive selective
success. On a very basic and primary level these patterns are transmitted
lineally through kin structures, but the principle mode of this transmission is
no longer simply hereditary, but necessarily by means of basic culture as well.
Thus, loaded counter-evidence of rare twin studies to the contrary, it is common
and easy to find numerous examples of children being adopted and raised by
non-hereditary parents and who achieve success in life within the parameters
basically defined by the fictive parents.
That cultural and social institutions have developed
around feeding and breeding patterns in human societies that are so culturally
divergent and variable is indication that these patterns are not directly linked
in any causal manner to heredity or genetic information patterning. If they were
more directly tied to hereditary structure, we would expect a great deal more
uniformity of patterning and sense of regularity than we actually find. That
true human universals have proven so elusive and rare to discover and generalize
in our social sciences is a clear indication of the extent to which culture and
nature have become inextricably and inexplicable tied together in our basic
identity as human beings. But in this case, once again, it is a matter of
mistaking effect for cause and chaotic patterning from the underlying principles
of order that define that pattern. A genuine "sociobiology" must seek
to get at this underlying sense of order.
Even with the Great Apes, we can find significant
patterns of differential social organization between species and sub-species,
for instance between Highland and lowland Gorillas, or between Pan paniscus and
Pan troglodytes. This suggests that adaptive variation of social structure is
widely divergent even in spite of being explained in terms of hereditary
structures and trait differentials alone. If we take any of the Great Apes, and
put them as infants into the care and custody of human beings, they become
basically humanized to such a degree that they cannot simply rejoin their feral
cousins.
For human beings at least, we are to understand basic
drives underlying feeding and breeding patterns as being manipulatable through
symbolic transformation of character into any number of alternative
socio-cultural patterns, within "limits" that define the basic
constraints of such systems as cultural and biological systems. The limits of
such systems are that they lead both to adaptive and reproductive success, or at
least avoid failure.
It is possible to construe warfare and even genocide
between two competing societies in terms of natural"competitive exclusion
in the most basic of senses. Obviously, the Carthraginians presented a permanent
threat to the early Roman Republic bent as it was even then on empire building,
that it could not simply ignore with impunity. That the Romans were set on a
course of imperial expansionism might be interpreted in a vague way as a pattern
of socio-cultural organization that begat great reproductive and adaptive
success, even if this is symbolically interpreted in terms that were
characteristically Roman civilization.
If they turned much of the rest of humanity within
its sphere of power and control into human cattle and beasts of burden and they
then adopted the ethnocentric terms to justify this to themselves and the rest
of the world, it can be seen as a form of natural competition that leads to
parasitism and predation of one group upon another. This is really not too
different from what modern people do today with real cattle, and even
indirectly, with other human beings.
It is also the case that if the Romans were feeling
pressure from the proximity of the Carthraginians, this form of
"pressure" was not strictly speaking population or selection in models
found with almost any other species on earth. It is doubtful that the
Mediterranean world that they both contemporaneously occupied was
"saturated" in any sense that we understand it in evolutionary theory
or that it had reached "carrying-capacity."
A case can be made that if it was any kind of
pressure at all, it was that rooted in basic competitive orientations of the two
cultures that was symbolically translated into the need for action. It had
little directly to do with the reproductive and adaptational success of either
the Romans or the Carthraginians as simply human beings. Both groups would have
been much better off in the long run if they had remained to till the fertile
lands at home than to adventure abroad with arms if it had simply been a matter
of biological success.
Obviously, each posed a kind of threat to the other
that was primarily symbolic and had little directly to do with their respective
control over their own biotic regimes. This threat was to be seen at a rarefied
level of the state that in fact had little directly to do with the daily
concerns of any individual in feeding or breeding. But undoubtedly the symbolic
sense of threat could be made to seem real enough and "natural" enough
to the citizens of both states, that war between them became a foregone
conclusion, and for both it became, de facto, a struggle for survival.
Thus, it is important to attempt to understand how
basic drives tied to patterns of feeding and breeding success in the daily lives
of individuals and families within the context of a common population, become
symbolically translated and transformed in those people's lives. This symbolic
transformation gains expression and action in indirect ways that have little to
do with the actual biological predicaments of those individuals, but with the
same force and power as if they were fundamental biological predicaments. And in
such contexts, symbolically shaped actions and behavior patterns come to assume
the aspect of being natural and as if a matter of survival, and lead to similar
results.
We therefore cannot attempt to explain the
transformation of breeding and feeding patterns in human society or history on
the basis of genetic endowment and their phenotypic expression without invoking
the basic sense of their symbolic transformation, or what I would call "culturation"
of human nature. To attempt to explain such symbolic patterns purely in terms of
genetic informational transmission and the trait configurations derivable from
these is to miss the entire point altogether.
Of course, the symbolic transformation of these
innate patterns is itself on some level innate as well, and this begs
explanation that will be more fully taken up in the third part on human systems
theory. The natural evolution of human culture and symbolic capacity is a very
important subject and involves an entire suite of trait complexes that serve to
characterize the human species as unique on earth. The dilemma of this related
question is that it is hard to step outside of the circle of our own symbolic
reasoning to be able to construe it in itself in a scientifically objective
manner. This leads us back to the hen and egg problem as the nature versus
nurture dilemma. Any synthesis of human nature must generally transcend this
dilemma in such a way as to take both nature and nurture in interaction into
account.
I would say therefore that basic drives related to
feeding and breeding especially and the basic symbolic transformations that
accompany these patterns constitute the genuine socio-biological primes for
understanding human patterning in terms relatable to natural evolution. But at
every point, the mechanism of symbolic transformation of these drives and
patterns must be taken up as central to their resulting expression in human life
and social patterning.
A typical example of the ideological misappropriation
of sociobiological thinking is the interpretation of complex social patterns
characteristic of some endemically poor populations that link "cads"
with patterns of r-selection and "dads" with patterns of K-selection.
Analogically this makes sense, and that poor people experience higher rates of
infant mortality, higher rates of mortality generally, and higher birth rates,
are well known facts. That they are more r-selected genetically than the rich
who are show greater K-fitness is a kind of socio-biological suggestion that
leaves much to be desired.
We can say that in a social and mostly symbolic
sense, the rich people are inclined to follow a more "K-like" pattern
than the poor because it is to their best advantage to do so, not because it
directly enhances their biological survivorship or genetic reproducibility,
which is probably about the same as for other "r-like" people, but
because it is the symbolically defined way of achieving social success. It may
have achieved the same impetus that natural selection and fitness entails for
organisms and populations, but it is symbolically defined, not naturally
expressed. We can compare this K-patterning to the poor people who are more
inclined towards an "r-type" pattern, but this has nothing to do with
their genetic profiles and everything to do with their socio-structural
positioning in a larger society. The real danger is to take the next step,
because if we correlate being black with being poor, we are liable to come out
with a genetic-based racial argument that does not favor being black in the
world.
What is critically missing from such arguments is an
understanding of the basic linkages of the mother to the child in the
transmission of cultural and symbolic patterning, and how these can be disrupted
on a very basic level. Also important to construe is the role that father can
play in that patterning, especially in industrial based societies. We do not
then talk so much about "r-selected" poor people who cannot hold down
jobs, are prone to drugs and promiscuous relationships, and make cads rather
than dads. Instead we can talk more realistically about "unfulfilled"
human beings who have suffered socio-cultural deprivation on very basic levels
of their identity and being, especially in complex class stratified state
societies. We can extend this kind of argument to claims made about alcoholism,
mental illness, and homosexuality. In fact, almost any kind of social deviance
can be explained away in terms of socio-biological ideology that conflates and
confuses genes and culture.
To take the other end of this kind of problem, we can
consider the social patterning of "K-selected" rich people. Such
people usually set the standards for symbolic legitimization in their societies.
They set standards for beauty, for success, for achievement and adaptation, and
for fashion. These are by and large fictive symbolic and sumptuary standards
that lead to the channeling of basic natural drives in their society. They are
the standards by which all poor people must define themselves by as participants
within the larger society.
It is a common pattern among rich people to erect
symbolic barriers between themselves and others. This can be understood in terms
of attempting to retain and monopolize exclusive control of social resources to
their own private advantage, even at the expense of the society as a whole or of
other members within it. This comes to bear especially on the problems of
marriagability, occupational specialization and control, and inheritance (not
strictly speaking biological inheritance, but inheritance of movable wealth and
fixed assets tied to land ownership and territoriality patterns.)
That such retention and control of resources comes to
focus on issues of marriage, occupational monopolization and inheritance has a
great deal to do with social ideologies of innate superiority and natural
fitness. It has much to do with structural patternings of the society in which
they occur, for instance with the problem of hoarding wealth, both of which tie
back to symbolic translation of basic patterns of breeding and feeding. But they
in fact have little directly to do with actual issues of biological evolutionary
success.
The richest people appear to naturally seek class
closure about their own kind such that they can set themselves apart as a
separate caste not unlike the queen bees of a beehive. Of course, traditional
societies can be found that link the redistribution of wealth to status in a
society, making such hoarding patterns inimical. And this is the trick, as the
rich are not hoarding wealth and power and control because it confers greater
reproductive advantage of biological fitness, but because it confers greater
symbolic status in society. It is not hard to find numerous examples of inbred
European royalty who would have been selected out in any natural cut of the
deck, but by virtue of their privileged status enjoyed the best their worlds had
to offer as long as they lived.
We can see patterns of caste-like closure of the rich
as a form of competitive exclusion of all other elements of society. As such it
is a kind of endgame, a logical outcome of the fact of competitive survival in
human society in the first place. But it is a game that has been symbolic
transformed in its fundamental primes, and does not happen without the fact of
its symbolic transformation. It has all the force and power of natural
selection, and frequently takes on naturalized symbolic meanings and frames of
reference, but it remains fundamentally symbolic in its derivation and form. We
might find that eating Chitlins and collard greens is healthier on average than
dining on fine wine and humming bird tongues, and in a strictly biological model
this should confer greater adaptive and reproductive fitness to the former
feeding patterns compared to the latter. But we might be hard pressed to
convince either the poor or the rich of this notion.
This digression does little to help us explicate the
primes of a more genuine science of socio-biology, or more appropriately, of
human biology in society, except that it does point the way beyond the fallacies
of misplaced concretization, overemphasis and reductionism that our
socio-biological ideologies are prone to.
I will state the following principles:
1. Human biology is exactly like any other form of
biology in that it is evolutionarily concerned primarily with the issues of
adaptive and reproductive success. These constitute basic drives in human
existence, in the same way as it constitutes the biological and evolutionary
imperatives for any other organism or population. Human genes, like all genes,
are selfish.
2. These drives come to express themselves socially
especially in terms of feeding and breeding patterns that occur within the
society.
3. These drives and their resulting patterns are
fundamentally transformed through basic and innate mechanisms of human
symbolization that are socially and culturally shaped, such that there is no
pure instance of natural human evolutionary drives that are not symbolically
transformed by the society that they occur within.
4. Because human societies have achieved evolutionary
success in basic ways of survival and reproduction, generally speaking social
interactions and relations between human beings tend to occur in saturated
systems where populations tend toward an endemic equilibrium. In such
conditions, social competition can be expected to characterize most social
interactions in a way that is symbolically organized and expressed, and comes to
take on patterned forms of selection and fitness that are homologous to natural
evolutionary patterns. Even social organizations and examples of inclusive
fitness must be construed from the standpoint of potentially innate competitive
relations, especially in external, inter-social and out-group contexts.
5. Patterns of social organization, interaction and
competition often has the character of being natural, but this is due to the
symbolic appropriation of innate drives and to their symbolic internalization as
if natural.
6. Human beings are therefore socially prone or
predisposed in their character to behave in ways that are symbolically justified
as being "natural" but are not necessarily connected to the actual
circumstances of adaptive survival and reproductive success of the individual
beings involved. This can be called cultural displacement as a result of
symbolic displacement.
7. Whereas all other forms of life known to us have
no choice but to follow the biological and evolutionary imperatives set down for
them genetically, the symbolic transformation of human biological drives and
mechanisms of their social expression has given us a choice. We do not
"have" to behave in ways that nature originally constrained us to
behave in.
8. Nevertheless, the innate foundations of our
character dispositions and drives and even of our symbolic mechanisms entails
that probably we will choose by habit to behave in ways that are most
naturalized. We will seek the maximization of our own symbolic sense of social
fitness and social selection in the world.
9. Therefore, human beings as social animals are
prone to repeat certain patterns of competitive behavior that emphasize
exclusive fitness at most levels of society and that lead logically to
competitive exclusion that takes expression, among other things, in forms of
human violence and conflict. Even acts of altruism, as for example blind
patriotism in war or fanaticism to a religious dogma, must be construed by way
of contrast to excluded and alternate orientations with which people must
compete as members of some social group.
10. Our symbolic systems, including our sciences,
will tend to take forms of rationalization that serve to ideologically
legitimize and justify our actions as if these were natural, and that serve to
integrate our subjective experience with our collectively shared worldview and
common basis of knowledge of the world.
Whereas almost every other form of life behaves in
ways dictated by their nature, out of the necessity of achieving biological
success, only humans are capable and prone to behaving in ways that are
symbolically naturalized. Human behavior is never necessarily natural as being
dictated by their fundamental nature, except of course and paradoxically, in as
much as symbolization is a part of their nature. Thus, most of what humans do,
beyond the most basic of reflexes and natural needs like defecation or
breathing, is in a fundamental sense symbolically arbitrary and therefore also
naturally unnecessary.
With these postulates in mind, it is to be seen that
a revised and genuinely scientific and human sociobiology is upon a human
creature with a fundamentally unfinished and therefore different nature than
those described in unrevised ideologies that implicitly justify Hitlerian
policies of genocide in the world. This is not merely an unfortunate rhetorical
claim. It is an accurate and objective statement and estimate of the ideological
and rational status of an unreflexive sociobiology as a system of natural
information theory.
It does leave room for sociobiology as a meaningful
scientific contribution to the understanding of human nature and humankind in
our world. We are prone to being competitive creatures by our nature, and this
competitiveness frequently leads us to very unnatural forms of violence being
perpetrated in our shared history as if this were natural. Much of this violence
takes a homologous patterning to that of "natural selection" in life.
We must seek to objectively understand this endemic patterning of violence that
seems to be such an innate part of our character if we are to discover or invent
means of controlling its expression in our common future. And this is the role
that sociobiology can serve for us in the world, or fail. And it should serve as
a warning to all those who would adopt an uncritical and naive faith in
sociobiologism as the ultimate explanation for human behavior.
At the heart therefore of a revised sociobiology
would be what I call the social competition hypothesis, which in its basic form
was outlined above. I am not claiming that social competition explains human
evolution, but human evolution eventuated in patterns of endemic human social
competition. Neither would I say that long term patterns of social competition
among human beings has resulted in any significant patterns of human biological
evolution or even in patterns of social selection leading to greater human
biological fitness. If anything, I think, it has mitigated against this kind of
thing, unless we can use a kind of competition hypothesis to explain the
apparent relations between Homo saipiens and Homo Neanderthalensus.
I would claim that most human historical and many
archaeological patterns can be understood and explained in terms of this basic
hypothesis, and this pattern of human social competition has driven the rise and
development of human civilization as a trans-culturative process. Indirectly,
this has resulted in tremendous evolutionary success for the human species in
terms of simple adaptive and reproductive success, in spite of a lot of blood
loss and surfeit of love lost along the way.
In the model of social competition, I would not
invoke selection mechanisms like "kin-selection" as anything naturally
meaningful, as for instance in its application to insect societies. Human
symbolic altruism is not equitable or reducible to hypothetical genetic altruism
used to explain patterns of inclusive fitness found in nature, unless it is an
example of a mother jumping in a fire or a lake to save her children. It is easy
enough to point to cases of young mothers abandoning or even killing their
offspring as counter-examples to any such natural instinct.
Human social competition best characterizes the
general predicament of human beings, as biological organisms, in the symbolic
framework of their societies that are almost by historical definition saturated
to their biological carrying capacity through human adaptive and reproductive
success. It tends to situations where human social organization has generally
resulted in periodic surpluses and shortages, especially of food, that result in
cycles of feast or famine.
The history of traditional China as the great
agrarian state is the perfect laboratory test case for the competition
hypothesis. Warfare was endemic to such a state, and rarely has the state known
an extended period of either domestic tranquility or of successful imperialistic
expansionism beyond its own natural geo-physical realm. This has been in spite
of the fact that it has greatly influenced the societies around it both by
trans-culturational processes and by means of natural human immigration. But
also characteristic of the history of the Chinese state have been periodic 15 to
25 year cycles of endemic famine, that has led to recurrence of human
starvation, mass death and even endemic forms of cannibalism. This would suggest
a breaking down of even very basic constraints concerning human social relations
and "inclusive fitness." We can account for these cycles by the
agrarian character of this civilization that leads to local overpopulation with
each generation.
In the competition hypothesis, the appropriation of
surplus created by a state organization or a society must be given great
importance as a material mechanism that has great symbolic implication. Surplus
wealth or exclusive access to resources translates into enhanced
adaptive-reproductive success, not only for the individual, but for the
kin-group of which the individual is a part, and by extension, to the population
as a whole.
It has underlaid materialist theories of human
history and cultural patterning. In general, where there are expectations of
future failure, which can be considered to be endemic to all human societies,
and that can be linked to a chronic insecurity of death and reproductive
failure, there is great symbolic attachment placed on the accumulation and
control of surplus wealth (i.e., the products of work). Material surplus and
control of wealth comes to acquire tremendous symbolic status and importance in
human society.
Related to this symbolic valuation of material
surplus is a notion derivative of an emphasis upon human competition in social
interaction and organization. It is the notion that the expectation of future
success or failure will only be achieved as the result of other people's
relative gain or loss. In other words, a competitive framework of human social
relations inherently fosters a worldview and model of limited good that is a
reflection of the competitive saturation that characterizes most human
societies. This conception of limited good drives social relations even when in
fact there is a net surplus. It is a symbolic sense that surplus can only be
achieved by means of competition in a framework of limited good.
Thus, the notions of surplus and limited good form a
kind of symbolic feedback system by which human society comes to organize itself
in ways that on one hand retains internal equilibrium within a structured manner
of human social relations. On the other hand, it would govern the course of
relations between different societies. For instance, understanding of human
exploitation recurrent in human interactions is logically forthcoming from such
a model, as it follows that surplus gained by means of others would be a
rational expectation of such a model to working relationships, one that can be
symbolically justified in many ways.
