Metasystems
A Primer in Natural Systems Theory & Method
Hugh M. Lewis
November, 2001
Preface
I undertake this work as a result of a year of synthesis since completion
last year of the previous book Natural Systems (2000). This work is a
direct successor to the Natural Systems work, and seeks to extend the
basic models in each of the main areas and to elaborate a wider basis for
these models in terms of metasystems theory than covered previously. During
this past year, these models have been extended in a number of directions.
Because of the inherent complexity of comprehensive studies, there is always
some danger of the work schisming off in any number of possible spin-offs or
tangential subjects. Subsequent works developed immediately after the Natural
Systems book demonstrated this tendency clearly to me, though the various
excursions down different avenues of thought were in hindsight extremely
productive. It is now necessary to tie these diverse tendrils back to the
coherent and comprehensive unity that was originally intended for this kind of
work in Natural Systems.
This manuscript has been undertaken under trying conditions that debilitate
against establishing a concentrative focus for the book. An arbitrary deadline
was imposed for its rough draft which has meant that it will undergo sucessive
editions before it achieves a level of maturity that the subject demands. The
original draft of this work is intended to be as succinct as possible in a
skeletal form, outlining the essential concepts and ideas involved in
Metasystems science and natural systems theory at each of the main levels.
I have chosen to adopt as much as possible a textbook style and point of
view in the presentation of the subject matter of this text, hence the
subtitle, Primer in Natural Systems. A textbook manner seemed
appropriate to the nature of the subjects involved and in their mutual and
common frame of organization. On the other hand, the work achieves a degree of
comprehensivity, thematic unity and breadth of focus that I believe does
justice to the broad and deep terrain it seeks to explore. It is not just a
mile wide and an inch deep--it comprehends an entire ocean of unknown
dimensions.
The book was undertaken during a period of substantive and existential
resonance between basic-level coursework that somewhat serendipidously
represented the three basic levels of division that exist within natural
systems theory. This has been helpful if somewhat frustrating, for learning
the basic language styles, exemplars and, need I say, the scientific cultures
and cognitive styles that prevail within each level. I have therefore
deliberately sought to seize the advantage of the moment in order, making
lemonade from lemons, to push this work through its birth throes.
The outline consists of an elaboration of basic natural systems theory on
the three primary levels on which such knowledge and patterning is stratified
(ie. the physical, the biological and the anthropological) in three chapters
covering each area respectively. In these chapters I aim at the construction
of truly comprehensive theoretical viewpoints at each of the levels of the
basic stratification of natural phenomena. The objective of comprehensivity
has taken precedence clearly over the elucidation of detail or specializations
of knowledge on specific topic areas.
These central chapters are complemented by three other chapters--an
introduction dealing with Metasystems science operationally and
philosophically (metaphysical, ontological and metaphysical) and the two next
to the last chapters that deal with the general question of alternative
metasystems as these have been emergent in the world, and with the possibility
of applied metasystems as these may be emergent in the future. The book
concludes with some basic philosophical (epistemological and ethical) issues
that the elaboration of metasystems and natural systems theory stirs up.
This first edition of the book is intended to be as brief and succinct as
possible in an outline form. The emphasis is upon concise explanation of the
train of main points covered in each theory and system elaborated. The work is
intended as a skeletal outline to be expanded and elaborated with greater
detail in subsequent editions. At the same time, it was intended as an initial
reconnaissance into as yet unknown scientific terrain.
Like the previous book, this work is only the result of the last year of
diverse efforts and thinking on a variety of interrelated topics. It could not
have been written but on the back of the previous book, and the previous
posturing in anthropology that I have undergone over the last two decades.
Maturity in the perspective of the anthropology of knowledge allows us to take
a step further away from the train of anthropological relativity that we are
riding in. If we want to develop a genuine anthropology of science, and by
extension, an authentic reflexive anthropology of anthropology, then such an
approach as this is a necessary prerequisite. Only by such means can we step
away from the paradigmatic boundaries and ideological conundrums that serve to
define and in many ways frustrate the diverse fields of science that are
defined more by their specializations and applied successes than by grand
unifying theories and their comprehensivity of theoretical view.
Once this sense of relative objectivity about our knowledge, all of our
knowledge, is achieved, then it becomes possible, indeed necessary, that we
adopt a wider point of view such as is encompassed by natural systems theory.
Such theory forms a basis for the unification of all the sciences, and for a
unified understanding of science in general--its functions, its purposes, and
its patterns in the real world. It comes perhaps as a grand paradox that this
objectivity only arrived by means of embracing in a basic sense the ultimate
anthropological subjectiveness and relativity of our human understandings,
even in our sciences, from which we can never hope to escape unless we
eventually encounter some form of alien intelligence who can then inform us of
our own anthropocentrisms of perspective. In a sense, science does this for us
already, but it speaks to us only indirectly through the data and the
patterned relationships that we do see in research.
The purpose and value of this work is mainly heuristic--it is to offer a
set of alternative points of view on basic issues in the main scientific
areas. In this regard, no received theory in any field is so sacro-sanct that
it cannot be questioned or alternatives not critically evaluated, and even
accepted if they seem to fulfill the general requirements set down by the
sciences. This work is a far cry from the paradigmatic jargon that fits into
peer-review journals. For most it is "fringe" and will be treated
initially as any marginal perspective would be. Science serves as an impartial
witness in these proceedings--it will in time render its own judgments
separately from the opinions and prejudices of those who control its praxis
and its purse strings at any one time in our shared social history.
A point is reached eventually in one's own intellectual development that
somewhat arbitrary and conventionally defined boundaries between knowledge
domains appear to dissolve in consideration of larger issues, especially
complex real world problem sets that demand knowledge and expertise from a
across a plethora of academic perspectives. At the same time such boundaries
eventually also come to be frustrating and downright stultifying for the
questioning imagination and the open exploratory mind if they are kept too
strictly or followed too narrowly. Many a bright and brilliant light bulb
peters out at the edge of its domain.
I take this work to be a personal and professional testament to the power
of independent thinking in the world, to see past illusion and delusion to the
realities that lie beyond, whatever our material condition or our relative
social status. It was accomplished in a context that basically discourages
independent thought and that is designed to interfere with the cultivation of
independent thinking at all but the most superficial levels. I have suffered
and survived such authoritarian systems before, and the actors caught up in
the articulation of its power are, on average, oblivious to its full moral
implications. It is clearly the case that the basis for a free and open world
rests in a free and independent mind, and the capacity to communicate clearly
and in an unconstrained way one's ideas. It is daily demonstrated to me that
all the money in the world cannot buy one's sense of freedom and independence
in the world in a genuine way. Money is at best a poor substitute for
independence. Of course, this lesson will be lost upon most people of the
world today if they have any significant investment in the maintenance of a
status quo that is heading the human race the way of the Dinosaur.
The original and primary intention of this work is to awaken the reader and
the reader's world to the possibilities of alternative realities. Without an
awareness of such alternatives, we are limited in our choices and in the long
run in our shared destiny upon earth. It is increasingly clear in so many
ways, ways now no longer disputed by scientists, that we must seek out such
alternatives or, failing, risk the end of the world as we know it. Beyond
discovery of the wonder of the supremely sublime beauty of scientific
understanding and pattern in nature, beyond the value of science to provide us
with a sane and coherent view of reality, we must see increasingly that
science shares a growing obligation to use its knowledge for the improvement
of the world and for its, or our, perpetuation in the world. Our hard-won
lessons of the 20th Century were that indeed knowledge creates
responsibility, whether we wish it historically or not upon ourselves, and
that once created, as with the atomic bomb, it cannot be simply recalled.
Foreword
This work is about science, and is done in a scientific manner. Metasystems
is about scientific worldview, and about the articulation of science in the
world. It is about scientific knowledge and its organization, and about the
natural systems that such knowledge represents and seeks to comprehend. It is
also about the kinds of human engineered systems that are the result of
scientific understanding and application to real problems.
Science is about shared knowledge and collective understanding that holds
us to a coherent, honest vision of reality as the ultimate touchstone for
truth, independent of our own judgements and values. Thus, our measures and
our conclusions are derived as independently as possible from the information
we can distill from the patterning found in nature itself.
Science is ultimately about asking questions of the unknown. Religious
ideology does not question the unknown. It only tries to fill in the unknown
with answers derived from the great depths of the human unconscious. Science
begins with a question about something unknown, and though it may have no
immediate answers, it seeks solutions to the problem posed by the unknown
until it derives some kind of answer that makes sense. The problem is that
science remains essentially a question asking endeavor, and not an answer
giving activity. Hence, whatever answers are yielded from this exploration are
at best partial and incomplete, bound to be requestioned once again.
Questions without final answers are often difficult to ask and accept.
Confrontation with the unknown involves a degree of inherent uncertainty that
can translate into a tremendous amount of existential insecurity. It is
especially problematic when science must proceed with the recognition that
there are some kinds of questions that are ultimately unanswerable, hence
unknowable in some absolute sense. Not every person is cut out to be a
scientist, and science cannot provide all the answers that human beings need
to make sense and cope with their world.
But it is increasingly the case that the world cannot now proceed without
the help of science. We owe to science an increasing debt of gratitude,
whatever our religious or ideological points of view. We can choose to believe
in creationism, but we must acknowledge the role that the theory of evolution
plays in our everyday life in the production of new medical therapies for our
diseases and illness.
Science has marked its pathway of progress not with the prospects of what
it might achieve, but with a clearer sense of where it has come from. Along
the way has been an increasing number of little successes, such that no one
now can honestly deny the value and important role that science has come to
play in our world, whatever our worldview.
Metasystems science proceeds paradoxically from the standpoint that
scientific theory depends upon worldview in critical ways. There is a
metalogical perspective that suggests that the answers we get depend
critically on the kinds of questions we pose, and that there may be a method
and a way of asking questions that helps to prestructure the kinds of answers
we get, even in seemingly objective experiments in which results are yielded
relatively independently of our observations or constructions. This is perhaps
easier to understand if we realize that our questions are invariably
prestructured by our own points of view, by our own knowledge systems and
worldview. They thus have unconscious motivations, a sense of history, a
foundation, whether we realize it or not. The problem and the challenge,
anthropologically and scientifically, is that most of the time these
foundations for our questions are invisible and transparent to us. They derive
from the cultural depths of knowledge and values that we share in from birth
to death, and cannot escape from even in madness or the oblivion of drugs.
The point of departure for metasystems science therefore is to seek to make
explicit what largely remains implicit in the background of our scientific
question asking and answering. Success in such an endeavor leads to a greater
degree of understanding and hence control over a set of variables in our
scientific theory construction and testing processes that largely remain
otherwise left to chance and blind serendipity. This has several outcomes in
terms of comprehensivity, operational systematicity, and applied strategies
and designs in the articulation of science to our world and worldview in a
coordinated manner.
This work proceeds from the perspective that scientific reality is
objective and is a priori to our conception of it, and that this reality is
innately unified as a single comprehensive system. On the other hand, we
cannot directly know this reality except via our knowledge systems that are
not a priori except in a strictly abstract sense. We are thus left on the
horns of a fundamental existential and epistemological conundrum that it is
the challenge of science to resolve.
There are many implications and presumptions that arise from this initial
leap of faith that are explored in the introduction. Reality at every level at
which it is examined in the sciences is super complex and only partially
understood. For all the progress that science has made in the last century,
and in the last decades especially, there are as many more basic questions yet
to be sufficiently addressed. This work here purports a kind of unity and
comprehensive understanding of the sciences that should be accepted only with
a strong cautionary proviso that the full story has not yet been rendered.
*****
This brief work has been undertaken within an accelerated and abbreviated
time frame. Its intention, as a first rough draft, is to highlight the main
points of metasystems science and natural systems theory as these have
developed so far. Most topics touched upon in this work remain relatively
incomplete and underdeveloped. Though the text has been framed in the form of
general statements, this has been done so as a matter of coherence, and not as
a final indictment on the nature and structure of reality at any level. They
are designed to ask questions by the presentation of alternative explanations.
They are not about final statements and finished theories of science. They
serve as points of departure for further exploration of a newly emerging frame
of reference for understanding science and its role in the contemporary world,
and for projecting its purpose in the future. This fulfills the second purpose
of metasystems science and natural systems theory, that it is an exploration
and a reconnaissance of unexplored and unknown domains of possible knowledge,
rather than just another textbook rehash of conventional and conventionalized
knowledge.
It is clear that whatever the contradictions inherent to the
conceptualization of scientific knowledge and to its everyday articulation in
a wide variety of social and technological contexts, science remains foremost
a shared field of activity. This aspect of sharing is important for
understanding the culture of science, and its possible basis as a metaculture
of shared belief and behavior that is good for all humankind. As a cultural
reality, it has been a relatively recent phenomena in the history and
archaeology of humankind--it has emerged more by default than by deliberate
social planning. It frequently came about in spite of a great deal of social
resistance and repressive influence. It emerged as a common reference point
and alternative worldview, primarily because it works when it is true and
realistic, and eventually disposes of itself ideologically when it proves
incorrect and false.
It has only been in the last century, and in the last few decades
especially, that the role of science and its place in our lives have risen to
a level of preeminent importance. It has done so by its steady history of
achievement by which we define standards of progress.
Social and ideological resistance remains in many quarters, and resurges
frequently disguised in various forms of religious ideology or other
structural-symbolic activity. It is perhaps a natural and expected response to
change that happens so rapidly in the world that social and symbolic systems,
normally conservative and tradition bound, cannot keep up or maintain a sense
of comprehensive symbolic equilibrium so necessary to our normal reality
testing of experience and sense of coherence in our everyday lives and our
shared world.
To adopt a fully scientific point of view often requires that we at least
implicitly abandon, call into critical question, or give up contradictory
symbolic ideas about how reality functions. For this reason alone, biology
remains taught in many nations of the world without the benefit of its central
articulating theory of evolution, because evolutionary theory conflicts with
fundamental religious doctrine and mythologies about creation and the place of
a deity in the grand scheme of things.
It is also increasingly the case that science as a diverse organic
community of scholars has developed a great deal of its own internal inertia
and friction in its articulation. Lost is the vision of the inventor from a
white rural background with the 3rd grade education: gained is a
stereotype of a "polyethnic" scientist in a monkey suite in an
unpublicized international board meeting in a plush room in a plusher
building, deciding where to invest the next billion dollars of research money.
Whether it is the commandering and corruption associated with grant funding
and the monopolization of always scarce research resources, or whether it is
the competitive exclusion of new ideas and innovative thinkers from the ranks
of the tried and true academic alpha-authorities, the social articulation and
praxis of science is fraught with its own sense of contradiction and
ideological obfuscation that serves to blind it to its own cultural realities
and cripple it in its purpose of achieving greater progress. There can even be
made a clear case for the surreptitious importation or symbolic
"smuggling" of religious ideologies and mythologies back into the
worldview of science, particular at its furthest edges of observation and its
boundaries of knowledge where only uncertainty and unknown prevails and few
facts can be found. The desire to find ultimate beginnings and fundamental
unities in our reality often prompts us to impose, even unconsciously, a
religious symbology coaxed in scientific terms.
Not to be accused of attempting to impose an irreligious scientific
worldview, it is quite the opposite case. Science, whatever the area of
specialization, cannot forever rest upon its laurels as disinterested inquiry
in service of whatever agency has the means to employ a scientific
technocracy. Scientific ethics not only transcends ideological realities, but
can define for itself a workable normative and metaethical framework,
including a deepseated respect for the eternal verities of the universe. The
philosophical Einstein sought his whole lifetime for a deeper connection
between science and religion, and refused to accept the notion that "God
played dice with the Universe." Even though I accept the postulate that
the Universe was probably, ultimately a relativistic dice game, this makes our
appreciation and symbolic sense of unity and integration of reality no less
religiously profound, existentially faithful or aesthetically sublime than if
we believed in either a pantheon of animistic spirits or in a single
omnipotent and omniscient creator.
A key insight emerging from this work is that there is indeed a critical
perspective and future role for science, not just in research and
technological development, but in social planning and in defining key ethical,
normative and moral issues relevant in an ultimate way to humankind's role and
functioning on earth. It does not compromise sound scientific method to frame
its objective procedures within a larger symbolic universe of purposive and
symbolically unified knowledge. Scientific praxis and culture becomes so
framed regardless of whether or not scientists themselves, as young bright
eyed, idealistic college students, are taught to systemtically and
surreptitiosly abnegate their own sense of responsibility to the ideological
purposes to which science can be normally put.
A basic issue in this regard is a critical epistemological stance that
science is involved with objective description only, and cannot make
untestable or unfalsifiable statements that are prescriptive or morally
didactic about the world. Such a dichotomization of how scientific activity
should be framed and learning proceed to application is I believe a naïve and
somewhat spurious analysis of the complex realities actually involved in
scientific culture and its articulation in terms of possible technological
application and development. There is a sense that science can make rational
strategic and moral judgments about social and biological issues that affect
the historical development of humankind in critical ways, and these kinds of
judgments do not necessarily fall outside the purview of normal scientific
practice.
While such an issue is less obvious in a chemistry lab or a nuclear
particle accelerator, it clearly comes to the foreground in the practice of
medical sciences, that have as their principle goal the alleviation of human
suffering and the curing of disease. These issues are particularly evident and
therefore most controversial in relation to the human social and psychological
sciences, where what point of view we adopt, however implicitly, can
tremendously affect our adoption of methods and conclusions derived.
In this we must recognize the interrelation of several facets of all human
knowledge, whether this is construed as scientific, ideological, religious or
in some other form. All knowledge is symbolic. All knowledge exists within a
social framework of normal articulation, and defines some form of cultural
pattern about its function and effects. All knowledge is historically
contextualized and bound, and anthropologically articulated, no matter how
abstract or artificial, concrete and natural. All knowledge is on some level
or another interconnected, even if such interconnections remain implicit and
unelaborated. All knowledge must be "textualized" in some form of
storage mechanism and available for broad-based and vertical dissemination--it
must be communicable or else it represents a form of idiosyncratic
subjectiveness that is barren and confined the dream realm of imaginative
fantasy. All knowledge is therefore also organized in some explicit/implicit
manner upon a shared noetic landscape. These constraints upon all human
knowledge, and hence upon all scientific knowledge as a subrealm, result in
basic patterns and contradictions in the articulation and practice of
knowledge in many ways and upon many levels. There is not one discipline or
sub-discipline of scientific expertise where these same basic sets of
constraints do not hold and critically influence the outcomes of our learning
and knoweldge acquisition and organization activities.
The dragon of anthropological relativity of knowledge rears its head once
again. All knowledge is relative to the human knower and the thing being
known. As human beings we cannot step outside the realm and influence of our
own knowledge systems to claim completely and absolute objectivity. Relativity
is an inherent aspect of all knowledge of all forms and kinds. Ultimately, all
forms of relativity are classifiable under a general framework of
anthropological relativity, from that of the physical relativity of electrons
and subatomic particles, to the cultural relativities of human belief and
behavior, to the ideological and paradigmatic relativities of alternative
symbologies and even scientific theories themselves.
Anthropological relativity is the basis for all parallax and uncertainty
inherent to our knowledge and information systems, because this knowledge is
intrinsic to a universe that is fundamentally entropic and subjectively
solipsistic in certain inherently ambiguous ways. We are the knowers, the
doers, the shapers, of all our sciences and all our other ways of knowing
reality. Though we cannot escape the antinomalities of anthropological
relativity, we can learn to control it and account for it in ways that are
objectively acceptable to the standards of science. The resurrection of the
dragon of relativity does not spell the death of God, it only entails a
reenvisioning of the role of the divine in a more realistic view of the world.
In this we can find the solace of hope, purpose, reason and divine
inspiration, just as we can look to the natural order and patterning of
reality to find a sense of beauty, sublime meaning and moral value.
Whatever or however class issues of global capitalism may translate into
the structuring of grant and research opportunities, in terms of status
mongering, opportunities for publishing or even open discussion, o academic
discrimination and paradigmatic closure, science as a theoretical construct
remains a part of the public domain, open to everyman, woman and chid,
available to all people equally at least in theory. I dedicate this work to my
mom, my wife and my daughter, who have been the only people of my life of any
lasting and permanent value.
An Introduction to Metasystems
The limits of Science and Metaphysical possibilities.
Metascience is the philosophy of science framed
metalogically from a scientific point of view, in terms that can be said to be
denotatively scientific. Science as a human knowledge system has its own
history and sense of development. Metasystems science is a formal and
systematic approach to scientific knowledge systems of various kinds, achieved
through independent verification and logical non-contradiction. It can be said
in general that any ideological system, to achieve symbolic unity and closure
in reality, will encompass and embody certain kinds of logical contradictions
that are the result of certain kinds of pragmatic fallacies in the application
of scientific knowledge. For a science to claim the metaphysical status of
being truly non-ideological, it must pass certain tests of empirical or
observational realism, communicative efficacy and logical non-contradiction.
This is most often easier said than done, because symbolic ideological
implications enter into even the basic terms and terminologies that we use to
define a scientific worldview, at any level. This forms the ultimate limit to
science, the limitation of the anthropological relativity of our scientific
knowledge. This limit underlies other kinds of critical limitations in
science, for instance certain physical relativities in the observation limits
of our knowledge. Though we may not be able to ultimately transcend these
kinds of basic constraints in scientific knowledge, we can develop devices or
means for achieving indirect observational and ideological parallax for the
objectification of these limits as such, and for ascertaining in some
probabilistic manner the possible realities beyond.
This work Metasystems deals with a level of reality that involves
interconnections between knowledge domains on one hand, and real or
hypothetical connections between real systems on the other hand. It is evident
that real systems are interconnected almost upon every level of their
articulation, and that we only need to scratch the surface of any one
particular system to find nested each within another and so forth ad
infinitum. As a result metasystems science is an attempt to deal in a coherent
and systematic manner with the inherent complexities of both real systems in
natural contexts, as well as with our knowledge and understanding of these
systems, and also, as a result, the systems that are created as a result of
our knowledge and interaction. The central thrust of this work is to seek a
common ground and operational approach to the study of any and every possible
system, in order to comprehend that system in its larger metasystemic context,
in terms that do justice and faithfully represent the real complexities
involved in its description and understanding. Metasystems approaches and
possibly answers the problem of very large and very complex systems, or
supersystems, but it does not claim to be complete or sufficient to the
challenge of such representation.
There is a critical sense in the consideration of metasystems from a
scientific and hypothetical perspective that variables and values occur as
statistical results that do not in fact exist in any real form. The classic
example is the family with 2.5 children. There is in fact no
"average" anything, much less a family with two and a half children,
but as a composite value, statistically defined to represent large classes or
numbers of entities, or sets, such composite statistics may in fact be more
accurate and more real than the physical entities they purport to describe. We
do not throw away reliable statistical measures because they do not directly
describe anything in reality. We consider them to be valid in a directly
non-empirical manner, though they were ultimately derived, at least in
principle, from empirical measures or parameters. As such statistical measures
are part of a pure, abstract conceptual realm that, in the form of Plato and
Aristotle, are no less real than the objects to which they get attached.
This issue is dealt with in the first part of the work, but it is important
to emphasize the role and place of mathematical and conceptual abstraction in
the heuristics of scientific operations and methods. Science only as empirical
description is vacuous of meaning and cannot elicit the general rule
patterning that governs natural behavior of systems. Just because the rules
cannot be directly observed, except only their effects, does not mean that we
throw the rules or the rule book away in favor of direct experience only. This
is what distinguishes a "system" and by inference, a "metasystem"
from the random patterning and otherwise chaotic ordering of natural phenomena
that are merely observed but not undersood.
It is the central effort of metasystems theory to raise this process of
scientific abstraction and conceptualization to a new level or order of
complexity and reliability, in order that we may treat systems that may in any
direct form seem unrelated. Thus, the notion of causality becomes equally
complex as well, as we go beyond the search for mechanical causes for ultimate
or original reasons for the patterning of systems. Metasystems is more than
about mere statics or mechanics. It is about dynamics and concerns therefore
centrally the problem of change and the challenges of understanding change in
a coherent manner. Many questions therefore involve those of ultimate cause
and origins, and final ends and consequences.
The point of departure for metasystems theory is the observation that all
systems in the universe, however remote or distant from one another, are
interconnected at multiple levels with every other system, however indirect.
As a result, all systems are hypothetically interrelated on an abstract,
theoretical or "metasystemic" level. At the same time, all systems
appear to be unique, underdetermined, complex and chaotic in their systemic
patterning and epiphenomenal order.
We cannot conceive of any real system that is perfectly isolated from the
universe--if we could we would have a kind of perpetual motion machine that
fundamentally violated the basic laws of thermodynamics. It would violate
these basic laws because in its perfect isolation such laws would not apply.
It is interesting that in this regard the closest we might come to such a
system is the observation of superconductance at or near the value of absolute
zero. We may in fact define near perfect perpetual motion machines commonly in
the universe. The point is that whatever system we adopt or consider, we must
understand that this system will be critically linked, at multiple levels,
to other systems, supersystems and subsystems, and that in the grandest sense,
everything scientific is literally connected with everything else, but always
in a directly underdetermined and partial way. It is this sense of being
underdetermined that allows for the dynamics and systematics of change to
occur at all.
Metasystems therefore takes the challenge of studying systems both as
unique instances of larger classes or samples or populations of similar or
different kinds of systems, and at the same time of understanding the
interconnections between any particular system and the larger metasystemic
framework that serves to define and regulate that system. Metasystems science
is therefore as much about delimiting and defining systemic context as
backgrounds to systems, as it is about understanding the internal functional
structures of such any such system in an ideal sense of being a mechanical
isolate. It follows that different classes and kinds of systems and subsystems
will interrelate to other similar or different systems in certain ways, and
these forms of interrelationships between systems will serve to define and
further characterize systems at all levels.
Metasystems offers a new level of scientific comprehension and
comprehensivity with the promise of at least partially stepping beyond the
paradigmatic boundaries of disciplinary institutions and of the
anthropological relativities of our own knowledge. As such it offers a
worldview,or view of the world, that is essentially coherent and intelligible
from a scientific standpoint. Such a worldview is essentially mechanistic and
dynamic at the same time. It is systematic, holistic and analytic. It offers
us for once the possibility of entertaining a view of the world that is
undichotomized by methodological priorities or by partial philosophical points
of view or hidden ideological commitments regarding what we know or how we
know it.
From the standpoint of metasystems, alternative theories are seen as
competing possible paradigms, and are regarded heuristically in terms of their
implications and productivity on a theoretical and operational level for the
respective fields that they encompass. They are also considered secondarily
from the standpoint of alternative fields of inquiry, for cross-over and
feedback that leads to greater productivity. This interdisciplinary function
of metasystems science reflects both the comprehensivity and integrity of
natural systems that are upon some partial level connected to every other
system.
In this regard, no theory is to be preferred over any other, except perhaps
on grounds of internal coherence, external non-contradiction, and plausibility
of hypothetical inference structures such theories generate. Productivity is
also an important measure of success, and productivity is defined as proof in
the final pudding. Another way of seeing this is to realize that from a
hermeneutic and critical standpoint, no cosmological theory, however well
conventionally received, is to be regarded as privileged or so sacrosanct that
it cannot be brought into question or that alternative competing models cannot
be heuristically considered and proposed instead. This constitutes the basis
for the interdisciplinary nature of natural systems theory--knowledge does not
exist in privileged domains, so much as it exists upon an evolving noetic
landscape of competing ideas and relations.
*****
Natural systems theory deals with the sciences of naturally occurring
phenomena that are complexly interconnected. It broaches several levels of the
natural stratification of physical phenomena in different sets and subsets.
The differentiation of these sets and their subsets is largely based upon the
application of different generalizable rules of relation and operation that
determine the state-path trajectories and functioning of these systems at
their respective levels. Underlying these tacit rule systems are even more
intricate mechanical interconnections or devices that also stratify upon
different levels of natural integration.