It is not my purpose at this point to fully elaborate
a model of competitive dynamics in human social evolution. I will leave this
project for another work. Suffice it to state here that we can see competitive
dynamics recurrent throughout human history in most social contexts that we can
observe.
Elaboration of human competition theory relates it to
competition theory as this has so far been explicated in evolutionary biology.
In particular, it is the use of this model of competitive dynamics to explain
processes of cultural differentiation and diffusion that appear to be a natural
long-term process of extended histories of cultural development. In traditional
cultural settings, cultural patternings appear to split off and differentiate in
a divergent pattern much as species do. The process of cultural divergence
appears to be much more rapid than that of biological divergence, and appears to
be basically independent of the later form of divergence.
In other words, a culture can evolve in a sympatric
manner in relation to other cultures in a phyletic manner without necessarily
invoking the genetic development of the population involved. Also, historically
speaking, while evolutionary divergence is a one way process, and convergence in
evolution is only superficial and apparent similarities of phenotypic traits
disguising basic morphological incongruities, there is ample evidence of
"back borrowing," cultural loss and re-convergence in human history
that suggests cultural transmission processes are much more dynamic and fluid
than normal human genetic processes.
Related to this issue of cultural divergence is a
notion of the process of cultural integration, internal differentiation and
stratification that is quit common in human societies, and reflects a pattern
that is homologous with the iso-clinal stratification and trophic-taxonomic
stratification of natural eco-systems. Subgroups particularly isolate themselves
within societies, usually based on differential patterns of resource allocation,
such that there are thresholds and boundaries to crossing and passing into and
out of such groups. These groups serve to maintain a separate functional and
symbolic identity compared to other groups or the society as a whole.
How cultural divergence and cultural differentiation
and integration can be explained in terms of a social competition hypothesis is
to be taken up later. It is important to emphasize that these kinds of patterns
appear to be very analogous, or homologous to natural patterns governing
speciation and intra-specific variations within genetic populations.
The common sociobiological framework for
understanding these similarities of pattern is two-fold:
First, they arise from the same biological source
that is the dynamics of reproductive and adaptive survival in saturated social
contexts.
Secondly, they follow the same competitive patterns
in areal distribution and social organization by creatures that are both social
and natural at the same time.
Thus they are behaving naturally to similar basic
contexts as any social animal might be expected to behave. And many of the
outcomes are essentially the same in both contexts.
At the same time, the basic differences between
purely biological social systems and human social systems must be understood
clearly and concisely. Human social systems are symbolically and culturally
organized. Other animal social systems are naturally organized by evolution. If
lions prey upon cattle, they do so primarily for food. If people hunt game, they
are doing the same, unless it is done for sport. When one human preys on
another, even if it is rapacious or cannibalistic, it is not so much for food or
even agonistic sexual advantage, as it is for other symbolic reasons. Whereas
processes of natural selection underlie the latter forms of pattern, processes
of cultural selection underlie the former and distinguish it. The concept of
cultural selection will be taken up shortly. Suffice it to say here that these
processes are synergistic patterns that have been the outcome of special
trait-configurations of human evolution, and are unique to the human species.
They therefore cannot be sufficiently explained in general terms of natural
selection and human genetics alone.
The most useful and insightful aspects of
conventional sociobiological thinking do not involve ideas of altruistic genes
or twin studies and bell curves of intelligence or one-to-one genetic
personality traits or even gene-meme models. Rather it concerns gene-culture
coevolutionary models of cultural transmission as these are held to be closely
linked to models of biological transmission. The greatest elaboration of this
has been by Luigi Cavalli-Sforza.
A good case can be made that for major part of human
evolution, cultural patterning was held tightly to the ground and was close to
human evolution itself. Indeed, so close were these that we cannot explain
culture derived from language, big-brains, manual dexterity, and long human
developmental cycles, and all the rest, unless we invoke genetic and
evolutionary models of natural selection. At the same time, it is probably the
case that we are relatively so hairless because we have evolved
trait-configurations that favor wearing garments. The ability to make and use
well fine tools may have proven to be a self-selective kind of mechanism that
helped to promote bigger brains, hand-eye coordination, manual dexterity, etc.
Thus, nature is deeply implicated in all of human culture, and culture has from
the beginning implicated itself in the evolution of human nature. This is the
central biological paradox of being human in a natural world.
As long as we can hypothesize a close linkage between
biological lineage structure and the traditional cultural contexts in which
these are found, and also a kind of cultural and trait orientation that would
have permitted some place for natural selection to operate on human fitness
values and differential trait-configurations, we can claim some degree of
linkage between cultural and genetic transmission.
To the extent that we can find patterns of warfare
and institutions like slavery, where individuals are removed forcibly from their
own lineage structures and transplanted to other frameworks, we must accept that
the cultural-genetic linkage began diverging somewhat in its patterning.
The foundation for understanding both the linkages
and divergence of gene-culture co-evolutionary structures of information
patterning is to understand that they are inherently and by design complementary
structures, but not isomorphic. In general, they co-occur in a manner of
indirect correlation, but it is virtually impossible to pin down direct causal
relationships especially in a point by point manner of direct gene
trait-cultural trait correspondence.
Culture is by definition exclusively environmental
and phenotypic in expression, even though the human capacity for culture has
been the product of innate evolutionary development. Thus, to strictly apply
genetic arguments to cultural transmission is like applying Larmarckian
solutions to genetic transmission.
The co-evolutionary character of gene-culture
development has been an intrinsic feedback process between the conditioning of
the human environment which has favored certain trait-configurations, in
resonance with the internal trait configuration and genetic patterning of the
human species, such that it has resulted in its own unique resonance patterning.
So closely tied in fact are gene-culture development
process that if a human being is born bereft of a cultural context, it is not
complete as a human being. Rare examples of feral children and common examples
of extreme cultural deprivation illustrate the results of a
"half-baked" human being shorn of any "naturalistic"
cultural contexts for development. By the same token, cultural development has
required the evolution of genetic trait-complexes that are uniquely and
characteristically human. These have little to do with homosexuality and
alcoholism, but a great deal to do with big brains, deft fingers and long-term
post-natal development periods. Human nature has evolved to make culture
possible, and we cannot simply substitute a Chimpanzee or monkey and raise it in
a human world and have it turn out exactly like a human being. A humanized
monkey is almost as half-baked as a primatized human being.
Again, it is not the point of this chapter to fully
elucidate the aspects of human anthropogenesis in our natural history. The point
is to emphasize the degree and special character of the complementary and
interdependent relationship between human culture and human nature. We cannot
fully understand the one without the other, and both are necessary for a
complete human being.
This relationship evolved in the framework of a
naturalistic cultural context, one that was fundamentally social in character.
It makes sense to speak of the externalization of human biology and nature as
culture and the internalization of culture as if it were natural. Humans
obviously came to devise for themselves some minimal habitat that served as the
basic cultural context driving subsequent human evolutionary development. The
general features of this context are vaguely identifiable in outline, though the
exact character of the determinations it involved remain a mystery.
The externalization of human nature had the
consequence of loosening the bonds that genetic and natural processes had upon
human behavior and subsequent selection. To some extent, it led to the
substitution of human cultural traits, and a dependency upon these traits, for
an exclusive dependency upon genetically determined traits. The clearest example
of this is to distinguish the strict limitations that instinct imposes on most
animals, compared to the lack of obvious instinctual patterns among human
beings. This is not a clear-cut issue, as cultural patterning and some
post-natal learning is evident in many animals, albeit in a very restricted and
ungeneralized ways.
The resonance patterning between human nature and
culture therefore is a very basic and important system that must be understood
as a dynamic mechanism underlying gene-culture co-evolutionary development. It
is the basis for what I would call the anthropological dialectic that has
resulted in the long-term synthesis of human civilization. It was an achievement
of humankind that did not come over night in a single act of creation. It was
hard won over millions of years of evolutionary development, trial and error,
and chance discoveries like that of fire and tool making and clothing.
At the heart of gene-culture co-evolution rests
several concepts about culture that from an ecosystemic and larger evolutionary
perspective, must be elucidated out of context to a discussion of human
information systems. Cultural patterning constitutes a kind of coherent
informational system on several levels and this has been elucidated by several
anthropologists through the years. The point here is to emphasize the remarkable
degree to which this patterning is homologous with and in many instances has
similar consequences as does the evolutionary patterning of species and
ecosystems. Functionally there is convergence in the two patterns, as much as
one has substituted for the other in human evolutionary development, one has
come to serve the same set of purposes as the other. The aspects of divergence
and differentiation of cultural groupings has already been mentioned.
At this point, I would like to mention as well the
internalized coherence and symbolic integration of any cultural patterning that
is based on its material and adaptive functioning and survival in the world, as
well as upon its reproductive continuation through time.
Comparable to natural ecosystems, cultural systems
exhibit a certain kind of equilibrium and stability in their patterning that
usually renders them quite conservative and yet adaptive to change. This sense
of dynamic and homeostatic equilibrium of cultural patterning confers a sense of
direction, momentum, inertia and resistance to cultural development and
patterning that maintains its stability over the long term. Just as with
populations and gene flow, individuals and sub-groupings may regularly pass
between cultural boundaries. These populations bring not only new genetic
information into the framework of a culture, but new ideas, information, "memes"
and "cultural traits" that can influence and be adopted by the
recipient culture. Each culture exacts its own price of admission from the
individual. This price is usually one of alternation and reform of the
individual to the symbolic framework of the host culture.
Just as two sets of inter-specifically DNA are
fundamentally incompatible, and lead to zygotic reproductive isolation, so also
symbolic systems of integration of one culture are generally incompatible with
the integration of another, especially radically divergent or distant cultural
orientation. The two symbolic cultural orientations will clash and cause
dissonance between them, resulting in either displacement, annihilation or some
form of amalgamation between them.
People in general have strong ethnocentric
commitments to their parent cultural system, and it provides a degree of
symbolic coherence and stability in their lives and worlds that they do not
easily forsake. While cultural orientations can tolerate a wide range of
deviance of patterning within them, this range is usually strictly bounded by
sets of constraints operating on many levels.
The point of this digression is to emphasize the
degree of correspondence existing between cultural and genetic systems, as
informational systems, such that many of the principles applied to the
understanding of ecosystems and evolutionary systems, can be applied as well,
albeit in modified form, to cultural systems. This is in part due to the fact
that in both systems, the central agency is the human being, and in both cases,
the principal purpose of each system is the reproductive survival and well being
of the individual human being as a biological organism. This is more than
coincidence, as it implies both homology of identity of basic structures
underlying each system, and it implies a common origin and fundamental
interdependency of both systems.
The argument here, unlike that found in most
sociobiological theories, is that the principal of equilibrium of cultural
systems is not genetic, at least not directly. It is more the mechanism of
symbolic integration of reality that achieves a transformation of genetic-based
trait configurations and their related functions to a higher level of productive
and problem-solving information patterning. Symbolic integration of cultural
reality is in terms of cultural development an achievement that did not come
overnight. As stated previously, it was worked out from years of evolutionary
experience and natural experimentation.
At the heart of understanding the mechanism of
symbolic integration underlying cultural equilibrium is the ability of
symbolisms not only to provide a sense of certainty and unity about human
reality and worldview, but to give concerted and organized direction to human
action, such that human beings can behave in rational and purposively deliberate
ways. It allows people to behave in ways not fully governed by their instincts,
but often with the same strength and power that instinctual action patterns
appear to exhibit in nature. Of course this action is usually directed towards
the issues of adaptive survival of the group, and within the framework of the
group some form of a concept of inclusive fitness of its members will be
articulated in symbolic form.
I would say that symbolisms in culture not only
provide a passive call and framework for action, but they are in themselves a
form of action, and by their presence as transformational operators, make action
necessary and even naturally compulsive. In other words, they come to take the
place of instinct in human behavior patterning, and we cannot easily violate
their implicit sanctions and constraints for our behavior even if we wanted to.
They thus can be seen to serve as intrinsic, embodied or internalized mechanisms
that channel our behavior on subconscious levels and over which we have only
partial control. Thus, they have a powerful hold on human nature, and conformity
to their mandate in our lives for most people appears quite normal and even
natural.
We therefore behave in ways that are transparent to
ourselves and invisible in our daily lives. We do things not because we say to
ourselves, "this is what I want to do" but because even our wants and
needs are symbolically circumscribed and channeled by our culture. Thus such a
statement as "I want to" becomes after the fact a tautology, a
rationalization, and the beginning of a course of action that was already set in
motion.
Of course, just as genetic predetermination appears
as incomplete in human behavior, so also is symbolic transformation basically an
underdetermined system. It has been a system evolved by evolution, and it has
been remarkably successful in permitting human adaptation. But because, I
believe, it is a system built upon biological informational patterning, deriving
much of its force from it, it remains essentially incomplete and partial. This
entails that it can and does change, in a form of cultural speciation and
selectionism that is remarkably similar in form and even function to natural
speciation and selection, but it also is both very flexible and susceptible to
failure. Cultural systems do suffer loss and extermination.
The incompleteness of this system accounts for what I
believe to be the fundamental insecurity or antinomality of human nature, a
sublime sense of being unfinished, that plagues people to their graves. There is
a sense that a herd of bison does not greatly suffer the loss of one of their
numbers, and that a bison does not question greatly its place in the natural
scheme of things. If one bison slips beneath the ice into a freezing river of
death, the other bison look on, not only helpless, but without fundamental
concern. Human beings for the most part do not have this luxury of being well
within the lap of nature. Human nature is an eternally unhappy thing. One of the
results is the ever present and tragic possibility of our own deliberate
suicide.
The materialism implicit to a competition hypothesis
presents the other side of the coin of the symbolic mechanism. Not only does it
allow the internalization of symbolic constructs in the life of the individual,
such that these take the force of human nature, but it also permits
simultaneously, and necessarily, the externalization of these same feelings,
emotions and sense of nature upon a physical and material world. Thus human
beings become, by means of their cultural symbolisms, context bound to a world
of their own making.
The world of external relations and interactions that
they do develop, especially in a social sense, comes to assume the character of
a naturalized order. This sense of externalized order also tends to exhibit
patterns that are characteristically genetic, not just because they are
symbolically naturalized. It is also because they serve the same purposes as
genetic patterning in human adaptation and survival as these are exhibited in
structural-functional ways in social organization and patterning of behavior of
the human social animal.
The close linkage between gene-culture co-evolution
arises from the deep origins of anthropogenesis. Through most of human natural
history, there has been an essential complementariness and unity of pattern
between human biological organization as a population and human cultural
organization. This has come to express itself especially in patterns of human
heredity and kinship, migration and eco-systemic adaptation. For the most part,
the same mechanisms of transmission of genetic information have also served as
the primary mechanisms for the transmission of cultural information. This has
been tied to lineage structure and kinship, and the regulation of reproduction
through marriage institutions. For most of natural human history, genes and
cultural pattern have been closely bound to one another at the level of the
family, and most traditional cultural orientations, indeed, all cultures,
incorporate some model of a family at its core.
The form of human genetic transmission is always
considered to be generationally vertical in that genes must always be passed
from parent to child. A case can be made that migration that introduces new
genes to a population is a form of "diagonal" transmission, but
strictly speaking, sexual union or coitus and reproduction must take place
before transmission can be achieved. The transmission of cultural information on
a very basic level, in terms of the early development of children, is mostly
always vertical as well, achieved principally by the mother or primary care
giver of an infant. That there is near complete gene-culture isomorphism of
identity at this early stage is given. The only difference is in the case of
fictitious relations of adoption of young infants by surrogate parents that
represent a true form of diagonal cultural transmission.
A large part of the essential conservatism of culture
and its resistance to change comes from the fact of this primary unity of
gene-culture at the early stages. It entails that basic culture is deeply
ingrained in our character, and that it is isomorphic for the most part with our
genetic identity within a lineage structure. A great deal about secondary
cultural institutions represent an investment of limited and critical resources
to the symbolic and behavioral elaboration, reinforcement and protection of this
central core at the heart of culture.
Gene-culture co-evolution splits apart after the
early stages, and the fundamental differences between the two forms of
development become more apparent when it is considered that culture can be
transmitted, not in tact, but in part, unlike genetic transmission which is
always intrinsically whole. Culture can be transmitted by means that are
fundamentally horizontal and diagonal as well as being vertical. This means that
other care-givers and society in general begins increasingly to play a part in
the symbolic socialization of the infant and in the redirection of the basic
drives of the infant, even before the first day of birth. It also means that
when migration takes place, and a person enters a different society, that
individual carries symbolisms, ideas, habits, knowledge and even feelings, that
can be transferred in part to the host society without genetic transmission
being required.
In formal and formulaic models of gene-culture
transmission, diagonal transmission is recognized as the degree of cultural
transmission achieved cross-generationally by means other than through the
parents and principal lineage structure. It is accomplished through the
intervention of other care-givers in the life and development of the child, and
continues throughout the life of the individual, in effect and secondary
reinforcement. Schooling and the instruction of age cohorts and classes by
teachers is effectively a form of diagonal transmission. In general, diagonal
transmission is a much more rapid process than vertical transmission, and can
effect therefore much more rapid rates of symbolic transformation, but it does
not reach as deeply into the nature of the human being as does purely vertical
transmission.
Horizontal transmission is even more rapid and at
times instantaneous than diagonal transmission, as broadcast transmission can
reach very wide mass audiences at the same time. Horizontal transmission is
effectively the transmission of cultural information intra-generationally but
also, in a sense, it transcends all generational boundaries. It can be the
source of greatest change and mobilization of socio-cultural resources, and, at
the same time, it can have the most disruptive consequences upon a society. It
can lead to changes so rapid, that the traditional modes of vertical and
diagonal transmission are effectively abnegated or reversed in their
consequences. In such contexts of revolutionary change, as noted by Margaret
Mead, it is often the children who teach the parents.
Thus cultural systems are fundamentally more open
than genetic systems, which means, among other things, that they tend to change
at rates much more rapid than genetic systems even if only vertical transmission
is achieved or predominant and the culture is extremely isolated and
conservative. Cultural drift is much more marked and dramatic in its effects
than genetic drift. It also entails systemically that cultures can undergo
periodic oscillatory cycles, much as evolutionary ecosystems do, in much more
rapid and dramatic ways.
Unlike patterns of speciation that are always
divergent, cultural systems can be convergent as well. While in genetic theory
we talk about gene flow and migration, in cultural theory we can also talk about
cultural diffusion and acculturation. Thus, processes of acculturation and
transculturation of information, people and material resources, recurs
frequently across cultural boundaries, both ways at once, and can result in the
rapid emergence of new systems from the amalgamation and integration of old
ones, even within a single generation.