Rules that occur in natural systems are implicit to the a priori patterning
and expectability or predictability of the patterning of natural systems in
terms of their behavior and design. Such tacit rules of function and operation
can be said to be equivalent to the informational value of these systems as
they occur and change naturally. We observe such systems, either in natural or
experimental conditions, and from our observations we determine the rules that
apply to the observed system. This constitutes the basis for all science, as
well as for our realistic understanding of the world, both in an everyday
sense and in a more general or collective way. The rules we state explicitly
govern the statics, mechanics and dynamics of all naturally occurring systems
that we have studied. We test the rules in our trials and applications, and we
redefine our rules to fit the new information we have learned about such
systems.
The systemic relations occurring between parts of systems are often similar
regardless of the level or kind of system we are referring to. Natural systems
of all kinds and at all levels share certain affinities of relation and
interaction with one another. Of course, it is difficult to compare human
systems with the behavior of subatomic systems in any but the most superficial
manner. We find the relationship between such systems in understanding that
there is a natural order in the stratification of nature. We can say that all
human systems, by definition, are composed of atomic systems, but not all
atomic systems are necessarily composed into human systems. Human systems
therefore represent a very small sub-class of a much larger field of atomic
systems, albeit a very special set of subsystems with very special derivative
properties. It is easier to find behavioral relationships between baboon
troops and wolf-packs, for instance, than it is to find similar kinds of
analogies between ant colonies and birch forests. We can say that in a vast
matrix of naturally occurring systems, systems that are more closely related
to another in both history and in shared afinities, will have more in common
than those systems that are more distantly or indirectly related. While this
may be too obvious to warrant further consideration, it is important not to
overlook the implications for understanding the structure of this kind of
matrix of relationships that affects the life-cycles and outcomes and indeed
the matrix itself.
First, it appears that natural systems, even at very fundamental levels,
are emergent systems and possess an inherent characteristic of
self-integration, regeneration and synthetic manifestation. If we seek
fundamental answers about the origins of the universe for instance, we must
conclude that either the universe originally derived from something out of
nothing, a process which, given our conventional understanding, would appear
to defy basic principles of thermodynamics, or else, it came out of something
else. And if we conclude that the second alternative is more acceptable to
science, then we still need to explain the origin of that something else from
which our universe sprang.
All systems are therefore stratified within a larger metasystemic matrix.
It is true that in nature, more composite and complex systems are composed of
more basic but often no less complex sub-systems. The entire universe can be
said to constitute a vast super system possibly characterized by infinite
complexity. It comprises all components and subsystems of all levels, and
encompasses the totality of nature.
A theory of the systemic universe is in essence a theory of metasystems,
or, in other words, of the scientific metasystem that orders all naturally
occurring relationships.
Another characteristic, or set of characteristics shared by all naturally
occurring systems, is that they all involve some form of energy exchange
process, almost always including some measure of heat exchange. Thus all
systems are both dynamic and mechanical in the classic sense of these terms.
There is no system that is of interest to scientific inquiry that does not
involve in some form or other the exchange or transfer of energy.
While most naturally occurring systems are thermodynamic in their energy
processes, it is also true that there are classes of natural systems that
appear to follow as well relatively non-thermodynamic pathways of energy
exchange.
This leads to an understanding of a second important characteristic of all
systems. It can be put this way--to the extent that the energy exchange
processes of a system serve to delimit and describe a system in terms of its
statics and dynamics, the system can be said to contain information that is
intrinsic to its patterning of behavior and organization of its relations. All
naturally occurring systems can be said to be both energetic and informational
in terms of their organization and behavior.
It is the relationship between information and energy transfer in naturally
occurring systems that is of greatest interest. A non-systems can be said to
be totally chaotic and disorganized--it contains no meaningful order or
pattern, hence no information, and its energy relations can be characterized
as completely entropic. When a system decays or breaksdown at the end of its
life cycle, it can be said to enter into such a relative state at which point
it is no longer recognizable as an organized system.
The relationship between energy exchange and information is so close that
terms used to describe one kind of process are often used to describe the
other process as well.
All systems therefore exist in a background context that is definable by
means of a relatively random and disorganized pattern, which can be referred
to as chaos. This sense of background chaos can be said to comprise a
universal energy sink or informational reservoir by contrast and relation to
which we come to understand systems. We cannot fully think about systems in
natural contexts, in terms of their life-cycles and their operational
environment, without reference to this notion of background entropy.
Background entropy at least indirectly relates all systems to one another, by
means of providing a common ground or reference.
Universal entropy or chaos is defined itself by one characteristic, and
that is its state of non-isotropic zero-equilibrium. This equilibrium balances
and defines the limits of all naturally occurring systems, and determines that
all such systems must return eventually to a state of total chaos.
Total chaos is related to a condition of a complete lack of information, or
rather of absolute or essential meaninglessness. Another way of saying this is
that stable and self-maintaining energy systems are informational because they
are anti-entropic systems. They resist in some way the natural tendency
towards dissolution to complete chaos of relation and entropic transfer of
energy. To the extent that such systems are informational, they are meaningful
and amenable to scientific inquiry.
This universal chaos determines another important property of all naturally
occurring systems that is related to the fact of their life-cycles. All
natural systems are bound by parametric constraints ultimately determined by
this background relationship--these constraints ultimately determine the
state-path trajectory taken by any and every system.
1. There can be no non-natural systems that are not constrained in some
basic manner by the fundamental rules of universal entropy.
2. Artificial systems are a derivative sub-class of natural systems, hence
remain subject to the same basic rules of universal entropy.
At the same time, all systems exist in some form of metarelation with other
systems at multiple levels. These metarelations may be more or less organized
into metasystemic patterns themselves, or they may resemble relatively chaotic
or nonisotrophic patterns of occurrence.
*****
Nature is the primary object of concern for science, and scientific
activity has its starting point and final objective in the excoriation and
formal explanation of the natural laws underlying all naturally occurring
phenomena at any level that may be discernable or at least inferrable. Thus
the close and careful observation of physical phenomena at one level of
integration of nature may lead to an intimate and profound understanding of
similar or related kinds of phenomena at other levels.
1. All natural systems have an inherent life-cycle and state-path
trajectory-- particular systems rise and fall with the changing tides of time,
and no system remains permenant for all time.
2. All natural systems maintain a boundary relation between internalized
states and the external environment.
3. All natural systems are composed of subsystems, and are part of larger
supersystems.
4. Most natural systems exist in a paradigm of possible alternative systems
or of alternative possible states.
a. Usually, there is more than one set of cooccurring systems of the same
kind or population. Systems are usually not unique except in their discrete
and composite physical characteristics.
*****
The point of departure for natural systems theory and metasystems science
is the observation, first made by Heraclitus, that all naturally occurring
systems must change, and change is a continuous and intrinsic aspect of all
such systems. The problem of change creates a dilemma in terms of theoretical
description, and especially in terms of systems science, as in a conventional
way systems are seen as being synchronous and structurally unchanging. Most of
our terminology and vocabulary to describe systems carries with it the
connotation of static and unchanging realities. When we seek the scientific
essence of most systems, the immutable laws governing systems, we seek the
eternal verities, the absolute noumenal truths that are held to be perfect and
unchangeable. As far as we now, most, if not all naturally occurring systems
that we deal with obey the basic laws of thermodynamics, and remain relatively
imperfect processes that are forever modulating in some chaotic manner. We run
into an even greater sense of dilemma when we come to the realization, for
instance, that even our basic laws of science may be somehow changing in ways
we scarcely understand.
It seems a basic presupposition, that gains some support in physical
systems theory, that all naturally occurring systems, upon all levels, are
subject to continuous change at some rate. This casts a relativistic shadow of
ultimate uncertainty over all our knowledge and science, but the classical
quest for classical and immutable laws governing the order of natural
relations does not seem to hold forever and for all things that science must
consider. We end up instead of grand and comprehensive theories, with partial
"covering law" models that hold exceptionlessly for a certain range
or level of phenomena, but which must be replace on other levels by other
theories or models.
We are led in such a manner to ask some ultimate kinds of questions about
physical reality--such as whether the universe is infinite or not, and whether
there is some ultimate beginning or end to this reality, and how did it all
come into being anyway. And we are faced only with the understanding that we
will not be able to ultimately answer these kinds of questions, but also with
the imperative that we must answer them to try to make sense of our world. And
it follows therefore that the kinds of answers we provide to such fundamental
questions, end up having tremendous implications in terms of our scientific
worldview and our operational approaches in science, upon very basic levels.
Metasystems science does not throw up its hands to concede that it cannot
be bothered by such questions, as their answers creep into our formulations
and view of the world however implicitly, however indirectly. We invariably
end up trying to answer these kinds of questions in terms of our theoretical
constructions whether we intend to or not. The point of departure for
metasystems science is to make explicit what otherwise would remain implicit
and surrepetitious in this regard--by explicitly evoking the terms of the
basic arguments and dialectics, we gain control over the theory construction
processes that we otherwise relinquish in the name of disinterested inquiry
and neutral scientific method.
Metasystems science proceeds from several interrelated presuppositions
regarding the natural ontological status of knowledge in reality. In general,
it can be said that the structure and pattern of our formal and functional
scientific knowledge comes to reflect the patterning of the empirical
phenomena it represents in certain critical ways. This is a first metalogical
precept of metasystems theory.
1. All natural systems are a priori to our understanding or knowledge of
them, but such systems are only made known through our knowledge. Without our
ability to observe and record and remember such event patterning in nature, we
would have no coherent knowledge of them, and they would therefore exist in
reality as implicit only to the phenomenal structures that underlie such
understanding.
2. Natural systems are in essence possible abstract and general structures
that remain implicit to the informational patterning of natural phenomena at
all levels--the role and goal of scientific theoretization is the excoriation
and empirical substantiation of these underlying patterns of order in nature,
at whatever level they are found to occur. Such systems are in essence
knowledge structures that are a product of our own reasoning, experience and
imagination--they are not the actual patterning in and of itself, though the
illusion of symbolic reification may make them substitutable for such
patterning. In general, such patterns are demonstrated through relational
similarities and event anomalies that can be defined in terms of formal or
heuristic rules and their exceptions.
3. All natural systems are:
interconnected upon multiple levels,
complexly underdetermined
non-isolatable
Therefore, all naturally based knowledge systems are also:
Interconnected upon multiple levels,
Complexly underdetermined
And non-isolatable.
There is no empirical pattern in the universe that is completely isolatable
from the natural context of its occurrence. Similarly, there is no possible
theory about any such pattern that is also completely independent or
isolatable from its primary source of reference, or from other forms of
knowledge about other patterns that are interconnected.
There occurs a single set of exceptions to the above stated generalization,
and this reflects the status of a certain class of abstract knowledge that is
logically coherent and which has no primary reference to naturally occurring
systems. This class of knowledge primarily constitutes the language of
science, mathematics, in its various forms. It is because mathematical
knowledge in its logical coherence and abstraction stands completely apart
from the things it is used to represent, that it can function effectively as
an objective basis for the communication and articulation of scientific
knowledge. Related to this kind of knowledge are forms of possible knowledge
that relates to questions of the ultimate and the ideal. Because some kinds of
logical relations are abstractly necessary and unavoidable, this same system
sets up the paradox of being able to imagine other kinds of logically correct
and ideal systems that are in a strict sense non-mathematical in form.This
provides the motivational basis and inquisitive force to scientific
research--because we can imagine ideal systems.
Metasystems science allows us to step objectively outside of the normal
dialectics of science, between holism and analytical reductionism, and to see
in a metalogical way a system that is both superorganic and synergistic and
also individualized, particularistic and unique in its instantaneous event
structures. There is no sense of giving preference to one way of looking at a
problem over the other, opposed viewpoint. Instead, it seeks a comprehension
that allows such contraposed points of view to be reconciled and put together
as facets of the same system. The possibility of metasystems is realized when
we come to understand that such dichotomies reflect the limitations of our
knowledge and not of the systems we seek to understand in nature--in other
words there is no necessary basis for a false dialectic between contrapuntal
perspectives if both perspectives are simultaneously true at the same time.
Then it becomes important to reconcile these perspectives and to try to
understand the system for what it is, beyond the limits of our knowledge.
The point of departure for metasystems science is in the objectification of
Goedel's Theorem, which states ultimately that there is no escape from the
kind of paradox represented by such a statement "This is false."
This kind of statement introduces us to the liar's dilemma, that the man from
Crete said all Cretans are liars, and it points up a very basic and specific
design feature inherent to human communication and language--that is the
duality of patterning that results in the possibility for prevarication. When
we consider that a conventional, or standard, Popperian view of science rests
upon presuppositions of falsifiablity and falsification, we recognize the
critical importance of Goedel's Theorem. We may never be able to absolutely
prove the truth of any relation drawn empirically from observation, though any
such statement can be easily disproven by the demonstration of exceptions. A
science to be empirically based must be fundamentally inductive in the
derivation of such generalizations as "All swans are white." The
basis for all relativity, scientific and anthropological, is in the
introduction of the exception and exceptability for any rule that we may
formulate derived ultimately from external reference points in reality. Again,
the only form of knowledge not subject to such prevarication is abstract
logical knowledge that is internally referential--but that is the ultimate
difference between artifical intelligence and natural intelligence as we know
it. The former can only refer back to itself in a closed system, while the
latter must always refer beyond itself to the larger field of relations from
which it is derived.
In a sense, scientific theory and truth only emerges as rules are gradually
developed to which no counter exceptions have arisen--so far few such theories
have proven to be completely or totally unexceptionable. There is in this
sense an operative heuristic principle that the larger the subset successfully
subsumed by the theory or generalization, the more mileage it gets, the
"truer" and more valid it is. We have really no choice but to
proceed in such a manner.
The only other way out of such a conundrum of our knowledge is to see that
any referential system that has as its locus a range of phenomenal patterning
beyond itself is ultimately a language system that has certain inherent limits
and features of its own design that constrain it in certain ways. Scientific
relativity becomes as much a linguistic and anthropological constraint of our
knowledge systems, or rather in our ability to know in any objective sense, as
it is intrinsic to the physical phenomena itself. Objectivity is in this sense
ultimately a question of communicability of knowledge as it is a question of
the realistic representation of external pattern or the truthful abstraction
of any sense of underlying order.
When we recognize that Goedel's theorem is ultimately a language problem
upon which any external or natural logical system is based, then we can see
that only by strict external reference of such a system can we determine its
truth or sense of non-contradiction. "This" as a simple subject-noun
is of an indeterminate reference, and can refer to more than one thing--if we
specify in more certain terms exactly what "this" refers to,
especially as something that is available to independent observation, then we
are in a better position to assess and resolve its sense of paradox.
It remains the case that if our knowledge is forever imperfect to the task
of understanding the underlying sense of order to the patterning of natural
phenomena, then it is even more true that our language employed for the
representation of such knowledge is even less adequate. It does not serve our
purposes to so restrict our terminological framework to precise denotative
terms that we can describe nothing that is real or complex--the strength of
human language is its inherent weakness, and this is a part of its paradoxical
relativity as well. The symbolic power of language to describe, imagine and
intuitively fill in the gaps of understanding is as much a fundamental
instrumentality of science as it is of worldview. The critical linguistic
difference between science and worldview is, I believe, that in science
language should at least in theory always have some empirical point of
departure and return--a common reference framework that is rooted in basic
ways to phenomenal experience. Ideological language ultimately must point only
inwardly to its own sense of truth, and to its own intralinguistic reference
points. Any external reference to such a closed system is ultimately secondary
and peripheral to its main sense of legitimization or validation.
Another way of looking at the metascientific solution to the problem posed
by Goedel's theorem, is to understand that the primary reference of any such
statement is and must always be some form of empirically or observationally
verifiable experience--preferably that can be verified through some
non-arbitrary system of standard measurement and reference. The alternative
solution can only be ideological and hence non-scientific because
unfalsifiable. In this latter case, primary reference extends to the internal
logic of a system of rationalization used to justify a determination of the
statement in the first place.
The point of departure for metasystems science can be seen therefore to
extend from a certain kind of methodological solution to the class of dilemma
inherent to the linguistic and symbolic structure of knowledge, as is
represented by the paradoxicality or antinomiality of a statement that can be
inherent contradictory--that can be either or both true and false
simultaneously. It is to be found that only by the superimposition of some
arbitrary but standard system of conventional measurement, can we hope to
overcome such a dilemma in a manner that is sufficient for a scientific
worldview. Measurement theory remains largely neglected and taken for
granted--but its influence in the procedures of scientific verification are as
important for the social and psychological sciences as they are for the
biological and physical sciences. It is beyond the purview of this outline to
elaborate more fully a metascientific theory of measurement, except to note
its central relevance to the operational definition of metasystems science.
Measurement involves the superimposition of some arbitrary standard of
reference that has certain characteristics:
A zero reference point
A standard or set scale of incremental measure
Scalability
A substitutability of scales or standards by conversion.
Associated dimensionless or dimensional properties that exist independently
of the exact measure or value of the scale.
Predefined units of analysis readily exist in the physical sciences but are
not very obvious in the social sciences. Atoms have fairly discrete properties
that make them predefinable as units of analysis, as do molecules, cells and
organisms. The closest proximations to units of analysis in social sciences
are individuals in a gross sense, within a populational dynamic framework.
Beyond this, we can designate various forms of social units, or alternatively,
"cultures" as discrete historical entities that have some kind of
relative or areal boundary separating them from other groupings at various
levels. But beyond a superficial definitional sense, the agreement usually
ends. In spite of a century of cultural anthropology, there remains as yet no
pat or standard definition of its principle object of inquiry, culture. Self
is also something that can be defined in a multi-faceted manner and for which
there remains little if any agreement.
This kind of measurement refers mostly to a parametric standard, and does
not necessarily include a non-parametric standard, though it is possible to
extend measurement theory and practice to non-parametric systems if certain
kinds of assumptions are made and certain limits acknowledged. Non-parametric
values have no precise or equal scale to determine the value of the thing
being measured, but it implies that all things so measured are of an equal or
more or less equivalent value, even though such value is not determinable in
any precise way. Equivalence of scale remains implicit only in non-parametic
measures, and there is no necessary zero-reference point by which to arrange
such values relative to one another.
There is another related set of dimensions important to measurement theory,
and this involves the question of the human dimension of measurement, and the
possibility especially for error of measurement and for inexact estimation.
Sources of possibile error in any measurement system are multiple and
overlapping, and this invites the dilemma of Zeno's arrow to the problem of
measuring static what is in fact dynamic, and measuring as finite and discrete
what is ultimately, or on some other level, infinite and indiscrete. This does
not even broach issues of error in recording or translating such measurement,
or theoretical issues of its interpretation and framing in a larger system of
reference and knowledge. An arbitrary system of measurement is just that--it
is arbitrary to an agreed point reference point or shared point of departure.
Such a system is a true system only in as much as they are derivatives of
mathematical systems in an abstract sense, and are constructions of such
systems in an applied sense. Nevertheless, the statement can be made that all
such scales or measurements are ultimately relative to the person doing the
measurement and to the implicit social contract of agreement that makes a
metric system legitimate, for instance, over a pound system, etc.
Sources of error in measurement systems are perhaps more obvious in human
sciences or observational biological systems when there exist few if any
non-arbitrary points of departure for such systems, nor any standard means for
ascertaining discrete values in complex behavioral patterns, etc. In general,
nonparametric measures are more applicable and useful in the human sciences
than they are in the physical sciences, when even what is being observed may
be so complex that it is subject to multiple interpretations without any
standard frames of reference.
Measurement theory brings us directly to the issues in metasystems science
of the paradigmatic complexity of sciences as these articulate as
informational patterns upon different scales and levels of analysis. Progress
in scientific theory depends upon the ability to create a common ground of
uncontestable agreement in our knowledge structures based upon objective
measurement. Scientists far removed in time and place can return with the same
instruments and derive the same accuracy and reliability of measurement of a
discrete event structure as their predecessors. Paradigmatic agreement may be
easier to achieve or at least more obvious in the physical sciences, where
entire paradigmatic systems emerge with a great deal of predictive efficacy,
than in the social sciences where there can be said to be very little
paradigmatic agreement, even upon a definitional scale.
Measurement theory brings us to the question of statistics, number and set
theory and the use of these in the description of complex natural based
systems. It goes almost without saying that there are different kinds of
statistics--statistics are really nothing more than a systematic means of
description of relational patterns of complex phenomena, and depend upon
fundamental units of analysis and appropriate measures for these units.
Descriptive statistics is readily elaborated to predictive statistics and to
even a form of prescriptive statistics that rests upon game theory and
probability theory. Statistics also implies a complementary system of
knowledge, what can be referred to as "dynamics" and it is at least
implicit that most statistical description has as its goal generalization of
dynamic patterns underlying statistically defined relationships. Dynamics
involves change in stable systems; statistics involves the description of such
systems as stable structures. We may also speculate on the role of
synergistics of systems, which incorporates both an understanding of the
organiismic patterns of structure represented by systems, and by the emergent
patterns and properties of such systems that are a function of their operation
and that are approached holistically as if the systems were themselves somehow
discrete entities. In general, I would claim that these relationships involve
one form or other of operational and general systematics, and the patterns of
relationship that are predictive and that can be said to be mechanical.
Mechanical systems can be said to be systems that exist naturally or
artificially (human made) in reality, and that exhibit certain types of
intrinsic/extrinsic properties--primarily of energy exchange and informational
capacity. No organized system of energy exchange is without informational
capacity, and no informational system that has external reference can not be
about some form of energy exchange. Such energy exchanges, upon one level or
another, are always reduceable to scalable measures. It is the case that there
are informational systems that have no direct representation in terms of
energetics, unless we consider the bioenergetics of the functioning of the
human brain that produces such systems in the first place.
The operational basis of metasystems science rests upon the operational
elaboration of advanced set theory, or what I refer to as the description of
set theory, via means of the articulation of alternative possibilistic
statistics. A metaset can be said to be a simple collection of complex
entities.
All sets are subsets of some larger hypothetical set, and all sets are
composed of some collection of subsets. It appears that in reality, there is
no end to the infinite regress of sets. In general, the level of set that we
work upon depends upon the units of analysis and frames of reference we impose
upon our data. We may look at the same set of events, say a couple kissing.-a
phsysicst might see a collection and demonstration of subatomic forces, a
chemist the articulation of a bunch of molecules, a biologist.
All sets have a complex multi-level identity--they are or can be complex
representations of simple things composing it. All sets are simultaneously
subsets of some larger metaset, paragimatically alternative sets of some class
simultaneous sets, and a metaset of some system of composite subsets.
From an operational point of view we must adopt a more restrictive
definition of sets in general. We can say that they are a collection of
"things" that share some sense of affinity, or what is known as
"cardinality" making those things common members of a shared set.
Sets are composite entities. The type of set can be designated by the nature
of the cardinality principle or relations governing the shared identity of its
constituents. A set may be a 'grouping' that is intrinsically organized in a
more or less complex manner, or that are relatively independent of one another
except in some indirect way. All sets have a certain size in the sense that
they are bounded entities.
In general, the cardinality of a set is defined by the determinants that
characterize the members of a set--in this sense any set is a collection or
sample of related objects or points that may be said to be relatively
determined or undetermined. Most sets in nature can be said to be partially
determined, and the determinants that define the cardinality of the set can be
said to consist of implicit rules of ordering defining the identity of the
members and the possible relations occurring between members.
A metaset can be said to be a superset of one or more sets, either defined
through time or across space or both, in which the cardinality defining the
membership and relational order of the parts of the set is either variable or
alternate. A metaset is inherently dynamic, changing in its order and
composition, and this sene of dynamic change in the constitution and behavior
of a set can be topographically mapped in hypervolumetric or complex
multidimensional space.
Sets can be combined and related to one another, and set theory largely
involves the possible logical relations between sets and leads into other
forms of mathematical theory. In a sense, statistical samples and derivative
datapoints represent virtual sets that can be superimposed upon different
forms of data, rendering this data in terms of sample points manipulable to
various statistical techniques of description and analysis.
A matrix can be said to be a special kind of metaset that is defined in a
reiterative or recursive manner, and that has a fixed set of constraints
defining the breadth and size of the set, and also the nature of the relations
between the members of the set. In general, a matrix can be said to be a fully
determined set of a special type, and I believe matrices are actually rare in
nature with a few noteworthy exceptions, and are demonstrated more through the
reiterative or cyclical articulation of natural systems over time than by
distribution of systems in space. An exception to this might be said to be the
reiterative structure of DNA in genetic encoding. Crystallytic structures of
atoms and molecules are said to have matrix type structures, but these
matrices constitute gross geomatric descriptions of the distribution of
molecules within a lattice framework, rather than a fully determined matrix
that functions as a system.
It is beyond the scope of this introduction to elaborate in more detail the
mathematical aspects and permutations of set theory as this may apply to
metasystems analysis. It is important to state though that statistical systems
consitute the principle means of expression of metasystems analysis in terms
of set theory, and the main aspect of general statistical description and
analysis are in terms of what can be called "possibilistic
statistics." All statistics constitute a form of heuristic
representation, analysis and modeling that describe what can best be described
as hypothetical metasets that are purported representative of natural systems
and that exhibit patterns that are relatively non-random in distribution or
reiteration. We do not need to invoke more exotic forms of statistics, as for
instance Einstein-Bose Statistics, to explain the possibilistic aspects of
statistical analysis and description of metasets.
It is true that statistical measures can generate profiles and descriptive
variables of metasets that only indirectly represent reality, or that do have
any direct representation in reality. Such systems are nontheless considered
to be relatively valid within a certain range of statistical probability, and
to the extent that they can be said to be valid, they exist as a metasystem
independent of the actual sample points from which they were derived.
Set theory is important to metasystems in that it provides an operational
and methodological handle to the description of complex systems, and it
provides a means for framing and analyzing possible relationships occurring at
different levels of complex system. In general, it comes as a paradox that as
long as systems can be accurately and reliably represented, the larger and
more complex the system, the better and more realistic the possible
representation that may be forthcoming for it.
Another point of departure in the elaboration of metasystems analysis is in
the definition and conception of what I refer to as alternative number theory
as complex variables. A particular data point is a set may represent a
particular range of values, or, even a number of different ranges of
alternative values. The identity of any particular number within such a system
is therefore inherently multidimensional and complex. Furthermore, any point
may be a variable that is defined by both dimensional and dimensionless
parameters, and may in fact constitute a subset of possible points, each of
which in turn is represented by another complex alternative variable. Each
alternative variable can therefore be said to be completely relative to the
variables that in turn define it within a relational complex. Discrete values
may be associated with such variables at different points and times.
In general, a metasystem can be said to be an integral of a metaset that is
articulated within a larger superset framework or context, and which determine
or govern the relations occuring in the state-path behavior of a metaset. A
metasystem is primarily concerned with the problem of integration of sets or
metasets over time and space, in a manner that there arises emergent or
synergistic properties of the system as a whole that cannot necessarily be
predicted by the analysis of its parts or constitutent subsets. A metasystem
comes to have a particular dynamic state-path behavior that usually fluctuates
over time. A metasystem can be thought of to be composed therefore of one or
more metasets in interrelation that are changing through time or across space
in significant ways.
Consideration of metasystems analysis invariable brings up the issue of
contextual analysis of the superset or the framework for the articulation of
the metaset. The question of context is largely a question of identifying the
significant figure ground relations that serve to define the identity of a
metaset in contrast to and identity with a shared background of other
relations. In general, the question of appropriateness or relevance of
contextual information is important to an understanding of a metaset in its
natural context. In a world in which everything is at least indirectly
connected to everything else, it is easy to see how too much of everything
else can serve as so much noise in the understanding of background relations
affecting the dynamics and behavior of a metasystem.
There is also a critical sense that inherently underdetermined metasystems
can form a complex set of alternative pathways, or alternative event spaces,
in the unfolding of their possible state path behavior--these alternative
pathways are nowhere ever fully predictable, though we can expect certain
probabilistic pathways forthcoming from them. Such systems in their unfolding
are said to be chaotic.
The relationship of matrix theory to set theory comes when we understand
that much of this apparent chaos in complex systems can be organized within a
framework of possibilistic event spaces that may be defined statistically as a
discrimination table through which all possible pathways of a state-path
trajectory of a system may be defined and identified.
It is possible to construct such matrix discrimination structures by means
of intercorrelational analysis of sample sets in which at least some indirect
relation can be hypothesized, even if no direct causal relation can be
demonstrated. Intercorrelational analysis provides a means for mapping complex
sets in multidimensional space, in a manner that the relationships become
sample points in a relational structure. The sense of the reality of the
original data point is lost completely in such representation, and only
relational structures are represented in hypervolumetric space. Such
intercorrelational analysis is based upon a principle of cardinal numbers as
alternative data points, derivative as partial determinants of complex
systems. Such a method allows us a means of comparing complex relational
systems in a shared or common metaspace.
From discrimination tables and intercorrelational representations and
matrices of partially determined alternative variables, it is possible to
apply a set of arbitrary decision rules, or what are more formally defined as
heuristics for the selection of alternative pathways and for the determination
of relational rules that can be said to be implicit to and underlie the
complex organization of a system.
From this, rule-based systems may be devised that provide a more formal
description of the complex state-path behavior of metasystems, and from these
systems we may test for the accuracy of simulated models to our observational
measures of real systems.
Governing these kinds of systems can be said to be a form of hypothesis
generalization that isolates key operational rules or relationships that
govern the articulation of a system and that regulate and partially determine
its outcomes and dynamics. Paradigmatics can be said to be a form of
dialectical counterpoint and argumentation of alternative competing rule sets
or systems, often defined conceptually or symbolically by key operating
metaphors, that govern metasystems in a general if not in a universal way.
Paradigmatics lead to a competition of competing ideas and theories, and
eventually to a sense of progressive understanding of the structural nature of
systems in a parsimonious manner.
Heuristics, in modeling, in learning and in exploration of alternative
possibilities, can be said to play an important role in this process overall.
Heuristics has rarely been formally defined--it consists of modeling and
modeling theory, and the representation of real systems in abstract terms. It
can involve game theory and simulation, as well as in scenario forecasting.
*****
*****
I have undertaken to write about natural systems within the framework of an
emerging scientific perspective that is rooted to the advanced understanding
of information systems, knowledge, and intelligence as this has rapidly
developed with the information revolution. It is difficult, indeed ultimately
impossible, to separate the human dimensions of knowledge and intelligence
from the natural order and patterning discovered at all levels and in every
area of natural phenomena.
The challenge of metasystems theory in essence is the problem of overcoming
human prejudice, especially that is implicit and tacit to the background of
the world as humans have constructed it and to seek to understand and control
it through their sciences. Behind the prejudice that tends to set restrictive
paradigmatic boundaries around knowledge domains, are domains of knowledge
that are as often as not implicitly arbitrary in determining what is essential
and focal in importance, and what is beyond the normal boundaries of
knowledge.
It is found repeatedly that realistic understanding of natural problem sets
at all levels tends in the larger frame of reference demanded by metasystems
theory to cross-cut and intersect conventional knowledge domains. Thus
metasystems theory is about the interdisciplinary integration and coordination
of disciplines and knowledge across a broad field of application. It is
furthermore a question of symbolic integration of this knowledge upon levels
of comprehensivity that are unprecedented. This integration is symbolic in a
fundamental sense of being representational of the physical or possible
realities that stand behind it. It is symbolic too in the sense that all human
understanding, no matter how analytical or seemingly rational, is ultimately
symbolic in structure, and from an anthropological point of view, this
symbolic structure of all information and knowledge of our world, what is
referred to as anthropological relativity, constrains us in everything we do
and in every possible way we may know.
I have adopted a system's theoretic approach to the comprehension of all
natural patterning because this approach is the most comprehensive possible
and the best suited to the analysis and modeling of natural patterning of
phenomena at all levels. It combines both an information theoretic and
cybernetic approach with a mechanistic and ergonomic or energy exchange
perspective. Aspects of information theory are parallel to theory of energy
efficiency or thermodynamics.
On the other side of the coin, I do not want to thereby discount the
unique, the individual and the sublime aspects of the particular complexity of
nature at all levels, especially of human nature and culture and of biological
systems in general. Particularism of description and analysis complements at
every level the generalism of labeling and synthesis of systems.
In hindsight, having been primarily an anthropologist interested in human
knowledge patterning, I've come to a belated understanding of the role of
human prejudice and intelligence plays in the real world, and in the ways that
it can constrain our actions, both individually and collectively. If we are to
move ahead with our sciences in a significant manner, then we must have the
courage and willingness to think in new directions, and to assume new
frameworks of understanding that seemingly violate the unspoken sanctions of
our received conventions and paradigms.
The stratigraphy of knowledge and natural information is complex in an
infinite sense. The layers are manifold and convolute at many different points
and in many ways. The conventional academic solution to this problem is
through bureaucratic-administrative organization of increasingly specialized
sub-fields and problem sets. The price paid overall for this
hyperspecialization and "hypercomparmentalization" of knowledge is
that there is yielding of overall control or outcomes or sense of
responsibility for knowledge either in general or in specific frameworks.
There is a loss, in other words, of a coherent worldview that would give each
of us, as citizens and members of humankind, a greater measure of control and
influence over either our own relation to such knowledge or to the total
framework of such knowledge.
I find this particularly so in my own professional field of Anthropology,
constrained and scientifically defunct as it has become by a blind and almost
mindless political culture of correctness. The dilemma is that no matter what
the social structures of professional reinforcement, opportunity and social
legitimization, the mind remains essentially free and the field, from a purely
theoretical point of view as a possible science at least, essentially neutral
and uncontaminated by the boils that fester beneath the social skin. Great
Academic names will rise and fall, come and go, with the ebb and flow of the
social tides of power, funding and status, but the science of anthropology
will remain in the end as a yet unanswered set of questions about human
reality, however adorned.
Thus metasystems science is largely about pulling back the veil of socially
contrived illusion that interferes with a more objective and realistic view of
the world. Science is no less prone to such illusion than religion, except
that it is saved fundamentally by the implicit unanswered questions it asks of
the unknown, and by a rigorous commitment to an objective empiricism that
"seeing is believing." Thus, as social praxis, science can be no
less ideological than religion or other forms of ideology promulgated in the
name of truth, except for its fundamental attachments to an open and objective
approach to comprehending reality.
*****
If I had to summarize a central point of departure for a book entitled
"Metasystems Science," I would claim that all good science does not
begin or end in a classroom. It begins with basic observation, experience,
common sense, sound reason, a high regard for the natural patterning found in
reality, and the ability to ask fundamental questions to which we know no
clear answers.
Metasystems science, put succinctly, is about model building and playing
with different kinds of models that relate one way or another to different
aspects of reality. The kinds of models built are primarily conceptual and
hypothetical constructs, designed to investigate and explore a search-solution
space for a wide range of problems. It has emerged that there are relatively
systematic, or should I say it, metasystematic means for proceeding in such a
process in the identification of the important from the trivial and the
central from the peripheral. A great deal of model building must proceed and
accompany any venture we make into scientific research and development--to
fail to do so is to mistake the trivial for the significant and to charge down
pathways that have no final destination though they may seem to be leading
somewhere.
Metasystems science is also, basically, about asking questions about what
is unknown, and for having a fundamental curiosity for the profound questions
that define the unknown in such a way that makes it available to our
imagination and conjecture. Some will dismiss a metasystems approach as
conjectural only and therefore not rigorous. I can only counter such a
criticism that one's approach to and in metasystems science, and respect for
it, is a relative function of one's attitude and worldview in general, of
one's openness and ability to deal with uncertainties and the unknown in ways
that seem to make some sense.
Models of complex phenomena depend for their resolution on several types of
procedures--the identification of key variables or focal questions; the
partitioning and reintegration of the problem into natural subsets; the
ability to ask and seek comprehensive frames of reference within which
subsystems can be effectively integrated and explained as a course of logic.
Some call this last procedure a hypothetico-deductive approach, and indeed
conceptual model building is a heuristic procedure that is largely so. But I
believe metasystems science is more than just hypothetical deductive theory
building, which seems to be a fairly formal definition for a fairly informal
kind of process in scientific theoretization. It involves the construction of
alternative frames of reference in a heuristic manner. I would say that
metasystems science involves the construction of alternative models, and a
kind of noetic competition and equilibrium being established between these
models. It is a clear case that concepts and conceptual models exist in a kind
of dynamic landscape in which some succeed and others fail. A dialectic
between alternative models can lead to a resolution and even more, an
identification of the central issues involved in the dialectic. It is also the
ability to step beyond the dialectic, while keeping one foot in the dance, so
to speak, in order that an objective reference can be given to the entire
frame of the dialectic--the dialectic is transcended, and this is an important
function in considering any metasystem.
Many of the key questions that are broached in metasystems theory concern
the creation of hypothetical "metaspaces" for the alternative
construction of theories that reflect the following:
1. Natural origins of all systems, assuming natural systems
had some kind of beginning that can be described and explained in terms
available to scientific observation and experimentation.
2. Natural dynamics of all systems, assuming that natural
systems all have certain complex state-path trajectories that leads to
continuous kinds of changes of such systems, that can be measured and to some
extent expected or predicted by our scientific models.
3. Natural mechanical structures of all systems, that
explains the relational distribution and functioning of observable phenomena
in terms of general-specific rules that are empirically and inductively
consistent over very large, virtually infinite sets.
4. Natural static descriptions of systems of all kinds, as
complex sets and metasets constituted by inherently complex entities that are
themselves variable and composite in constituency. Here self-consistency
competes with constituency in description if not in full and complete
explanation--any explanation must adopt analytically a constituent approach,
any description must frame holistically a self-consistent view.
5. Natural systems all are defined theoretically by
generalizable rules that govern in a partial manner the pattern of such
systems. Such determinants are partial always in natural systems because such
systems are thermodynamic and therefore entropic. In other words, natural
systems contain significant information about their underlying sense of order,
and it is the objective of metasystems science and theory to elucidate and
clarify this information--making explicit what is otherwise implicit to the
patterning of nature.
6. Natural stratification and contextual interrelation of
all systems that occur in a common framework of physical reality--how do
systems interrelate with other systems and how do systems become embedded
within other systems in complex ways and yet with a measure of partial
determination.
We must live with a grand sense that all natural systems, at whatever
level, are not fully determined systems. This means that we cannot always
predict the outcomes of complex event structures based upon our models, and
that our models, no matter how precisely designed and constructed, can never
fully predict the patterning of natural epiphenomena except in some
probabilistic framework of well defined expectancies. To put it more concisely
and mathematically, all natural systems are inherently complex and chaotic,
following pathways determined by non-linear control mechanisms.
Related to this is the critique that such an approach tends not to be as
systematic as, for instance, chemistry. But there is no field of scientific
inquiry that does not falter at the edge of complexity and chaos, in the
confrontation of unknown structures and unanswered questions that make our
methods appear weak and inadequate. Systematicity in this regard is for those
whose squamous worlds are well ordered places with minimal tolerance for error
or disorder. To counter such a criticism, I would only say that in fact
Metasystems science becomes quite complex and there is a fundamental
systematicity of heuristic structure in metasystems science that applies to
all levels and areas of application. This systematicity is defined explicity
in a mathematical way, understanding that pure mathematics is a unique form of
abstract knowledge with no necessary external evidentiary proof, and that
applied mathematics must sacrifice this sense of eternal, a priori truth-value
for goodness of fit and inductive mileage in real world systems.
In this regard, the systematicity is expressed in several ways: in terms of
the systematic conceptual approaches to abstract model building and testing,
rooted in an anthropological theory of human knowledge; in terms of analytical
techniques for understanding complex systems; and in terms of systematic
approaches to integrated applications. It is difficult to describe in
short-hand the operational rationale for these procedures--it is always the
case that the proof is in the pudding, and the understanding how things work
always follows knowing that they work.
The systematicity, briefly described, appears to be the following kind of
structure. Variables, as complex composite entities, are defined as parts of a
general set or sets derivable from naturalistic observations. These variables
can be considered to be members of a sample population or a kind of systematic
grouping. Rules of relationship guide both the relations between members and
sets, and the transitions that occur within each set at each point. These
rules form matrix structures which are more constrained dimensionally and
determined than the sets or samples they are built upon, and describe in a
repetitive manner the functioning of the set as a metaset either through time
or across space, or both. From this we can derive a set of nonlinear control
functions that, given initial inputs into the metaset and matrix design,
determine at least in a partial (probabilistic or stochastic) manner the
outcomes given certain constraining factors. At another level, these functions
are in turn controlled by multifactorial periodic harmonic oscillatory
mechanisms that serve to maintain the stability of the metasystem as a whole.
These oscillatory mechanisms may be built into the design of the system
itself, occur as the product or part of sum key subsystem, or be found to
exist externally from the system itself in an independent manner in the
supersytemtic context in which such as system occurs. The description of the
stability of the whole then becomes encapsulated into a set of output
variables at another level, and feedback can lead to the intial input stage of
the cycle to repeat, or the system can be stepped up to a higher level of
integration that incorporates the lower level as a subsystem. This is a highly
structured approach that has applicability to a very broad range of natural
systems applications, in varying form, as well as to certain systems relating
to alternative intelligence. The stages described in this complex metasystem
serve as functions with determinants that define the character and behavior of
the system as an entity that gains expression in some manner in the world.
Advanced approaches to labeling and number theory, set theory,
possibilistic statistics and mathematical matrix design are also a part of
this research design.
This brief outline requires greater elaboration that is beyond the
immediate scope of this text, but it is important to suggest that this kind of
patterning can be found to occur naturally in many complex systems in physics,
biology and in the theoretical description of human systems. It arose
originally in the anthropological sciences in the need to describe in an
operationally sufficient manner the complexity of such systems. It arose in
conjunction to certain artificial intelligence and multidimensional
representation strategies applied to human systems, but it has found a wider
basis for application at many different levels scientifically. It also
describes a framework for a general model of abstract intelligence by which we
can understand the application and design of alternative systems that are
informationally complex and sophisticated in terms of their realworld
application.
To contrast an analytic or reductionistic approach versus a synthetic
approach or holistic approach to natural systems theory is something of a
false dichotomy. In our knowledge, we live with the paradox that the
properties of all naturally occurring systems are simultaneously both the sum
of their parts and emergent as more than the sum of their parts. Such
dichotomies are more a residuum of the limits of our conceptual abilities or
systems than they are intrinsic to the natural patterning itself. Systems as
larger entities often describe state-path trajectories in nature that are
fundamentally independent of the component parts that compose these systems.
At the same time, if we seek to analyze and understand the internal relations
and interactions of such systems at any given moment, or over a prolonged
period of time, we are faced with the conundrum of dealing only with many
individual elements that are often themselves analytically reducible to
smaller and smaller components.
The boundaries recognized in natural systems theory are thus directly not
the boundaries of conventional knowledge domains---biology versus chemistry,
psychology versus sociology, or physics versus philosophy. The boundaries that
exist are those naturally occurring differences that stratify natural
phenomena at different levels and areas of functioning and articulation,
particularly in terms of relative and absolute size, complexity and duration.
That they are reflected in the functional organization of our knowledge
domains is after the fact of their natural stratification and before the
possibility of their reintegration as metasystems.
*****
It is important to reiterate the important and unique role that mathematics
plays in metasystems science. Mathematics is the language of science, and
science cannot achieve the degree of objectivity or logical noncontradiction
necessary except by means of the strict adherence to and application of rather
formal mathematical rules and relations. Pure mathematics has no external
reference beyond the rules of its own logical relations and identity. As a
language it is a sign system that, unlike natural human language, permits no
internal contradiction. It is beyond the purview to speculate about the a
priori nature of abstract mathematical systems, except to remark that they
exist as ideal possibilities that appear to be structurally immanent in all
naturally occurring systems. Another way of saying this is that they are the
consequence of the fact of the systematic ordering of nature in the first
place--without such ordering science as we know it would not be possible. The
first rule of a natural science is therefore to state that abstract order
preexists in the natural patterning and chaos, before our observation or
understanding of it. By virtue of our own intelligence and capacity for
knowledge and understanding, we bring to reality the possibility of abstractly
representing these ordered relationship underlying all classes of natural
phenomena in a way that is mathematically correct and accurate--we bring with
our models the possibility, indeed the realization, of alternative ideal
systems, mathematically defined and represented, that have no clear
manifestation or reference in physical reality.
On the other hand, we must advance an empiricist rejoinder that applied
mathematics entails the application of mathematical formulas and models to
natural problems sets such that the goodness of fit between the two is always
imperfect and in need of improvement. If abstract mathematically systems are
internally perfect, applied mathematical systems are externally imperfect.
Translation of pure to applied systems, and the induction of purer from
applied systems, is a challenge altogether different from the deduction of a
logical proof from a set of formal presuppositions. The former is a practical
problem of everyday science, the latter largely a pendantic issue of
metaphysical philosophers and theoretical mathematicians.
I believe it to be a source of infinite sublime wonder and awe that this is
repeatedly demonstrated in nature--that we should have evolved a unique
ability to imagine such possibilities, and by their imagination, to make them
a part of our reality. Once we have defined the rules of science, they become
as much a part of our world as if they were set in concrete or stone. Whether
we wish it or not, we can realistically see the world in no other way than
that defined by science--science permanently alters our view of the world. It
then becomes our choice how we make use of this understanding.
Physical Systems Theory
The point of departure for comprehending physical systems
theory rests in the articulation of a hypothetical construct that will yield
several sets of answers at the same time. It will give us a clear
understanding, in mathematical terms, of the so-called unified field; it will
give us an understanding of the constituent and self-consistent dynamics of
elementary physics; it will provide us with a coherent and testable model of
cosmology and cosmogenic history. We have not yet arrived at such a theory,
though a great many scientists and nations are investing a great deal of
energy and money to the construction of super particle accelerators intended
to unlock these questions by the discovery of the elusive and as yet
hypothetical Higgs Boson that is held to account for mass interactions in
matter. Short of the key discovery of a predicted boson particle that accounts
for mass in the universe, I have sought to take a different and much less
expensive tact to the construction of a comprehensive theory of the universal
physical system. I have done so by means that are primarily conceptual. The
alternative theory I have elaborated is similar to the newly emergent string
theoretic constructions of physical reality, although there are imporatant
hypothetical departures. A great deal of energy is spent training physicists
in the mathematics of quantum mechanics and relativist theory, but relatively
little is invested in the conceptual development of their metaphysical and
philosophical understanding of the implications involved in their own work,
implications that may play a profound part in shaping their approach and
response to physical reality as a form of scientific worldview.
Physical systems theory concerns fundamental and fundamentally important
questions we ask about physical reality--about its basic properties, its basic
structure and composition, its organization, its origin, and dynamics. We ask
these questions of the very largest and the very smallest dimensions, and we
are coming to a critical understanding of how the largest and smallest scales
of reality and measurement are interrelated in inseparable ways. This is a
kind of grand paradox, that in order to understand the largest structures we
can imagine, we must seek the smallest. And we are finding that the largest
and the smallest structures are both fundamentally beyond our spheres of
observability by even indirect means, and these kinds of physical limitations,
that define the physical relativity of our knowledge, sets limits to our
science that force us to rethink and retool our scientific approaches to
transcend such limitations.
Observations are nonetheless available to us, and inferences possible, that
allow us to extend the hypothetical compass of our sphere of knowledge beyond
the relativistic boundaries of human observability. It is expected that
eventually we will come to a sense of observational parallax in relation to
the very large and the very small that will extend our compass of
observability in at least an additive manner. It is expected as well that we
will eventually devise new means of seeing indirectly in other ways, for
instance, gravitational radiation, that may allow us to extend our compass of
observation by several orders of magnitude, at least. Until then, we must
rely, like the ancient Greek philosophers and mathematicians, upon the vision
of our clear thinking and sound reason to see with our mind's eye beyond the
limits of our relativistic sphere of physical observation.
*****
The basis for an alternative conceptioning of physical systems stems from
several observations of our own physical reality:
1. Gravitational radiation, and its effects within gravitational systems,
appears to be not only ubiquitious and omnipotent in the universe, but these
systems appear to last forever (or the extended life of the system) without
significant alteration or change and without obvious input of energy or work.
2. The first of these observations is that though the laws of
thermodynamics appear to be inviolable, on a basic level the energy of
gravitation does not appear to follow these principles in any strict sense.
Gravity systems appear continuous and unending for the life of the body of the
source of gravitation. This energy appears never to diminish to any
significant level.
3. The only known mechanism for the production of chemical elements occur
in the physical fusion processes inside of stars.We can speculate and
hypothesize on many other alternative systems for the production of matter,
but scientifically speaking we can only isolate one general set of pathways
for that production, and this set of pathways, as found in our own sun, appear
to be ubiquitous and all pervasive in the universe "as far as the eye can
see."
4. Stars as solar furnaces appear to live, on average, for a very long
time, and hence they appear to be quite stable and long-lived even though such
life-spans are contraindicated by their size. In fact, the larger the star
system, the shorter its expected life-trajectory; the smaller the size, the
longer lived and more stable it is expected to be. The finite energy stores in
their mass, and the amount of their mass they throw off in periodic rate
intervals, cannot explain the long term dynamics of heat and energy production
of such systems unless unknown mechanisms can be invoked.
The point of departure of this construction of physical systems theory is
the simple observation that gravity systems appear to defy the fundamental
principles of thermodynamics in basic ways. Gravitation is emitted
continuously from an object, for the entire life of the object, without any
noticeable inputs of energy. In theory, such an object can continuously
accrete new mass through the gravitational capture of foreign objects, and in
the process only increase its net gravitational power. A related observation
is the classic problem of the uniform fall of unequal sized mass objects
within a uniform gravitational field. A similar observation is that if an
object in space, unperturbed by any other object or force such as a distant
gravitational field, is set in motion in a particular direction, then it will
retain its speed and direction forever, almost as if it were a perpetual
motion machine.
The simple explanation for the last is that space is empty void, and the
object encounters no resistance in its state-path trajectory, resistance that
would result in friction that would slow the object and alter its trajectory.
We notice such motion commonly in the universe, and even objects like the
earth or the moon, that are locked within the gravitational embrace of some
larger gravitating body, still maintain a permanent and nearly perfect orbital
trajectory.
All of these observations suggest that something interesting is happening
in the universe, in relation to gravitational energy in space, that cannot be
explained fully by the fundamental principles of thermodynamics or the basic
principles of classical mechanics that are based upon the observation of mass
objects and heat energies. It suggests that there may be more to apparently
empty space and gravitational energy than meets the eye.
These observations have given rise to an alternative theoretical
explanation that revises the fundamental principles of thermodynamics to
better account for the observable properties of gravitational energy in the
universe. It has led to an expanded paradigm of gravitational dynamics that
embraces and encompasses the principles of thermodynamics as a limited system
in a larger and more complete system of energy exchange. Energy in an ultimate
sense may not be created or destroyed, at least not in any way obvious to us,
but the form that this energy assumes can be altered, and essentially
converted into some other form of energy. The result is that the kinds of
positive energies we think normally think about, because they are part of our
system of physical observation in an intrinsic way, particularly light energy,
can be in fact "created" and "destroyed" (or
disintegrated) when it is converted from and back into gravitational energy. I
maintain that this is a very common process in the universe, ubiquitous and
continuous. We no longer question the notion that matter may be converted to
energy, and vice versa. What we need to question is the notion that energy may
not also be converted into some other form than what we know it.
Furthermore, with the interactions of gravitational energy with other
electromagnetic energy and mass (a demonstration of the extended principle of
equivalence applied to mass and energy systems) we have the rise of complex
systems of near perfect equilibrium that can be essentially described as
dynamic perpetual motion machines. The universe is replete with machines of
perpetual motion and machines that produce more energy than they appear to be
consuming.
The theoretical trick is that we may be only observing one half of the set
of processes that are actually happening. The other half of the processes are
only indirectly observable in terms of their relativistic, entropic and
gravitational effects upon mass and matter, and may be essentially invisible
because they occur on such a fundamental level that they are beyond our sphere
of observability. The other half of physical reality may in essence be quite
transparent and invisible to our means of visual perception, even though we
must live with its consequences in everything we do in physical reality.
Because of its great transparency and invisibility to our light perception, it
has mostly gone unnoticed and therefore unaccounted for.
As a result of this line of reasoning, physical systems theory has been
extended as the basis for an alternative cosmological model of the structure
of the universe, as well as a quantum-mechanical model for the fundamental
structure of the very fabric of physical reality itself--what can be called
the stuff of space-time. The theory therefore appears to satisfy all the main
requirements for a comprehensive theory of physical systems stated previously.
It does not require a huge particle accelerator to prove, because it concludes
implicitly that such an accelerator will not be necessary to its proof, and
will probably not be a fully satisfactory proof even if a Higgs Boson is
discovered. Proof for this model may be found in other ways--in terms of its
productivity, for instance, in allowing us to create an entirely new set of
gravitational devices that will for once allow us to see and manipulate
gravitational energy in a more controlled manner. Some of these devices will
be scientifically and technologically useful, others might prove to be
frighteningly destructive.
Physical Relativity and the Integration of Physical Reality
The basis of physical systems theory as I have developed this is two-fold.
First, it accounts for gravitation in relation to mass dynamics and space-time
structure based on the critical observation that gravitational energy appears
unique in that it does not seem to obey the fundamental laws of
thermodynamics. The second observation stems from the first, and states
something like this: gravitational effects upon mass appear to occur in
systems that are independent of larger or alternative systems, while at the
same time, all such systems appear to be gravitationally united upon one level
or another such that there are no apparent or measureable discontinuities of
space or time between them.
The first observation leads to an alternative theory of gravitational
dynamics that encompasses normal thermodynamics associated with
electromagnetic radiation, and it leads to some rather remarkable predictions
about the relations of space-time to mass and matter and the intermediation of
different forms of energy between these systems.
The second observation leads to a definition of an "already
unified" field that is gravitationally integrated and that results in a
kind of universal relativity that predicts that the universe is infinite,
unbounded, and essentially dynamic in its basic multidimensional structure.
First, it rests on one hand upon the conception of a basic model of the
what can be described as the "total" universe. The kind of
cosmological model we adopt in this regard will be determined by, and
determine in turn, the kinds of implicit conclusions we make about our sense
of reality. A cosmological view of the total universe is symbolically
necessary on a number of levels. Human understanding and intelligence, being
symbolic in structure, requires such a comprehensive view of the world,
whether this view is achieved scientifically, religiously or in some other
ideological framework of understanding. Such a comprehensive view of the
complete physical world is structurally necessary both for a coherent social
order, for a healthy sense of science and for a realistic sense of being in
the world.
In regard to this first point, physical systems theory attempts to take a
step back from the paradigmatic commitments to certain kinds of conclusions
and presuppositions of any particular cosmological model, to address and
attempt to understand the implications of the underlying presumptions of any
and all possible cosmological models of the universe. Depending upon our
primes, different kinds of models we adopt of the universe will lead to
different kinds of outcomes for our understanding and scientific praxis. In
this heuristic sense, physical systems theory becomes meta-systematic in
attempting to overcome the limitations that constrain adoption of any
particular model.