A consequence of this in part is that the larger
historical patterning across cultural groupings exhibits some disparity with
that of purely genetic populations, such that the wider the area and longer the
time in question, the greater the gulf and magnitude of disparity between
gene-culture co-evolution. One important kind of disparity is that intercultural
systems of information transmission can often be as destabilizing and a potent
agency for change as they are a source of integration. In genetic systems, gene
flow across population boundaries is usually considered a great homogenizing
force unless there is relative isolation and the gene flow is intermittent and
one-way.
Also unlike patterns of genetic transmission, which
is always a one-way process and always historically irreversible, patterns of
cultural transmission are always two-way and reversible. Thus cultural
transmission can have an inherent historical resonance affect that is absent for
genetic transmission systems. Again, this form of resonance leads to a more
dynamic and inherently less stable system.
Comparison of patterns of cultural and genetic
transmission leads to a critical understanding of the principle mechanism of
transmission of culture. This mechanism of cultural transmission is different
than the mechanism of genetic transmission. Cultural transmission as a two-way
process leads to the understanding of such information systems as communication.
It is my contention that this mechanism is essentially that of language and its
structural patterning is essentially linguistic. We can say that in
anthropogenesis, the mother "coo-cooing" the young infant was probable
the single biggest and most important agency of gene-culture co-evolution.
We cannot safely consider culture as an information
system without recognizing the mechanism of language as the central vehicle and
medium of this system and its dynamic articulation. It is again beyond the
purview of this digression, which is about human sociobiology, to fully
explicate the linguistic aspects of human evolutionary development. Suffice it
to say that we cannot properly consider the evolution of human culture without
imposing some form of language as at the core of this development.
Proto-language may have not only been aural-oral, but may have included
hand-signing and even body language and posturing.
From a theoretical standpoint, if language is a the
principle medium of culture, then language as linguistics must be construed from
the standpoint of the role it plays in the symbolic transformation of the human
organism from an unfinished feral state of nature to an equally unfinished
domestic state of civilization. I make the case for a full-fledged symbolic
linguistics, but this must wait its own work.
There has been a great deal of speculation upon a
language acquisition device and a language bio-gram hypothesis. Without a doubt,
the development of the natural capacity for language was the single greatest
accomplishment of human evolution. I would say that human intelligence, seen in
the conventional problem-solving manner, and even the developmental organization
of the modern human brain itself, cannot be understood apart from the central
role it has played in the articulation and use of language. At the same time, if
we are to seek a symbolic structure of language, we must also look to a
linguistic structure of human symbolization. Thus, if we are to consider the
universal design principles of a true system of language, we must also consider
their relationship as principles of symbolic design.
A fascinating issue is the consideration of the
sociobiological implications of human language as the equivalent of genetic
coding of information. This is the foundation of historical linguistics and
comparative linguistics, which has been the scientific basis for linguistics.
Words take on a function not unlike that of genes or more specifically alleles
and the structural patterning of words in language is the cultural equivalent to
the genetic patterning of DNA in the genome. Words are little symbolic devices,
or molecules of meaning, that are transmittable between people within the
framework of a common, shared linguistic code. The structural and historical
patterning of words, and their change, like genetic mutation, is surprisingly
regular and consistent enough to be studied in a predictive and scientific
manner.
Thus, taxonomic trees for language families have been
constructed that are not unlike taxonomic trees found in the natural history
record. Rates of change have been recorded and considered to be relatively
constant, like a linguistic clock, under ideal conditions of linguistic-cultural
transmission, that are not unlike the molecular RNA clock found to occur in
genetic transmission. In fact, so closely tied are these aspects of linguistic
and genetic historical reconstruction, that linguistic evidence is often
directly compared to genetic evidence in the reconstruction of human history. It
is assumed that the rise and development of language, say the family of
Indo-European languages, is closely attached to the rise and development of
genetic distributions of humanity that can be essentially referred to as
Indo-European. It comes as no surprise that the principle proponents of
gene-culture co-evolution have also been the some of the primary scholars of
Indo-European migration. What was found in studies by Luigi Cavalli-Sforza was
that even among early Indo-European pioneering communities, there must have been
some degree of miscegenation and gene flow from the original predecessors and
the invading tribes of Indo-European ancestry. If there was genetic transmission
across cultural boundaries of human populations, then there was definitely also
cultural transmission occurring as well.
Understanding the central role played by language in
cultural transmission processes, leads naturally to a speculation of pre-oral
cultural systems that are both very closely tied to genetic transmission
structures, and that can be considered to be therefore both proto-linguistic in
character and to probably be extremely conservative. To understand such a
pre-oral system of information, we must grasp what an oral system is, as this
has been explicated especially by linguists who have been interested in the
so-called noetic transformation of humankind. It must have constituted an early
and prolonged "information revolution" which gradually but with
increasing rapidity spread throughout the primitive human world.
Proto-language had to have something to attach itself
to. Young children, long before they speak, take notice of things in their
world. They point, touch, grab and squeeze, and attempt to manipulate everything
they can get hold of. They often try to put these things into their mouth, as if
to eat them or at least taste them. Soon they begin emitting sounds that at
least from an adult standpoint appear to be incoherent and at best in mimicry of
the adult sounds they hear from birth. Children at this point come to recognize
objects in their environments, and shapes and basic forms that they come to
transfer onto other similar kinds of objects and forms. They do this passively
even without naming or linguistic articulation. They gesticulate linguistically
rather than articulate.
Whatever the original form of the things that
constituted human proto-language, I believe that it had to attach itself to
things that were common in the shared environment and that moved with the people
as they traveled about. This can be certain material objects like stones and
bones and sticks and leaves. It can be other life forms that commonly crossed
their paths, not unlike the calling systems of other primates. It can also be
things like the moon, the sun, the stars and clouds or their shadows, that
seemed to always be over their shoulders wherever they went. Pointing fingers or
things and waving seem like good things to do. Gesticulating would give emphasis
to these gestures, especially if the gesticulation were consonant or in mimicry
of another's gesticulations connected to the same association. Thus
gesture-gesticulation attached to environmental cues appears to be a good
candidate for an early word symbol.
Oral cultures are distinct in human history as they
are generally considered to be very conservative. Oral cultures cultivate a form
of language and repetition that permits great mimetic capacity for storing
information. Oral cultures typically exhibit a form of reasoning that is
analogical and strictly speaking pre-logical or even at times very illogical
unless we perhaps enter within the symbolic systems they embody. Poetry and song
arise out of oral traditions, as do dance and music. All oral cultures have very
well developed religious systems that include magic, some form of animism and
mythico-ritual process that regulate human social relationships. These religious
symbolic systems typically enshrine the traditional values and lore of the
people in ways that are made naturally coherent and consistent for the people,
and often also regulate human adaptive functioning and the material world of the
people.
Oral cultures are by definition preliterate
societies. In general, they lack any form of written record or literate
transcription of their language. Of course, there are proto-literate societies
that mark a boundary line of transition between a purely oral and literate mode
of communication. Typically, these societies in fact have some form of
pictographic system that, though inflexible and context-bound, can be fairly
uniformly interpreted by members of the cultural system, or at least by
specialists. The interesting things about many early petroglyphic designs is
that they are very inscrutable and mysterious from a modern and literate
perspective, by a person who is not a member of the culture that created them.
That they exhibit repetition and delimitation of abstract form entails that they
were undoubtedly symbolic systems of some meaning and value. The iconographic
function of such pictographs however abstruse they may be now are frequently
associated in a very deliberate way with natural phenomena that the makers
observed, studied and considered important in their symbology.
The rise of literacy accompanies the rise of writing
systems. The rise of writing systems accompanies both the rise of a distinctive
form of state civilization, and is associated with record keeping that
transcends the limitations of human memory, and also the rise of historical
knowledge and a rational noetic consciousness of humankind. It also anticipates
the rise of science and a view of the world that is fundamentally secular and
non-religious, or at least post-religious in important ways.
With the rise of writing there is an accumulation of
knowledge through systems of storage. This accumulation of knowledge entails
that people do not have to rely upon the same mimetic devices that they utilized
in a purely oral manner. Thus long standing and traditional oral systems often
break down as systems of esoteric transmission, and schooling takes a form that
it is conventionally understood today, not so much as an apprentice to a singer
of tales, but as a student to a purveyor of recorded knowledge. Sacred lore is
often then transcribed, and this sacred lore, assuming material form in
non-ritual social process, develops a bureaucracy and even a priest-hood around
it to protect it and manage its transmission.
Consideration of literate society and the rise of
historical civilization brings to bear another interesting and related subject
of the history of writing and the evolutionary development of writing systems. I
believe this history is important to understanding the symbolic manner of
cultural transmission, and for illustrating the probable pathway of phylogenic
development that human cultural evolution undertook, particularly in the form of
language. Writing systems proceed in clear stages from iconographic and
pictographic systems that, as sign systems, were inherently inflexible and
context bound, through rebus and syllabary systems that range from being
pictographic in character to fully phonetic systems. They finally emerge as
fully abstracted phonetic alphabets that are very streamlined and exhibit the
full range of human language potential. It is also worthwhile considering this
historical pattern to note that new writing systems generally emerged not
directly within the context in which older systems operated. They tended to
emerge upon the introduction of these older systems to new societies and their
adoption and modification to new cultural systems, or else in the peripheries of
pre-established systems. These kinds of changes had the consequence eventually
of rebounding upon the older system to involve the progressive revision of the
older system to "keep up with the times."
The move from an oral society to a literate society
marks a shifting transition from reliance on primarily vertical-horizontal modes
of cultural transmission, hence relative conservativeness of tradition, toward
predominant reliance on diagonal-horizontal modes transmission. This created new
possibility for widespread state organization and control and management of
resources. It also entailed that the pace of change in cultural patterning could
be stepped up by a whole order of magnitude.
The rise of printing technologies in the 15th
century, that marked the beginning of the Renaissance, the rise of electronic
communications media in the last century, and the rise of new digital
technologies in the last couple of decades, have all marked an important noetic
transformation of human symbolic reality based on a mode of communication that
is primarily horizontal in form and function. This has had a great effect in the
rapid dissemination of new ideas and information, and a "liberating"
effect for both the human mind and the human body. It accompanies the rise of a
new form of state that at least has some pretensions toward democracy around the
idea of "rights" and equality and "freedom" that, as far as
I can tell, are ideas that were rooted and closely associated historically to
horizontal communications media like newspapers.
This brings to bear the notion of the importance of
ideas and their transmission in human culture. Ideas have had important
consequences in human history. To think that zero or the wheel was an important
invention, that was an idea lacking in some cultures, and had to be carried
there, and may have had profound revolutionary consequences for human
civilization, is usually overlooked. Some sociobiological theorists would like
to credit memes as being equal to genes and even implicitly to posit a direct
relationship between the genetic transmission of ideas and information and their
transmission in cultures. A meme would of course be a symbolic construct, and
would be a minimal definition of a symbol. Internally it would have only
intuitive form, that is implicit, vague and without distinct outline. Symbols
require external material form to attach themselves to--this provides the frame
of reference for the definition of their ideational patterns. We cannot really
therefore talk of ideas as such outside of their material form, except perhaps
in some ideal, noumenal way.
In general, it can be said that cultural processes
and patterns of information transmission are related to genetic information
transmission patterns, but are also fundamentally different and separate from
it. Cultural transmission takes more modes and leads to different consequences
than genetic transmission. In general, it can be said that cultural transmission
allows for the effects of cultural diffusion of information independent of
genetic structure, and thus for the occurrence of patterns of change and
development that are essentially non-evolutionary.
In general, I refer to these processes as
transculturational and this refers to any transmission of information across
cultural boundaries that may have the effect of changing a society. In general,
the non-evolutionary patterns that are the result of transculturation have been
the rise of human technological and historical civilization as we understand
these things to be today. This form of "civilization" is rooted to the
notion of traditional cultural patterning but transcends this patterning by
virtue of the effects of diagonal and horizontal transmission processes.
Transculturation is closely tied to what is known as
acculturation, which is defined in minimal form as culture contact that results
in change. Acculturation theory has its own presuppositions of
"progress" and "modernization" that need to be taken into
account anthropologically. Transculturation better describes in more general and
less biased fashion the overall process involved in the rise of human
civilization. Basically, a good idea sticks around and is traded like gold.
Fire, once discovered and its utility value harnessed and extended, became an
idea whose time had come. It must have spread like "wildfire"
throughout the primitive world. Firecrackers and silk may have been state
secrets kept by China, but even an efficient Chinese bureaucracy couldn't
forever stop leakage of these ideas to the west.
I have come a long way around, almost full circle,
from beginning with a digression on sociobiology and gene-culture evolution,
ending with a highlight on human civilization as something or some set of things
that is essentially non-biological in form and function. Somewhere along the
circuit, a full sense of sociobiology as a driving force of human society was
lost. Of course, the primary point of departure on my revised form of
sociobiology from what has been conventionally promulgated as such, is that I
have taken human symbolization as a basic mechanism that is central to its
understanding and expression in human cultural patterning. This pattern is
universal to and distinctive of the human species.
In general, sociobiological theory wants to
surreptitiously sidestep and circumvent the entire problematic of symbolization
in the patterning of human culture. Thus it wants to make this patterning
predominantly accountable for on the basis of genetic information transmission
alone. We can see broad sociobiological parameters vaguely and deeply rooted in
early gene-culture co-evolution, but we must also see that the developmental
outcome of the evolution of human culture has been something much more than mere
genetic enumeration.
It is now time to reunite our thinking in coming full
circle to the point where we departed. In this, I will hypothesize what I claim
to be the unique features of the human condition on planet earth. That is, from
a strictly sociobiological point of view, the patterning of cultural fitness and
cultural selection that has come to play a critical role in evolutionary
development of life on earth.
Like fitness and selection in biological theory,
cultural fitness and cultural selection must be understood as fundamentally
complementary concepts. They are in a sense the measure of one another. I would
define cultural fitness as the measure of the degree to which cultural traits
and adaptive patterns have conferred basic adaptive and reproductive fitness
upon the human organism. In a basic sense, this deals with the human
relationship with its natural environment, but there is a derivative sense of
cultural fitness that includes the degree to which any individual human being is
fit within the parameters of the culture of which that person is a member. Each
cultural pattern, being integrated about some line of optimal adjustment,
defines at least implicitly what it is to be a fit member of the society. Most
societies make rather explicit and manifest their symbolic definitions of
achievement and success. I would claim that in our market-based system, money is
the "bottom line" measure of an individual's fitness. Behind this
monetary fitness of the modern human being, there is some sense of symbolic
status that accrues from the acquisition and control of money and that leads to
a sense of well being and security within a social system.
From a sociobiological standpoint, it is evident that
cultural fitness had its origins in the trait configurations that were uniquely
human and that were from the beginning closely associated with the raise of
basic human cultural patternings. It can be considered the degree to which human
genetic change conferred adaptive fitness of human beings in cultural contexts,
and which permitted human beings to carry their cultures and to transmit them.
In the beginning, the principal reference point of this cultural patterning
would have been the central issue of biological survival and reproductive
success, especially in a social framework. Gradually, as is evident on the
development of gene-culture co-evolution, cultural fitness began to take on
increasingly cultural and derivative frames of reference that were no longer
directly or strictly tied to the issue of biological survival and success in a
natural world.
It is obvious that at an early point, cultural
fitness began to take a lead compared to alternative forms of trait-fitness that
human beings may have been selected for. Modern humans are not known for their
large canines, their physical strength, their large carriage or their
specialized hypertrophisms. They are known for their generalized adaptation to a
wide range of possible environments, for their large brain, bipedalism, sexual
and violent nature, and for their great hand-eye coordination and lingual
dexterity. While these are not altogether flattering traits of the human
species, it is clear that they went along way in conferring cultural fitness of
human beings within a natural world--a form of fitness that proved extremely
adaptable and successful.
The derivative forms of cultural fitness take
increasingly divergent forms from what we can consider as strictly
sociobiological. For a long time now, cultural fitness has had to have been
defined in contexts that were primarily man made, or artificial, rather than
being strictly natural. Even the fitness of other life forms within a cultural
framework of adaptation has to be taken into account, for instance the
domestication of canines or of common farm animals and plants. We have evolved
by means of cultural standards of fitness alone entire breeds of dogs that are
completely domesticated and from a species point of view unique from anything
occurring in the wild. Even in an indirect sense, many species of animal has
coevolved in the context of human cultural environments. I would give the rat
special status in this regard.
This consideration brings up the complementary notion
of cultural selection. Humans have from an early point, as an outcome of their
successful cultural adaptations and its external manifestation, imposed upon
their natural worlds their own influence over the selective forces of nature, to
the point of introducing their own unique form of cultural selection.
Cultural selection, like its complement fitness, can
be seen to take two alternate forms depending on our frame of reference. At its
early stage, we can consider it to have been the form of natural selection that
led to trait selection promoting cultural adaptation. Once this basic trait
configuration evolved, which it appeared to do by the time of Homo habilis, it
set up a resonance effect between this trait configuration and the natural
environment. This eventually led to the increasing cultural control and
manipulation of natural selective forces and factors that affects the selection
of other forms of life. We can say that it even led finally to the cultural
selection of humankind itself, albeit in a derivative manner as described in
cultural fitness above. The paradox of this is that Darwin's original theory of
natural selection was largely based upon examples of human cultural selection in
animal and plant breeding. The term selection itself derives from this example.
We can see cultural selection operating at a fairly
early point in human evolutionary history. These early humans obviously hunted
herds of big game, and probably accomplished driving many such populations into
extinction. At a later point in time, human beings managed to push back the
primeval forests that covered most of Europe, Asia and eventually North America.
In North America it is evident that early big game hunters drove mammoths to
extinction, and at a later historical period tried to do the same with bison,
wolves and bear.
Indeed,
Darwin framed most of his theory of natural selection using primarily examples
that were technically speaking, a form of cultural selection. He mostly regarded
natural selection process and their outcomes to be so gradualist and elusive, as
to be essentially unobservable. He argued mostly by analogy from easily
observable examples of animal breeding, of pigeons, dogs, sheep and other
domestic plants and animals. The term "selection" was in fact borrowed
from this breeding lore, the picking and culling of specimens for reproductive
alteration.
A prolonged dawn of humanity characterized by a
hunting-gathering and foraging way of life led ultimately to an incipient form
of horticulture and harvesting and to a pattern of sedentism that was
characterized by several noteworthy examples of cultural selectionism.
This was the transformation of domestic environments
and domesticated environs by means of cultural selectionism, the domestication
of many plants and animals primarily for purposes of food, work and for other
symbolic reasons. It was the rise of environments on earth that can be
considered in an extensive sense to be exclusively human--i.e., urban humanity.