In this sense, we can speculate that the essential cosmological model of
physical systems theory is not the "total universe" per se, so much
as it is the question of the hypothetical universe, and of alternative
possible universes that can be constructed conceptually depending on whatever
primes we adopt. Consideration of the range of primes available to us, and
their hidden implicatures for our construction processes, becomes an important
process in the articulation and productivity of physical systems theory.
The second side of the coin of physical systems theory involves primarily a
fundamental question about the essential structure of physical reality. At the
heart of this concern about basic structures of physical reality is a question
of a unified field and the question of the irreducible structure of physical
entities and processes. We jump from the cosmological scale of the total
universe, to the quantum scale of the subatomic. As with the heuristics of
alternative cosmological models, we have competing hypothesis about what
constitutes the basic structure of the physical fabric of reality.
It is evident that in the grandest or smallest scales, there is as yet a
boundary of our knowledge beyond which we do not yet see clearly. We do not
fully understand the structure of the universe on a large scale or the
structure of reality upon a very small scale of observability. This is
complicated especially by the physical relativity of our power of observation
on either a very large or small scale--there appear to be intrinsic
relativisitc limits of our resolving powers beyond which we cannot directly
see. These kinds of limits may be ultimately inescapable.
A unified field theory has not yet been sufficiently developed. We expect a
certain kind of mathematical elegance and parsimony of such theory, whether it
is really there to be discovered or not. String theory has arisen and become
important to an understanding of this physical structure, though it remains as
yet incomplete and partial, lacking the substantive empirical evidence that
might allow it to achieve the degree of theoretical integration that would be
required of a successful unified field theory. I have in a previous work
proposed an alternate "Spring" theory, that is like the string
theory in many ways, and yet it seems to me that the bottom line remains that
we just do not know enough at a subatomic level to determine once and for all
the basic structure of physical reality.
It goes almost without saying that the structure of the very smallest is
intimately connected to the structure of the very largest in physical reality,
and that competing cosmological and subatomic theories interact with one
another in basic and even in unseen ways to determine a composite view of
physical reality at any and every scale possible. On the other hand, the
fullest implications and connections between the very large and the very small
have not been necessarily fully explored in a manner that may be sufficient to
a fully integrated view of the physical world.
It strikes me now as before that the key to resolving our view of the
world, at whatever level we are operating on, hinges on the question of the
still mysterious force of gravitation and its effects in gravity based
systems. However much we may know of gravity and gravitational radiation,
there appears to be much that remains unknown and even unconsidered about it.
The paradox of this scientific predicament is that we live with gravity in a
fundamental sense--it is such a basic constraint and aspect to everything we
know and experience physically that we cannot escape its power and its
consequences for our lives.
Further, beyond the two sides of the coin of physical reality, there are
many as yet unanswered residual questions relating to our physical reality
that need to be mentioned at least in passing. On a chemical level, we must
examine what the basis is for alternative chemical and physical properties
arising from different molecular or elemental combinations. We must ask in
terms of theoretical chemistry what are the origins of elements and what are
possible alternative structures of nuclei. Similarly, our understanding of
electromagnetic radiation and light appears to me to be as yet incomplete,
either in terms of its basic structure and process as a pervasive phenomena,
or in terms of its field effects and other essential properties.
In addition to questions like these, it is apparent also that physical
systems theory leads to further questions about operational methods that can
be developed to explore and investigate the physical structure of reality in a
more thorough and detailed way, and then to possible innovations or inventions
that will allow us to exploit or utilize the basic properties of physical
realtiy in our own alternative systems.
I deal in the second part with the question of physical systems from a
theoretical, operational and applied mode. In this, I adopt basic models that
were developed in earlier works and attempt to extend and apply these models
to basic devices or designs that may or may not have any larger efficacy in
reality. These models resolve themselves in what I take to be fundamental
questions concerning the structure and fabric of physical reality, including
the central hypothesis that I refer to as universal relativity of space-time
the issue of the unified gravitational field, gravitational dynamics and the
interaction between mass and energy within the framework of the gravitational
field.
From this standpoint, whether we are dealing with only hypothetical models
in some ultimate sense, or we are dealing with possible applications in a more
practical sense, it needs to be remembered that physical systems science deals
heuristically with hypothetical alternatives and the implicatures that arise
logically or can be traced out empirically depending upon what primes we
adopt. In such a manner, natural systems science must be in the most
fundamental way non-paradigmatic in not being predefined by its commitment to
any received point of view or set of operational methodologies. Secondly, it
must be inherently interdisciplinary from the standpoint that natural problem
sets intersect various domains of knowledge and expertise in the world.
Though it is something of a grand paradox that the very smallest is
intimately connected to the largest structures of physical reality, and that
the intermediate levels of analysis are somewhat occluded, it remains the case
that there is critical feedback between the extremes and the intermediate
ground such that the answers we give to either extreme may influence our
applications and models in the middle ground, and how we experience and think
about the middle ground, as for instance the behavior of objects in gravity,
or the behavior of light upon substances, does affect how we think about the
extreme edges of our physical compass of reality.
It is from this standpoint that whatever the level of focus, physical
systems theory is about integration of our view of reality upon very basic
levels, and these influence directly our ability to integrate ourselves with
reality itself in fundamental and fundamentally important ways. Physical
systems theory is therefore concerned with the problem of integration of
physical reality in the most basic and most applicable of manners possible. By
extension this basic problem of integration of physical reality on a basic
level connects as well as to other levels of understanding of reality, for
instance in biological, human and alternative systems theory. Just as there
occurs critical feedback between basic and derivative levels of physical
systems, there occurs as well feedback between different orders and kinds of
systems, and how we think about order and pattern at one level affects how we
think about the same issues on other and upon all levels simultaneously.
We can distinguish it seems in natural systems theory basic levels of
integration, or problems of integration, at different levels and orders of
patterning, and in both a general or universal sense, and in specific, local
and applied senses. From this we can see the importance of a cosmological view
of the world and of a basic view of physical reality in prestructuring our
science and our scientific activity, and in determining the ways in which we
might symbolically integrate and come to interact with the world in basic
ways. In this we can see also the central function of natural systems theory
in the elucidation of metasystems integration of complex and often disparate
realities. Integration is one of the key purposes of pursuing metasystems
comprehension. In this role, physical systems theory is perhaps the primary
player in integration of complex realities.
Thermodynamics and Alternative State Cosmologies
Before proceeding with an account of physical systems theory, it is
important to reiterate two sets of preliminary points. The first relates to
the universality of the laws of thermodynamics in describing physical systems;
the second relates to the heuristic framework for conceptualizing different
kinds of cosmological models depending upon the heuristic and metaphysical
primes implicit to alternative models.
The first consideration concerns classical heat mechanics and the dynamics
of physical reality as we conventionally experience this. All natural systems
in their physical instantiation are fundamentally systems with physical
presence that have therefore a set of shared physical properties, no matter
what level of integration and complexity we are dealing with. All such systems
defined in a classical way are fundamentally thermodynamic systems. They
involve the transfer and exchange of a form of electromagnetic energy referred
to as heat, and as such they must all obey, without exception, the fundamental
rules of thermodynamics. In other words, all naturally occurring systems, at
all levels of integration, are kinds of machines that function according to
certain mechanical rules--they do work of some kind, and contain information.
In addition, a characteristic overlooked in the analysis of natural systems is
that all such systems, as finite machines with fundamental physical
properties, always exist in real space and time within a larger context that
sets certain fundamental constraints upon the behavior of such systems. Even
complex and heterogenous biological and artificial human systems can and must
be seen mechanically in terms of their heat exchanges within a larger,
encompassing environment. The rules of thermodynamics are listed below:
0. The zeroth rule of thermodynamics states that the temperature of any two
systems will tend in the long run to be the same as a third common system, and
that heat of the smaller contained system will tend to equilibriate with the
heat of an infinitely large containing system, which represents an ideal
energy sink or heat reservoir.
1. The first rule of thermodynamics states energy can neither be created
nor destroyed and therefore there can be no perpetual motion machines of the
first kind in which work is accomplished without the transfer of heat energy
into or from the system. No machine can exist or perform work if no heat or
energy is transferred in the system. More simply put, work can only be done by
a machine by means of heat energy being tranferred in relation to the system.
2. The second rule of thermodynamics states the law of entropy, which is
the measure of the state of disorder of a system or its proximity to a perfect
energyless system. In other words, the state of entropy of any system can
never decrease, but only increase, unless work is done. Heat cannot be
transferred from a lower energy system to a higher energy system--heat always
transfers from a high to low energy gradient or differential--and therefore
there can be no perpetual motion machine of the second kind in which a machine
can perpetually work without the transfer of energy.
3. The third rule of thermodynamics is the law of absolute zero, or a state
of no heat in an energiless system. Absolute zero can never be reached, only
approached infinitely by a continuous number of steps or integrations. Thus,
we cannot have a "perpetual motion machine of the third kind" which
is any machine that exists in a completely energiless or motionless state--i.e.,
a total energy vacuum.
It is important to reiterate these principles because they form the basis
for a conventional scientific view of physical reality, and define the shared
minimal constraints for all physically occurring systems. They are also the
point of departure for the discussion of physical systems theory from a
comprehensive standpoint. I have relegated the "laws" of the
paradigm of thermodynamics to general "rules" because I wish to
demonstrate, in an alternative hypothetical construction, that such rules may
have important exceptions when gravitational energy systems are more carefully
and fully considered. In such an enlarged theoretical system, the laws of
thermodynamics become part of a covering law model of physically manifest
entities and relations in the observable universe. They are essentially
correct for the systems they apply to, except that they do not apply in the
same way to all systems that may occur.
The other main point I wish to consider is what can be referred to as the
underlying presuppositions of alternative cosmological models we may hold for
the whole of physical reality, or what we would call the total universe. In
this we must first separate the concept of the total universe, as all
inclusive, from what can be called the observable universe, or from the
inferrable universe, which in theory should comprehend and encompass the
observable universe, but not necessarily the total universe. Furthermore, we
may designate what can be called the hypothetical universe, which is that set
of models which exist primarily in theory, from the demonstrable or empirical
universe, which can be substantiated with empirical evidence. We must further
distinguish analytically what can be referred to as the "knowable"
universe from the "unknowable universe" which leads us to speculate
that the total universe may never be fully knowable in a certain way.
Cosmological models are important to our understanding of physical systems,
because they serve to provide the common frame of reference for all other
naturally defined or definable systems. Hence what model we adopt, what
presuppositions we choose, will in part determine how and what we see in that
world as a fundamental part of our scientific worldview. If we conceptualize,
for instance, what I call a finite or end state universe, then this leads to
very different cosmological and quantum physical outcomes of thinking than if
we hypothesize the alternative infinite state universe. In such metaphysical
considerations of physical models, we cannot logically have it both ways and
still hold a noncontradictory view of reality. In other words, we cannot
implicitly presuppose a finite-state universe, and then speculate on its
infinitudes. Vice versa, if we are to presuppose that the universe is
infinite, then we cannot then conclude that it is closed and limited in some
basic way.
These issues broach a very fundamental set of questions that are in an
ultimate sense unanswerable by science--but they are questions science must
ask and seek to answer nonetheless as points of departure into realistic, if
relative, systems of natural order. Thus, we must ask and seek an answer to
the question of infinity, even though we might never be able to prove or
falsify it. Another related question is whether there be nothing in an
absolute, initial or ultimate sense. Answering these kinds of questions lead
to antinomial paradoxes about our knowledge and a fundamental sense of
contradition. We can say that infinity exists as a logical truth of our
mathematical systems, but it may have no necessary demonstration in the real
world if we assume a finite-state universe or otherwise.
We present hypothetical or alternative state universes as a heuristic
system for modeling metaphysically alternative cosmological models and their
necessary logical outcomes. In this I distinguish what I call zero-state from
non-zero state models. A zero-state universe, as for instance one defined by a
principle of singularity, implies a universe that has some sense of
fundamental nothingness. It implies, among other things, a fundamental
constituent entity of the universe, below which there is no further division.
It implies a model that is also finite-state in some way or another, versus
the alternative infinite state universe. We may go further and speculate on
other alternative state structures for the universe, as for instance a closed
versus open state model, or a divergent or convergent state model, or a
isotrophic or non-isotrophic state model, or a multi-state or single-state
model, with implications of a positive and/or negative state model or an
anti-state or parallel state model. Another kind of model that occurs in
cosmological theoretization are steady-state versus dynamic state models, and
metastate versus single state models.
These alternative models have different kinds of implications and lead to
different kinds of non-contradictory conclusions that are forced upon our
conceptual systems in terms of a coherent metaphysics, and they point to the
important role that philosophy still plays in the articulation of conceptual
systems about physical reality and cosmology, whether scientists as
astronomers, physicists and family men embrace metaphysics or not.
Between the basic mechanical paradigms governing all natural systems and
our metaphysical systems and their implications underlying our cosmological
models and understanding of physical reality, exists a middle ground arena
that we can refer to as physical systems theory, upon which all other natural
systems are derivative and emergent.
Problems of Cosmogenesis
The aspects of the universe requiring sufficient explanation include the
following:
1. If the only known mechanisms of the production of elements are fusion
reactions occurring in older and hot stars, then how do we explain the
presence and production of heavy elements in planets like the earth? It is
difficult to explain the origination of these elements in any other fashion
than in the known manner of their fusion production in the core of stellar
systems. Thus, the presence of heavy elements, in the earth for instance, can
only be explained by the previous production of these elements in stars.
2. The speed of light is a peculiar property of electromagnetic radiation.
This property is unique to this form of energy. It is possible that other
forms of energy, for instance gravitational energy, do not have this property,
and in fact may have another speed or set of speeds specifically associated
with it. Several possibilities are suggested by this deduction.
a. This leads to a composite theory of gravity that gravitational
energy may exist upon a continuum that is composed of a range of energy
forms.
b. Gravitational energy may transmit itself at faster than the speed of
light, and, possibly, even in an instantaneous manner. The significance of
this is that the universe "holds itself together" beyond the
relativistic space-time constraints determined by the speed of light.
c. This suggests that cosmological relativity or universal relativity
may not be based upon an immutable constant of the speed of light, but
upon the relative instantaneity of gravitational radiation.
3. Gravitational radiation does not appear to follow common thermodynamic
principles attributed to electromagnetic radiation. In other words, it appears
that this form of energy defies the important conventions of the laws of
thermodynamics in basic ways. Evidence for this can be found in the continuous
production of gravitational energy from all gravitating bodies, particularly
very large or very heavy ones, especially black holes that are stable.
a. The great stability of star systems can be accounted for by these
gravitational processes in which thermodynamic energy and, in very large
systems, new mass, is continuously created from gravitational energy. Most of
this new energy is thrown off by the stars in the form of solar winds and
electromagnetic and cosmic radiation. Some percentage of this new mass is
captured in the mass of the system itself.
Stars appear to achieve a relatively stable mass-size configuration, such
that they do not significantly grow or shrink over the course of their
lifetime. It is interesting that heavier stars have a shorter life cycle than
smaller stars. This suggests the possibility that greater gravitational forces
of larger star bodies act more rapidly upon such entities. Changes to stars
that follow the typical state-path trajectory appear to be those kinds of
alterations of internal structure and composition during its various phases.
In particular, it appears that stars increase in the relative percentages of
heavier and heavier elements, and in the corresponding loss of hydrogen nuclei
or core nucleonic substance. This process of nucleonic fusion is accompanied
by increasing temperatures of the star that are associated with the energy of
fusion. The pathways followed by the production of elements in stars are
probably extremely complex and to some extent quite variable.
It is possible that even older stars are continuously producing new
nucleonic "feeder" material that is subsequently either absorbed by
the star or else blown off into inter-stellar space where it accretes to form
large hydrogen clouds and new stellar masses.
In understanding the production of elements in sun systems, we must
understand the possible pathways that may occur in the fusion of hydrogen
nuclei, or nucleons, into larger nucleic structures, and the possible fusion
of these larger structures into even heavier nuclear structures. The key
question to be asked in the universe is whether the distribution of basic
elements in the universe is relatively uniform and the same throughout, or if
not, then whether the relative presence and densities of different kinds of
elements are different and essentially random in the universe.
These fusion process alledgedly take place within the core regions of stars
on a regular basis, fueled perhaps in the outer regions by reverse fission
processes which serve to reduce nuclei back into smaller nucleonic particles.
In general, though stars typically through off a vast amount of mass each
year, the net mass of such systems appear to change little over its life-span.
This net mass is defined gravitationally by the size of the total system.The
nuclear composition of its core appears to alter, especially in its latest
stages, with increasing temperatures and the possible buildup of more dense
distributions of heavier nuclei. At some stage, the reverse fission processes
that feed such systems slow down or eventually stop, and less nucleonic
material is blown off in the normal radiation of such a star.
This process is the only known or observed means of manufacturing heavier
nuclear materials from lighter material. In other words, we know of no other
means of making any of the elements that occur on earth or in any of the other
planets, or naturally any where else in the universe. The original production
of nucleonic material remains unknown, though I speculate that it can be made
in one of two or more different state-path trajectories, and gravitational
energy may be the basis of its production and its ultimate destruction. If new
nucleonic material is produced as a result of gravitational forces in
sun-sized systems, then it is apparent that there is an equilibrium of total
mass of such systems such that they remain fairly stable and the same in size
throughout most of their life-span. Thus, if new nucleonic material is
constantly manufactured in sun-sized stellar systems, then this new mass must
be a part of the material that is continuously ejected and blown off into
outer space. It may be blown off only as free neutrons and protons, too light
to remain trapped within the core of such systems. We do not know if the total
universe exhibits a set amount of nuclear material, in some kind of grand
equilibrium, or else if this total volume of its mass may fluctuate with time,
decreasing or growing in time. We may perhaps never know.
This theory suggests that new nucleonic material that constitutes the basis
for all known forms of mass is regularly and continuosly created in the
observable universe. Most forms of elements as these have been found to occur
on earth in their relative abundances, were probably formed in the last stages
of the death of a stellar system, and represent the multiple pathways of
nuclear fusion that proceeded when the basic hydrogen of the system was spent
or finally lost. It also suggests that there must exist an alternative pathway
by which means such material is destroyed. It appears to me that the best
candidate for the destruction of such material are black-holes that, due to
their tremendous gravitational force, is capable of breaking all mass and
nucleonic material into constituent entities, and possibly even into
gravitational energy itself, which is then released back into the universe.
For this theory to be successful, several things must be explained. Perhaps
the most important is to explain the observed Doppler Shift of all
electromagnetic radiation received upon earth from distant stars. The
explanation I offer for this phenomenon is to suggest that in the long run,
with increasing distance, light cannot change its speed, which is an intrinsic
property of light. It can only lose its relative momentum, which would be the
equivalent of its red-shifting towards lower frequencies. Light will
systematically lose its momentum to its surrounding background over the
long-run, and it does this at relatively steady rates. Mechanisms implied in
this are the "bending" of light by intervening and differential
gravitational fields.
Random and non-uniform curvature of space-time reflects a genuine non-isotrophism
and suggests that we cannot define an overall structure to the universe,
especially if we hypothesize an infinite or non-zero state universe without
extensive or intensive limit. The essential structure of the universe probably
in effect changes over the larger context. The observational sphere of the
universe, which is the universe of special and general relativity, may in fact
also lack any larger sense of uniformity of structure or curvature to the
purported fabric of space-time.
We might state the following kind of hypothesis. The observable universe
exists in space-time, and conforms to the structure of space-time, but
space-time is not bound by the observational sphere of the universe, or by the
structure of light, which is in effect the constant of the speed of light.
Space-time may exist within the gravitational sphere of the inferrable
universe, but gravitation exists within another dimensional field contained
within the universe that is complementary to the positive space-time
dimensions we experience, and which contains these dimensions as variable,
continuous manifestations.
It seems to me that the kinetic motion of molecules in a gaseous phase
illustrate something important about the relationship of mass to the structure
of space-time. Another way of looking at this problem is to ask whether if
when a hydrogen molecule is in its gas phase attaining an enormous velocity a
fraction of the speed of light, whether or not this energy that it contains
does not represent the degree of inertia of the small mass of the hydrogen
nucleus upon the space-time field within which it operates. Hydrogen gas in
its natural state must be in a state of almost constant kinetic motion, and it
is this kinetic energy which overrides and shapes the space-time context in
which it occurs, or rather, is shaped by this space-time context in a random
manner. It can be said that in such a state, space-time is in a state of
relative disequilibrium and flux. Such motions, if they achieve a very
concentrated state, can be said to possibly rend the fabric of space-time
itself.
Another way of looking at this is to consider that compound matter in a
solid or liquid state exhibits properties of a shared mass about a common
center that tends to exclude the effects of space-time within the material
itself. In other words a kind of gravitational boundary layer of space-time is
created between the object of mass, however large or small, and the
surrounding space-time field. The molecules in such a substance become unified
in terms of their mass, such that it can be said that a hypothetical center of
gravity emerges from their unification. Such a center of gravity is neglible,
even unmeasurable, for an object of very small mass, but as mass is compounded
together, it becomes increasingly greater in an exponential manner. So slight
must gravitational forces be for a small collection of unified molecules that
it is the other attractive forces--the ionic and covalent bonds between the
electrons, that serve as the primary basis for its chemical properties and
physical structure. But the accumulation of enough material in unification
leads eventually to the gradual increase in the strength of the gravitational
field that is concentric about the shared center of mass balance in the
object. A unified gravitational field exists in a state of relative
equilibrium
Again, like a gas cloud, the other way of looking at this unification of
mass in solid and liquid phase matter is the manner in which it shapes and
redirects the space-time framework within which it occurs.
A gas cloud that is not contained within some kind of vessel must lack any
common center. Its kinetic and chaotic sense of random disorder would entail
that such an entity would expand until the cloud dissipates as such--the
molecules eventually dispersing in every direction. The behavior of such a
cloud of randomly distributed molecules would indicate the natural
omnidirectionality of the space-time envelope within which it occurs.
The origination of hydrogen gas clouds must have been achieved through the
definition of a common center of gravity. It strikes me that this in its basic
form may be an impossibility with hydrogen gas, unless this gas had achieved a
degree of pressure and density of volume that created a sense of shared mass.
Hydrogen gas in a cloud may exhibit a common central region within which,
perchance, densities and pressures can increase to very high levels. At these
high pressures/densities, it is possible for hydrogen to undergo a series of
transformations. Among these transformations may be the production of plasma
by the stripping of electrons, the occurrence of neutronic plasma as a result,
and the fusion of hydrogen nuclei together with additional neutronic plasma to
create other elemental forms.
It strikes me as well that understanding the nuclear physics of an atom is
critical to our understanding of the structure and dynamics of space-time as
well. It appears that the nucleonic dissociation of a neutron into a
proton/electron pair in which electro-magnetic forces and fields come into
play and can be yielded, represents on one hand a more stable dissociation of
mass than that found within a neutron. Neutrons appear only to exist within a
nucleus in conjunction with protons and other neutrons. The foundation of all
radioactivity is then the continous dissociation of a neutron and its tendency
to breakdown into proton-electron pairs.
As stars reach their final stages, it seems to me that a solid mass core
takes over from a liquid plasma core, and as the composition of the plasma
changes towards heavier and crystallytic elements, a degree of gravitational
equilibrium is achieved at the core at which time the space-time fabric can
repair itself to the point that no new nucleonic material will be produced,
and material already existing within the system will either be blown out of
the system or consumed and crystallized into heavier and heavier elemental
forms. At some stage, secondary fission reactions might overtake the primary
fusion generator reactions--these secondary reactions tending to redistribute
heavier atomic nuclei.
As the original fusion pathways continue, a greater density of heavier and
heavier nuclei would emerge, and more pathways for more possible combinations
for secondary fusion reactions would be available. A star apparently spends
the greater part of its lifetime cooking up the basic elemental
ingredients--primarily the hydrogen nuclei--followed by helium, lithium,
beryllium, boron, carbon, etc. Whatever the final broth of the star in its
final death throes, the greater mass and amounts of the heavier elements will
be formed in the penultimate moments of the stars emergence. Once the
processes come to completion, the pathway of the star can go in one of several
directions depending upon its overall size--very large stars that have short
state-path trajectories end up collapsing in upon themselves to form the dark
stuff of blackholes in a gravitational vortex. Intermediate stars probably
become unstable neutron stars and quasars, possibly exploding or pulsing.
Stars below a certain threshold almost certain end up as brown dwarves that
shrink upon themselves, throwing off the last remaining plasma fuel. At this
stage, it is possible that the mass of such stars actually shrink to an
indefinite limit. Gravitational energies in the unified mass of the core would
become stablized and concentrated upon a common focus, at which point no new
stellar material would be formed. In the very last stage, a dead star would
emerge as a kind of planetoid within which the process of molecular
compounding and crystallization would be the main remaining reaction.
Space-time disequilibriation to electro-magnetic/gravitational interaction
to stellar nuclear material to fused elemental material to fissioned heavy
nuclei to chemical crystallization of molecular compounds to nuclear
degeneration of compounds.
It also is the case that once a star is formed in its proto-form then it
will not change in size or dimension in any considerable degree. It attains a
state of relative gravitational equilibrium that entails that any new nuclear
material it may produce within its core, will be ejected and lost from its
mass through stellar radiation. Such a star will only gradually change in its
internal composition, the rate of change being dependent upon its relative
size and possibly is relative plasma densities. This factor may be related to
the relative size and density of the star's core. Equilibriation of a star may
be related to the relative formation of the core about the outer sheath's of
the star, which serve as a sufficient transport mechanism to carry off all new
mass and energy produced within the core.
It is apparent that gravitational energy is transported to the core of
gravitating bodies by means of pressure that is exerted by increasing mass
densities about a common center of gravity. This pressure is eventually
translated into heat energy that is lost primarily through conductance from
the core, back through the body of the mass of the planet and released back to
space, relatively free of gravitational constraint by the object that created
it in the first place.
In understanding the production of elements in sun systems, we must
understand the possible pathways that may occur in the fusion of hydrogen
nuclei, or nucleons, into larger nucleic structures, and the possible fusion
of these larger structures into even heavier nuclear structures. The key
question to be asked in the universe is whether the distribution of basic
elements in the universe is relatively uniform and the same throughout, or if
not, then whether the relative presence and densities of different kinds of
elements are different and essentially random in the universe.
These fusion process alledgedly take place within the core regions of stars
on a regular basis, fueled perhaps in the outer regions by reverse fission
processes which serve to reduce nuclei back into smaller nucleonic particles.
In general, though stars typically through off a vast amount of mass each
year, the mass of such systems appear to change little over its life-span. The
nuclear composition of its core appears to alter, especially in its latest
stages, with increasing temperatures and the possible build of more dense
distributions of heavier nuclei. At some stage, the reverse fission processes
that feed such systems slow down or eventually stop, and less nucleonic
material is blown off in the normal radiation of such a star.
This process is the only known or observed means of manufacturing heavier
nuclear materials from lighter material. In other words, we know of no other
means of making any of the elements that occur on earth or in any of the other
planets, or naturally any where else in the universe. The original production
of nucleonic material remains unknown, though I speculate that it can be made
in one of two or more different state-path trajectories, and gravitational
energy may be the basis of its production and its ultimate destruction. If new
nucleonic material is produced as a result of gravitational forces in
sun-sized systems, then it is apparent that there is an equilibrium of total
mass of such systems such that they remain fairly stable and the same in size
throughout most of their life-span. Thus, if new nucleonic material is
constantly manufactured in sun-sized stellar systems, then this new mass must
be a part of the material that is continuously ejected and blown off into
outer space. It may be blown off only as free neutrons and protons, too light
to remain trapped within the core of such systems.
We do not know if the total universe exhibits a set amount of nuclear
material, in some kind of grand equilibrium, or else if this total volume of
its mass may fluctuate with time, decreasing or growing in time. We may
perhaps never know.
*****
The relationships suggested by the perfect gas law and the behavior of
gases in space-time, lacking an apparent gravitational core, bring up the
question of pressure theory as this may relate to gravitational pressures
affecting gravitating bodies, albeit in inverse relationship to gas pressure.
It is apparent that space-time has a fluidity almost like a gas or liquid in
motion.
Electrostatically bound entities constitute the basis for the reorientation
of fieldlines about a common center of gravity.How this occurs exactly is
unknown, but it is clear that at the level of gravitational fieldlines,
electromagnetic forces interact and shape their structure of space-time. It is
equally clear that gravitationally unified and bound systems, such as Earth,
are not held together by electrostatic forces so much as by a gravitational
field that keeps everything close to the ground, so to speak. But it is
equally clear that all mass must exhibit electrostatic binding before they can
become gravitationally unified and bound together as a single gravitating
body.
This is just the reverse of the case of gases, especially hydrogen gas.
Gases can diffuse into each other without any apparent reaction--they appear
to be spatially unbound unless they are confined to some kind of container.
And yet the kinetic and random motion of their molecules suggests that these
entities do interact with space-time fieldlines, albeit in disordered and
perhaps a non-isotropic manner. If we examine the possible s-t relativity of
such phenomena--if an object does not fall to earth, except that it may be
carried by the space-time manifold to the earth, in a similar way we must ask
whether the kinetic hydrogen molecules are really bouncing off one another, or
is the s-t that they are contained within set into a kind of wild turbulence.
It is apparent to me as well that plasmas have similar properties of
pressure and flow dynamics as gases and fluids, especially in contexts such as
in the sun where they apparent of a certain density. The expansion of a red
giant may be due to the sudden change in temperature and the increase of
relative pressure of the internal composition of the plasma.
Pressure/density/temperature relationships--the outer shell of the sun acts as
a boundary layer, possibly, maintaining internal equilibrium and unfication of
the system. Pressures and temperatures may balance one another within the
solar system to achieve a kind of equilibrium. It is possible that the perfect
gas law would not apply to conditions of extremely high pressures and
temperatures in the same manner.
Universal Relativity
The principle of universal relativity emerges from consideration of the
dynamic state universe. It states that there can be no non-relative frames of
reference by which to understand or define any subsystem of the universe. It
implies that the universe is infinite and unbounded, and non-zero state, which
implies as well that absolute zero is a physical constant of the universe that
appears inviolable but which may be gradually changing as a zero-reference
point for all coordinate periodic processes occurring in the universe.
Universal relativity represents an extension of the basic principles of the
theory of general relativity into a n-dimensional construct that allows the
normal four-dimension construct of space-time independent variability as a
result of kinetic energy and motion.
Universal relativity may be stated or summarized by the following example.
For each object that is embedded in a discrete space-time matrix, there is a
single instantaneous set of values that can be associated with that object in
relation to its direct frame of reference. At this level, the rules of
mechanics governing the behavior of the object would be the same for any other
object that occupied the same frame. The trouble is that the frame itself that
defines the mechanical behavior of the objects it contains, can be part of a
yet larger frame or space-time matrix, and this subframe, including the
objects it contains, may be obeying a different set of rules of behavior than
those that determine the behavior of the objects in reference to itself. The
rules of behavior that determine the outcomes for the larger framework are
completely independent of the mechanistic rules that determine the behavior of
the objects it contains. In other words, depending on the scale we specify,
any frame or object it contains may be a part of any number of larger frames,
each of which obeys its own state-path trajectory that is independent of the
frameworks and trajectories contained within it. In fact, there may be an
infinite number of such frameworks simultaneously cooccurring in the universe,
even within one area of the universe.
I will call the framework within which set rules of mechanics conform all
objects the gravitational frame of reference, because in all such systems
gravitational force appears to be the common denominator and the main thing in
common between all frames of reference, of whatever observable scale. We
notice most our motion on the earth's surface in terms of gravity that pulls
everything earthward, sometimes destructively so, and in terms of the earth's
rotation, which we see as the rising and setting of the sun. We notice less
the passage of the earth about its orbit of the sun, as the passage of days of
the year and the seasons that recycle. These motions occur independently of
our own actions or movements upon the earth's surface. We notice even less our
passage about the Milky Way, or the possible travels of the Milky Way galaxy
through space in relation to other galaxies.
The possibility of relative gravitational frames of reference occurs as the
result of the gravitational unification of a system in a state of relative
equilibrium that defines a long-lasting state-path trajectory. There are few
abrupt shifts expected in the rotation of the earth or in its orbit around the
sun. There may be slight long term perturbations or periodic fluctuations. We
cannot guess really the long-term behavior of any system. Once a system
becomes gravitationally unified, it achieves an equilibrium of gravitational
force within the framework that it is defined within, such that it remains
relatively stable and quite predictable in its pathway over the long term.
Gravitational unification is related to the notion of the physical
definition of a fixed dominant center of gravity within a bounded system, such
that all objects belonging to such a system have adjusted their motions and
behaviors in relation to a common center of gravitation. Any object, within
any single frame of reference, must obey certain laws of motion: it can be in
only one place at one time, and it can travel in only one direction at one
time. Furthermore, in order to accelerate the object, it must require the
input of additional energy. Usually, such centers of gravitation are defined
by the largest material body locally present in a system, but such local
systems are indeed part of larger systems that are defined by centers of
gravitation. It is possible that centers of gravitation can be defined in
relatively empty space, in juxtaposition between two or more bodies in
relation to one another. This would be a form of complex equilibrium.
Free falling bodies of different masses within the same gravitational frame
of reference will achieve equal speeds of accleration, all other things being
equal. This points to the independence of the gravitational structure of
space-time that surrounds and embeds the objects to the relative mass of the
objects themselves. In such conditions of free-fall, it is the relative
disequilibrium of the gravitational framework of these objects, and the
corresponding disruption of their space-time matrix, that causes their uniform
acceleration. What served as key evidence for general relativity remains
primary observational evidence for universal relativity as well.
Universal relativity thus suggests that space-time may have different
values depending upon the frame of reference within which it is measured, and
that each frame of reference would represent a different relative
dimensionally of the system. The naturally stratified universe would therefore
exist in a multi-dimensional set of spatio-temporal frameworks.
One outcome of universal relativity is that acceleration of any object
alters its relative gravitational frame of reference, and the energy required
for aceleration, or the energy of inertia, is related to the negative
threshold energies of the gravitational field that embed the object in the
first place. A fast moving object will exist within a different space-time
coordinate system than a slow moving object. Simultaneously, a very large and
massive object may also exist within a different space-time structure than a
very small one. The size of an object is indirectly equivalent to its speed of
motion within a given frame of reference. In other words, they may have
equivalent effects upon the structure of the space-time manifold that embeds
such objects. It follows that if an object may become so massive and dense as
to fundamentally disrupt the space-time manifold that embeds it, it is also
possible that an object may be accelerated to a speed that it breaches the
limits of the space-time manifold. The results might be similar in terms of
the disappearance of the object from normal observability.
In the larger scale of the universe, it appears that there is no central or
common equilibrium for the overall system. In other words, at some scale at
which the cosmological principle becomes operative, gravitational unification
cannot be presumed to occur on a wide scale, and patterns of behavior can be
said to be overall non-isotropic, and in the largest sense, random. There may
be a larger frame of reference for the observable or total universe that has
not yet been observed. In fact, gravitational unification may occur for larger
scales that are essentially beyond the observational sphere of the universe,
and that may be misleading because the main structures they contain may
exhibit little or no isotropic equilibrium in relation to one another. It is
upon this scale that we must speculate upon a universe that is parallel or
else topographically stratified in spatial-temporal dimensions, or in
alternative dimensions otherwise unknown.
In this notion of multi-dimensionality, space-time, however convoluted or
structured, may in fact not be a uniform or continuous entity, but may be
heterogeneous in its constitution. The structure of space-time that would be
encountered at any one point in the universe would be a function of the
relative frame within which it, or rather our measuing instruments, were
determined. Multiple structures of space-time may interpenetrate the same
points at the same time without interference, albeit upon different
dimensional trajectories. Space-time may be complexly structured in the same
coincidental frame of reference without apparent interference or transference
of energy from one frame to another. This complex stratification of space-time
would be experienced as a continuous gradient or a continuum, much as uniform
acceleration might be seen to occur in a continuous transition.
Space-time can be said to be relative to the gravitational frame of
reference that determines its measurement and its mechanical principles.
Gravitation may thus represent a kind of well system of field-energies that
are continuous and instantaneous throughout the universe at any scale of
measurement or determination. Space-time would be structured differently at
different levels within this well-system.
One aspect of universal relativity thus defined is that all objects that
have mass do so because they are essentially a part of some gravitational
system, or in fact a complex set of such systems. Material objects with
physical properties as we know them all share certain features of motion in
common. Such objects have the inertia of energy or momentum in their motion
when they are accelerated, and it is almost impossible to acclerate any such
material entity at or beyond the speed of light. The resistance to
acceleration is the entropic effect essentially of the gravitational field
upon the object, or, looked at another way, is the consequence of the
disruption of the gravitational field or its relative state of equilibrium in
its acceleration.
In such a system, the speed of light may not be so much a universal
constant, as it is universally constant as a unique property of
electromagnetic radiation. In other words, the speed of light is a specific
property of this form of energy. There is logical reason to believe that
gravitational energy may actually propagate at much greater than the speed of
light, albeit almost instantaneously throughout the universe.
Another feature of this conception of universal relativity is that there
can be no object or energy that is at complete rest or at absolute zero. All
objects are in some kind of motion, even if this motion cannot be observed due
to our inability to escape the frame of reference that is a part of this
motion. The motion of all objects in the Universe, however large or small, is
inherent to the material definition of all physical phenomena as existing: 1.
In relative space-time; and 2. Within at least one relative gravitational
frame of reference. No material object can occur or happen outside of the
gravitational frame of reference that defines that object in space-time.
Gravitation itself can be said to exist at relative zero, because its
simultaneous propagation through the universe achieves a unification of
space-time at which space-time becomes essentially static and valueless. In
this sense, gravitation is a form of "negative"energy the effect of
which is just the reverse of the positive physical energies that we observe in
the universe. Its effect is entropic in the sense that all such motions
exhibit some relative measure of inertia that is equivalent to its mass and
its motion.
Universal relativity may be stated or summarized by the following example.
For each object that is embedded in a discrete space-time matrix, there is a
single instantaneous set of values that can be associated with that object in
relation to its direct gravitational frame of reference. At this level, the
rules of mechanics governing the behavior of the object would be the same for
any other object that occupied the same frame. The trouble is that the frame
itself that defines the mechanical behavior of the objects it contains, can be
part of a yet larger frame or space-time matrix, and this subframe, including
the objects it contains, may be obeying a different set of rules of behavior
than those that determine the behavior of the objects in reference to itself.
The rules of behavior that determine the outcomes for the larger framework are
completely independent of the mechanistic rules that determine the behavior of
the objects it contains. In other words, depending on the scale we specify,
any frame or object it contains may be a part of any number of larger frames,
each of which obeys its own state-path trajectory that is independent of the
frameworks and trajectories contained within it. In fact, there may be an
infinite number of such frameworks simultaneously cooccurring in the universe,
even within one area of the universe.
I will call the framework within which set rules of mechanics conform all
objects the gravitational frame of reference, because in all such systems
gravitational force appears to be the common denominator and the main thing in
common between all frames of reference, of whatever observable scale. We
notice most our motion on the earth's surface in terms of gravity that pulls
everything earthward, sometimes destructively so, and in terms of the earth's
rotation, which we see as the rising and setting of the sun. We notice less
the passage of the earth about its orbit of the sun, as the passage of days of
the year and the seasons that recycle. These motions occur independently of
our own actions or movements upon the earth's surface. We notice even less our
passage about the Milky Way, or the possible travels of the Milky Way galaxy
through space in relation to other galaxies.
Rules of universal relativity
All things are in motion: there can be nothing that is not in motion.
a. in the universe, there are no fixed points of reference that are
unchanging.
All motions are relative to the frames of gravitational reference in which
they occur.
All objects are in some kind of relative motion. All objects therefore have
some relative mass.
All frames of gravitational reference are relative to themselves and to the
nested frames within which they are embedded.
There are no nonrelative gravitational frames of reference.
Any object may exist in any number of independent gravitational frames of
reference simultaneously, as long as these frames of reference are ordered as
a well system, relative to the object contained within such a systems.
The possibility of relative gravitational frames of reference occurs as the
result of the gravitational unification of a system in a state of relative
equilibrium that defines a long-lasting state-path trajectory. There are few
abrupt shifts expected in the rotation of the earth or in its orbit around the
sun. There may be slight long term perturbations or periodic fluctuations. We
cannot guess really the long-term behavior of any system. Once a system
becomes gravitationally unified, it achieves an equilibrium of gravitational
force within the framework that it is defined within, such that it remains
relatively stable and quite predictable in its pathway over the long term.
Gravitational unification is related to the notion of the physical
definition of a fixed dominant center of gravity within a bounded system, such
that all objects belonging to such a system have adjusted their motions and
behaviors in relation to a common center of gravitation. Any object, within
any single frame of reference, must obey certain laws of motion: it can be in
only one place at one time, and it can travel in only one direction at one
time. Furthermore, in order to accelerate the object, it must require the
input of additional energy. Usually, such centers of gravitation are defined
by the largest material body locally present in a system, but such local
systems are indeed part of larger systems that are defined by centers of
gravitation. It is possible that centers of gravitation can be defined in
relatively empty space, in juxtaposition between two or more bodies in
relation to one another. This would be a form of complex equilibrium.
Free falling bodies of different masses within the same gravitational frame
of reference will achieve equal speeds of accleration, all other things being
equal. This points to the independence of the gravitational structure of
space-time that surrounds and embeds the objects to the relative mass of the
objects themselves. In such conditions of free-fall, it is the relative
disequilibrium of the gravitational framework of these objects, and the
corresponding disruption of their space-time matrix, that causes their uniform
acceleration. What served as key evidence for general relativity remains
primary observational evidence for universal relativity as well.
Universal relativity thus suggests that space-time may have different
values depending upon the frame of reference within which it is measured, and
that each frame of reference would represent a different relative
dimensionally of the system. The naturally stratified universe would therefore
exist in a multi-dimensional set of spatio-temporal frameworks.
One outcome of universal relativity is that acceleration of any object
alters its relative gravitational frame of reference, and the energy required
for aceleration, or the energy of inertia, is related to the negative
threshold energies of the gravitational field that embed the object in the
first place. A fast moving object will exist within a different space-time
coordinate system than a slow moving object. Simultaneously, a very large and
massive object may also exist within a different space-time structure than a
very small one. The size of an object is indirectly equivalent to its speed of
motion within a given frame of reference. In other words, they may have
equivalent effects upon the structure of the space-time manifold that embeds
such objects. It follows that if an object may become so massive and dense as
to fundamentally disrupt the space-time manifold that embeds it, it is also
possible that an object may be accelerated to a speed that it breaches the
limits of the space-time manifold. The results might be similar in terms of
the disappearance of the object from normal observability.
In the larger scale of the universe, it appears that there is no central or
common equilibrium for the overall system. In other words, at some scale at
which the cosmological principle becomes operative, gravitational unification
cannot be presumed to occur on a wide scale, and patterns of behavior can be
said to be overall non-isotropic, and in the largest sense, random. There may
be a larger frame of reference for the observable or total universe that has
not yet been observed. In fact, gravitational unification may occur for larger
scales that are essentially beyond the observational sphere of the universe,
and that may be misleading because the main structures they contain may
exhibit little or no isotropic equilibrium in relation to one another. It is
upon this scale that we must speculate upon a universe that is parallel or
else topographically stratified in spatial-temporal dimensions, or in
alternative dimensions otherwise unknown.
In this notion of multi-dimensionality, space-time, however convoluted or
structured, may in fact not be a uniform or continuous entity, but may be
heterogeneous in its constitution. The structure of space-time that would be
encountered at any one point in the universe would be a function of the
relative frame within which it, or rather our measuing instruments, were
determined. Multiple structures of space-time may interpenetrate the same
points at the same time without interference, albeit upon different
dimensional trajectories. Space-time may be complexly structured in the same
coincidental frame of reference without apparent interference or transference
of energy from one frame to another. This complex stratification of space-time
would be experienced as a continuous gradient or a continuum, much as uniform
acceleration might be seen to occur in a continuous transition.
Space-time can be said to be relative to the gravitational frame of
reference that determines its measurement and its mechanical principles.
Gravitation may thus represent a kind of well system of field-energies that
are continuous and instantaneous throughout the universe at any scale of
measurement or determination. Space-time would be structured differently at
different levels within this well-system.
One aspect of universal relativity thus defined is that all objects that
have mass do so because they are essentially a part of some gravitational
system, or in fact a complex set of such systems. Material objects with
physical properties as we know them all share certain features of motion in
common. Such objects have the inertia of energy or momentum in their motion
when they are accelerated, and it is almost impossible to acclerate any such
material entity at or beyond the speed of light. The resistance to
acceleration is the entropic effect essentially of the gravitational field
upon the object, or, looked at another way, is the consequence of the
disruption of the gravitational field or its relative state of equilibrium in
its acceleration.
In such a system, the speed of light may not be so much a universal
constant, as it is universally constant as a unique property of
electromagnetic radiation. In other words, the speed of light is a specific
property of this form of energy. There is logical reason to believe that
gravitational energy may actually propagate at much greater than the speed of
light, albeit almost instantaneously throughout the universe.
Another feature of this conception of universal relativity is that there
can be no object or energy that is at complete rest or at absolute zero. All
objects are in some kind of motion, even if this motion cannot be observed due
to our inability to escape the frame of reference that is a part of this
motion. The motion of all objects in the Universe, however large or small, is
inherent to the material definition of all physical phenomena as existing: 1.
In relative space-time; and 2. Within at least one relative gravitational
frame of reference. No material object can occur or happen outside of the
gravitational frame of reference that defines that object in space-time.
Gravitation itself can be said to exist at relative zero, because its
simultaneous propagation through the universe achieves a unification of
space-time at which space-time becomes essentially static and valueless. In
this sense, gravitation is a form of "negative"energy the effect of
which is just the reverse of the positive physical energies that we observe in
the universe. Its effect is entropic in the sense that all such motions
exhibit some relative measure of inertia that is equivalent to its mass and
its motion.
The Negative Gravitational Field
The consideration of gravitational energy suggests a form of negative force
in the universe. It confers the inertia of acceleration to all objects of
mass, and it also imposes the rules of entropy upon all energy transactions in
the universe. It appears to maintain a state of steady equilibrium, such that
objects embedded within it tend to maintain a very stable and ordered
trajectory through it. Gravitational fieldlines may transect the axis, such
that it is the transverse lines an object crosses in its motions that provides
the basis for the inertia of the object to acceleration, or the change of
velocity which must be interpreted in terms of time and space dilation. A
free-falling body on earth will transect in its trajectory an increasing
number of these transverse lines that would be concentrically arranged in
relation to the earth's center of gravity, such that the closer such an object
came to the earth, the greater its speed as a consequence of transecting an
increasing number of such field lines. The constant of acceleration of any
such object, or of two different objects, is the product of any such objects
crossing the same, increasing number of fieldlines upon its trajectory to
earth.
This brings up the question whether or not it is possible that distant
fieldlines tend to become straightened out, or else stretched out, and that
the fieldlines emanating from different distant gravitating bodies may
interfere within one another upon their intersection, creating possible phase
or periodic patterns in gravitation.
Fieldlines define directional and unified flow of space-time. Fieldlines
appear to transect this flow, which is always in the direction of the relative
center of gravitational attraction. It is possible that in deep, empty space,
where gravitating bodies are distant, these fieldlines are either smoothed out
or possibly straightened or stretched out to the maximum limits--this state
would resemble the most desirable equilibrium.
It is clear that for any given object at any given speed maintains its own
independent gravitational frame of reference. This frame of reference is
determined by the gravitational field that surrounds and embeds the object in
space-time.
The communication of gravitational attraction between objects suggests that
the gravitational fieldlines exist de facto within an already unified field,
and that there may be a form of reciprocal vibration or oscillation along such
preexisting lines. This reciprocity appears to be instantaneous. The frame of
gravitational reference is already unified unless disturbed by a change of
direction/or acceleration of an object. Such frames exist independently, and
are already unified. The paradox of universal instantaneity is that in such a
universe there is no time, or no sense of time. Time at such a rate is
inconsequential. Hence, space is the only relevant dimension, and space is
bridged.
It is possible that neutrons are the basis for gravitational attraction,
and gravitational fieldlines are a natural consequence of the neutron embedded
within the nucleus. Evidence from hydrogen atoms that are not affected
gravitationally suggest the possibility that the charge dichtomization of
proton-electron pairs serves to neutralize the gravitational forces within
these pairs. It is possible that protons bound in conjunction with neutrons
derive their gravitational energies and characteristics from their bonds and
proximity to their gravitational neighbors.
It is possible that the same fieldlines that serve to unify all
gravitational frames of reference about a gravitational body, serve as well to
unify the constituent entities within the body as well, being the basis for
the gravitation in the first place, even going so far as to orient sch
entities about a common center of gravity, and possible permitting the
transference of energy from one entiy to another or from all entities to the
entire gravitating body as a whole.
It is evident that fieldlines form a space-time unity of frame that is very
ordered and predictable, and that relates objects to one another, to the
background space-time context, and the constituents of the objects, to a
common reference point. This act of unification occurs automatically and
instantaneously, precisely and exactly, without further development or
processing of information required. It is a form of natural physical
intelligence that is the outcome of the rules of relation governing
gravitation in the universe. Gravitational fieldlines have the further quality
of uniting the frame of reference to the entire universe in such a way as to
assure that there will be no fundamental disruption of the foundational
mechanical laws of the physical information.
Rules of gravitational unification
1. There can be no non-relative discontinuity of space and time.
a. Within any given frame of reference, an object may travel in only
one direction at the same time.
b. An object may not be in two different places at the same time,
c. Time only flows in one direction. It flows forward, not backward.
d. Two objects may not occupy the same space at the same time without
dynamic interaction resulting in the transference of energy to obtain
mutual gravitational equilibrium.
2. Space and time are relative periodic properties of gravitational
unification of physical reality (i.e. the unified gravitational field).
a. Space and time vary in an inverse manner within the gravitational
frame of reference in which they occur.
b. Mass is a measure of the relative space-time density of the
gravitational
manifold continuously enveloping an object of matter.
c. Motion and kinetic energy are the relative measures of the
disequilibrium of the gravitational manifold that surround and object in a
directional gradient.
Rules of gravitational mechanics.
The same rules of gravitational mechanics apply in the same way to all
objects embedded within a common frame of gravitational reference. All
measuring instruments would be equal within the same frame.
Rules of gravitational mechanics are relative to the framework that they
occur within.
There is no object without gravitational properties as it occurs within at
least one or more gravitational frames of reference. No object can escape the
forces or effects of gravitation, or exist as an object beyond or outside of a
gravitational frame of reference.
The gravitational field is a priori and independent of the object(s) it
contains, though the objects do affect the local gravitational field in
critical relativistic ways.
I define Absolute Zero as the point of minimum convergence of the positive
and negative energy systems of the complementary-state universe, and I define
the speed of light as the point of maximum divergence in disequilibrium of the
two complementary systems. There appear to be two other points relevant to the
structural description and articulation of such a complementary state
universe. There appears to be a point of maximum gravitational concentration,
definable as the Singularity, beyond which positive physical energy or matter
cannot exist as such. There also appears to be a point of minimum
gravitational dispersion, which I define as the Zeroth Simultaneity, beyond
which physical matter and energy also cannot exist as such. There appear
furthermore to be relative isoclines connecting these points in a common
metaspace which defines the limits of physical transition for any
complementary state energy system, beyond which such systems cannot exist.
Gravity is negative energy, measured as the mass of inertia, or the energy
required to counter the effects of gravity. It is thus like a counterbalance
used in the determination of the relative mass of an object. It is the measure
of the potential positive energy required specifically to alter or overcome
the preestablished equilibrium of the system.
Virtual gravitation is the total universal range of gravity, beyond the
limits of effective gravitation, past which gravitation from alternative
points of reference tend to cancel one another out, or average out, such that
at great empty distances from any gravitating bodies, there is relative
uniformity of the gravitational field. This would be experienced as a relative
weightlessness, or a gravity-less environment. The only felt forces would be
the inertia of acceleration that would accompany any change of speed or
direction of a moving object.
In the large and in the long run, all gravitational fields in the universe
will average out to zero, or relative absolute gravitational equilibrium. Any
locally or regionally defined gravitational field is only isotrophic in a
relative sense, and in the large is non-isotropic in relation to the
gravitational field as a whole. Isotropic gravitational systems are
neutralized in deep space where multiple gravitational fields interfere with
one another and where there is no single dominant field to overshadow the
others.
Space and time are physical properties of the gravitational field, and are
a function of the relative gravitational frame of reference for any object
within this field. It follows that physical reality as we know it, with the
observable dimensions we can see in our reality, is defined and made possible
by the unified gravitational field, and all occurring energies are but
derivatives of this field, alternative forms of expression of the same basic
energy. It is possible that disruptions of the gravitational field occur, and
that this field or other fields may exist within other dimensional realities
to which our physical universe is somehow connected, but these are at this
time unknown, and unknowable, for us in any direct sense.
Spin synchronization/spin orientation--orientation & synchronization
may fluctuate with shifting frames of reference. A neutron is like a small
compass or gyrator always aligned. This sense of alignment is determined
probably by the gravitational force that is dominant in the local sense. The
numbers involved in the calculus of gravitation forces are non-discrete ratio
values, or else dimensionless numbers.
Gravitational Dynamics
If we are to understand the origin of the universe, then we must seek to
explain the systemic universe, and we must seek to understand the nature and
origin of universal entropy itself. If all systems tend toward such a
universal and undifferentiated state in the long run, we can speculate as well
the possibility that all systems also originated from such a state in the
first place. The total universe may consist of nothing more than the
continuous differentiation of natural systems from the entropic background,
and the subsequent return of such systems to the background.
What appears to us to be entropic, especially in the classical
thermodynamic sense, may be on another level anything but chaotic. If we see
entropy as being as a form of negative counterbalance upon a scale or balance
beam, then we can see that the net sum of all systemic-entropic interactions
is always zero or equilibrium. In other words, entropy always complements and
makes up the difference between a system and its ideal state, and it always
connects that system with the larger metasystem and other systems within the
universal matrix. The observation of entropy therefore entails that there is a
sense of possible structure, or rather potential information, in the universal
background that is not clearly understood. It is in the instances where basic
thermodynamic principles appear to be violated, as for instance in
superconducting states when there is zero resistance, that we might be able to
see more clearly the boundaries of boundaries and the structure of the
constraints themselves.
Understanding this sense of order in disorder constitutes, I believe, the
basis for understanding the universal field. In this universal field, there
may lie hidden before our eyes, in the voids of nothingness, an amazing sense
of order and relation as yet undiscovered and even unimagined. In this field,
time may flow not only forward, but backward, or not flow at all. In this
field, multiple dimensions of multiple physical realities may collide
comfortably with one another, and even interdigitate within one another such
that we may hypothesize the instantaneous coexistence of an infinite number of
universes within the same metaspace. Into this field, mass may eventually
escape and disintegrate and energy may eventually disappear and become altered
into some other form.
In fact, what we understand to be weight, or the equilibrium of inertia, as
the basis of gravity systems, may be nothing more than the dynamic effects of
this background entropy system upon the structure of space-time itself, and
upon the objects of the field contained within it.