It is not necessary to go into detail about this process, but to note in passing
the sociobiological connection of increasing cultural selectionism in conferring
basic adaptive and reproductive success on human beings, albeit in cultural
rather than in completely natural ways.
Technological civilization can be considered to be
the outcome of this developmental pattern of cultural selectionism, and we can
see from the beginning the role that tools played in advancing cultural
selectionism. Tools allowed effective hunting. Tools allowed the harvesting and
cultivation of plants and animals. And now, tools came increasingly to provide
the mechanisms and energy to drive more complex and sophisticated process that
has effectively transformed the entire earth.
We can say that the rest is history, as indeed it has
been. We can only now speculate on the latest form of cultural selectionism that
is witness not only the vanishing of the last remaining rain-forests on earth,
and the mass extinction of many forms of life. But the disruption of entire
ecosystems and even global scale disruptions of the basic geo-physical systems
underlying the biosphere itself. Especially, I believe, we must seek to
understand the biological significance and outcomes of cultural selectionism as
it is coming to intrude increasingly upon genetic and genetic evolution itself.
It has reached a point that human cultural selectionism has largely come to be
the major determining factor in evolutionary process, and to a great extent has
replaced natural selection processes over many regions of the world.
Natural selection of course continues, especially at
the margins of human civilization, as this is about the way the human
relationship to nature has been defined. Enduring what are fundamentally
restricted and socially circumscribed habitats, wild forms of life are perhaps
undergoing speciation and selection processes that are unparalleled in natural
history. In these narrow zones, perhaps, evolution is raging, and if it knew any
better, it would be raging at humankind.
Many species have been counter-adaptive to human
civilization as well, and achieve considerable success in this regard. New forms
of bacteria appear to be emerging in the environmental context of the human body
and the social body. It is clear that one way or another, human cultural
selectionism has become a major force to be reckoned with for life on earth
today. And this is whether it is experienced in the form of habitat loss from
urban development, in the form of ecosystem disruption from environmental
pollution and catastrophe, or from massive poaching, deforestation, or over
fishing. In whatever form it is experienced, it has had a net effect of driving
back the flow of life, and stemming its tide generally in all corners of the
earth.
I will not make any blanket statements on this matter
in this regard, except to note that there are both good and bad aspects of this
process. Without a doubt, we should seek to understand these processes of human
cultural selectionism and cultural fitness much better than we do, especially in
its impact upon the natural order of evolutionary process.
I wish here to emphasize that biological engineering
is but one more logical step in the long evolution of cultural selectionism,
where the willpower and control of humankind is increasingly asserting itself in
every more basic and powerful ways upon the very shaping forces of life itself.
This is cultural selectionism. It is the outcome of human sociobiology deeply
rooted in our natural history, but it is not in itself a form of genetic
transmission.
I must finish the last chapter of the second part on
the issue of the current condition and predicament of humankind. We as a single
species represent a tremendous biomass. We occupy by our nature certain trophic
levels in the natural chain of life. We have through our patterns of cultural
fitness and cultural selection come to increasingly interfere with and control
the fundamental processes that controlled the evolution of life from the
beginning. We do so without a fundamental sense of responsibility or far-sighted
vision of what place our current roles will take us to in the long run. We
appear to be more driven by basic sociobiological issues of social competition
than we were even a millennium before. We are quickly reaching the total
carrying capacity of the biosphere itself, such as we have shaped it with our
own collective hands and tools. Once our world reaches its point of saturation,
we will have little where else to turn except out to space, and space represents
such vast distances that it remains for most of humanity and life on earth an
insuperable boundary.
The human age is a biological age that is represented
by the near total dominance and monopolization of life by the human species. We
are quite correctly in an age that can be characterized as the age of the Human
biological regime. This has been undeniably an age of mass extinction and a
termination process for many patterns of natural selection that were for a very
long time the driving forces of evolution.
The basic sociobiological drives for survival that
makes people so competitive, can become the same drive that prevents us from
charging over the edge in our human race to achieve. This is only possible if we
can engineer a social system on a global scale that will effectively counteract
the same natural human predispositions toward competitiveness and violence that
so characterizes our nature. We have to come to impose a system that serves to
re-channel the symbolic expression of this human potential in ways other than
what we have known before.
The choice remains ours to make, and it will be made
by default if we do not conscientiously take some form of collective action in
our lives. A new sense of responsibility tied to global ecology has been
dawning, and the clock is slowly ticking away. This responsibility indicates an
emergent understanding of the role of humankind, and cultural selectionism in
mediating the relationship between nature and culture for the entire earth. It
is a responsibility for assuming a role of stewardship over the earth's natural
resources in a manner that will guarantee its protection and survival in the
indefinite future. Obviously, the model of unlimited economic growth and human
expansionism must be done away with. Obviously, means must be found for bringing
the rate of human reproduction to a standstill, and to allow the human
population to achieve a lower level of equilibrium with the earth.
I would like to argue in this paper that Life on
earth has entered a new epoch, and that is the age of the Human regime. In this
age, human selective factors largely made by people or indirectly resulting from
the behaviors of people, have had a critical and dramatic impact on all forms of
life upon the planet. This regime of human biology is, on a biological scale,
relatively recent, and may, in the long run, have the appearance in the record
of a sudden mass extinction event. Unless humans carry themselves, by their own
blind adaptation, to the verge of extinction, taking most of life along with
itself, humanity must come to terms with its own role and function in this new
regime as the primary stewards of life, and assume some sense of environmental
responsibility.
In a sense, this can be considered to be an expected
long-term outcome of evolution itself, that led to selection for more
intelligent adaptation, hence bigger and better brains, hence the expression of
intelligence as something even beyond the control of biology's basic forces.
Human beings themselves are evolving, but this evolution has slowed down largely
due to its successful adaptations to all environments and to the massive
increase in human population. The selective factors that play upon human
evolution now are more social than they are natural, and thus humans are
becoming increasingly the victims of their own selectionism.
The concept of human stewardship of biological life
proceeds from the realization, not of life's dependency on us, but of our
dependency on life, for if we destroy most life on earth, then chances are that
we are in the process also destroying ourselves. But stewardship also proceeds
from the realization of the responsibility that it entails and that knowledge of
our interdependencies in life creates. It proceeds as well from sentient,
aesthetic and ethical considerations relating to life, and that demarcates us,
as human beings, as unique to the planet. It leads to a form of non-violence
that becomes reflected at many levels of our individual and social behavior and
structural organization. It leads to concerted and well-organized efforts to
repair and restore the health and vitality of damaged biological systems, and to
protect those systems remaining from further disruption and destruction. This
non-violence begets a form of respect for our selves as well, as living
creatures that are part of a larger natural system.
What starts off as a systems analytic approach, ends
up as a meta-ethical and normative approach. But this is a logical and natural
outcome of the development of life on earth, and should be a part of that
system, especially if we are not to proceed blindly to our own mass destruction
and eventual extinction.
Anthropogenesis
and the Anthropological Construction of Reality
World
Openness and the Unfinished Nature of Homo saipiens
Human systems theory constitutes a subset of
biological systems theory. It must be understood that human beings are
biological animals of a definite and fairly well known origin and a long
evolutionary history of development. They have become, by virtue of that
development, symbolic creatures with fairly large and sentient brains and with
socio-cultural patterning that defies evolutionary history at almost every turn.
Biological transmission of information alone is not
sufficient for human survival. Humans have become culturally dependent
creatures. Thus, they depend on the cultural transmission of information as much
or more for their continuing survival than they depend upon genetic
transmission. And cultural transmission of information is basically non-genetic.
Though many forms of analogy or homology have been established between the two
systems, they remain fundamentally independent systems except in one important
sense, and that has to do with the organization and functioning of the human
brain.
The system of the cultural transmission of human
information, largely symbolic in form, describes an historical patterning of
human cultural development that has taken place at least over the last two
million years.
As far as we know it, human systems are fairly unique
in the known universe, because they are essentially intelligent systems, being
something more than just self-organizing informational systems. They imply
active, purposive, problem-solving intelligence that involves, among other
characteristics, sentience, self-reflective awareness, deliberation,
intentionality, planning, rationality, etc.
It is not unlikely that other equally or higher
intelligence life forms exist somewhere in the far-flung corners of the
universe, but the likelihood of our coming into contact remains remote.
Ultimately, we must take into clear and succinct
account Human systems theory, because we ultimately cannot completely exclude
ourselves as the principle subject-knowers of any of our our objective
formulations or scientific models of the world.
The primary unit of analysis, and frame of reference,
for understanding human systems theory comprehensively, is the individual human
being. This individual human being must always be construed in a context that is
fundamentally social and cultural in character.
This construct is essentially anthropological, and
this has been why I have chosen anthropology as the name for this area of
natural systems theory, and also why I have also chosen anthropology as my main
area of intellectual endeavor over the past twenty years. Many years ago, I
sought to define this kind of construct as "humanological" to
distinguish it from some of the prejudices and practices that inform the
anthropological community, but I no longer think this is necessary or fitting.
All human and social science disciplines like to
posture themselves as the first, foremost and most scientific of the wide field
of contenders. Economists certainly believe their models are as comprehensive,
infallible and indestructible and as scientifically objective as any atomic
theory. Psychologists would be hard-pressed not to see Freud on a footing and
stature comparable to Charles Darwin or Albert Einstein. Sociologists have had
their Weber and Durkheim.
Indeed, it is perhaps only in Anthropology itself
that, though there have been some brilliant and original thinkers like Bateson,
Barthes, Malinowski, Benedict, Levi-Strauss or Sapir, early explorers like Tyler
and Frasier, founding fathers like Boas and Kroeber, and great leaders like Mead
or Harris, and many other would-be greats, there as in a sense been as yet no
central defining figure who stands above the rest. I think only Margaret Mead
approached this stature in the field, but she left no unifying theoretical
framework behind.
Of course, all of us who have aspired to
anthropological profession-hood secretly desire this kind of status, else why
would we put ourselves through so many privations and frustrations in some
ritualistic self-sacrifice. Part of the issue in anthropology has been its basic
fragmentation of disciplinary orientation to begin with, one that encompasses
often different and sometimes incompatible lines of inquiry in biology,
archaeology, culture and language.
Of all the areas of the social sciences, each having
its own merits and shortcomings, it is only in anthropology, in spite of its
inherent fragmentation, that can be found the holism, empiricism, and
comparativism relating to all of humanity that is necessary for a founding of a
complete human science.
Anthropology has borrowed heavily from the other
sciences, and has in turn given greatly to these other sciences. If Freudian or
Piagetian models or constructs are proposed as the bottom line in socialization
and personality, it is usually Anthropologists who have taken these ideas to the
field to test out in cross-cultural contexts where they can really be shown for
what they are worth.
The minimal construct of human systems theory,
whatever we want to call it, is the individual human being bound within the
social and cultural context of his or her life-world. This context itself is
bound within a larger set of contexts that includes history, language, other
societies and cultures, nature, biology and ecology at several important levels.
We can look internally into the human being, at our own biology, our feelings,
our psychology, our own biographies and our patterns of development and growth.
Our understanding is also importantly bound within other contexts that are
created by the observer/scientists own background within these same areas, and
include importantly worldviews, ideologies, philosophies, values, common sense
and common knowledge.
Thus, many concepts and pre-understandings we bring
to bear upon the objective scientific problem of the human being in relation to
the total world are framed within that world and take on a multiplicity of
implications and hidden "subjectivities" that serve to relativise our
understanding. Ultimately these cannot be clearly separated. This is common
place in cross-cultural research when it is hard to define and escape our own
cultural prejudices and biases in the understanding of alternative cultural
patterns. I can wax lyrical and in myriad detailed form over these issues, but
it is to the central theoretical construct of human systems theory that we must
direct our gaze.
We must understand at the outset that the minimal
figure-ground construct, the human being in its total context, on some
fundamental level, applies equally to all human beings, at least in a
contemporary sense. The human species is a single species, inclusive of all 6
plus billion of us. In a biological sense, whatever our clinal or
"racial" inclinations, every male human on earth is potentially
reproductive with any female human. The species of modern Homo saipiens saipiens
is alone among the hominids, and we have emerged as a single line of
lone-surviving species. Our closest biological relatives are the Great Apes and
the primates, mostly the Chimpanzees, or genus Pan, and the Gorillas and
Orangutans.
The record of our origins is dominated by a
biological mode of thinking, and indeed we arose naturally and spontaneously out
of the natural fields of biology. Models of anthropogenesis are hotly debated in
esoteric anthropological circles, but there is some general consensus about the
basic evidence concerning the main hominid line.
Our precursors arose in the central and southern
regions of Africa four to five million years ago. A variety of early
Australopithecines had some remarkable physical characteristics of modern
humans. They had central and lower skeletal anatomy strikingly similar to our
own, were bipedal, and probably had great manual dexterity, in spite of what we
would now consider their small "Chimpanzee" sized brains. A baby Chimp
skull looks surprisingly like the Taung child, the prototype skull of an early
gracile Australopithecine. In many ways they would almost be identical, except
for tell-tale details of dentition. And Lucy strikes us very much as a young
woman capable of bearing her own children.
Of course, these gracile precursors were much shorter
on average than ourselves, not much larger than the Pan paniscus. But they
walked upright and probably liked to carry things in their hands. We also have a
sense in the footprints they left behind that already they had formed
pair-bonding and small family units. Some characteristics of sexual dimorphism
and sexual exaggeration of features and aspects of social-sexual agonism suggest
communities in which some alpha male predominated. We would come to expect this
based on observations of ape communities. But females also played important
roles, and sexual access was probably never exclusive to one male. Humans
couldn't have afforded this, as they probably had very long periods of neo-natal
and ontogenetic development.
By about 2.5 to 3 million years, the
Australopithecines appear to be replaced by a new group, called Homo habilis, or
"handy man" based on conjectural evidence of crude stone tools found
in association. They had a larger brain, and were a little taller than the
Australopithecines. Their skeletal anatomy, the little that has been recovered,
comes to resemble an intermediate transition to a more stable and widespread
form that appeared to soon follow by about 2 million B.P., and this was Homo
erectus. She was taller yet, and had even a bigger brain, which evolutionary
development can now be put on a curve of increasing cranial capacity. Her
dentition was strikingly human, and they appeared to have fanned out across the
entire Old World in tiny groupings that probably included an extended family of
three generations (if they lived so long). They appear to have been a very
successful and long-lived species, lasting probably more than two million years
in a very stable form.
They definitely had stone and bone tools that became
quite sophisticated, especially as these were found in the latter half of their
period in the European and African regions. They appear to have been a very
stable and "robust" species, thick boned and lean. They may have even
made crude shelters and clothing for themselves, and definitely preferred the
security of large caves. By about 500,000 B.P. they have mastered fire and have
activities that focus around crude hearths. Their brains reach a capacity more
than intermediate between that of the Australopithecines and later hominids like
Neanderthalensus and archaic Homo saipiens.
By the end of their time, there is a paucity of
evidence that shows a clear transition from Homo erectus to these more modern
varieties which represent our direct precursors. The picture between east and
west is confusing and becomes very controversial, as usually happens when there
is a lack of evidence. Without a doubt this was another period of transition,
between one and three hundred thousand B.P., that represented the disappearance
of this earlier form, and their replacement by several new forms. The relational
status of these new forms is also controversial. Without a doubt there are
classical Neanderthal types in the European regions, but there is some clinal
variation in North Africa and in West Asia which suggests intermediate varieties
and some "miscegenation" with archaic Homo saipiens.
What is evident with these new groups at least in the
last 100,000 B.P., is the rise of language, some sense of symbolic culture
expressed in ritual practice, in art, and in some conception of death and a
symbolic universe. We conjecture that the human brain has been in a sense fully
developed during this time, having reached its maximum capacity range. We find
at this stage well organized tribal groupings, sometimes perhaps quite large. In
the later period, from 50,000 on, we have evidence of sophisticated technologies
in fishing, boating, hunting. In this time frame, the peopling of the New World
and the Australian continent began.
This pattern of clear anthropological cultural
development begins to accelerate especially in the last twenty thousand years.
It led to an intermediary neolithic period that culiminates in the domestication
of plants and animals and the rise of sedentism that fosters larger structural
patterns of social organization leading to the rise of state civilizations by
about 6,000 B.P. With the rise of structural organization of large groups of
people, an obvious clue of human evolutionary success, we have the emergence of
systems of writing associated with record keeping, and with this, the birth of
literate civilization. All else is history and archaeology.
There are many details and variables of this general
picture of anthropogenesis. Many "just so" models of primitive social
organization and human patterning have been constructed to explain the causes of
human development. These focus particularly upon the rise of our big brain, our
patterns of sexuality, our bipedalism, our delayed patterns of infant
development and prolonged nurturance associated with extended learning, our
sophisticated tongues and manual dexterity and hand-eye coordination. We became
tool makers, language users, culture bearers, and most importantly perhaps,
transmitters of knowledge.
There is more than a grain of truth to most
"just so" stories except some of the more violent and least
substantively validated. Humans were scavengers, hunters and gatherers. They
probably did run and climb trees, and hunt as groups, and have sexual escapades,
etc. They were promising and lying at the same time, and both are a mark of both
intellect and ethical development. There are in the anthropogenesis model a
handful of basic constructs that constitute a basic system that I believe,
anthropologically speaking, was in place from the earliest rise of the hominid
line, and that was intimately associated with unusual intelligence and
sensitivity to an environment.
Inherent conservative Paleontological reconstructions
resist the notion of blessing our earliest precursors with too much humanlike
intelligence and sensitivity. But such conservatism also tends to downplay the
extent to which cultural adaptationism, even in very primitive and rudimentary
ways, played a role in shaping not only our selves, but our environments as
well. It is evident that the clearest differences separating Neanderthals from
ourselves, or even Homo Erectus from ourselves, are not so much our brains or
native abilities, but rather the force of cultural context and tradition that we
have differentially inherited.
Chances
are that if a modern child were raised in a Neanderthal context, they would be
behaviorally and cognitively very similar, or even identical, to their
Neanderthaloid contemporaries. This is the role environment has come to play in
our lives, and in our genetic development. Thus, we must assume in our models of
anthropogenesis a fairly early and critical influence of cultural,
anthropological selectionism that shaped both our environments, and in the
process, ourselves, in a kind of feedback system.