Thus the uniform acceleration of objects in free fall may be a function of
the relative disruption of the space-time continuum by the fact of the greater
mass of the gravitating body. This disruption may in fact be little more than
a sense of disequilibrium of space-time structure on opposite sides of the
falling body in relation to the gravitational center. The gradual increasing
acceleration of such bodies, and their winding, spiraling trajectories, may in
fact be little more than the result of such a differential relative to the
distance to the center of gravity.
At the other end of the gravitational continuum, if the evidence of the
doppler shift does indicate an accelerating universe, then could it be that
the expanding universe is acclerating because it is falling into the voids of
space-time, where space-time becomes eventually disrupted or stretched in its
fieldlines. In other words, the entire universe may be "free
falling" into the voids of empty space at the perimeters of the system,
albeit falling away everywhere at the same time. Rather than a primal big
bang, is it possible that the original universe started off with just a small
lurch.
If such a model were correct, it would suggest that the normal structure of
space-time is like a huge hill on a plane, or a mound, over which light and
all objects must travel. One one side of this hill may be all the large
gravitating bodies that drag everything small and local down. On the other
side may be the empty cavern of the voids of space-time itself, dragging the
hill itself down further and further into its vast emptiness.
This brings a relative issue about motion. Though an object can travel in
only a single direction in a given instant, the entire system within which
that object may be traveling can simultaneously be traveling in any direction
other than the one in which the object were traveling. If the entire system
were traveling in the same direction as the object and at the same speed, then
the object would appear motionless and we could not notice motion of anykind.
One way of understanding the nature of acceleration and inertia is to conceive
of the energy required to change directions of an object from its normal
"metasystemic" trajectory to any other pathway, especially one that
leads in an opposite direction from its metasystem.
Of course, we can throw a ball almost anywhere upon the earth to the same
general effect, and the distance and direction we can throw it is almost
completely independent of the motion of the earth (and the ball and ourselves)
upon its axis or about the sun or through the Milky Way.
Rules of gravitational dynamics.
1. Gravitational energy is continuous and unending.
2. Gravitational energy cannot be made or destroyed, only altered in a
relative sense.
3. Gravitational energy always seeks a state of relative equilibrium
defined as a unified frame of reference.
4. The universal equivalence of mass to energy is an empirical measure of
gravitational energy and its equivalence to other forms of positive energy.
5. Gravitational energy may, under the right conditions, become transformed
into other kinds of energy, and vice versa.
6. Mass is the relative measure of the gravitational energy defined by a
given object within an effective gravitational frame of reference.
*****
The consideration of gravitational energy suggests a form of negative force
in the universe. It confers the inertia of acceleration to all objects of
mass, and it also imposes the rules of entropy upon all energy transactions in
the universe. It appears to maintain a state of steady equilibrium, such that
objects embedded within it tend to maintain a very stable and ordered
trajectory through it. Gravitational fieldlines may transect the axis, such
that it is the transverse lines an object crosses in its motions that provides
the basis for the inertia of the object to acceleration, or the change of
velocity which must be interpreted in terms of time and space dilation. A
free-falling body on earth will transect in its trajectory an increasing
number of these transverse lines that would be concentrically arranged in
relation to the earth's center of gravity, such that the closer such an object
came to the earth, the greater its speed as a consequence of transecting an
increasing number of such field lines. The constant of acceleration of any
such object, or of two different objects, is the product of any such objects
crossing the same, increasing number of fieldlines upon its trajectory to
earth.
This brings up the question whether or not it is possible that distant
fieldlines tend to become straightened out, or else stretched out, and that
the fieldlines emanating from different distant gravitating bodies may
interfere within one another upon their intersection, creating possible phase
or periodic patterns in gravitation.
Fieldlines define directional and unified flow of space-time. Fieldlines
appear to transect this flow, which is always in the direction of the relative
center of gravitational attraction. It is possible that in deep, empty space,
where gravitating bodies are distant, these fieldlines are either smoothed out
or possibly straightened or stretched out to the maximum limits--this state
would resemble the most desirable equilibrium.
It is clear that for any given object at any given speed maintains its own
independent gravitational frame of reference. This frame of reference is
determined by the gravitational field that surrounds and embeds the object in
space-time.
The communication of gravitational attraction between objects suggests that
the gravitational fieldlines exist de facto within an already unified field,
and that there may be a form of reciprocal vibration or oscillation along such
preexisting lines. This reciprocity appears to be instantaneous. The frame of
gravitational reference is already unified unless disturbed by a change of
direction/or acceleration of an object. Such frames exist independently, and
are already unified. The paradox of universal instantaneity is that in such a
universe there is no time, or no sense of time. Time at such a rate is
inconsequential. Hence, space is the only relevant dimension, and space is
bridged.
It is possible that neutrons are the basis for gravitational attraction,
and gravitational fieldlines are a natural consequence of the neutron embedded
within the nucleus. Evidence from hydrogen atoms that are not affected
gravitationally suggest the possibility that the charge dichtomization of
proton-electron pairs serves to neutralize the gravitational forces within
these pairs. It is possible that protons bound in conjunction with neutrons
derive their gravitational energies and characteristics from their bonds and
proximity to their gravitational neighbors.
It is possible that the same fieldlines that serve to unify all
gravitational frames of reference about a gravitational body, serve as well to
unify the constituent entities within the body as well, being the basis for
the gravitation in the first place, even going so far as to orient sch
entities about a common center of gravity, and possible permitting the
transference of energy from one entiy to another or from all entities to the
entire gravitating body as a whole.
It is evident that fieldlines form a space-time unity of frame that is very
ordered and predictable, and that relates objects to one another, to the
background space-time context, and the constituents of the objects, to a
common reference point. This act of unification occurs automatically and
instantaneously, precisely and exactly, without further development or
processing of information required. It is a form of natural physical
intelligence that is the outcome of the rules of relation governing
gravitation in the universe. Gravitational fieldlines have the further quality
of uniting the frame of reference to the entire universe in such a way as to
assure that there will be no fundamental disruption of the foundational
mechanical laws of the physical information.
within an effective gravitational frame of reference.
Gravity is negative energy, measured as the mass of inertia, or the energy
required to counter the effects of gravity. It is thus like a counterbalance
used in the determination of the relative mass of an object. It is the measure
of the potential positive energy required specifically to alter or overcome
the preestablished equilibrium of the system.
A virtual center of gravity is a common point of reference for a unified
gravitational frame. It is the spatial anchor point about which a
gravitational system becomes defined.
Effective gravitation is that range about an object within which
gravitational energies related to that object play a significant role in the
behavior of that object.
Virtual gravitation is the total universal range of gravity, beyond the
limits of effective gravitation, past which gravitation from alternative
points of reference tend to cancel one another out, or average out, such that
at great empty distances from any gravitating bodies, there is relative
uniformity of the gravitational field. This would be experienced as a relative
weightlessness, or a gravity-less environment. The only felt forces would be
the inertia of acceleration that would accompany any change of speed or
direction of a moving object.
In the large and in the long run, all gravitational fields in the universe
will average out to zero, or relative absolute gravitational equilibrium. Any
locally or regionally defined gravitational field is only isotrophic in a
relative sense, and in the large is non-isotropic in relation to the
gravitational field as a whole. Isotropic gravitational systems are
neutralized in deep space where multiple gravitational fields interfere with
one another and where there is no single dominant field to overshadow the
others.
Space and time are physical properties of the gravitational field, and are
a function of the relative gravitational frame of reference for any object
within this field. It follows that physical reality as we know it, with the
observable dimensions we can see in our reality, is defined and made possible
by the unified gravitational field, and all occurring energies are but
derivatives of this field, alternative forms of expression of the same basic
energy. It is possible that disruptions of the gravitational field occur, and
that this field or other fields may exist within other dimensional realities
to which our physical universe is somehow connected, but these are at this
time unknown, and unknowable, for us in any direct sense.
******
Gravitation remains as yet a fundamentally mysterious and unexplained force
of nature--the greatest minds of the century have not yet been able to solve
its most basic riddles. I have put forth a theory of gravitation that sees
gravity as a force essentially different in nature than what we conventionally
construe as energy, at least in a positive, radiative sense. It is a form of
energy, but unlike what we can directly see. It seems as if gravitation cannot
be thought of separately from space-time, and space-time exists only in the
framework we know of as being gravitational. If this is true, then it follows
that there can be no spatio-temporal juncture or rift in the universe and
there can be no place or time in which gravitational force is not manifest and
apparent.
The primary observation about the separateness of gravitation from other
known forms of energy are the following apparent properties:
1. It is all pervasive in the known universe.
2. It is virtually transparent or invisible to any known instrumentalities
of direct observation or detection--it can only be detected indirectly in
terms of its omnipotent effects upon things.
3. It interacts with all mass and energy in predictable if as yet
unexplainable ways.
I would go two steps further, and say that what makes gravitation
interesting in relation to other known energies in physical reality is that it
appears to be essentially non-thermodynamic in the way that energy is usually
thought of. In other words, in basic ways it appears to violate the
fundamental laws of thermodynamics.
I would add to this a second step, and this step relates gravitation as a
known form of energy or force, with space-time. I would claim that space-time
is not empty or devoid, but it consists of some form of mass or mass-relation.
In other words, the emptiness of space-time is nothing but the invisibility of
the substance of space-time, and this is essentially the stuff of
gravitational energy and mass-relations. As a result of this substantive
identity of space-time, I would claim that it interacts with gravitation in
interesting ways that are critical to an understanding of gravitational
dynamics and to the way the Univese works in the large and the long run.
We must ask whether or not mass and solid matter is nothing but an
electro-statically defined form of condensed space-time, and whether or not an
object that is compounded and gravitationally unified, is not in a sense a
distribution of space-time, a solid distribution, that is in at least one
sense fairly uniform. If this is perhaps the case, then we can reason the rise
of a common center of gravity in a large gravitating body, although there is
no clear reason why all the molecules of all the matter of such a body,
however distributed, should all be aligned to a common center.
These kinds of questions suggest that perhaps gravitation, space-time and
the universe are a little more interesting than an empty-space, hard matter,
gravitational radiation type of model.
It is clear that a star is defined gravitationally by its total mass-the
larger the star, the quicker the life-trajectory and the formation of heavier
and heavier nuclei from a hotter and hotter body, until this body eventually
runs itself out and collapses under its own weight, blowing off most if its
original starter fuel. But this process, nor the gravitational unification of
the body, explains its long-term equilibrium as a continuously radiating body.
Only the notion of the transformation of gravitational energy, or more
realistically, of the substance of space-time, and its conversion into fuel in
the star, can explain its great longevity as an energy producing system.
Space-time may not really be empty void, so much as it may be invisible and
transparent to our ability to see it for what it may really be--possibly
composed of a basic constituent substance consisting of a kind of dark energy
and dark matter. It is in essence invisible and transparent to light.
Space-time is gravitationally integrated, and gravitational energy is the
basic force and building block of space-time. What is normally referred to as
space-time in this work will be called more appropriately the gravitational
field or frame, with the implication that relativistic space-time relations
are the four vector dimensional properties associated with this field, and
that the gravitational integration of the field is the basis for these
properties. Measures and awareness of space and time are how we understand
this field, and the relation of this field to mass-objects is how we
understand gravitation.
In other words, gravitation can be said to be an intrinsic property of the
integration of space-time, and it exists as a form of negative or potential
energy within the integrated substance of the space-time manifold. It is
brought to realization in the interaction of space-time with mass and energy
that it contains, and constitutes a kind of accounting systems for all energy
interactions in which there is held to be a net balance and conservation.
These interactions constitute the basis for all known physical and mechanical
phenomena, and constitute the basis for an experimental field of gravitational
mechanics and engineering. According to this model, gravitational energy is a
kind of negative binding energy--requiring the input of positive forms of
electromagnetic energy in order to realize a change in its relative structure
and equilibrium.
Mass is not an intrinsic property of matter. It is an extrinsic property of
matter in a space-time manifold that is defined by the relationship between
the gravitational field and the total kinetic energy potential of the
mass-energy system that the gravitational field contains. An object carries
with it at all time a critical space-time manifold that is its gravitational
context and frame of reference. Depending on the size, shape and motion of the
object, the manifold that it contains will take on different shapes and
density characteristics--relativistic properties associated with its
structure, that require energy for its transformation or alteration to a new
configuration.
Motion is not intrinsic to an object of matter or to a particle of energy.
It is the result of the differential space-time manifold in which the object
or particle exists. This is most clearly demonstrated in the free fall of
different mass-sized objects in a uniform gravitational field. It is also
demonstrated in the continuous state-path trajectory of an object that is
traveling through space in an unimpeded manner.
The realization of tremendous kinetic energy from the sudden collision of
an object in space represents the instantaneous and automatic conversion of
the potential negative energy defined in the space-time manifold of the object
into positive forms of energy. The potential energy of the object was
contained within the space-time relationship of the object to its
gravitational frame of reference. Alternatively, it requires a great deal of
kinetic energy input into the system to alter the space-time manifold in such
a manner as to result in the acceleration of the object to a faster speed.
Positive and negative energy exist in a perfect balance, such that we can
make the following kind of relationship:
Ep + -En = 0
It appears though that in the energy conversion processes, which is
immediate, positive energy is entropic and escapes into the thermal sink of
space-time. This diffusion of positive energy entails that the same level of
negative energy could never be fully recovered from the amount of positive
energy produced from such a reaction. It also entails that the gravitational
field, as a universal construct, is the infinite energy sink into which all
positive forms of electromagnetic energy must escape.
While the principles of thermodyanamics suggests that we can never recover
the full amount of energy lost from the reaction due to the realization of
positive energy, we can much more efficiently transfer the full amount of
negative gravitational energy into positive electromagnetic energy to begin
with. This cannot be done without much work being transferred into such a
system in the first place.
Space-time therefore represents a gravitational frame of reference for any
object or positive energy that is contained within it, and the entire
structure of the universe in terms of space-time represents a grand thermal
energy sink that exists in dynamic equilibrium with the objects contained
within it.
It appears that the structure of space-time is variable, and that it varies
in its densities in a continuous manner. In general, the denser the space-time
manifold becomes, the greater the time dilation and space-compression and the
greater the net negative energy contained within such a thickened fold of
space-time. It appears furthermore that such variable densities may be
directionally variable and create differentials that result in motion.
Space-time appears to be able to be condensed in one direction, but not
necessarily in others. This reflects a certain interesting omnidirectional
property of the structure of space time which suggests that multiple energies
can pass simultaneously through simultaneously the same structure of
space-time, but in variable directions and at variable velocities, without
significant interference.
Differentials in densities of the space-time manifold suggests also that
there is continuous flow from a gradient of low density to high density. This
pattern of flow is just the opposite of what would be expected. It is the flow
from low to high density areas that is responsible for the realization of
motion upon objects. It is the shape of the object, when in motion, that
creates the space-time differential in the first place.
The differential density of space-time is a relative phenomenon, and this
differential can be expressed as the slope of a line, such that the faster the
speed, the more vertical the line.
The change in velocity, or relative acceleration/deceleration, would change
the slope of the line, such that the the point would move upon a curve of
changing velocities. The rate of change of speed that is the result, say, of a
free fall in a uniform gravitational field, can also be plotted upon a line
based upon a standard rate of acceleration.
These gradients, and the slopes they represent, are an intrinsic property
of the space-time manifold that determine the motion and affect upon objects
contained within them, and can be used to describe the structural properties
of these manifolds as manifest by the behavior of the object that they define.
The alternative model is a flow from high to low density that serves to
displace an object continuously forward from a low to high density plane--just
the reverse of what can be expected in a gravity based system but what is
found in thermodynamic systems. If this model is more realistic, then it
suggests that space-time exists within mass objects at much lower densities
than without, such that the differential between outside to inside creates a
continuous flow of space-time into the object, condensing space-time more and
more about the boundary layer of the object. In this sense, condensed positive
energy, in the form of matter, can drive out space-time structure from within
itself.
It is evident that mass and energy serve to displace internally the
structure of space-time in critical ways, and the internal space-time
structure of mass objects must be in a state of critical disequilibrium.
Within the internal dimensions of matter, space-time must exist in a turbulent
way. There is also associated with mass a process of continuous space-time
replacement, in which positive energy is drawn from the negative energy field
to replace energy lost from the system due to the entropy of the system.
Spime replacement is an alleged process that occurs within the structure of
all matter having mass, and is a function of the density of the mass. I
believe the rate of spime replacement to be directly proportional to the total
relative mass of the object involved. Spime replacement provides the energy
source in the transformation of negative energy to positive, and in the
continuous production of heat energy in the core areas of very large mass
objects. Energy is created through the extreme pressurization of space-time in
such a dense interior zone.
The exact mechanisms that might be involved in this process are unclear,
but it is quite evident that such a process occurs normally and continuously
in all large gravitating bodies. The larger the mass of a body, the more rapid
the rate of spime replacement.
The nature of the space-time relationships in the interior of large mass
bodies is unknown, but it is known that the mass pressures of such systems
build to tremendous amounts--this pressure is basically sustained by the
condensation of the space-time envelope that exerts continuous pressures
uniformly to the surface of the object. Usually if the object is large enough
it is almost always spherically shaped, suggesting the concentric nature of
omnidirectionally convergent space-time upon a common center of gravity at the
center of the object.
When an object is set in motion, it is the motion of the object that
results in a permanent deformation in the space-time manifold defining the
object in relation to the universe--motion is carried forward perpetually as
long as no further interference affects its trajectory. There is a
differential gradient of space-time established in the manifold, from forward
to aft, which is defined by and defines as well the motion of the object in a
particular direction and at a particular velocity. The "internal
clock" of the object, in its matter, are the relativie periodicities and
orbital trajectories of its constituent particles in relation to the
space-time manifold in which they exist--or, in more precise terms, in
relation to the gravitational frame of reference.
One must wonder about the boundary layer about such an object, as well as
the slope of the gradient which remains a permanent part of the structural
properties of the motion of the object. Its motion in a sense becomes an
intrinsic part of the object in its space-time manifold. It is to be asked
whether or not solid objects do not create a kind of boundary layer of
space-time about itself in such a manner as to affect the properties of
space-time structure in the objects relation to the rest of the universe,
resulting in a space-time or gravitational gradient. These considerations
invite the possible invention of certain kinds of kinetic energy devices.
*****
Evidence suggests that the entropic loss of positive energy that is part of
any thermodynamic system is also a part of the same energy conversion process.
The positive energy lost to the thermal sink of the gravitationally defined
space-time background essentially returns to a negative form of energy. It
appears as if even light itself must continuously push itself against the
negative energy gradient represented by the gravitational structure of
space-time. The result of this is that light exhibits a kind of universal
Einstein shift that is equivalent to the Hubble Constant. This can be regarded
as the natural entropy of light in the medium of space-time, and is expressed
in terms of its loss of energy by means of continuous red shift to lower
frequency levels, as a function of space-time traveled. The speed of light as
a constant may also be understood in this way, as the instrinsic upper limit
of positive energy.
Positive thermodynamic energy may be created and destroyed--in essence it
is produced or disintegrated by its conversion into gravitational energy. All
matter is composed of positive thermodynamic energy that is trapped in a state
of stable equilibrium. Energy escapes from such systems on a nuclear level,
but this energy is replaced continously by the constituent substance of
gravitationally integrated space-time.
We can state that all energy systems in the universe exist in a kind of
gravitationally dynamic equilibrium, in which positive energy is
counterbalanced by negative energy that automatically structures the
space-time field in which positive energy is expressed.
The universe can be said to be fundamentally dynamic and universally
relative because all components of its structure are in constant motion and
there are therefore no fixed reference points by which to define the behavior
of the entire system or of its many components in relation to one another. We
call this the dynamic state universe.
*****
The basis for the claim of universal relativity lies in the statement that
there can exist in physical reality no non-relative or absolute frames of
reference by which the parameters of space and time, and the principles of
motion and inertia, are not a function of the relative gravitational frame
that these measures occur within. In other words, any measure of mass, energy,
direction, velocity or space or time that we may make in the physical
universe, will be made relative to the frame of reference it occurs within,
and this frame of reference itself is relative to some larger frame or sets of
frames of reference. What appears stable and absolute at one level or frame of
reference, will appear dynamic and relative in some larger frame of reference.
From this we can conclude the following:
1. There are no final or total frames of reference by which all other
frames can be evaluated or standardized. There is neither a grand total frame
of reference encompassing all other frames, nor is there any smallest frame of
reference that will be totally encompassed by all other frames.
2. Frames of reference are stratified in a hierarchical manner, such that
smaller frames of reference, or "gravitational systems," are
relative to larger frames of reference, which in turn are relative to even
larger frames, and so on ad infinitum.
It appears at this time, from our observational sphere, that the frame of
reference at any level is characterized primarily by the concept or the
condition I would refer to as "gravitational unification." In other
words, within that given frame, at whatever scale we may define, all
parametric values or measures that are relevant to the description of that
physical system are "coordinate" within that system, and from such a
relativistic standpoint, the frame of reference appears fixed.
*****
The theoretical basis of physical systems theory stems from several basic
observations of the physical universe and the presupposition of the
cosmological principle, that what is true for our observational sphere of
physical reality, holds true in all parts of the knowable physical universe.
In other words, a fundamental framework of universal relativity holds that the
fundamental laws that govern the relation and behavior of things in our
observational corner of the universe, hold true in all corners of the
universe, within the same universal frame of reference. This may or may not
prove to be the case in the largest sense, but, for the sake of the
unification and coherence of our science, we assume that it holds true in a
significant and basic way for most of the universe.
The obverse side of the application of the cosmological principle to a
consideration of the larger scope and size of the universe, is that, though
the same basic laws governing physical reality may apply equally in all
sectors of the vast region of the universe, it appears as well that in the
largest frame of reference the patterning of the universe is non-isotropic in
that it follows no sense of overarching order or pattern, but at some regional
level its patterning breaks down into random and stochastically determined
directions. In other words, the relativistic universe that is the outcome of a
principle of universal relativity, lacks a common center or edge by which to
order its relations.
It is not impossible to call into question both these fundamental tenets of
the cosmological principle--to hypothesize that in the larger frame, basic
rules and principles that appear to hold in our own observational fields are
different or no longer apply in the same manner, and conversely, that in the
largest scale of measurement--the cosmological scale--there may in fact be
some general sense of isotrophism of pattern that we, in our locally bound
view, cannot or have not yet noticed. But again, for the sake of our science,
we assume that the cosmological principle will hold for most of the universe
that is connected, more or less remotely, to our own corner. In the largest
frame of reference available to us, we assume that the rules and principles
that order physical reality as we experience it apply with equal validity and
force in all other frames to which we might be connected, however indirectly.
Another way of stating this concept of universal relativity of
gravitational systems is to state a principle something like the following:
There are no non-relative gravitational frames of reference.
Such a concept implies the validity of the cosmological principle in both
senses--in the largest sense, we can find no final limit or absolute boundary
to the universe by which all other frames become oriented. This implies as
well, among other things, that the universe is a non-zero state system and
that it is encompassed or encompasses an infinite number of nested
gravitational frames of reference. If there were an overarching universal
frame of reference, then there would be some non-relative set of constants
that would apply to all frames. Only once constant appears to be valid, and
serves as a common connecting point for gravitational and thermodynamic energy
systems, and that is absolute zero.
Universal relativity implies as well the concept of the relative
independence of frames that are contained within larger frames, such that the
motions and measures serving to define a sub-system, are independent of the
motions and measures defining the larger system that the sub-system is
contained within. A subsystem is also independent of other subsystems that are
not directly related to that system in a gravitational hierarchy.
The concept of relative gravitational frames of reference invites further
speculation about the relativisitic structure of physical reality. It is a
case that relative gravitational frames of reference define units as
subsystems that are in effect separate from the larger systems that contain
them--fundamental relations within the frame are determined--the clocks and
yard sticks are predefined at a subatomic level in their increments by the
relative gravitational fields that determine and define the system, and that
delimit the system as separate and unique. These systems are marked almost
invariably by some focal center of gravity that, at least in a local sense, is
predominant, even though other background gravitational forces may still be
found and felt to exist.
It seems that the essential question is how exactly does gravitation
accomplish this kind of pattern and relativistic ordering in the universe--how
can local gravitational istrophisms over ride much larger and more powerful
gravitational systems, relatively nullifying their effects within the local
system such that this local system proceeds independently in space-time in its
own state-path trajectory.
There is a clear sense that with gravitational attraction and radiation the
former kind of cohesive force is most powerful locally, and quickly diminishes
with distance from its center. The cumulative power of this local attraction
of gravity may be much weaker than one of a larger range, more pervasive force
that is defined by gravitational radiation from distant gravitating sources,
but it seems to override this distant force, or set of forces emanating for
divergent multiple sources, at least within a local frame of reference.
Outside or beyond the boundaries of such a system, which might be referred to
as the escape limits of a gravitational system, broader and more diffuse
forces emanating from distant but even more powerful sources take over and
become significant.
Several caveats can be concluded from these kinds of observations:
1. First, it is likely that space-time in any particular instance can only
be oriented in one way, or set to one system, at any one time, and reseting
space-time entails a sense of disquilibrium and an abrupt departure from a
sense of local equilibrium. In other words, any area of space-time can be only
oriented in one specific direction at one time, or else disequilibrium of
space-time will result and will be resisted. All periodic processes occuring
within a particular gravitational frame of reference are set to that
reference, determining the resulting mass and equivalent energy relations of
that system. This isotrophic property of space-time is determined by the
dominant gravitational source that serves to constrain and delimit that area
of space-time as a part of dynamic system. Such a source is invariably an
object of matter.
2. Second, of alternative distant sources of gravitation, it appears that
the strongest source will achieve predominance in creating a concentric center
of gravity of the entire system about itself. If we are to seek the strongest
gravitational source for any system, then we must look to the center of the
system to find the most massive and gravitationally powerful object. Another
way of stating this is something like the following: there is a clear
gravitational hierarchy and a competition among gravitational bodies for
attractants, and clearly the strongest survive and the weaker bodies become
subservient or bound to the dominant body. In this sense we can see a clear
sense of size order in the cosmographical distribution of the physical
universe.
3. There is a third caveat possible, and I believe it goes something like
this. Should two bodies of relatively equal gravitational power come into
proximity with one another, without collision, then it is likely that the two
bodies will enter into a kind of spatial waltz or pirouette about a commonly
defined virtual center of gravity that is defined as some midpoint between the
two systems at which point the gravitational attraction of one object
precisely cancels that of the other object. Such a system is probably
anomalous in the universe, but not uncommon in occurrence, and it is possible
that it leads to interesting outcomes.
These characteristics point of a certain duality about gravitational
fields, which alledgedly prestructure and determine the isotrophic and
relativistic properties of the local space-time manifold in which they occur.
First, gravitational fields are defined by a form of gravitational radiation
that, like electromagnetic radiation, is far reaching and in essence may be
almost "instantaneous." We get from this the notion of "action
at a distance" the result of which is a form of "remote
attraction." Secondly, in a local framework, gravitational radiation
appears to shape and orient the space-time manifold in certain discrete and
directional ways, leading to the creation of gravity systems that serve to
cause falling bodies to light to earth. This second force is strongest at its
most proximate coordinates, and appears to dissipate rapidly with any great
distance, to the point of becoming negligible or even nullified by the range
of divergent gravitational forces emanating from a variety of alternative host
bodies in deeper space. This apparent duality of patterning of gravitation
has, I believe, critical significance for a theory of gravitation and
gravitational unification of space-time.
Another interesting facet of the notion of relative gravitational frames of
reference is that though each frame can be said to be locally independent of
other alternative frames of which it is composed, or with which it coexists,
or of which it is a part, nevertheless all gravitational frames of reference
at all levels appear to be integrated in a fairly seamless and smooth web of
forces and attractions, such that the transition to one frame to another is
one that is largely unnoticed except perhaps for the feeling of certain
inertial forces due to an accelerative shift.
Another way of possibly stating this relativistic relationship in a
continuous way is that gravitational space-time clocks/scales (periodic
processes) of positive energy systems (matter and electromagnetic energy
systems) are always set to the highest gravitational energy system of which
they are a part, this system overriding all other influences upon the system.
The question is to understand how the universe becomes gravitationally
integrated and unified as a single composite system, regardless of all the
local isotrophisms and the countless subsystems that are defined independently
within it. Needless to say there must occur a vast interstitial network of
space-time fabric, relatively devoid of any matter, which serve as
gravitational transition zones between different gravitational bodies, and
that serve to both unite and separate these different systems as both
independent and as part of a larger system. These interstitial zones are
undoubtedly defined by relative distances between gravitational systems, but
they may also be defined by other properties--perhaps a turbulence or
inter-tidal zone of gravitational neutralization at which competing
gravitational waves from distant alternative sources basically interfere with
one another in a destructive manner, canceling one another out and essentially
rendering the space as if it were without gravity from any particular source.
If this is the case, such inter-space should not be seen as the smooth and
calm space without any disequilibrium, but more like a sea of cross-cutting
eddies and waves that clash and crash into one another and broil in all
different directions at the same time.
For instance, on earth, we do not notice the motion of the earth in its
rotation or orbit around the sun except for the passages of the sun and the
moon and the gradual changing of the seasons. We can see the motion of
ourselves and earthbound bodies in the earth--a car or train moving relative
to ourselves. But these earthbound motions become unified and irrelevant to
the motion of the earth about the sun. Similarly, we do not notice the motion
of the sun or the solar system about the Milky Way galaxy. In fact, we may as
a system be traveling in almost an infinite number of directions, at an
infinite number of different velocities, without our knowing it.
To the next larger frame, a gravitational system is unified if all its
parts occur as a single system to the larger frame. The solar system would
appear as a single system from the point of view of a distant star, even
though from the point of view of the earth, it appears to be a complex set of
motions of a number of planets and lesser bodies about the sun.
In this regard, we may speculate upon the following kind of proposition:
In any given gravitational frame of reference, the net
cumulative value of all larger scale frames of reference is gravitationally
zero.
We might say that an infinite number of independent motions in the universe
has a reverse unification affect in relation to the immediate gravitational
system, such that all motions tend in the largest sense to cancel one another
out and to appear fixed. Similarly, we can say that any set of nested
subsystems of a given gravitational system that is unified, appears as a
single unity within that system, and thus their net cumulative value in
relation to the larger frame of reference they occur within is also zero.
Then we might go one step further and speculate on something like the
following:
The value of the immediate gravitational frame of reference
is zero minus the net inertial and kinetic forces involved in the motion and
dynamics of the local system.
In other words, gravitational energy is relativistically defined as the
negative of positive energies in locally defined systems. We understand the
relative parameters of any local system in terms of its net deviation from the
zero-equilibrium established by its gravitational frame of reference. All
higher or lower orders of motion are canceled out. We can say that a system
achieves relative gravitational equilibrium within the larger frame of
reference when its net deviations from zero-equilibrium become non-dynamic or
do not change unless affected by agencies external to the system. Such systems
will tend to indefinitely preserve their established patterns of motion in a
stable manner.
We might speculate as well that gravitational unification upon any and in
theory every local level, implies gravitational relativity on the universal or
grand scale, just as the relative independence of nested frames of reference
implies a lack of non-relative frames on a grand scale.
In terms of gravitational unification of subsystems, we can see that the
center of gravity for any subsystem becomes the key defining point of
consideration for the system as a unity in relation to the next larger system
that it occurs within. Another way of looking at this is that gravitational
unification is the result of, or alternatively results in, the creation of a
common center of gravity by which all known sub-elements achieve relative
gravitational equilibrium.
Such a system of gravitational frames of reference implies a kind of well
system of nested gravitational fields, such that locally concentrated
gravitational centers that occur locally are part of deeper and broader
systems that are locally less powerful, but cumulatively much greater. The
gravitational field exists as a kind of well system of energies in which the
relative strength or frequency to possible wavelength of gravitational energy
exists along a gradient of increasing speeds. I would hypothesize that these
speeds all tend to be greater than the speed of light, and are thus felt
instantaneously in the integration of the universe.
It is also the case that random, locally anomalous motions can occur within
gravitationally unified systems to fundamentally alter the equilibrium of the
system. The entire system can be seen to be stochastically chaotic in the
sense that perturbations in one part of a system can result in resonating
reverberations in other remote regions of such a system. Systems may be
reponding to such remote anomalous patterns in a kind of butterfly effect,
without our realizing it, unless, like a meteorite crashing in from space,
they intrude in a real way upon our immediate frame of reference itself. It is
unlikely but not impossible to imagine our sun eventually crashing into
another solar system, or of two galaxies or clusters coming to occupy a common
ground. This is a conseqence of the relative independence of all systems, such
that the gravitational unification of one system does not directly effect the
unification of any alternate subsystem that is occuring simultaneously in some
other region.
Universal Simultaneity
Gravitational unification implies another principle that may have profound
implications for the system as a whole. Universal relativity rests upon a
hypothetical notion that I will refer to as the principle of universal
simultaneity. The concept of universal simultaneity is logically demanded by
the cosmological principle of universal relativity if we accept certain things
as being true:
The principle of universal simultaneity is important if we are to construe
a physical universe that exists as an integral, instantaneous entity in some
kind of real time and space. This concept is lost sight of in general
relativity theory that sets the parameters of the speed of light as somehow
the ultimate limit and measure of distances in the universe.
1. The universe occurs everywhere at the same time in an instantaneous
manner. This is what we can refer to as the "instantaneous
universe." Even if the total instantaneous universe is beyond our ability
to see, we must surmise based upon observational evidence that the
instantaneous universe exists.
2. The relativity of time within an instantaneous universe is merely the
change of parametric scale of the system depending upon the gravitational
frame of reference the clock occurs within (relative periodic processes). Time
dilation that is a consequence of relativity theory is a natural outcome of
the changing scale by which time would be measured.
The paradox of this is that in the largest scale imaginable, the
instantaneous universe, would be considered to be eternally frozen or in a
sense time-less. Time on the largest scale would have no value. Time is only a
measure of, and measured in terms of, local or regional frames of reference of
subsystems.
Universal simultaneity implies an important relationship of absolute
distance, which states that no matter how fast a vehicle or line of
communication between two distant objects in the universe, the distance
between these objects is always absolute and fixed within the frame of
reference that it occurs within. This is an important principle that maintains
the spatial order and relations of things in the universe, and determines that
the universe cannot instantaneously collapse upon itself or radically alter
its spatial patterning unless some outside set of forces is brought to bear
upon this patterning. Universal simultaneity implies a sense of universal
spatial instantaneity.
Temporal dilation and spatial contraction/expansion is evidence of the
relative independence of different gravitational frames of reference that
affect subsystems. An object traveling close to the speed of light occupies a
different gravitational frame of reference compared to a similar object that
is traveling the pace of a snail.
The principle of universal simultaneity must be regarded as an important
concept in the understanding of the hypothetical universe, as it states in
general terms that a substantive physical universe can and must exist beyond
the relativistic boundaries determined by our own light-based spheres of
observation. In other words, we cannot see or guess the exact instantaneous
disposition of the total universe at this moment or the next, when all we can
see is light from stars that is thousands, millions or billions of years old.
Nevertheless, because of the observational relativity of our light, we do not
necessarily conclude that the instantaneous universe cannot or does not exist.
We infer its existence, and it becomes part of what can be called the "inferrable
Universe" that exists beyond the boundaries of the "observable
Universe."
The principle of universal simultaneity has other important implications to
our understanding of the hypothetical and inferrable universe. First, it leads
us to believe that though there may be no non-relative frames of gravitational
reference in any grand cosmological sense, there must be some larger and
larger frame of reference for the universe as a whole within which we may come
to understand even the non-isotrophic juxtaposition of its many subsystems. In
other words, the instantaneous universe must be held together, or
gravitationally unified by some means, even if it is the default of a lack of
a central gravitational frame of reference in shared space-time, and even
though we may not be able to directly observe such unification. Even the
hot-big bang model implicitly suggests a scheme of the grand unification of
the universe in terms of its expansion and possible contraction. This is
linked to the relative isotrophic curvature of space-time.
In an instantaneous universe, both time and space become meaningless or
non-relative parameters. An instantaneous universe would encompass all
simultaneously, and time would be immeasurable and therefore meaningless. Like
the related principle of singularity, the principle of universal simultaneity
suggests some kind of absolute end state or non-relative frame of reference.
We may or may not accept such a principle. It may be the case that real
systems may approach such absolute conditions to an infinite degree, but never
obtain them. In other words, the principle of universal simultaneity exists as
a possibility, as a possibility demanded by the instantaneous patterning of
the inferrable universe, like absolute zero,but it may not exist as anything
more than such a possibility. It may be ultimately an unrealizable possibility
that is there because it is inherent to the structural order of the universe
in the most basic of senses.
The Dynamic State Universe
The question of universal simultaneity of an inferrable universe suggests
that in the largest sense the universe may be in fact what I have referred to
as a "dynamic state" universe. A dynamic state universe can be
looked upon as infinite. In a universe in which there occurs no nonrelative
states, the only true absolute possibility is that of change itself. In other
words, in such a universe, everything is changing continuously, on its own
scale, relative to its own gravitational frame of reference. Isotrophic
unification of systems can only be achieved in some relative and local sense.
A dynamic state universe would suggest that even constants like the
gravitational constant may be changing at its own rate in its own way.
A way of stating the implicatures of a dynamic-state universe is to
forumalte the following conditions that might apply:
1. There are no non-variable constants in a dynamic state
universe.
2. There are no discontinuous or discrete states separate
from alternate states in a dynamic state universe.
Whatever constants we might wish to apply to a dynamic state universe, we
must realize the possibility that in some larger frame of reference, those
properties that might appear to be constant and unchanging may be in fact
alterable and quite variable. These involve the constants of Absolute Zero and
the speed of light, for instance. These variables may change without our
realization or ability to measure their changes, as everything in the
positive-universe we experience would be calibrated to these constants, and
would change in a relatively coordinated manner.
All variables that are subject to change do so in a continuous manner--in
other words, we can have no discontinuous or sudden disruptions in a dynamic
state universe, which implies that the universe should change from one state
to the next without apparent connection between subsequent states.
A dynamic state universe therefore comes to imply a general model of the
universe that is in continuous transition or flux at all levels, even at the
most basic levels. It suggests that the very principles and laws that govern
the universe from one state or stage to the next may vary continuously in ways
we do not yet understand. Evidence has been interpreted suggesting that the
gravitational constant is weakening, and that the overall force of gravitation
in the universe is weakening, such that all forms of matter, and perhaps
space-time itself, is gradually expanding, albeit in relativisitic ways.
Regardless of such theoretical interpretations, it remains the case that we
still do not understand the basic patterns or processes or properties that
govern the universe. In this regard we must ask how much the speed of light,
as a constant that is central to the Einsteinian theories of relativity, may
not in fact be, in some general frame of reference, a variable that is a
defining characteristic of our own physical and observational limits in the
universe.
In consideration of a dynamic state universe, it is important to contrast
this with the conception of a fundamentally static-state universe--a universe
that in some basic sense does not change and remains permanently unalterable.
We may state a third precept of a dynamic state universe, the inference that:
3. In a dynamic state universe, there is nothing that is
permanent in an absolute sense.
This last point suggests that matter as we know it may be a function of a
phase or period of development of the larger universe--however stable we may
presume protons or other essential particles to be, it is possible that in the
long run the total ratio and composition of matter in the universe may change
in some irreversible direction.
This last point is important because it defines change as uni-directional
and as inherently irreversible. We see this in several principles relating to
space and time. Motion is always unidirectional in an instantaneous sense, and
such motion is always nonreciprocal. Similarly, clocks always move in one
direction, but never in reverse, at least in what we can refer to as a
hypothetical positive state universe.
The unidirectionality of all change processes, whether this is entropic
decay or the motion of objects in space or the passage of time, suggests that
change processes are dimensionally constrained in some complex manner that we
do not yet understand. This issue becomes important when we consider the
possibility of multi-dimensional or parallel universal realities that
simultaneously coexist with one another.
N-th Dimensional Structures and Universal Simultaneity
The basic model behind this alternative system is recognition that
space-time is not an empty void as implied by a relativistic model, but it has
"substance" of a kind that can be said to be of an event-structure.
This structure interacts with matter and energy in concentrated forms,
defining the relative mass of the system, such that it is pulled into the mass
system, and it is involved in the on-going replacement and construction of
matter and energy on a fundamental level. A consequence of this process is the
uniform gravitational attraction of objects of uneven mass, on the one hand,
the increase of concentric gravitational pressures on the core of the mass
system, on the other hand. Large mass systems tend to become spherical due to
the concentric pressure exerted by the space-time manifold of the
gravitational field on the object. Another important consequence of this
interaction of gravitation with matter and positive energy is the continuous
production of heat energy at the core of gravitational objects--the larger the
object, the greater the amount and intensity of heat that will be generated,
to the extent that in very large objects, this heat becomes the basis for
thermonuclear reactions, and from these reactions, new nucleonic mass
particles may be produced.
This gravitational process becomes an important consideration in the
dynamics of solar systems and planets, and in the production of elementary
particles in large quantities and relative abundances. It becomes an important
consideration in the origination of matter and energy in the universe and the
explanation of the origins of the universe.
On the other side of this model is a conception of a universal
gravitational field that is probably infinite in extent and which inherently
seeks a condition of near perfect zero equilibrium with itself. There
nonetheless occur tidal forces in the relative space-time flow and folding of
the gravitational field, and these tidal eddies and turbulence can be the
source of spontaneous energetic events.
The gravitational field is seen as a kind of seamless, convoluted structure
that essentially exists in at least five or more dimensions, and which
contains and determines relativistically the four-dimensional space-time
construct that arises as a result of gravitational interactions with mass and
electromagnetic energies. The fith-to n-th dimensions are paradoxically not
experienced in the large and the long run, but on the level of the smallest
coherent fundamental structures constituting matter and energy. On the largest
scale, they are experienced in terms of alternative state universes, but in
our own relative scale they are felt only as the degree of space-time slippage
or "slop" in the system. In other words, the gravitational
relativity of all periodic processes is evidence of the variability of
space-time constructs in higher dimensional states.
In understanding this structure of the universal gravitational field, I
have superimposed the notion of universal relativity, which states, in
general, that there are no non-relative frames of reference in which
fundamental physical properties, for instance the speed of light, remain
always and absolutely unaltered. In other words, in a universally relative
world, there is nothing that does not change depending upon the frame of
reference.
Part of this notion is the idea of Universal Simultaneity which arises from
a conception that something that can travel instantaneously exists with equal
probability everywhere in the universe. We can understand the function of such
a principle when we consider that the real momentary universe must be somehow
instantaneous in structure, by inference, and that this instantaneous
structure must exhibit some kind of ordering principle that regulates
relations between things all at the same time. This notion of an inferrable
instantaneous physical universe--of the exact instantaneous disposition of all
physical systems at any particular moment--transcends what we can call the
general relativity of the observational universe defined by the speed of
light. The observational universe remains one that is bound to a specific
speed, and hence to a certain degree of boundedness. We cannot in such a
universe see the entire universe in its exact current disposition because we
are bound to a positive-state, light based observational universe.
We can say that in such a model, gravitational energies are fundamentally
attractive, and they are omnidirectionally propagative. Unlike electromagnetic
radiation, they do not propagate outwardly, but they propagate in reverse, in
essence in reverse time, or backwardly. It is entirely possible that these
forces propagate at faster than the speed of light, and hence appear as
virtually instantaneous to us. Rather than moving from its source, they
propagate towards a common source. It is difficult to conceptualize--it is
almost as if gravitational fields exist within a separate set of dimensions
and only interface with the four dimensional space-time universe as
gravitational effects upon positive and relative states of matter and energy.
I have hypothesized that the basis of gravitation is what I refer to as a
zeroth entity, an event entity of some infinitesimally small size, but which
can exist with equal probability almost everywhere at the same time. The only
constraint of this entity, and of all larger structures that it composes,
including subatomic particles, atoms and molecules, is that it exists as a
periodic phase structure, such that it can be said to "blink" and
not to exist discretely at any particular point at any one time. The
possibility of omnidirectionality of the gravitational field becomes
imaginable in consideration of the quantum dynamics of the zeroth entity.
Another way of putting this is to say that gravitational fieldlines of a
unified field propagate in all possible directions, infinitely, at the same
time. These lines always integrate the gravitational field together.
To picture an n-th dimensional universe, we must see that the normal
four-dimensional structure of space-time is inherently variable. If we could
topographically map this four dimensional structure onto a two-dimensional
surface, like a large sheet of rubber or cloth, we would see that a smooth,
steady state system would be like a flat sheet. If we twist and bend the
sheet, and contort it topographically all kinds of ways, we create variability
in the structure which is associated to its deformation and variation in an n-th
dimension. As we travel across the surface of the sheet, as we would in normal
space-time, we would experience the contortions, depressions and elevations of
the sheet as so much gravitation, acceleration and relativistic space-time
properties associated with differential velocities. Always being confined to
the surface of the sheet, we can not notice the actual topography of the sheet
except in how it affects our movements and our clocks--it would seem uniformly
flat to us no matter how twisted it became. Furthermore, we can imagine the
translation of the sheet itself in an a greater than n-dimension, though we
would be hard-pressed to explain what consequences this added dimensionality,
or set of dimensions, would have for our experience of reality.
If we hold to our model of the rubber sheet, then the parameters that keep
us bound to the surface of the sheet are the physical constants of absolute
zero and the speed of light. These positive-state constants represent in a
sense the tolerance limits in the deformability or stretchability of the sheet
in the four space-time dimensions that govern the expression of all positive
physical matter and energy in terms of mass and mass equivalence. The
n-dimensional creates for us an additional frame for understanding the
consistent variation of pattern of space-time coordinate reference systems
that are operating upon different levels of energy. In other words it provides
a dimension of flexibility by which to understand the patterning of space-time
in a dynamic manner. At the same time, the hypothetization of a fifth,
nth-dimension sets up other possibilities for the interpretation of evidence
and the construction of alternative state cosmologies in the universe. The
universe becomes then inherently more complex and dynamic with possibilities
of structures that exist beyond the bounds of direct observation. To what
extent we should accept such structures remains in doubt, although when
possibilities of a anti-matter universe arise, or of alternative divergent
universes made possible from a grand compartmentalization or isotrophic
segmentation of structure, then we must ask ourselves how such possibilities
might make sense in our models, and be used in such a way as to help us make
better sense of phenomena we are capable of directly observing.
If we can consider an nth-dimensional gravitational universe, then we can
understand that normal values of space and time as we understand these in four
dimensions no longer has any real significance. In an nth dimensional
structure, gravitation is propagating in a direction that is transverse of
time and space, the result of which are the relativistic structures that we
observe. We cannot therefore ask such a question as where or when did it all
begin, and where and when will it all end--it was in essence timeless and
infinite in its most basic structure.
On the other hand, we can ask such a question as this--what was the origin
of mass and energy within such a preexisting system. We can say that energy
and mass arose as the stochastic outcome of the structure of the long run of a
system that grew increasingly dynamic with time. In such a reverse world, the
laws of thermodynamics no longer strictly hold, and it is possible that we can
create something from nothing, and create higher energy systems from lower
energy systems. As mass and energy systems arose and propagated, time and
spatial values also arose concurrently in an increasingly differentiated
field. Mass and energy systems created their own dynamic equilibrium the
consequences of which we commonly observe in the night sky.
We can summarize this line of reasoning by saying that mass as a measure is
really the relative effect of the displacement of space-time by the
mass-object, and the resulting pattern of condensation or concentration of
space-time about the object. Space-time conforms in a particular way to create
a gravitational frame of reference that "holds" the object in some
stable position or state-path trajectory. Mass is nothing therefore intrinsic
to the object itself, but a measure of the amount of displacement the object
causes upon the space-time manifold or the relative gravitational field. By
the same token, we can say that gravity produced by a system is a measure of
the amount of gravitational replacement that occurs within the body of a
system, and it is a function of the relative density of that system.
Another way of considering this is to note that all forms of matter are in
essence forms of positive energy that are entrapped within the nuclear
structures of atoms. Positive energy systems held at some level of density
within a mass bound object are counterbalanced by the negative energy effects
of the space-time manifold in which it is situated. Weight is really a measure
of potential energy--the energy required to move or lift an object within a
gravitationally defined field. There occurs therefore a process of dynamic
equilibrium between positive and negative forms of energy that results in a
net equilibrium or balance of the system. Acceleration of an object and its
inertial resistance is really the resistance of the space-time manifold of the
preexisting gravitational field containing the object to further displacement
in some direction. It is the inherent resistance of negative gravitational
energy, that seeks relative zero gravitational equilibrium to some directional
displacement that is locally isotrophic. This displacement can only occur in
one direction at once, unless the object becomes disintegrated and loses its
basic structural integrity. The total kinetic energy of the system, its mass
plus the force of momentum, is a measure of the degree of negative
displacement of the system in the space-time manifold of the gravitational
field.
Unless acted upon by other outside agencies, in space-time an object that
is accelerated to a certain speed in a specific trajectory, will retain this
speed and trajectory permanently without the addition of any further force. It
is in essence a perpetual motion machine, because of a permanent
disequilibrium achieved in the space-time manifold of the gravitational field
that contains the object, between the front and the sides of the object. This
disequilibrium becomes attached to the object by its shape, density, direction
and speed, and translates with the object indefinitely through space-time.
Space-time remains always denser at the front of an acclerated object, in a
specific direction, than at its rear, and this differential causes the object
to continuously propel itself forward. Only the addition of further energy,
either to decelerate or further acclerate or to shift the direction of the
object, can cause a change in the state-path trajectory of the system in the
gravitational field. In other words, gravitationally defined properties become
indefinitely associated with the motion of the object in continuous ways.
If we go back to the basic laws of thermodynamics, we can see that what
appears to be violations of basic principles may in fact be a reinterpretation
of the same principles in an expanded system of energy exchange. In this
expanded system, things like perpetual motion, concentrative creation of
something from nothing, and sustained disequilibrium of subsystems, can be
accounted for by the interactions of negative gravitational energy fields that
are integrative and concentrative with positive thermodynamic energies that
are radiative and dissipative.
On the surface, for instance, the first law of thermodynamics, which states
that energy may never be created or destroyed, appears to be violated if we
hypothesize that gravitational bodies may in their core generate new heat
energy as a result of gravitational replacement and concentrative
gravitational pressures. The theory predicts that this energy is produced by
the reorganization of the constituent elements of the gravitational field into
new packets of positive energy. If new energy can be thus created, then it can
also be destroyed, and the same theory predicts the distintegration of energy
in some systems into the same kinds of constiuent elements, and the
reorganization of these elements back into the stuff of space-time or negative
gravitational energy. Though the first law of thermodynamics appears to be
violated, we can understand that in the processes of creation and destruction
of energy, there is a net balance or equilibrium and conservation of total
amount of energy between negative gravitation and positive thermodynamic
radiation. Forms of energy can change, be created and destroyed, but the
fundamental constituents of this energy remains conserved. We can predict
therefore that in black holes, energy and mass that becomes entrapped in such
a system is ultimately disintegrated back into constituent elementary units,
and these units are then rereleased in some continuously entropic manner back
into the manifold of space-time. A black hole functions as a giant energy trap
or sink, returning energy back into the stuff from which energy was created in
the first place.
Similarly, the second law of thermodynamics appears to be violated in basic
gravitational dynamics--the simple and ubiquitous example of an object in
permanent motion in space demonstrates a kind of perpetual motion machine of
both the first and second kind. No apparent energy needs to be transferred to
the system to maintain its state-path trajectory beyond its initial inputs of
the energy of acceleration, once such a system is set in motion, and this
system appears to involve no further transfers of energy in its state-path
trajectory, unless it collides or interacts with some other system. Just such
a gravitational body that can be said to be stationary still exemplifiess a
form of perpetual motion machine, as it appears to continuously generate
gravitational energy and heat, without further apparent inputs being found. In
all such systems, the apparent anomalies can be explained in terms of the
continuous displacement and replacement of the space-time manifold in which
such objects are situated. In other words, all such systems involve an
established equilibrium of energy exchange between negative gravitation and
positive thermodynamic radiation. The gravitational inputs in such systems, in
all cases, exactly equals the total kinetic and thermodynamic outputs or
potentials of such a system.
The only law of thermodynamics which appears to me to remain inviolable,
even in gravitational systems, is the third law relating to absolute zero.
This suggests that the third law of thermodynamics holds true for both systems
all of the time. We cannot have a true energyless vacuum of space-time in
which there exists no positive energy. Another way of stating this that makes
greater sense gravitationally, is to state that we can have no system that is
without kinetic energy. All positive forms of energy are in continuous motion.
Absolute zero appears to be a kind of zero-state that sets a fundamental limit
to the energy dynamics of the universe as it can never be achieved. What seems
to be achieved though is what can be called a form of relative zero, and this
I would define as being the degree of energy balance in exchange between
positive and negative energy systems.
This basic principle appears as true for the kinetic energy of a photon or
other subatomic particle, as it does for very large mass objects, and I
believe the underlying principle is exactly the same. The constant speed of
light is an intrinsic property of this form of energy--it can travel in
space-time neither slower nor faster than this speed.
It seems to me that we can understand gravitational attraction and the
influence of gravitation on the relativistic structures of space-time
containing in a machian sense matter and electromagnetic energy in terms of
gravitation having what can be called negative or potential mass and negative
(or potential) energy that counteracts in reverse manner the positive effects
of normal mass and energy. This negative mass and energy is not the same as
anti-matter or a form of anti-energy. Anti-matter and anti-energy become
possible in a reverse dimension in a nth-dimensional universe. The effects of
negative energy and negative mass can be said to be the inertial consequences
of the acceleration of a system in space-time, and the entropic thermodynamic
effects upon positive radiative forms of energy. Such negative energy and mass
intrinsic to the gravitational field may be the basis for so-called dark
energy and mass in the universe.
If we can understand that all physical systems must be in some state of
motion, containing kinetic energy, it follows as well that all gravitational
fields must exhibit some measure of dynamic flux and local disequilibrium.
Gravitational energies appear to follow their own revised laws of
gravitational-spime dynamics that are similar to the laws of thermodynamics
but in a reverse manner.
We can understand and appreciate the importance of a nth-dimension for the
articulation of gravitational energy in the universe and as the structural
framework for the flow and shaping of the structure of space-time in a dynamic
gravitational field, when we consider that all systems are in dynamic kinetic
motion, and yet all motion is relative. The common point of conjuncture for
negative and positive energy systems is Absolute Zero, and gravitational
dynamics interacts continuously and in a complementary manner with
thermodynamics. Such systems become increasingly dynamic up to the speed of
light which sets the upper threshold for such dynamic interactions. There are
in such a system no absolute reference points for such motion except for
absolute zero on one end of the continuum and possibly light-speed on the
other end. I would venture to claim that if we could isolate gravitational
energy as true negative energy in space-time, in a perfect vacuum, then we
would find that it exists at or below absolute zero--it would absorb energy,
and it would be found to propagate itself at faster than light speeds, or
nearly infinite speed.
We cannot fix any single reference point or anchor in our mapping or
understanding of the configuration of motions of the total universe--in the
largest frameworks motion appears to be essentially non-isotrophic, chaotic
and random.
This is the basis for the claim of a dynamic state universe--such a
universe can only occur in an n-dimensional frame that allows for continuous
variability of gravitational frames of reference. A way of looking at this is
to understand that the relativistic phenomena of time dilation and spatial
contraction occurs as a result of the relative motion and total kinetic energy
of a system. A system that exists at one level, exhibits basic space-time
properties that are fundamentally different from a system existing at another
level. Both systems can cooccur independently in the same general space-time
framework, but they are running on different sets of space-time coordinates.