I will outline a basic model of the most important
and incontrovertible aspects of this early anthropogenesis model:
The model I present above provides a relatively
complex "just so" story of anthropogenesis. These I take to be the
minimal number of factors requisite to understanding this model as a feedback
system between the prototypical human and the environment. Most of the upper
level components of this model were there from the earliest rise of
Australopithecus. In general, higher level components tended to precede lower
level ones. Some things are known to have occurred before others, that
bipedalism preceded cranial development and probably occurred in conjunction
with increased hand-eye coordination and migration patterns. Australopithecus is
found in a fairly wide radius of adaptation that spanned multiple niches.
Other things followed in time, such as the active use
and reliance of manufactured tools, the rise of language, and eventually the
development of the hearth about a central area of activity, probably protected
from the elements. This appears to have occurred during the time of Homo Erectus
especially. Some form of humanlike language and communication was undoubtedly a
part of this process, as the most distinctive aspect of human intelligence is
that it is primarily organized and expressed in a linguistic manner.
Of course, the consequence was the selection for
bigger brains and greater intelligence. Humans were basically problem solving
animals that could work themselves out of a broad range of problematic
situations. Survivorship required skill, cunning and wisdom to learn from
mistakes. It encouraged as well strong mother-child bonds and the centrality of
the role of prolonged infant development, a characteristic of humans, as well as
the role of human sexuality, especially of female sexuality, in leading to
reproductive success.
The driving mechanism in this feedback model of the
evolutionary anthropogenesis of humanity is the development of larger brains
that is tied to increasingly long periods of child development, which becomes
biologically expressed by slower rates of ontogenetic maturation. Other factors
may have played important roles in this process as well. It implies some manner
of sexual stratification in social organization, but this was possibly variable
and depended on situational contexts.
Most aspects of this model served as feedback
mechanisms and essentially worked both ways in the causal arrows. Hence, freed
hands led to tool use and carrying that in turn lead to increased hand-eye
coordination, and a development of brains that allowed this capacity. Making
tools meant weapons to defend and fight with, and led to shifting roles of both
males and females. Shifting roles of males and females would have resulted in
shifting social relations, possibility leading to conflict and aggression, hence
the need for more tools and weapons.
This kind of model represents a basic paradigm of
anthropogenesis. To reduce such a model to prime mover or unicausal explanations
is to be over-reductionist and to oversimplify the fundamental complexity of
human informational patterning. Bipedalism and hand-eye coordination undoubtedly
played significant early roles in this development, but it could not have
happened outside the context of other things going on simultaneously, such as
mother-child pair bonding and primary and secondary group relations and
migration patterns and food-getting strategies.
Also, by itself, it couldn't have accounted for the
rise of big-brains unless tools and other things came into play along the way,
and we cannot account for big brains unless we account for the ability of the
mother to nurture and help the child during its development. Hence, indirectly
it calls for some sense of stability of males in the primary group to defend and
foster this relationship. Female sexuality would have arisen in its marked forms
to help to keep successful males close to the pair bond.
This paradigm essentially circumscribes a general
three-step process, in which a stable pattern of tool-use and social
organization arose out of basic patterns of bipedality, migration and
food-getting, and led to greater intelligence, symbolism, language, and the
refinement of living in shelters with hearths, and adorning oneself. We may
simplify this process as follows:
The purpose of this digression is not to add one more
"just so" story to our thinking about anthropogenesis, but to derive a
theoretical construct of what can be considered a basic anthropological model
defining the basic human in relation to a minimal naturalistic context. This
basic model can in theory be adapted to fit and help us explain people in a
broad range of basic contexts. From this model, we should be able to derive on
other levels a systematic understanding of more elaborate human systems.
I will not argue further the human fossil record. We
are likely never to know when or exactly how language arose, or other critical
aspects of culture, like symbolic thinking. It is likely to have been a steady
and cumulative process. If we look at ontogenetic development of cognitive
abilities in children, we understand that a great deal of semantic association
precedes syntactic productivity. If we look at the evolution of writing systems,
we see the advancement from very crude and massive pictographic systems that
were contextually dependent, through various syllabic systems, to extremely
streamlined alphabetic systems separating the sign from the value. And we
realize that these advances were not forthcoming in the context of old systems,
but in the framework where old systems had to be adapted to new contexts. It is
in this way that we must approach our understanding of the development of human
language and other symbolic functions of human behavior.
Obviously, creatures who were intelligent enough to
carefully and skillfully knap blades off cores and haft these to the ends of
straight sticks, also probably had the understanding to mention their world in
passing and the desire to do so to their loved ones. I am not sure that on some
primitive level, even a dog may have a form of limited symbolic understanding,
associated with feeling and response, even though it may lack the words to
express itself with. And I have no doubt that when I look into the eyes of an
ape, that I see their human-like intelligence behind a mute facade. But this
kind of anthropological insight takes the anthropogenesis of the modern Homo
saipiens saipiens back at least one or two million years, if not much more.
The enduring characteristic of human systems are, I
believe, that they are symbolic, they are social, and they express themselves
behaviorally, materially and physically in the human relationship with its
environment. Furthermore, this symbolic and social aspect of human systems
appears to be unique from the standpoint that they allow the possibility of
apperceptive and reflexive self-awareness in the world. They form the basis for
a kind of sentient intelligence about life that knows itself, and can
contemplate not only the world, but also its own existence in the world.
Finally, this sentience has the possibility of being rationally ordered in some
way that makes metaphysical and abstract, or non-concrete, sense.
The starting point of human systems theory is the
understanding of the so-called anthropological construction of reality. By
construction of reality is meant the natural and normal process by which human
beings make their worlds, and in so doing, come to impose their own wills upon
the world. This construction process is known fundamentally as "culturation"
and cultural construction of reality. The world that human's create is a
cultural world. The human world is thus "constructed" by human-made
designs and this is something fundamentally different than the biological design
that nature has given to us. Therefore, in some fundamental sense, the cultural
world that human beings have created is fundamentally different in informational
design than the natural world from which it arises.
It is of course true that underlying the process of
human culturation is a biological substrate that made this culturation possible
in the first place. Undoubtedly, this biological substrate defines parameters of
design within which culturational processes must take place, and that tend to
shape these processes in defining and predictable ways.
The paradox of this relationship between human
culture and human nature is that it has fostered a kind of inherent
interdependency of the two forms of informational patterning, such that neither
is complete or independent of the other. Nature cannot gain expression but
through human culture, so embedded is the cultural imperative in human survival,
and at the same time, culture is never freed of the constraints that nature
places upon it.
Human beings, made by evolution, emerged from the
evolutionary process as largely self made creatures, as beings of their own
making. Human beings face a fundamental dilemma of world openness just like all
other forms of life face a dilemma of world closure. While the dilemma of other
forms of life is that it is an almost closed world, the dilemma of humans is
that it is a not completely open world.
This fundamental dilemma becomes expressed in human
reality as a fundamental sense of incompleteness, of unfinished business. It
creates a fundamental "angst" that comes from knowing our own fate and
seeing our selves in some reflexive sense as separate and independent beings. In
life and death, a dog has a fundamental complacency about its own reality that
human beings can come to envy. Even under circumstances of extreme cruelty or
deprivation, a dog does not but accept its fate as given and unquestioned. It
leads to a sense of social loyalty that a dog exhibits that goes far beyond what
its human counterparts can manage. A dog cannot deceive, and cannot lie.
For human beings, an unfinished world, that is a not
quite open world, is one in which, because of intelligence, it becomes possible
to deceive and to construe the world in other terms that what is perceptually
apprehended as such. The possibility for prevarication creates the possibility
not only for willful self-determination, but also for violation.
World openness that comes through the culturation of
human reality allows human beings to behave in self-motivated ways, and to
channel their own basic motivations in alternative and indirect ways, that
nature would not otherwise allow. World openness creates the possibility for the
human construction of cultural realities that stand in place of or substitute
for an unfinished natural human world.
The argument has been put forward that world openness
can be explained on the basis of the loosening of human instinctual patterns, or
at least, loosening the hold on human nature instincts should otherwise have
had. I do not complete accept this argument as a realistic one. It is not clear
to me that all animals with big brains are so totally bound by their instincts
that they do not have some substantial measure of judgment and choice in their
everyday behavior. This range of choice I believe is usually very circumscribed
and concrete. Going back to domestic pets, it is evident that dogs exhibit
personality traits that are quite variable. It is probably more accurate to say
that such creatures are more bound by impulsive response patterns than they are
by instinct alone. Impulsive response patterns can be described psychologically
as behaviors that are directed or motivated at a primary level of organic
response, implying feeling and basic biological need, and lack the sublimation
of being channeled or controlled by greater cerebral patterning. Animals like
dogs are as much constrained therefore by a very rudimentary calculus, a
concrete calculus of stimulus and response, than they are by a rational calculus
of logic and reason.
By implication, therefore, human beings are
inherently more "cerebral" in their motivational control mechanisms
than almost any other form of animal. But it must be remembered that humans are
rarely so controlled and so rational in their behavior that much of the time
even the rationality they adopt is fundamentally managed by impulse. By being
characterized as world open creatures, human beings are not thereby free of
their instinctual motivations and impulses. These things still exist to confuse
us and drive us, but they appear to become embedded in our being on subconscious
levels that are at times very difficult to directly identify. Indeed, the whole
process of embedding, or internalization, of our basic nature, has been
accomplished by the superimposition of culturational constructs within a
cerebral system. The evolution of the human brain was the evolution of human
culturational capacity that permitted the cerebral embedding and sublimation of
natural response patterning.
The cerebral character of this kind of control over
our basic natures is nowhere complete nor so perfectly rational as we might like
to presume it is. We have reached a stage in our evolutionary development that
we cannot fully express our basic human nature, unless this kind of control
structure is in place.
In this sense, human nature is innately cultural, and
without the context of cultural patterning to be internalized in early human
development, humans are incomplete in any form or fashion. They become
unfinished monsters, not chimpanzees. Cerebration itself is culturally
conditioned and defined from the beginning of neonatal development. The
mechanism itself is basically the same for all human beings. There appear to be
many basic hereditary differences in this patterning. This kind of variability
is to be expected in an evolutionary model of human development. This
variability is probably as remarkable as the degree of variability of beak
pattern of Darwin's finches, as it appears to be almost at the level of the
individual. There is variability of nerve structure stemming from the brain, and
there appears to be substantial organic variability of the organization of the
brain itself.
At the same time, in terms of the ontogenetic
development of cerebral structures of the brain, it is nearly impossible to tell
where genotypic predeterminations leave off and phenotypic plasticities take
over. Many factors appear to be able to influence subsequent cerebral
development of the brain, and these factors are part of the basic trait-complex
of world openness characteristic of human nature.
Human nature requires prolonged periods of post-natal
development and maturation in order to achieve its realization. Arguments can be
made that cerebral development might never stop until advanced age leads to
senility. It is evident that in the early years of this development, there are
critical periods of this development process that are variable within limits,
and yet which are necessary to occur. Humans in a sense must learn to walk and
to talk, and if they have been genetically preprogrammed to do both things, but
if they miss the period at which they are supposed to accomplish these
transitions, their subsequent development becomes retarded.
This suggests that Lucy and the early
Australopithecines, had already accomplished a basic cultural achievement in
their acquisition of bipedality. It is probably the case that they would have
had delayed infant development as a result of this. This period may have been
fundamentally shorter than it is for modern Homo saipiens, which is from about 8
to 12 months, but the close morphological similarities of human and
australopithecine bipedality suggest that our own bipedality was derivative of
theirs. It is not difficult to imagine that bipedalism may have come for
Australopithecines between the third and sixth month, or even later, and that
therefore there was a prolonged period of infant dependency which can be
considered a latency period for cerebral development.
By this model, that ontogeny recapitulates phylogeny,
we can see that human speech comes about a year after human walking. It suggests
that the fundamental capacity and patterning for speech probably started in a
rudimentary form fairly early in human evolution, even possibly with the
Australopithecines themselves.
The point of this digression is to emphasize the
requirement of human nature for prolonged post-natal development, which is
inherently timed to the cerebral development of the brain. This can be defined
clearly as the culturational period, or the period in which cultural patterning
is internalized into the human being, and without which the human being cannot
become fully realized either as a person or as an animal.
To what extent this culturational patterning may come
before this period, in prenatal or even genetic development, is a legitimate
question to ask. What is evident is the timing and scheduling of this
development that is genetically predetermined, and possibly to a lesser extent,
the ordering of the patterning of this development in the brain structure
itself. It is evident that cerebral structures of human beings are not always in
the exact same place, or take the exact same form. Less plausible is the idea
that humans may inherent entire explicit knowledge structures, like Beethoven's
symphony, or even the genetic-mimetic structure of concepts or ideas. This
sounds too Lamarkian in a sense. Culture is continuously chopping off the
proverbial human tail with its conceptual scalpuls, but we should not expect
that, just because of this continuous action of post-natal culturation, its
effects should be genetically incorporated into the human organism.
What appears to have occurred is the cultural
selectionism for bigger brains and for specific cerebral trait complexes, but
also for greater plasticity and variability of cerebral structure itself. Brain
structures were selected for, to the extent that they allowed prolonged
scheduling of important critical developmental stages of the human intellect.
What was obviously inherited, differentially, was the human capacity for
culturation, but not the culturational context itself. Some enduring
environmental framework existed in the context of our evolutionary precursors
that played the part of culture. This was the natural context itself,
symbolically construed through the human mind.
The fact of human culturation has had important
implications in human development, because it has placed a critical period or
set of critical periods of human ontogenetic development clearly outside of the
womb. Unlike horses that get up and beginning walking and running within minutes
of their partuition, humans remain in a very underdeveloped state. This is not
uncommon among many forms of animal life. Many insects must advance through
stages of pupal development before becoming adults. If we look at dogs and cats,
they are generally born quite blind and helpless, not unlike human beings. They
too cannot walk immediately upon birth, but must crawl and root much as newborn
human infants do.
What is fundamentally remarkable about human
culturational development, is not just the prolonged developmental timing that
is involved, but its utter sophistication from the purely cerebral-behavioral
point of view. Within a year of a child's first audible words, the child's
vocabulary increases exponentially and at a steady rate to some upper limit, at
which time it tapers off in a sigmoidal pattern. This vocabulary increases not
only in the extent of new words added, but in the functional sophistication that
the words take on in the life-world of the child. At three years of age, the
average human infant is far more linguistically adept than the best-trained
primate that's had many more years of training. This is not to say that the
primate is necessarily any dumber than the human infant, but from a linguistic
standpoint they clearly lack the evolutionary structures anything comparable to
what is normally available to human beings. The linguistic skill the
three-year-old child is fundamentally different and more advanced than that of
the primate. The child begins using language in a symbolic manner that is
characterized by its productivity and its abstract generalizability. Words begin
doing double service at an early age, not just as mechanical signals of meaning
and intent, but as symbolic metaphors of meaning and intention itself.
There is a sense that if culturational processes
fundamentally open the world of human nature, or open human nature to the world
so to speak, at the same time it imposes its own cultural constraints back upon
that human nature. These serve to close the door back upon the human, albeit in
a fundamentally different way. Culturational capacities depend upon a
fundamental openness of human nature to new inputs, but they themselves come to
depend upon an externalized context that is culturally defined and defining.
Therefore, if we are freed from the world of nature
to some extent by our capacity for culture, we are in another sense just as
"bound" back to a cultural world of our own making. And in this
process of re-closing an open door on nature, culture as it becomes internalized
and embedded in our beings, takes on the form of human nature, and comes to have
much of its same strengths and weakness and characteristics of pattern.
In this sense, we can speak of a fundamental human
dilemma of nature versus nurture. We can speak of the person as a biological
being in terms of what we are born with. At the same time, we can refer to
people as cultural beings, as being the product of what we are born into. We
cannot clearly separate this dichotomy, and like so many other similar
dichotomies, we realize that it describes just the extremes of a single feedback
system.
This process must be understood in two ways.
Internalization of cultural patterning requires foremost an external context in
which it can develop and find its form for development. A cultural context of
some minimal kind must pre-exist in the life-world of the newborn infant. It
must be sufficient to the task of culturational development.
If we are to look at genuine models of
anthropogenesis, then really we are searching for that minimal proto-cultural
context that nature provided in the evolutionary development of the human
capacity for culture. It had to have been a context, or set of contexts, which
were stable and steady enough to allow our ancestors the time required for this
development to take place. I doubt it was an instantaneous biocultural miracle,
but it may have had periods of rapid evolutionary transformation that permitted
fundamental gradation developments of the brain. Significant cranial development
is found throughout the human fossil record, beginning with the
Australopithecines.
Obviously, our hominid ancestors developed a stable
evolutionary trait complex that permitted this to happen. Largely, I believe,
early "proto" culture was transportable and generally adaptable. It
was carried around and made to fit a broad range of alternative niches allowing
for human biological adaptation and reproductive success. Tools and their
earliest precursors are the most obvious candidates for this proto-cultural
context. But calls and signs, especially hand signs that used the fingers like
tools, must have also been an important early part. Furthermore, this early
proto-cultural context had to have been, by definition, social.
Internalization of the human cultural contexts has as
its requirement therefore some minimal form of external, materialized context,
which can be internalized. This externalized context provides the template
patterning of environmental information and encoding which gets fed into the
human brain and incorporated as if it were genetic. In a rudimentary manner, it
is not difficult to find cultural patterning even among many animal forms. All
animals are born into some kind of socially defined life world.
What is apparently unique about the human life-world
that we describe as cultural, is that this world is basically symbolic in
character. The critical difference between the culture of a herd of gazelles or
a pack of wolves and that of human beings, is not necessarily the instinctual
natures of the former creatures, so much as it is the symbolic structure of the
latter forms.
The external cultural context of the human being, in
whatever shape or form it takes, is by definition an inherently symbolic
context. As such, the external material forms and relations that embody it in
the external world have symbolic resonances and structural patternings that are
characteristically human. These patterns on a structural level assume
prototypical anthropological form. The external vessels of symbolization become
mechanical devices that resonate in the minds of people. Anything can be a
symbol, or can become symbolic or symbolized, but it can only be done so if:
1. That thing is fit into some kind of part-whole
relationship within a structured cultural framework of meaning.
And,
2. That thing is internalized as a symbolic
construct, such that its position in the external world has a correlate
representational position in the internal world of the human mind.
Thus, a comprehensive theory of human informational
patterning must necessarily be a theory about human symbolic process that is at
the center of human culturation. Symbolization in anthropomorphic patterns is
the basis of understanding human systems theory as a scientific, comprehensive
and general construct about human reality.
But symbols are not just static systems. They do
something that makes them important to humankind, that promote their biological
success and allows them to achieve a form and degree of control and mastery that
other life forms do not otherwise possess.
Human
consciousness, and indeed, human cerebral functioning, is by definition symbolic
in character. As such it takes on typical basic structural patterning regardless
of the shape that cultural processes and contexts bends it into.
The dynamic and significant aspect of symbolic
process is two-fold.
First, the function of symbolism in shaping the human
world is its transformational character. It essentially allows human beings to
create new and alternative worlds. Symbolic process is therefore inherently
creative, as it can produce new patterns of meaning from old.
Second, the function of symbolism is to tie the world
together, to provide a sense of order and integration of the world, what can be
called the symbolic integration of human reality. The human world is by
definition symbolically integrated. This is structurally inherent to its
symbolic patterning. This has certain entailments, like a need for some sense
order, and for avoidance of symbolic discontinuity.
We can say that in a symbolically unified world,
there is no room for discontinuity of experience. Discontinuity of experience
arises as the result of apparent symbolic contradiction--something cannot be
both true and not true at the same time, as these kinds of antinomial things
cannot be reconciled. The possibility for contradiction is inherent in the
entire symbolic process itself that allows for the coexistence of alternative
realities. Symbolization therefore fosters its own sense of discontinuity and
contradiction, inherent to its patterning that it must then attempt to resolve.
Symbols as a part of a larger system have to cohere
together in a culturally defined way. If things appear out of place or
incongruent without our expectations, then we experience what is referred to as
cultural shock or a form of symbolic disease.
There are two caveats to these principles about human
symbolism. These are the following:
If human symbolization allows humans to creatively
transform the world, then they also allow humans to destroy it. Humans have both
the capacity for creation and destruction, and they take similar symbolic forms.
If human symbolization makes necessary the symbolic
integration of the world, and all experience within it in some minimally
coherent way, then it also sets up the possibility for its disintegration and
for the occurrence of "disorder" that is a form of noise in cultural
systems.
It has been emphasized that the ultimate form of
symbolic discontinuity we can experience is that of death, which is referred to
as the ultimately "marginalizing" experience. Death as a symbolic
destroyer of life, especially of human life, is the ultimate expression of our
own incompleteness in life.
In understanding the central role that symbolization
plays in the structuring of human information systems, an important
characteristic of this patterning relating to the processes of internalization
and externalization of cultural pattern, is that this process is symbolically
mediated.
Internalization and externalization processes of
cultural patterning are made possible through symbolization, and symbolization
is the main form of mediation of these processes. Thus, these processes take
typical form that can be described as symbolic. Furthermore, they lead us into a
conflation of meaning between natural and cultural states. What is intrinsic to
our selves, as what is internalized to our selves, is what is construed
symbolically as being natural. What is externalized to our selves is defined as
being natural as well. In other words, symbolization in its mediation of
internal and external worlds, creates the necessary fiction of reality, that
what is human made is understood to be natural and innate to that world. Vice
versa, it also happens that what is innate and natural about our selves in some
deeper sense, is projected in cultural form upon the world.
The process of making the constructed seem natural is
part of the inherent function of symbolization that can tolerate no sense of
fundamental discontinuity in the world. This is a principle about symbolic
equivalence and displacement, such that symbolic constructs that are
approximately equivalent but fundamentally different, cannot coexist within the
same symbolic system, without some form of displacement or revision occur.
Human symbolization therefore creates a kind of
noetic landscape of the mind where ideas and conceptual constructs take on a
real life and have an internalized form as if they were real. Within this
landscape there is continuous competition between different kinds of ideas and
constructs. The ideas and constructs arise and are attached to the material
world. The competition comes from the fact of possible displacement of similar
kinds of symbols. It becomes a direct analogy of the external physical world
that it becomes attached to. This is a part of its integrative function. We
cannot entertain the symbols of two different national flags with the same
status in our symbolic worlds if these different flags are attached in the real
world to different and especially contraposed realities, like two enemy nations.
If we are to elevate to different national flags side-by-side in our minds, then
we are to see that the realities they represent are in some way coexisting in a
manner that is side-by-side and non-conflicting.
The concept of symbolic integration of reality and
non-contradiction that it implies, as well as the world of the mind, or what we
would call the worldview that symbolization creates, suggests that the human
brain is functionally organized just for this purpose, and this purpose
primarily.
Cerebral development of the brain that allows for
development of culturational capacity, must be development that permits the
brain to function in a symbolic manner. The human brain is a symbolic machine,
and this was the critical gradational step human beings made in evolutionary
history, compared to all other forms of life. The symbolic functioning of the
human brain appears to take on a definite pattern that is distinctive and
universal in human reality, and it allows people to symbolically integrate their
worlds, and to create a cultural world of their own choosing. It also allows
them to change and even destroy the worlds they have made, and the possibility
of deceiving themselves about the world in fundamental ways.
Going back to our hominid precursor, we can see that
the stone tool that was "manuported" from place to place, if valued,
could just as easily have been discarded, if there was an expectation that some
other stone tool could easily be found and created. The stone at that point
becomes a basic symbol of something that can do something, even a number of
different things depending on one's skill, and that was not too difficult to
make, again depending upon one's skill. The stone tool may have been too heavy
to carry long distances. But being a basic symbol, the tool itself, as an
external object, may not have been as valuable as the symbolic model or
construct of the tool in the mind of the toolmaker.
The idea could be easily carried very long distances,
and almost into any kind of context, and result in the approximate replication
of its original form that was left behind at the previous place visited. Maybe
one or two kinds of tools are nothing exceptional--any Chimpanzee might be able
to do this. But to be able to carry an entire tool kit in one's mind, each with
its own specialized uses and each with its own required skills for making and
using, required that the "tool bearer" had to have been fairly
intelligent. The more tools, the better the adjustment. Of course all tools were
not necessarily made out of stone, or even bone or wood. The ability of figuring
out how to use different kinds of objects in the world, whether of plant or
mineral origin, are important kinds of concepts to add to one's growing list.
Surely, the early australopithecines had to have had some expertise in faunal
and flora identification and utilization, which taught them which kinds of
things to use and which to leave alone. And when the idea was carried, but the
material form of the idea discarded, there was the possibility both for the
replication of the original concept in a second thing, but also for the
modification and refinement of the concept into a number of different forms.
Thus we can speak of the cultural evolution of
symbols that work in the world in some definite or general way, as being very
similar to the evolution of genetic information that also accomplishes a certain
kind of work. General forms of tools adapted to a wide variety of uses give way
to newer more specialized forms that are more effective for a narrower range of
purposes. The general form of a tool, as a kind of species, may eventually give
way and be replaced by an entirely new kind of tool, made from some different
technique, and perhaps more generally effective in an important range.
We can also legitimately refer to the cultural
transmission of symbolisms and symbols as the principal form of cultural
transmission that is achieved. Culture does not strictly transmit itself in
genetic information, because, frankly, it does not need to. It has its own
system of information transmission that is much more efficient and effective
than it would be in purely genetic terms.
The transmission aspects of cultural symbolization
are inherent to the definition of human symbolism. This is an intrinsic part of
the symbolic process, as the internalization and externalization of symbolic
mediation processes can only be accomplished through some communicative
mechanism, which serves both to mediate and integrate the symbolic connection
between inner and outer worlds.
The communication mechanism that allows the symbolic
transmission, mediation and integration of human cultural reality is of course
human language. The issue of human language will be taken up in greater detail
in a later chapter. Here there is one set of points to make. Human language is
basically symbolic in its structural patterning, as this is its principal
function in our lives. It follows that symbolic integration cannot take place
without the mediation of Language. Therefore, language is intrinsic to the
organic patterning and organization of the human brain, and makes cultural
patterning possible in the first place. We cannot imagine human culture if there
is not some kind of language that is central to its symbolic articulation. That
this language does not strictly have to be oral is demonstrated by the fact of
numerous varieties of sign language, which lends credence to a kind of call
signing hypothesis of the origin of human language.
Cultural mediation, communication and transmission of
symbols is also inherently a social process. It occurs within the social context
of people interacting with one another, usually within some larger set of group
contexts. Thus, symbolisms accomplish not only the integration of reality
between the outer and inner worlds of the individual, but also of the worlds
between people. Symbolisms bridge the world of people and unite that world into
a coherent and integrated system. Symbolisms are therefore shared between
people, and they are shared primarily through communication. They unite not only
the external world into a common, shared context, but, even more importantly,
they unite the inner worlds of different people together, again based on sharing
of cultural constructs and their relations, such that people can act and behave
in coordinated ways.
So important is this relation, indeed, that when we
speak of culture generally, we conventionally imply a grouping of people who
share similar cultural affinities in a common context. While we can more
technically say that culture is what is actually shared by a common grouping of
people in common contexts, rather than the social grouping itself, this remains
a common confusion and conflation of terms such that we refer to socio-cultural
anthropology to cover all our bases.
It can be seen therefore that cultural symbolisms
that are shared serve to unite people together into a common sense of reality, a
reality that is shared in both external and internal senses. These social
unities are enduring and stable, and normally take on appearances as if people
were genetically differentiated as separate species of a common genus. So marked
and divergent are common cultural characteristics, even in such mannerisms as
facial expression, body language and posture, much less in body decoration,
costume and other behaviors, that they are imputed with being natural
differences between people. Culture comes to take on a great shaping force in
human reality, equal to biology itself.
It can be said, categorically, that all human beings
today are of one single species, Homo saipiens saipiens. Even though this
species has a great deal of trait variability, it is a relatively homogeneous
reproductive population. The significant disparities occurring between different
people in the world today are not genetic, but cultural in origin. This is in
terms of language, symbolism, behavior and social organization. It therefore
follows that very little if anything that has been culturally created by people
has been genetically determined or predetermined in any necessary or preclusive
way.
Not only do people share symbolic realities that
define social groupings that endure as separate social systems through time, but
the fact of these social relations and social systems are in themselves
symbolically mediated and defined in symbolic terms. The cultural grouping
itself comes to take on symbolic significance that is at once a part of the
individual member of the group and at the same time, separate from it.
Thus it can be seen that social organization is
itself symbolically mediated and a cultural construction of reality. To impute
any direct genetic or instinctual causes to social organization is to misplace
the symbolic nature of its articulation back upon a genetic patterning of life.
This is not to say that society does not give expression to human impulse and
basic human drives rooted deeply in an instinctual nature. But society
accomplishes its normal organization by controlling and channeling and shaping
these drives to suit its own requirements, that of symbolic order. It is not
thereby shaped by the patterns of these drives. In this way we can understand
the role of so much ritual process in social life--ritual process provides the
channels for the conduction of such drives and impulses in ways that are
cultural consonant and socially constrained.
The notion of cultural transmission of symbols, and
the symbolic transmission of culture, brings up a centrally important concept
about our understanding of cultural information systems. Ultimately, these
systems serve the purpose for which they were originally intended, and that is
the purpose of adaptive human survival and reproductive success. Culture does
not exist, and would not have arisen evolutionarily, if it were not founded upon
a basic and distinctive human trait-complex that permitted humans to achieve
evolutionary success as a species.
Thus cultural transmission processes and cultural
patterning take on aspects as if the cultural grouping were like a living
species, reproducing itself from generation to generation. The notion of the
cultural imperative of humankind, that of success and survival of the group, is
rooted to the biological and evolutionary imperatives of all of life.
I will describe therefore the basic anthropological
imperative of all human beings as being centrally tied to their cultural
identity and its perpetuity of pattern among its biological descendants. In this
sense cultural patterns all have a sense of tradition and this tradition entails
that cultural systems tend to be closely tied to kinship and heredity, and to be
conservative and to put a premium upon tradition that is transmitted cross-generationally.
The anthropological imperative of each cultural
grouping is its successful adaptation as such and its reproduction in the next
generation as a successful system. It accomplishes this through processes of
symbolic transmission and reinforcement in its members, and its reconstruction
in each generation.
Cultural systems as symbolic systems shared by
coherent groups of a common origin are not immutable systems. They do change to
the extent that new symbols are incorporated into them, and sometimes lead to
the displacement or revision of older symbolisms. As such cultural systems not
only change, they develop and evolve in many ways that are analogous to
speciation and biological evolution. Frequently, changes in cultural groupings
tend to be quite revolutionary and sweeping.
In fact, their patterning of change is much more
rapid, on average, than that of biological evolution, and it is another
indication that cultural patterning cannot be directly tied or linked in a
deterministic way to genetic patterning.
The issue of the anthropological imperative, that
ties culture close to home, and tends to keep it there, brings us back to the
question of the fundamental relationship between nature and culture. It brings
us to the issue of gene-culture co-evolution that was dealt with in the previous
chapter, and will be readdressed in the next.
Human systems theory leads naturally to the question
of the cultural integration of reality. This pattern of information is regarded
to be essentially symbolic in its self-organizational patterning. Even
intentionality structures that we can attribute to it and to our behavior can be
described as symbolically self-organized. Thus, we may always want to do what we
do, and do what we want, but what we want is always bound within a symbolic
universe that was culturally constructed in the first place.
We can regard the issue of cultural integration on
several levels, just as we can regard the issues of the biological organization
of populations within ecosystems. Cultural integration shares a great deal in
fact with such eco-systemic models. Culture must accomplish some of the same
challenges that are confronted by biological populations. It must meet these
challenges in some very similar ways. Culture must transmit itself
generationally through time, and if possible, spread itself spatially. We can
talk about adaptive "niches" that cultures come to occupy in larger
frameworks. Cultures must adaptively succeed and survive as well. Thus we can
speak of cultural integration as a systemic feedback process, as one largely
involving internalization and externalization of symbolic constructs in the
behavioral and material organization of society and the environment.
Culture integration defines the distinctive style
patterning of cultures in virtually every aspect and facet of a person's life.
Cultural integration permits and facilitates the social functioning of a
coherent grouping of people, and a replication of its social structure over
time, and a reinforcement of its structuration in each member of the group.
Cultural integration is nowhere very perfect or complete, and whereas the
biological world is one that is almost closed, it appears as if the cultural
world is one that is almost always open to a much greater extent than its
biological counterpart and substrate.
Cultural integration is largely achieved by sharing.
We can speak of relative cultural consonance and coherence of pattern, as
measured by the extent and level at which its members share similar kinds of
patterns of thought, speech and behavior. Methodologically, the principle of
cultural sharing is quite a powerful instrument in a grouping. Sharing is as
much implicit as it is deliberate. It therefore is the basis of both direct and
indirect constraints that normally operate within cultural contexts to define
rules regarding appropriate and deviant behavior. At this level, cultural
integration can be seen to be an implicitly rule-based system.
The rules governing cultural integration are shared
and to some extent determine patterns of sharing also. But if cultural
patterning is a rule-based system, it is also an underdetermined system in the
sense that in normal life, rules were always made with numerous exceptions.
These permit a wide range of tolerance for variation of pattern and that allows
the culture to adapt to new situations in relatively flexible ways.
Rules governing and regulating cultural integration
are therefore rarely inviolable, except for some strong taboos, as for instance
incest taboo. Cultural rule patterns are largely symbolic in their nature, and
therefore exhibit the intrinsic non-specificity of value and meaning as do all
forms of human symbolization. But rule patterns in cultural life can also be
quite explicit, as for instance in describing customary behavior in marriage or
in other ritual processes, or for describing the appropriate and expected roles
and relations between different people or different categories of people.
The notion of cultural integration brings to bear the
related idea of cultural equilibrium as a sense of adaptive stasis of a cultural
pattern that endures through time. Equilibrium describes a kind of balance
sustained within a stable cultural patterning. We can also therefore speak of
this equilibrium as being to some extent dynamic, indeed inherently more dynamic
than its biological counterpart. Traditional cultures are by definition
conservative, and all cultures tend to be intrinsically conservative in their
patterning and perpetuation. All cultures have some tolerance limits by which it
can incorporate change.
This sense of cultural equilibrium is to a large
measure defined by the environmental relationships able to be maintained by such
a cultural grouping of people, and these environmental relationships almost
always involve other people of other cultural groupings. Rarely are cultural
groupings so isolated that they are not in contact with other groupings by which
they gain some measure of relativized contrast with their own cultural
patterning.
If cultures can sustain some sense of conservative
equilibrium of pattern, then they are even more frequently susceptible to
disequilibrium that is the consequence of change introduced from without, either
environmentally or socially. Cultural disequilibrium is destabilizing and
disruptive for a grouping, leading to greater cultural dissonance and
incoherence of pattern within the group.
This is often indicated by strong symbolic and
behavioral contradictions within the cultural system. In such a context, many
implicit rules that determine the functional integration of the system become
violated in one way or another. The violation of these rules entails, among
other things, an increasing incoherence and disconsonance of functioning in
interrelationships between people. This disconsonance can come to be expressed
in terms of acts of violence. It entails that the degree of sharing between
people in culture will be less, and, as a result, the average cultural
"competence" of the individual will also be a less than otherwise. A
lack of sharing implies a lack of agreement that also tends to imply a lack of
detailed knowledge and expertise.
Cultural competence can be defined as the cultural
equivalent of fitness. It entails the knowledge and symbolic organization an
individual needs to have for his or her effective functioning and adaptation in
their culturally constructed life world.
A cultural grouping cannot live well or for very long
in a state of strong cultural disequilibrium. Thus, a group must come to
redefine for itself new rules and norms upon which to base its adaptation and
survival or else it must face extinction as a group. Extinction of a culture
does not necessarily equate with the biological extinction of the population it
subsumes. Often as not, it means dissolution of the grouping as such and the
drift or dispersion or migration of its members into other cultural groupings.
It is in this sense that we can construe a great deal
of conflict in human history as being essentially cross-cultural conflict
between "competing" cultural patterns. Cultural integration
establishes a boundary about the grouping that becomes a threshold to passing in
or out of the group. It is in this sense the cultural relativism was
conventionally construed and all encompassing and totalizing in the life world
of the individual. Culture was in this framework deterministic and even
construed as coercive and even tyrannical in its constraining force. The
presence of competitive cultural patterns indicates that out-groups present a
culture with disconsonance, contradiction and relativization of its own pattern,
which results in a sense of disintegration of its pattern. The appearance
therefore of a different and alien culture at the border of a cultural grouping
cannot but be seen as a "threat" to the normal order of pattern
embodied in the culture. In this sense, intercultural relations, or
acculturation, are often destructive in their consequences, and frequently
result in patterns of warfare and conflict between groups.
Cultural groupings have a great investment in the
pattern, tradition and adaptation of their shared culture. Such systems are
working systems, in the sense that they involve real energy transfers and
exchanges, and they often consume a great deal of work in order to continuously
reinforce and maintain the overall integrity of the system. Thus members of
cultural groupings invest a great deal of time and energy in the reiteration of
culturally patterned behaviors, material expressions and institutions that are
reflective of, and reinforce, the overall cultural pattern.
The cultural pattern itself largely takes on
secondary symbolic forms, forms that are institutionally embedded in the
structural patterning of the society and in terms of belief systems, values and
collective representations maintained by the group. These institutions have
invariably an ideological and religious component to them that relate them
directly back to the symbolic life of the mind. These secondary symbolic systems
in culture serve to make sense and integrate cultural reality on another level
of meaning and signification, and tie together the subjective and
inter-subjective in belief and behavior.
It goes without saying that a great deal of human
conflict has been over relatively minor doctrinal issues, such as one what end
to crack an egg.
Human
Proto-Systems
Models of proto-culture, based upon primary cultural
development within natural and non-culturally mediated environments, are
developed in relation to a fundamentally human evolutionary ecology. The role of
human society and symbolization become fundamentally inseparable in human
reality from the basic challenges of adaptation to natural human environments.
This has led to a fundamental patterning of human behavior in all respects that
can be described as cultural rather than as natural.
There has been no reason to believe that the original
human systems were comparable to anything known today or within the last five
hundred years of human history. The first two or three million years of human
evolution were more like the forgotten early childhood that most of us have
lived, remembered but with fragmentary and disjointed images of moments and
places. The first two or three million years were probably more like a long and
endless dreamscape of humankind's slowly awakening consciousness. Of course,
even within this long dreamtime of the first human beings, there may have been
long lived traditions and memories that may dwarf anything experienced in recent
times. These dreams and collective memories might have been kept alive for
thousands of years, not by a long list of one's ancestor's names, but by a
deep-seated symbolic attachment to a region and a way of life where one's
ancestors have lived, struggled and died for time immemorial. At what point in
this long sleep of human consciousness would the first names for people have
been given, when something like names would become somehow important to one's
self-identity and one's social identity as well? Jane Goodal began naming all
her Chimpanzee's with familiar names, more to help herself identify and sort out
who was related to whom, than for any convenience or consideration of the Chimps
themselves who appeared not to require such devices to recognize one another and
to what group they belonged or their social order in a system. And was there a
long intermediate time in human evolution, between when the name becomes the
first thing given to a new born baby by the parents, and a time when there were
no names for people? Could there have been something like a long, stuporous
between period when people gradually took on names or distinctive identities in
a concrete and increasingly abstract sense? Can we have something like a
proto-name or a "half-name" that is said sometimes or even just
rarely? What are the qualities of life that become attendant to the ascription
of names for people?
The object this seventh chapter is to relate
archaeological systems theory, as this has been developed in the third part, to
a more general theoretical framework that I have called human systems theory, in
order to understand the implications of archaeological systems for a broader
understanding of human systems in general, and the implications of human systems
theory for application to archaeological knowledge and research. This in part
entails understanding the conceptual provenience of archaeological knowledge
within a wider terrain of knowledge systems especially as this overlaps with and
interrelates to a number of other disciplines like history and anthropology.
Human systems can be said to be historically
situated, not in terms of written documents so much as in terms of a generalized
and symbolic sense of the past. Even rather "contemporaneous"
ethnographies of "extant" peoples are in essence historical documents
that deal with past events and systems that humans have developed as a product
of time. The archaeological challenge has been and remains the fact that such
systems have to be empirically amenable to scientific inquiry in the only terms
that are available to us for their recovery and possible reconstruction--that is
in terms of the material remains of such systems that are excavated and
analyzed.
Thus, archaeology must take up the challenge of the
past precisely where known histories, whether textual or oral, leave off. This
sets fundamental constraints to archaeological knowledge that is less than ideal
in almost every circumstance of its inquiry. The challenge of archaeological
theory nevertheless remains the use of evidence of the human past to define and
clarify both the history and the evolutionary structure of human systems
development and their range of variation and expression in the past.
Archaeologists are not limited strictly to the
material artifacts of the things they unearth, and their archaeological context
in relation to other excavations. Ethnographic evidence is far game for
archaeological researchers, as all such evidence is also part of the past. So is
historical evidence. So is biological and ecological evidence. So is linguistic
and symbolic and other cognitive evidence. Evidence of human systems in the
present provides a great deal of information pertinent to our past, because our
systems, in an objective sense, are derived from past systems and therefore
should contain hidden clues and surviving structures from the past. It is
somewhat akin to studying a middle-aged adult to understand how human beings
develop as young children. All of this evidence has utility value for
archaeologists if it can help them to analysis and systematically interpret the
evidence of the past in a relatively unbiased manner. Such evidence is therefore
only useful in so much as it is factual, empirically driven, and scientifically
defined and tested. It makes no sense to apply anthropological models. It is
somewhat less than useful if and when it is itself biased, ideologically
confounded, and closed as a form of knowledge.
In this fourth part, I attempt to address aspects of
what I would call "common" culture in the sense of the elaboration of
primary cultural patterns in a primitive and prototypical manner without the
degree of technological sophistication or conceptual innovation that is evident
in more "traditional" anthropological contexts. Cultural systems can
be considered to be "metasystems" in the sense that they achieve
natural integration of various forms and functions in a consistent manner. The
study of cultural patterning usually entails the dissection of natural systems
along subject and/or disciplinary boundaries of knowledge stratification. These
boundaries rarely reflect the real organizational patterning of culture, and
often interfere with understanding the interrelationships between different
institutional aspects of socio-cultural process.
I approach from a multidimensional and polythetic
standpoint several basic aspects of what I would call "primitive"
cultural systems, namely, language, symbolic cognition, social organization
& structure, religion, art, ecology and what I will call historical process.
I then in the final chapter attempt to tie these various dimensions back into
what I would call a synthetic explanation of a primitive or primary cultural
metasystem.
The aim and presupposition of a concept of a
primitive "common culture" is that the original, prototypical form of
cultural patterning on a basic level was more or less the same for everyone, in
that most people were presented with very similar kinds of ecological
life-profiles. They may have inhabited a very broad range of ecological zones
and niches, but they may also have faced the same basic kinds of evolutionary
and existential consequences with the same basic rudimentary tools, techniques
and symbols for mediating and mastering their environmental situations.
"Common culture" can be referred to as "basic cultural
patterning" that underlies structurally all variations of form and function
evident in the ethnographic or archaeological record.
At the same time, I wish to call into question the
wisdom of presuming such a "common culture" in place of what may in
fact have been a general absence or vacuum of culture, especially in the
elaborated forms that we have come to understand this in traditional tribal
contexts. A strong case can be made for a prevalent condition of cultural
schizophrenia and social-ecological atomization upon a basic level that tended
to stand in the way of the formation of larger social organizational structures
or the emergence of long-lasting and widespread cultural traditions or
civilizational complexes. The notion of the primitive culture bearer as an
omniscient informant, of an almost completely individualized patterning of
cultural variation, flies in the face of the notion of traditional culture as
being coercive in taboos and sanctions and depending upon a mechanical
solidarity to achieve social coordination. But it may not be so far fetched a
notion if we understand that in the original framework of primordial or
proto-cultural patterning, not such frameworks, rules or social formations
existed by which people could be molded in similar and common ways. Some kind of
a nuclear and familial framework did undoubtedly exist, and these must have been
integrated into some larger and consistent network of relationships between
familial frameworks. It appears, for instance, that bilateral kinship patterns
are more suitable for an atomistic framework than patrilineal or ambilineal
kinds of patterns, as the emphases is upon the collateral ties of ego in a
dynamically shifting present, rather than rooted in a deeper sense of the past.
A case can be made for reduced, context-dependent and relatively diffuse
structures of meaning that lack semantic refinement. From a linguistic
standpoint, we are talking about socio-cultural contexts that can be called
"pre-oral" in the way that oral cultural traditions are understood. At
the same time, from a cognitive standpoint, we can refer to the relatively
undifferentiated state of cognitive development that takes its cues mostly from
the natural environment and its patterning, and lacking any significant material
or social cultural context within which it can achieve a standard or highly
elaborated form. A strong case can be made that even perceptual patterns would
be fundamentally different and experience a form of organic synaesthesia or
eidetic response. We can see in religious forms that the basic pattern is a very
diffuse form of animism in which there is no clear boundary between the natural
and the supernatural, or the state of reality and the states of dreams.
I do not mean to suggest, by the term of cultural
schizophrenia, that our hominid precursors were non-rational, unorganized or
incapable of sane problem solving and lucid perception of the natural world.
Rather, to the extent that human intelligence is conditioned by environmental
stimuli, when the cultural parameters are lacking or reduced, it can be seen
that environmental patterns rooted to a fundamental sense of human ecology
without technological or cultural sophistication, will take priority. The result
will be the ordering of disorder, or the symbolic structuring of external
stimuli and phenomena that are essentially random and naturally patterned,
rather than being culturally organized.
It might be expected that in such circumstances,
instinct would play a greater role in the organization of behavioral response,
especially to the extent that instinct would guide what can be considered to be
impulsive or automatic responses to environmental stimuli or situations. The
cultural controls, and attendant psychological repressions of basic impulsive
drives, would not exist except perhaps in a very rudimentary form.
The result is an understanding of our deep sense of
the shared past as something fundamentally very different than any human being
of the 20th Century, even in remote regions, may know or have an
experience with. At the same time, if this is a basic and common
"proto-cultural" pattern, then aspects and dimensions of this
patterning should remain rooted in our shared "natures" even today, in
spite of our cultural conditioning and attempts to mold people into perfect
culture machines. We cannot today say exactly what a natural human being,
unfettered and unconditioned by cultural processes, would be like. We do not
know what the full range of human instinct might have been. But if we look for
analogues in nature, we can distinguish the domestic dog with its feral cousins,
especially the prototypical wolf, and we can see that the wolves instincts are
fit within a tight social-ecological framework and conditioned by this
framework. This is exactly what is broken down and "bred" out in the
domestication of many different breeds of dogs, fit within a range of functional
social-ecological contexts, whether this is herding sheep or cattle or hunting
rats and small varmints.
In this, we can see the early basis for the emergence
and differentiation of cultural patterning as being in the varying
socio-ecological frameworks in which groups of people found themselves. This
range of frameworks expanded over time to encompass almost every possible
terrestrial ecological zone open to human beings.
I would like to think that our ancient precursors
were finely attuned to their natural world, and that culture arose essentially
as a by-product of this sophisticated ecological adaptation of human behavioral
response. Humans were capable of observing many patterns in natural settings,
and of learning from memory, experience and experimentation, the behaviors and
manners of all kinds of flora and fauna. This kind of knowledge was perhaps
traded off for cultural knowledge and dependency, and was thus progressively
lost when humans achieved cultural and technological sophistication. The idea
that our early hominid ancestors could observe nature in detail, and become the
expert naturalists of their environment without needing to know the scientific
names or taxonomies of the species they dealt with, capable of rapidly reading
and adapting to ever shifting frames of reference, is perhaps as cliché as it
is ignored as a reasonable explanation for proto-cultural patterning.
The kinds of proto-cultural metasystems our
precursors had were perhaps more like the patterning of Chimpanzee groups
observed naturally in Central and Western Africa than any other kind of animal
we can think of today. They undoubtedly exhibited a greater range of patterning
than can be found among the reduced and circumscribed populations of primates in
the world today.
Proto-Cultural
Systems
Proto-culture can be defined as the basic aspects of
primary cultural adaptations and institutions in relation to the general
definition of culture already offered in this work. Anthropological culture has
always construed the definition of culture, ethnographically described, as being
bound within a preexisting context of cultural tradition and social history.
Anthropological inquiry has fallen short of addressing the problem of what
cultural adaptations may have looked like before the emergence and elaboration
of such cultural contexts and traditions in the world. To some extent, this
becomes a central problem in archaeological systems and in the definition of
archaeological culture versus anthropological culture. If archaeologists can
answer sufficiently for themselves and other scientists the question as to what
constitutes the pan-human basis of cultural patterning, and how basic cultural
patterning may be distinguished from its elaborated derivative patterning in
human prehistory, then archaeological systems theory will have taken a step
toward greater comprehensiveness and objectivity of its knowledge base.
The explanation I seek for human proto-culture is
well with a human systems theoretic perspective, to the extent that such
proto-culture was foundational to the rise and development of human systems in
the first place. I seek to define proto-culture in terms of the first developing
institutional manifestations that such culture would have taken beyond the
ecological and obvious technological and material aspects, that some
anthropologists might consider to be not culture itself, but the by-products and
manifestations of a deeper cultural process.
The basis of understanding a protocultural system is,
I believe, to understand such a system in what can be considered a minimally
differentiated state, or a maximally undifferentiated state. Differentiation
theory relates the cognitive organization and mapping of the human brain with
the order and level of complexity of behavioral response and pattern recognition
in the effective environment. Undifferentiated response is characteristic of an
undeveloped and unsophisticated state of mind, and is characterized by certain
distinct features such as diffuseness of stimulus-reponse patterning, lack of
sophisticated mechanisms of ego-control or defense, lack of flexibility of
response patterning, etc. In a relatively undifferentiated proto-cultural
patterning, the distinctions we may make between different institutional aspects
of a culture may be unclear or vague at best. Language may exhibit a minimal
structure and the hallmarks of early primary acquisition such as overextension
of reference. If we are referring to a language system that is primarily, or at
least seeming, one of gesture-gesticulation, we can refer to a heavy degree of
context-dependency in the structuring of the language, its primarily concrete
and functional application, the lack of separate between para-linguistic and
linguistic signals, such that linguistic signals may not be given priority over
non-verbal forms of communication. Such a language system, though in a broad and
basic sense universal to all proto-cultural systems, would in fact be so
idiosyncratic in its effects that it would be effective for only small-group
communication, presumably within stable family or kin-centric groupings.
Similarly, language and thought would be fused, as would be body language and
feeling. The capacity for sophisticated prevarication by the strict separation
of modes of expression and communication would be lacking compared to what is
achievable in more differentiated systems. It would be expected therefore that
very early proto-culture would in essence be primarily functional and
adaptational in orientation, and would reflect very concrete and naturalistic
relationships with an effective environment in which other people were more a
part of the natural framework than a part of a larger social-institutional
setting. We would expect therefore that the first differentiations of language,
culture and cognition to be primarily those relating to the pragmatics of
getting things done, of survival, and a rudimentary semantics that is understood
in a concrete and relational sense, rather than in any abstract or formal
manner.
The basis for an understanding of proto-culture is in
terms referred to as the worldview problem, or rather, how people come to
organize and structure their view of the world, and how this affects their
behavioral interactions and adaptations in the world. In this, the analytical
distinctions are made between the problem and role of language, culture
(conceived in both a material and social frame of reference) and cognition, and
the nature of the interactions between these three areas. Like the previous
eco-cultural model that relates the individual, environment and social group in
a systems based, interfunctional model, the relations between language, culture
and cognition are not seen as being necessarily ordered in any deterministic
manner, but rather in a complementary and interfunctional system. It can be said
therefore that in a proto-cultural phase of human evolution, one that presumably
characterized the first three or four million years of hominid cultural
development, that these three analytic distinctions may not have been as clearly
made as they can be today in reference to modern or contemporary historical
culture patterning. These were all but facets of the same essential
anthropological trait complex in its most basic sense, and there may have been
little distinction between language as a form of communication and thought as a
form of feeling or self-expression, or between the thoughts and feelings of the
self, as somehow fundamentally private and ego-centric, as opposed to those
expressions of other members of one's group. Socially, groups would have been
"organically" intertwined such as the boundaries between self and
significant other would have been diffuse at best and in some ways altogether
lacking. Touching, holding, shading into physical aggression or expressions of
human sexuality and feeling would have been a normal part of one's own identity,
and a way of reinforcing one's bonds and identity in the world. Grooming is a
typical behavioral response of all primates that permits alleviation of stress
and interpersonal communication at an organic level.
Perhaps if we want to understand human protoculture,
a good place to start is in the observation of human child culture in contexts
where this is not mediated by adults. Of course, this is only a rough analogy,
as it is clear that even very young human children are imbibing a very great
deal about their cultural context and world beyond that available to them in the
immediate framework of their family and home life. In other words, most of
contemporary child culture is pretty much shaped already by the larger
adult-sized cultural context in which they are raised, thus confounding such an
analogy between contemporary child culture and human proto-cultural patterning.
We can explain the rise of what might be referred to
as intermediate or secondary institutions as a manner of introducing increasing
levels of differentiation and control over the behavior of the individual, with
internalized controls mutually reinforced by external social sanctions and
constraints, whether direct or indirect, explicit or implicit. Language, culture
and cognition would in such "fully humanized" contexts have emerged as
full blown, such that it would become possible for people to say one thing and
mean another, or to act in a manner that is independent of the response patterns
of the rest of one's group. This was not arrived at overnight, and its
possibility seemed to be indirectly at least relative to the larger eco-cultural
system as this was gradually emerging.
Proto-Symbolism
The noetic behavior of our hominid precursors would
have been fundamentally different from what we experience today. The cultural
context for the development of symbolic behavior as it occurs today would have
been almost entirely absent. The almost steady increase in cranial capacity,
especially in the regions of the frontal and parietal cerebellum, demonstrates a
positive correlation between increase in brain size and the emergence of a
viable cultural context within which people could operate. And this was not a
hen or egg type of question. It is clear that selection in human beings was
continuously in favor of larger and larger brained individuals who had greater
symbolic capacity that became expressed in terms of cultural mediation of the
natural world. I do not believe that selection operated upon an individual
level, so much as upon a group level, which in human terms became defined
increasingly in terms of cultural differentiation of behavior within group
contexts. Selection therefore favored those small groups the individuals within
which could effectively adapt to and survive their complex environments, in
intermural competition with other groups. In small group configurations,
population bottle-necks could occur frequently under adverse circumstances that
eliminated even a few members, and hence a founder's effect could be experienced
within a relatively short time. A group that was culturally successful would be
capable of rapidly expanding its population base and of branching out and
expanding the limits of its usual home territory. Many groups would have come
and gone--many might have failed. Each would have represented a natural
experiment in the articulation of basic cultural patterning.
It would be difficult to say exactly what set of
selection factors were important to the rise of bigger brains in human
evolutionary development. We can site natural factors that promoted adaptive
survival, social selection factors, such as mate choice and preferences that
favored some individuals over others, or cultural selection factors (sanctions
and constraints, conditioned aversions and appetites) that operated within a
group context, or possibly even early psychological selection factors of
personal preferences and idiosyncracies of character. It would be impossible to
devise a coherent and consistent model of these selection factors operating one
way in every and any evolutionary context--rather, it would have been more
realistic from a systems standpoint to examine the possible combinations and
interaction of these kinds of selection factors to determine what may have been
the most likely order. Cultural selection factors would have played an
increasingly important role as time went by, to the point even of practically
disengaging more immediate forms of natural selection.
An important question to ask in the evolution of
human cultural behavior is at what point that individual human behavior and
needs became subordinate to the needs of the group as a whole. At what point
would some altruistic, genuine social commitment of the individual to the group
be demanded. Individual and group survival would have been one and the same
thing in early contexts--an individual dispossessed of his connection to a group
would have been doomed to perish. At the same time, small groups probably
depended upon the actions and competencies of just a handful of leaders by which
to achieve success, as well as the cooperation of everyone. I do not believe it
was ever possible for members of a group to freely dissociate themselves or
detach themselves from the framework of the group. If social atomism existed, it
must have existed at the level of the small group or band, possibly a loose
consociation of a handful of families or at most of several lineages bound
together by exchanges and intermarriage and by social custom that demanded
reciprocity. Families would not have been atomized, so much as small groups
would become splintered off from larger more established groups to expand and
form satellite populations.
If we were to examine any culture-geographical map of
any period of remote hominid history, we would surely find many colored bounded
culture areas across a variegated landscape. What we could not see in any slice
of the map of time would be the transitional patterning of movement, growth and
death of groups and the ways in which these various culture areas fluctuate from
one decade to the next or from one century to the next. There would be nothing
upon such a map that was permanent and not ephemeral given enough time. The map
taken a thousand years later would look completely different that the first one
take
If we wish to find models for pre-symbolic behavior,
the best place to start is with the examination of human child culture and
cognition before the age of five-years-old. I do not believe that this is the
best possible model to use, but it is surely one that is immediately available
to us. The reason for this is not the claim that hominid precursor brains were
childlike and did not develop to a level of maturity, but that the symbolic
context for the development of mental capacities comparable to anything known
today among human beings simply did not exist in the same form. We end up with
preliterate, and indeed, at early enough time, with pre-oral people. In such
contexts, it can be said that most mental operations were probably fairly
concrete.
If we seek to use as exemplars the behavior of
hunter-gathering peoples of the recent past, we find a degree of sophistication
of behavior and intuneness with the environment that is anything but childlike
and undeveloped.
I would make an assertion that proto-symbolic
behavior may have had the following characteristics:
1.
It was based upon direct emblematic pattern recognition and mental association
of concrete perception without significant propositional formulation. In other
words, if our hominid precursors "thought" a lot about things in their
world, their thoughts would have been directed more towards immediate concerns
and concrete associations without a significant degree of formal abstractions;
2.
Behavioral experience, perception and response was "polymorphous" and
largely unconditioned. In other words, there were in place few if any
psychological mechanisms of repression of experience, and behavioral response
was particularly organic toward the environment and other social relations,
rather than psychological;
3.
Memory experience was largely context-based and geographically situated to a
degree that may have been in fact more refined and hyperdeveloped than normally
occurs with people today. Memory cues were taken from an environmental framework
based upon fine motor skills and pattern recognition that allowed our earliest
ancestors to make detailed associations within a natural environment.
4.
Cognition would have been characterized, most likely, by what I would call a
strong sense of "field dependency" that developed early and in which
reliance for cues and information for memory association was derived from an
external environment and in turn projected upon an external environment that was
always shifting and anxiety provoking.
5.
Mechanisms of projection and repression were largely diffuse and
undifferentiated, such that pathognomic imagery invoking fear or great anxiety
would have taken an unspecific form in the environment.
6.
Detailed knowledge was drawn directly from and related directly to a complex
natural environment, such that it could be expected that observational knowledge
was built up for instance of detailed information about particular kinds and
qualities of different flora, fauna, geographical locations and weather or
climatological conditions.
In such a framework, symbolic representations would
have been rudimentary and unrefined, and drawn directly from imagery in the
natural world. Such representations would have served cognitive responses that
were fairly concrete and non-abstract, not requiring significant further
rationalization or ratiocination. When reason was invoked, it was a kind of
concrete logic that reflected the natural order of the world around them. I do
not think that conceptions of today that represent "social
constructions"--marriage, murder, or even "love"--would have had
much significance in such contexts. I doubt whether if anyone then did anything
"wrong" that it would be considered "sinful" or become the
cause for great consternation. Rather, right and wrong behavior would have been
largely situationally defined and modified by the expectations of reponse such
behavior would elicit from others. It would be difficult today for any of us to
imagine what the noetic, subjective consciousness of this kind of behavior would
have been like, as we are so prone to the rationalization of our experiences
that even our perception of experience, our first apprehension and encounter
with the world, has become transformed in a basic way that prevents us from
experiencing the world in a more direct manner.
Proto-Language
The first development of human language demands
explanation, and is important for several reasons to the development of
archaeological systems theory. Language patterning and change follows systematic
principles that constitutes the basis for the science of linguistics, and these
patterns entail that some elements and features of a languages will show signs
of similarity and patterning that permit us to make reasonable guesses about
inheritance and ancestry of language families. The concern I have with
proto-language is to explain how such early pre-linguistic systems may have been
instrumental in the cultural mediational function that permitted human
adaptation. Human language in a basic sense is symbolic, and it encodes meaning
in an abstract way that permits its reification independently of the experience
to which the meaning is associated. A great deal of language pattern can be said
to be "native listener intuition" in the sense that fluency in a
language, and an implicit, embedded understanding of its semantic structure is a
prerequisite to using and understanding its codifications in any useful manner.
All language from a non-native listener point of view can be said to appear
"holophrastic" or in the form of long one-word sentences, as a
non-native listener is unable to make the fine phonetic and phonemic
distinctions that are necessary to convey and carry meaning. Even Chimpanzees in
their chatter and calls may be making semantically meaningful statements that
appear to a non-native speaker as so much gibberish--human listeners would be
unable to make the finer phonetic distinctions of a Chimpanzee language system.
This is a typical response patterning to oral linguistic signals when there is
no embedded basis for understanding the system.
I will venture to state that a human protolanguage
will tend towards the following kinds of patterns:
1.
It will appear to be holophrastic.
2.
It will have a reduced grammatical structure that conflates unmarked covert
categories of meaning, and its semantic structure will be similarly unrefined
and basic.
3.
It will be pragmatically oriented.
4.
It will be largely context-dependent and context driven as a language system.
5.
I will predict that human protolanguage tended to begin in the back and low in
the mouth, and only moved forward and high as time went on.
6.
I would venture also that original protolanguage lacked a full phonetic-phonemic
complement of vowel and consonant sounds, but tended to rely upon a few key
sounds around which other sounds were developed or derived.
7.
The language would tend to be "prototypically" basic in the sense that
it included basic nouns and verbs, or perhaps even a single syntactic class of
words that could function as noun-verbs depending upon the context of its use.
We can refer to the common semantic feature of the
overextension of reference as a characteristic of such a system--the same term
being applied differentially to different classes of objects or things, perhaps
then subsequently marked to distinguish the different categories of meaning.
In the development of a theory of symbolic
linguistics, I have previously made an assertion that human proto-language would
have been in the form of "gesture-gesticulation" such that body
language, facial expression and especially hand signals would have been
intrinsic to the speech act or communication event. A sign language may have
been an early form of pan-language that permitted people ease of communication
across linguistic boundaries. Gesticulations would have taken the forms of
"calls" and vocalizations characteristics of many primates that
express emotions, warnings, states of agitation, or that communicate the
presence of some thing to other members of one's group. Body language may take
very symbolically stylized expressions that leave the listener, or watcher, with
little doubt about the intentions or expectations of the communicator. If one
observes deaf people signing language, they are almost reflexively moving their
mouths while they gesture with their hand signals, and this brings the focus of
attention not on the hands itself, which are in continuous motion, but upon the
face of the speaker. It is known as well that those who use sign language are
employing the same areas of language, namely Broca's area and Wernicke's area,
that are employed by those who are able to use language aurally and orally.
If one examines the history of communication systems,
one sees that in general writing systems go from very context dependent,
iconographic pictographs, towards mixed rebus systems, through mixed
pictographic-syllabaries, through true syllabaries based upon the sound system
of the language, through mixed syllabic alphabets, to full alphabets, which
represent the complete abstraction of the meaning independent of the sound
carrying units. I believe a similar model would apply to the oral development of
human language as well as to the development of symbolic cognition in the human
brain as well, and all these developments are also tied to the larger contextual
issues of the development of cultural patterning in human groups.
Context dependent systems fail to fully separate the
meaning from the thing that carries the meaning, or the vessel of the meaning.
Each thing would have its own meaning, and this meaning may be generalized or
specifiable in a given context, but the thing that it is intrinsically attached
to would be invariable and received as a whole thing. For purposes of
simplification, a single polysemic symbol can stand for a great deal of complex
meanings that are context dependent. Typically, such symbols would encode and
stand for entire events, or episodes, or situations or even settings that are
clear to the mind of the purveyor of these symbols, but strike any stranger
unfamiliar with the entire system as a complete mystery. Such symbols can be
seen as overloaded and top-heavy devices that cannot carry over flexibly from
one context to another. They are like coded signals that stand for entire
sentences or even entire paragraphs of meaning, compared to symbolic forms that
just stand for one word that may nevertheless carry a definition or set of
definitions that are context dependent.
The linguistic landscape 100,000 years ago or 200,000
years ago may have been fundamentally more variegated and complex than the
linguistic landscape one or two hundred years ago. Where now we might speculate
about one mother tongue from which all extant languages may be descendants under
a single superfamily tree, the roots of this tree 100,000 years BP may have been
only one set of systems among many that existed at the time. What we witness in
our current distribution of languages are all full blown human languages with
complex structures. This may have been, like elaborated culture, only a single
set of linguistic achievements 100,000 years previously.
The language systems that may have existed back then
may have been fundamentally different in structure and form than what we
understand languages today. Where there may have been from 3 to 5 thousand
languages that were spoken in the world 1000 years ago, there may have been 5 to
10 times that number of proto-languages used 50,000 years ago. Our modern human
precursors, the descendants of our African Eve, represented only one set of
tongues out of many that were being used. They did not radiate out 50,000 to
70,000 years ago to encounter only ecological vacuums wherever they went. The
proto-languages that were developed previously may have had a multi-regional
genesis that reached back to Homo erectus half a million years previously, and
represented many, many different proto-cultural orientations that were competing
with one another upon a complex mosaic landscape for success and survival.
Single, more successful language systems, systems that developed on the move, so
to speak, came to crowd out and predominate and proliferate at the expense of
less successful precursors. It was not that the languages themselves were more
or less efficient, but that they would have been part of a larger cultural
system of adaptation that was relatively more or less successful in competition
to other systems.
The earlier proto-linguistic systems were not just
pre-literate, but in a sense, they may have been pre-oral as well, in the sense
that we relate oral cultures to an oral tradition and to secondary institutions
that reinforce and encode this tradition. Thus, linguistic codifications might
have been in general more attached directly to a sense of place and thing than
is the case with oral traditions. In this regard, we must also ask what the
origins of a sense of song, poetry, meter and dance may have been, and how these
may have related to the early development of language. If people sat around the
hearth at night, information may have been exchanged, stories told, and dances
performed and trances envisioned.
Proto-Society
One cannot sufficiently consider models of
proto-cultural development without taking somehow into account the evidence of
social relations and organization as these may have been similar or different
than we now know these to occur. It appears for instance that bilateral kinship
systems centered upon the kindred are more flexible to variable social structure
than more rigid lineal and clan based systems. In this sense, one might expect
the simplest kind of structure is a one based upon a Hawaiian kinship structure
that encodes the fewest numbers of kin-terms that are most proximate to ego,
compared to isolating structures that encode the highest number of kin-terms. It
should come as a surprise therefore to find some of the most elaborate and
complicated kinship systems to have been elaborated by the Australian
aborigines, but this should belie something about the origins of their system,
and the fact that they were originally in fact part of a more recent and modern
period of human evolution in which complex moiety structures were clearly
developed.
I will take a simple kindred system to be the most
basic and prototypical pattern of kinship possible in human society. All
elaborations of kin systems represent therefore some kind of variation or
alteration from this basic prototypical form. This is not to say that the
kinship systems of 500,000 years BP, if such things existed, all resembled more
or less a kindred-based system. Kinship may not have been important at this
time, and if it was, probably in a form much more simplified in structure and
immediate in its implications and consequences, than anything now experienced.
Social structure is not just about kinship structure.
It entails as well patterns of marriage or conjugation for the purposes of
reproduction. First, modern humans have to get past the hang-ups of existing in
a monogamous and sexually repressed society. It is likely that the original
social structures of human society were largely polygamous of one form or
another, and that mixed polygamous systems were the general rule for society
100,000 years ago. This is not to say that pair-bonding may not have occurred,
but I suspect that the bonding of many social relationships may have lacked the
psychological intensity and investment or carried the heavy social loadings that
they have today. I suspect that many early humans entered into and out of
relations out of convenience and as opportunity presented itself, but also that
such relations may have been marked by much potential violence and conflict.
In such a framework, those who could keep promises
may have had better long-term luck than those who might manipulate the truth to
their own ends, though this is clearly debatable. Given the nature of most
social interactions today, I would be inclined to agree that the chronic cheater
and manipulator would have shown greater intelligence and would have been more
successful in passing on their genetic complement to future generations compared
to those who were tried and true in social relations. The real truth may have
been somewhere in between, in the sense that loyalty and filiality and the need
for solidarity or honesty may have been largely situationally or contextually
determined.
What I see our protocultural ancestors being is
enmeshed in a larger field of social relations that defined a
competitive-cooperative continuum and in which any particular relationship may
have ranged somewhere between these extremes for a variety of reasons. Thus,
one's ally or friend in one context, may well become one's enemy or adversary in
some other kind of situation. Trust was extendible only so far as the situation
or circumstances demanded, and was dictated as much by narrow self-interest as
it was by any altruistic sense of loyalty to a larger group. I may be wrong in
this regard, but I do not see our proto-cultural ancestors as necessarily having
been very heroic in their day-to-day life. I find few genuine heroes today, and
I see no reason why yesterday should have been an inherently better period of
time to live in. It must be seen that many of these kinds of abstract pro-social
notions were later constructions of more developed cultural systems that may
have placed a greater stake in human cooperative endeavors and in rigid
conformity to somewhat narrow and coercive traditions. I doubt whether the
earlier kinds of systems could have exacted or expected such coercive conformity
from the members of the group. Rather, the coercion felt by the early members of
society was the coercion of circumstances that may have frequently been life or
death, circumstances dictated by natural selection and by a form of social
selection without the intervention of well developed cultural variables or
contexts.
If group boundaries were not exactly or always clear
cut, then it is possible that allegiances, networks and group identities were
continuously shifting, and that people might have been able to pass readily from
one group or another, either by adoption, marriage, or by involuntary servitude.
I think group boundaries may have existed, but never as an all or none kind of
thing, or as a line drawn in the dirt between one's enemies and one's own kind.
They may have existed as matters of degree of distance from ego or the
kin-group, and the immediate kin-group may have been the primary reference point
of one's social identity. There may have simply been no proto-social
"nations" or even "tribes" or "the people" in a
larger or more general sense of the term.
If we observe all economic relationships, including
those of marriage, we see that those relations defined by reciprocity and trade
are often also defined by potential risk and conflict. Thus, the
cooperative-competitive continuum would have operated in both directions at the
same time. It can be expected that people would have preferred to trade and
barter over resorting to confiscation and force, but this is not necessarily
true. Trade can be seen in this sense as both a conflict mediating mechanism,
but also as a potential conflict-generating mechanism as well.
Human
Ecology in Evolutionary Context
The models of archaeological systems theory developed
previously are applied to a larger "eco-evolutionary" context that
explores human systems as natural systems within a larger biological and
evolutionary framework. Eco-evolutionary models that have been developed in
biological systems theory are especially appropriate to the understanding of
cultural systems as these relate both to other natural systems and as they
relate socially to one another in larger regional and interregional settings.
Archaeological systems are often restricted by a limited data-base to explore
primarily human ecological relationships to a natural environment. It is
therefore instructive and useful to go into greater depth to explore the
possibilities of these relational patterning and their consequences for human
systems and their trajectories through time upon natural landscapes.
In seeking to define more critically the
interrelations between anthropological and biological theory, especially in the
area referred to as ecology, I have developed a general sense of the perspective
about population dynamics, and social relational and event structures, and
understanding of social dynamics, mechanics and statics, that apply on both
anthropological and biological scales and levels of observation with more or
less equal measure. There are differences of course between anthropological, or
human systems, and other biological systems that are non-human, and a part of
this perspective in social ecology is the critical examination of these
differences and their outcomes in a more systematic manner. Human systems are
fundamentally biological systems at some level of competition with other
alternative kinds of biological systems--but they are also cultural systems that
create certain unique kinds of adaptational contexts and structures that permit
alternative evolutionary pathways for life to follow. Social ecology has thus a
kind of parallax of perspective, with one foot in biology and the other in
anthropology, that informs the dialectics between the two fields of inquiry.
Social ecology is thus a synthesis of this interdisciplinary dialectic.
I would say that this paradigm is in direct noetic
competition with and opposition to the alternative paradigm that has been
developed, and that is referred to as socio-biology. Socio-biology is a
theoretical perspective that is rooted to the observation of insect communities,
with general derived inference being extended to the structure of all biological
communities. Almost pointless to say, nature articulates very different at the
level of the beehive or ant colony than at the level of an ungulate herd or a
Baboon troop, much less a full blown human city. The danger of such an approach
is of course, the fallacy of overemphasis and a very basic kind of
zoomorphization between inappropriate levels. As we step up the chain of
phenomenal complexity of natural biological systems, we must see that the form
of ant-colony ethics that may be applied to the structure of societies on an
insect level does not apply to the structure of social groups among birds or
reptiles, much less to primates and hominids.
Group structure and dynamics becomes an important
frame of reference for understanding biological social organization upon all
levels. Operating principles driving these group patterns at all levels
predetermine and prestructure the outcomes of individual behaviors, and in turn
are shaped by these individual behaviors. While most of this understanding seems
to apply to animal communities, I will make a case that a similar if
fundamentally different kind of understanding can be applied to plant
communities as well, and to inter-Kingdom heterogeneous communities at a
different level of analysis. We must understand that the informational
patterning affecting these different structures are inherently different in
structure and design, and therefore lead to different kinds of patterning and
results.
Blanket Copyright, Hugh M. Lewis, © 2005. Use of this text governed by fair use policy--permission to make copies of this text is granted for purposes of research and non-profit instruction only.
Last Updated: 08/25/09