It strikes me that this condition is only possible and only explainable if we
invoke a pattern of variation along a continuum of dynamic energy exchange of
such systems that fundamentally alter the space-time properties relative to
each system. This is the basis of the conception of universal relativity of a
dynamic, non-zero state universe. Gravitational frames of reference can occur
independently of one another, and yet all such frames exist in coordination
with one another.
We tend to imagine the effects of space-time manifolds in terms of a
topography of fieldlines that are interwoven. I do not know if fieldlines per
se are the appropriate model to adopt of a negative gravitational system, as
such a system can be seen to be flowing and turbulent and hence continuously
in motion like a huge empty ocean. If we can assign such a thing as fieldlines
to such a dynamic and continuous system, then we must think of such lines in
relation to the propagative directions of energy particulates, and in terms of
the transverse lines of gravitation that these lines transect in their passage
through space-time. It appears that energy does propagate in relatively
linear, or somewhat curvilinear manner, with the sense of original direction
being maintained over the long term. At the same time, secondary transverse
fieldlines, that are concentric and perpendicular to the force of direction,
propagate out as a wave and a unified field simultaneously. In such a manner,
propagative fieldlines of different energies, coming from different sources,
appear to achieve a dynamic integration and interference pattern that appears
something like a grand diffraction grating.
One aspect of all energy systems seems to me to be that of a sense of
relative directional reference--each energy signal in a field appears to
retain information to the nth or rather zeroth degree, of its relative
position and time of origin, such that even from very vast distances of
space-time, information of its exact origin may be recovered. We might say
that space-time curves and even folds or bends in various ways, but the energy
traveling through this twisted manifold will retain correct and exact
information about its original position. To understand how this might be, we
must consider the case of the degree of angle of observation of an infinitely
small point that is at an infinite distance of observation.
It seems that if such is the case with individual periodic particulate
structures of energy, then it is these same properties which permit a kind of
omnidirectional transparency of space-time such that multiple, separate
signals can pass through the same point in space-time without apparent
interference or loss of information within the signal.
It is important to account for motion in the universe in relation to the
gravitational field in an nth dimensional universe, and in a more general
sense, the phenomena of kinetic energy at all levels of its instantiation.
Absolute zero appears to be a critical point at which all motion ceases--we
can understand that all things in the universe are in essence in some kind of
motion, and this sense of motion appears to have critical bearing on our
understanding of gravitation and its affects upon space-time. First, we may
observe that all positively observed motion is constrained in some basic
ways--things can travel in only one direction and in one time trajectory.
Things cannot travel two directions at once. It is also the case that the
inertia of resistance to acceleration is a function of gravitation, but once
acceleration is achieved, under ideal conditions, no further force is required
to propel the object through empty space-time. On another level, the velocity
of an object determines the scales of its clock and its spatial measures--the
faster the object travels, the slower the clock and the smaller the scale of
spatial measure becomes. Furthermore, we may assume some kind of basic
equivalence of energy, such that we can see concentrated mass as really a form
of very dense energy that is entrapped in a stable state.
The model of gravitation that I have adopted suggests that mass-based
matter and energy systems render the space-time manifold, and the
gravitational fieldlines, more dense than otherwise found. Making these lines
dense requires more energy to perturb the entire system, hence we experience a
form of inertia. If we consider the model of gravitational displacement/spime
replacement being greater for very massive systems, then we can see the
condition of greater densities of space-time surrounding the system. The
density of the surrounding space-time manifold, and its relative distribution,
is directly proportional to the strength of the gravitational field, and this
is directly equivalent to the total amouunt of energy contained within the
system. In a sense, as a system is accelerated in motion, the motion confers
upon the object an added directional density. Once a certain speed is
achieved, the density of the space-time manifold, being uneven from forward to
back, remains the same along the directional gradient as long as the object
remains in the same state-path trajectory. This manifold allows the object to
travel continuously without interrruption and without further addition of more
kinetic energy to its system.
We can say that such an object in motion achieves a stable but dynamic
equilibrium within its space-time manifold, and it requires more energy to
slow or speed the object, or to change its trajectory, than is involved in its
steady-state maintenance. Space-time does not give drag to such a system,
because it is flowing with the system, carrying the system through space. In
other words, motion can be seen as an interaction of the space-time manifold
of the gravitational field with the object--the gravitational field flows,
carrying objects with them.
Even the motion of energetic molecules in a gas can be seen to be the
expression of a disturbed space-time manifold that contains the gas, such that
the gravitational potentials that affect the surrounding space of a balloon,
for instance, do not affect the balloon in the same way, in spite of its mass.
The kinetic energy creates a form of pressure that is counter-resistant to the
pressure effects of gravitational attraction. In such a condition, the
space-time manifold is fundamentally in disequilibrium in a very local area.
On another level, even within very massive objects, we can see that the
space-time differential inside and outside the object sets up a basic gradient
of disequilibrium that accelerates the rate of gravitational displacement and
spime replacement within the object. This sense of internal space-time
disequilibrium of a very massive object, especially extremely dense objects as
a black hole, remains continuous for the life of the object.
The differential densities of the space-time manifold that surround and
embed the object must be seen as the basis for undertanding the dynamics of
motion and gravity in systems in the universe. Where high densities can be
found, there is greater gravity, greater inertia to acceleration, and greater
disequilibrium of systems. In such a case, we can understand therefore the
measurement and phenomena of mass to be indirectly equivalent to the relative
measure of the space-time density of the manifold surrounding the object. In
this case, very dense mass objects contain a great deal of potential positive
energy, and this energy is offset by the density of the space-time manifold in
a kind of gravitational bouyancy. Gravitation interacts with the energetics
contained in the system, and mass is the resulting effect of the equilibrium
of the system in the space time manifold.
From this model, we can conjecture that the nth-dimension of gravitation is
expressed and experienced in terms of the differentials of velocity and
acceleration--in terms of the relativistic considerations that are attached to
motion. In a sense, objects operating at different levels of motion, hence of
net kinetic energy, whether they are stationary or in eternal flight, occupy
different levels of the nth-dimension. In a sense, they exist in completely
different gravitational frames of reference than slower or lower energy
systems.
If gravitational energies normally exist in an nth-dimensional universe
that intersects with the four-dimensional structure of space-time at every
point, and which defines the relativistic properties of these structures and
all motions, then it is also the case that we can imagine "jumping"
dimensions, somewhat like traveling in purported space-time wormholes, such
that we may circumvent the normal structures of space-time. I do not know if
it is possible to remain physically continent and integrated in such a jump. I
suspect that blackholes create such a kind of gravitational vortex of the
positive universe, that passes through the nth-dimensional structure, perhaps
emerging in an anti-universe that may be the obverse of the structure of this
universe.
It is clearly the case that gravitational energies can be manipulated and
can be concentrated or diffused in the structure of space-time. Exactly how to
do so without employing huge mass objects or incredible energies has yet to be
figured out. If we can tap gravitational energy, then we can imagine the
construction of machines that function essentially as perpetual motion devices
and that fundamentally violate the laws of thermodynamics.
It is evident that the gravitational field as we normally experience this
may have what can be called a "reciprocity of propagative structure"
such that fieldlines propagate both directions equally and simultaneously,
unlike thermodynamic radiation which appears to be non-reciprocal in its
unidirectional propagation. It would be as if we shoot a laser beam into
space, and the light would be traveling both away from and toward the laser
source simultaneously. This is only possible in an integrative structure that
is virtually instantanteous and universal in its rate and scale of
propagation.
This suggests that we may somehow one day construct a kind of device that
counters the hypothetical reciprocal effects of gravitational energy in such
away as to render it nonreciprocal and hence directly available to observation
and manipulation in a positive way.
*****
The gravitational unification of a body has the consequence of reorienting
in a concentric manner the gravitational fieldlines and thus the structure of
space-time surrounding the object, such that space-time at least appears to be
flowing into the center of the earth.
All objects not at absolute zero are in motion--absolute zero expresses in
thermdynamic terms the equivalence of absolute gravitational equilibrium or
rest. It is in fact a state of motionless and unification, at which point no
spatial directionality can be realized. All physical bodies are in motion by
definition of their physicality. They thus exibit dynamic relationships of
time and space. All such objects are constrained in one direction in one time.
If gases and molecules become motionless at absolute zero, then this suggests
that in perfect space-time,there is no unequal or isotrophic gravitational
attraction or flow of s-t in a particular direction.
All bodies in motion have inertia of energy and entropy relating to their
motion. Even very small entities, like photons and electrons and hydrogen
nuclei, must at an extreme observe this same sense. In other words, all bodies
above absolute zero are in motion, seeking a state of rest by the laws of
gravitational dynamics. All such bodies are connected to space-time by
relative fieldlines that constrain the motion in a particular direction and
convey a given resistance to this motion that expresses itself as inertia.
Relative gravitational equilibrium of a moving body through s-t is as if
the body is not in motion, but frozen, relative to a local frame of reference.
By bodies becoming gravitationally and electrostatically unfied, the motion
possible of the individual components becomes transferred to the common
possible motion of the entity as a whole--gravitationally at least, the whole
body is something more than the sum of its parts.
Quantum Gravitation
Consideration of the dynamic state universe leads to two further
hypothesis: 1. the subatomic structure relative to gravitation, 2. and the
cosmological structure of the universe that is also relative to this model of
gravitation.
The first, subatomic or elementary gravitational model proceeds from an
observation that gravitational energies may act as a kind of well-system such
that it occurs continously at multiple levels of negative energy and mass,
rather than discretely as most electromagnetic radiation is found to do. In
other words, a well system of gravitational energy is in a sense energy
contained within energy contained within energy, each level being composed of
energy-particulates of a smaller and smaller size, until we come to what can
be called the hypothetical zeroth entity that in essence is something from
nothing and exists everywhere and nowhere simultaneously. This suggests that
the kind of gravitation experienced in a blackhole will be of a fundamentally
different composite structure than gravitation that may be found to exist in
in the empty depths of intergalactic space. It is important to emphasize
"experienced" because it is as much an event as it is a thing or an
entity--it is a phenomena that has only a partial particulate structure, and
this partial structure may be phase-periodic at best.
Thus we may imagine thickened gravitational fields, the effect of which
would be dense space-time structures, and relatively thin gravitational
fields. It is possible that gravitational fields may become so thin that their
effect is essentially the opposite of what we normally experience--in essence,
things would be structurally pulled apart in such a system, which may explain
why large bodies are not seen traversing deep space. In other words, if we
were to shoot a long-sojourning space ship to a distant galaxy to visit our
neighbors, we might find that we would not arrive, because our spaceship would
essentially "reverse implode" due to the gravitational
"depressurization" effects of empty space-time upon the structure of
the ship, constructed as it originally was in the gravitational fields of
earth. On the other hand, we might find gravitational fields in such
interstitial corridors merely to flatten out to some minimal level in a fairly
innocuous or neutral manner.
Behind this conception of the gravitational field as a well system of
energies within energies, is a conception of infinitesimals, small small
subatomic particles, that are composed of yet smaller particles. The smallest
particle of positive mass and energy as we know it may be physical constrained
somehow by the Planck constant, but this does not mean that smaller
"particulates" may not exist that are not really particles so much
as they may be said to be infinitesimal event-structures that cooccur with
certain Einsteinian probabilities. I refer to this broad class of particulate
event-structures as "n-particulates" and it is my theory that they
compose an essential class of larger particulate structures that I refer to as
"spime." A spime gravitational theory is similar to a string theory,
but instead of "strings." I have hypothesized what I call a
"spring theory"--these spime particulates acquire a basic helical
structure of certain periodic properties. If we go a step down, we can
speculate that the class of nth particulates are constituted of what I have
referred to as wxyz infinitesimals that behave in certain stochastic ways to
create all known subatomic particles. Helical spring structures constitute the
normal phase periodic structure of space-time--it is normally invisible and
"empty" by all known measures of positive mass and energy, and yet
it can decompose down to wxyz infinitesimals, and become recomposed back into
the subatomic structures that we are familiar with. Springs are in essence
alternative gravitational structures--what can be called "dark
matter" that is essentially transparent to light. Below the wxyz
infinitesimals may be multiple series of lessor and lessor event-entities,
which I broadly class as "zeroth entities" and which are in essence
the infinitely reducible smallest "structures" of the
universe--essentially ubiquitous and omnipresent in the universe, such that
there is not point or place of the universe where the cannot be found in a
probabilistic sense. The string structures of spime are the basis of the
gravitational fields, and they occur in a n-th dimension that encompasses the
space-time structure of the known positive universe.
Cosmological Structures
It comes as something of a grand paradox in the science of physical
properties of reality that the understanding of the very smallest is used to
explain the very largest. The model have developed can be considered to be one
of an infinitesimal constituency of particle-properties or
"event-structures" that, in a non-zero state universe, have no limit
or no sense of fundamental essence. The hypothetical "zeroth entity"
is nothing but a composite system with some minimal sense of basic constraint
composed of far smaller and smaller systems of which we haven't a hint. At
some scale of microscopic measurement, below the level of the Planck length,
we end up with a system in which the normal properties of time and space no
longer apply, and structures are no longer available to direct observation.
It is interesting as well that if we are to seek the basis for a
multi-dimensional universe, then we must seek evidence and explanation for
these dimensional structures in the n-infinitesimals that in a sense exist
before time and below space. The reason for hypothesizing an nth-dimensional
universe is that the universe may be made up of an infinitude of
dimensions--we would expect this from a non-zero state model. The so called 5th
dimension would really be a composite structure of nth-dimensions embedded as
a well-system in the structure of the gravitational field. I would hypothesize
that this dimension is a fifth independent vector that applies to a
geometrical-dynamic model of the structure of space-time.
A paradox of this kind of non-zero state model is that we can predict the
"contemporaneous" presence of parallel and divergent state universes
and a cosmological scale of compartmentalization of structures, but evidence
for this can only be found on the very smallest scales available to us. We
cannot look out to the ends of the universe by means of our light-based
observational systems and hope to see these parallel and divergent structures.
We also cannot observe nth-dimensions directly on the very smallest scales
either, because light by definition that forms the basis of our observations
is of a certain fundamental size and scale, and below this we can predict that
the variables of space time properties themselves dissolve. We can only infer
them by means of our models of the dimensional aspects of the very smallest
event structures of the fabric of physical reality. If we can build
alternative observational instruments, that allow us to "see"
gravitation no matter how indirectly, then we have a chance of expanding the
compass of our observational horizon beyond a relativistic framework defined
by the speed of light. We may in fact be capable of seeing such
nth-dimensional structures already, if we realized what we were seeing and new
what to look for in the epiphenomenal patterning of light distribution.
If we travel to the other end of the physical scale, to the realm of the
very largest, we must hypothese what can be referred to as the possibilistic
structures of alternative-state universes. We are of course most comfortable
with what can be called a zero-state and ultimately a finite-state universe.
We have sought to define this universe in terms primarily of the observable
universe, without realizing that the observable universe may be encompassed by
a yet larger and more dynamic inferrable universe, which may be part of an
even larger hypothetical entity classifiable as the unknown or total
hypothetical universe. All of these larger hypothetical state universes are in
essence part of what can be referred to as metauniverse system. The point of
departure for this model of an nth-dimensioanl gravitational-spime dynamics is
that the universe is essentially non-zero state--hence it is ultimately an
unbounded and infinite universe. We may also speculate that it is not just a
single, positive state universe, but in effect is a multi-state universe that
may have both a negative and a reverse state. In other words, we can refer to
a multidimensional universe that exists in dimensions that encompass the
normal space-time construct that we define theoretically in terms of general
relativity theory.
If we go back to the cosmological principle, we can see that the structure
of the universe in the large and in the long run is indeed non-isotropic and
essentially random. This suggests that the universe is essentially non-zero
state and unbounded. We can go a step further and suggest that the curvature
ascribed to the normal structure of space-time is cosmologically nonuniform
and variable--there is no reason to believe that this structure is uniformly
positive, negative or flat.
If we seek to understand the Hubble constant that is observed in the fairly
uniform and omnidirectional redshift of light, we can suggest that indeed the
structure of space-time is expansive as we know it, but the redshift is due
not to the speeding away of galaxies of a balloon like universe, but rather
the long-term state-path trajectory of light through a fairly contant if
somewhat dynamic gravitational field, which determines that light that cannot
decelerate, will shift to the red as it losses its energy. This shifting will
be more or less uniform in all directions, as observed from earth, and will be
increasingly noticeable with increasing depth of space-time. The Hubble
constant can therefore be taken or interpreted not as a measure of the
acceleration of distant galaxies, but of the long-term deenergization of light
traveling through space-time.
There are basic dilemmas of the observational universe that we need to
account for in our determination of the basic size, shape and historical
dynamics of the universe. If we can infer light omnidirectionally to a depth
of say 16 billion lightyears, then we can infer an observational sphere with a
diameter of 32 billion lightyears, andif we can infer that light traveling
from the furthest sources we observe traveled equally in opposite directions,
we can infer a universe that is at least 3 x 32 or 96 billion light years in
diameter, and if we can infer a diameter of such vast proportions, then we can
inform that light traveling the opposite direction from the furthest edge of
this 96 billion lightyear circumference also traveled simultaneously in the
opposite direction from each edge. We end up with a universe that grows
exponential to the third power, or x cubed.
If we hypothesize that light is at some point curvilinear such that it
eventually comes back to its origin, we must speculate that the light would
reach a point at which the origin no longer existed as such. Also, this kind
of question yet begs the observational relativity of a generally relative
universe that is defined by the speed of light. In other words, it cannot
account for an inferrable universe that can be said to be instantaneous to the
moment of contemporaneous observation. We can never physically observe, by
known means of light observation, a universe that exists contemporaneously
beyond the observational sphere.
It is also the case that we lack great observational parallax of the
universe. If we could travel with our telescopes to very distant galaxies, we
might end up with a view of the universe and of new structures in the universe
that are essentially unobservable from earth and yet which would be
equidistant between earth and our new observational point of reference.
It is these kinds of considerations, forced by logical extension of known
observation, and by logical extension of a cosmological principle, that leads
me to doubt critically a general relativistic view of a closed universe that
is expanding from a common point of origin. If we can hypothesize a fifth to
nth-dimensional structure to the universe, one that is strongly suggested by
the logic of an instantaneous state, or contemporaneous state universe that
still has gravitational structure, then we no longer need to be bound by a
general relativistic conception of a finite state universe. Instead, we are
bound by a conundrum of an infinite state universe in a model based upon the
notion of universal relativity--ultimately we can have no absolute reference
points for our model of the universe. The universe as a total entity lacks a
center or an edge, it lacks a beginning or an end, and yet it remains totally
dynamic.
The dynamic state universe is one that can be said to have arisen from a
state of relative nothingness, by a process of increasing stochastic
differentiation of its own minimal physical structure in an anti-entropic
manner. It is possible that the universe is growing increasingly dynamic, and
we must speculate that what is referred to as the gravitational constant may
in fact be gradually changing or fluctuating. If there is some larger sense of
order to the universe beyond our observational sphere, in a total sense, that
exhibits some sense of long term equilibrium of dynamic structure, we do not
know yet and probably cannot soon guess. It is not impossible to imagine a
larger dynamic equilibrium of structure of the total universe. How many
dimensions such an equilibrium might encompass would be impossible to
determine, but it is possible.
Such a grand structure of the metauniverse would incorporate known positive
and inferrable negative and anti universes as but one smaller subsystem of a
much larger supersystem in as many more dimensions.
I will speculate on a basic principle of the universe--what is physically
possible in the universe, no matter how improbable, will eventually come to
pass, and will grow increasingly probable. It is for this reason primarily,
and not for an blind existential leap of faith, that I wills say that in the
final analysis, God played dice with the universe. And where did it all come
from after all is said and done. We can only say, it started in the hands of
God. He cast the dice and let them land as they may.
Biological Systems Theory
Coevolutionary Systems in Ecological Settings
The basis of biological systems theory rests in the
recognition that life arose and always existed within a special set of
environmental parameters to which it was orginally adapted, and that
subsequently influenced the course of evolutionary development of all life in
critical ways. Living systems at all levels, and as a total system, always
interacted with its environmental surroundings in ways unique to the
definition of life, and this constituted a form of non-linear control function
that led to changes both in the patterning of life and in the patterning of
the earth's environment that hosted life. In consideration of biological
systems, it is important to recognize that all such systems always cooccur
simultaneously upon three levels of patterning. On the microscopic level there
are complex and vital biochemical interactions that take place with all living
systems and that involve the capture, transfer and storage of heat energy in
bonds. This is as true for one celled microbes as it is for multi-cellular
life forms. For all living systems, as well, there is a level of
individual-populational organiismic interaction that defines the organism both
as a separate entity or being in the world, and as part of an on-going system
of reproduction that involves social aspects of populations. We may
distinguish mono-cellular life forms from multi-celled organisms, but either
way the functional patterning and imperative of the independent organism in
its struggle for survival and reproductive success remains basically the same.
For all living systems as well, there is a third level of patterning that is
important to consider and that involves the biotic-abiotic reorganization of
the natural environment that is critical and conducive to living systems and
their evolutionary development. On this third, macro-scopic level, we can
hypothesize that living systems form complex self-organizational biotic
surroundings for one another that affects evolutionary development of systems.
When we consider living systems, we must consider such systems simultaneously
from all three levels of processural patterning and interaction, and the
feedback that occurs between these levels. What is clear from this
consideration of biological systems theory is that life on earth has evolved
at all three levels concurrently and has undergone numerous changes over time,
but there as been an unbroken chain of continuity of such systems from its
first biogenesis. This continuity has entailed that all living systems are
interrelated and minimally integrated to one another, however remotely, and
all living systems share a common comprehensive biospheric environment for
their articulation and patterning.
It would be wonderful to write a completely comprehensive theory of
biological systems in just a few sentences, but biological systems resist the
process of generalization at every level and turn of the resolving knob. The
closest we can come is the now classic theory of evolution. We can say that
biological evolution is driven by speciation that is the result of natural
selection that takes the form of continuous trait-modification. And it is in
the problem of defining natural selection that we can find the evolutionary
implications of ecological theory most strongly focused. We can identify
patterns of trait selection and various forms of populational selection that
underlie speciation as the continuous operation of complex systems of biology
upon many levels of integration, always within bio-geophysical surroundings
that are somehow both constraining of and constrained by such patterns.
Organisms must adapt to changing circumstances, or pay the price of failing
the evolutionary game altogether. Nature is harsh in its demands, but not
cruel thereby--death follows life, and is the price all organisms must
ultimately pay for the opportunity to live in the first place.
If we are to comprehend biological systems more fully and from a systematic
perspective, we must take at least several kinds of analysis simultaneously as
involving a special form of integration that is not found in non-biological
systems. If we are to ask the question of what constitutes "life" in
a general sense, we must understand that it is difficult in a general
definition of life to separate one form or manifestation of living systems
from others to which it may be interconnected and interdependent in history
and function. "Life" thus embraces that "web" of life
forms that interact at numerous levels and in different ways to create the
common framework by which we understand biological systems.
In other words, to consider biological systems theory, we must understand
it as something that embraces the concept of a total or global living system
that was in its essential form in place from the beginning. Such a system
arose stochastically and continues to evolve by a means that is essentially a
matter of blind chance, thus it is a complex self-organizing system and many
of its epigenetic patterns are chaotic. It has increased over time in size and
complexity into a total biosphere that encompasses most of the habitable areas
of the earth's surface. It embraces and encompasses all component subsystems
at every level--in other words, all organisms and all areas where life is
found, are but parts of a larger biological mosaic of living systems. In the
analysis of living systems at any level, we cannot separate a biological
organism or some "entity" (a "species," a population, a
community) from its surroundings, and biological systems always occur in
surroundings that are defined by certain special and general characteristics.
We may thus venture a definition of a biological system as being any living
system that is capable of surviving and reproducing itself in relation to its
natural surroundings within which that system arose or was transplanted. All
such systems interact with their surroundings in complex ways, and the
consequences of these interactions affect the outcomes for both the system and
its surroundings.
Before proceeding, we can venture a few first principles.
1. Living systems have evolved towards more complex and elaborated patterns
of organization at all three levels of analysis (i.e., the microscopic,
metascopic and macroscopic)
2. Living systems tend naturally as self-organizing systems to grow in
scale, size, and complexity of pattern until supercritical states are reached.
A supercritical state can be defined as a state of supersaturation of
coevolutionary living systems in its biotic habitat, at whatever level or
scale we wish to work on.
3. Systems that coevolve in any dimensions toward greater size or
complexity, often expressed in terms of trait-complex hypertrophism, find it
more difficult than average to evolve back to simpler and smaller systems.
Such systems reach what can be called and ecological cul-de-sac and an
evolutionary precipice.
4. In a system that has developed towards complex states of equilibrium,
individual organisms or populations can be lost and easily replaced without
disturbing greatly the overall functional stability of the system.
5. The nature of the ecological relationship of such coevolutionary systems
in the long run with their biotic-abiotic surroundings will change
fundamentally, such that with long-term oversaturation of such systems there
will arise increasing competition and this will lead to destructive
alterations of the system resulting in widespread negative selection.
6. In a supersaturated system, density dependent relationships can create
resonance patterns of change between subsystems that may be extremely
fine-tuned and potentially catastrophic in terms of their butterfly effects.
They can result in what can be called "critical events" that
destructively return the entire system to a lower level of basic integration.
Such critical events in biological terms would entail mass destruction of
ecosystems and even mass extinction of multiple species.
7. Such systems therefore oscillate at many levels between an abiotic state
of a virtual ecological vacuum, on one hand, and a biotic state of
super-equilibrium or a supersaturated system. The pathway between a general
condition of ecological vacuum and a saturated biotic system is usually
gradual and lengthy, whereas the trajectory from an oversaturated biotic
system back to a state of relative abiotic ecological vacuum may be rather
sudden and precipitous. This makes for a pattern effect noticeable in the
natural history record referred to as "punctuated equilibrium."
In a biological nutshell, we may say in general that evolutionary
development is historically and biologically irreversible. Systems tend
towards increasing differentiation, and once differentiated, cannot as such
return simply to more basic states except through negative selection. It can
be said that increasing intraspecific competition in the short run leads
ultimately to either extinction, dispersive or disruptive cladogenesis, and to
interspecific competition in the long run.
Evolution & Ecology
Ecological theories for the most part are functionalist models of
adaptation, hence they tend to be synchronic constructs that do not in general
explain or account for dynamic changes very well. Evolutionary theory is in
general a diachronic model that accounts well for biological changes on
several levels, but it does not account clearly for the processes underlying
natural selection as a synchronic function of trait fitness and adaptation. It
is clear that biological systems from their very beginning existed within a
environmental framework that fostered their equilibrium, and this sense of
ecology has accompanied evolutionary development ever after.
Ecosystems models can be applied to coevolutionary systems, but only in a
transformed way. In general, we can relate the tendencies in the paradigm
above towards increasing specialization and ecological elaboration of niches
that are associated with increasing K-selection and size and relative
complexity of living systems. From this, we can derive a model of evolutionary
succession of biotic regimes in which the top eco-trophic runs of the pyramid
of life are occupied successively by different dominate species, each
successor being more K-selected than the precursor. These systems attain a
level that can be characterized as an evolutionary climax. The top species are
unlikely to be easily replaced by would-be invaders, though there may occur a
prolonged period of sympatric speciation of the dominant species in such
systems toward alternative trait configurations.
Outcomes of adaptation within any given biological system do not
necessarily predict the outcomes for the evolution of the system as a whole.
Since all living systems are by definition evolving, it follows that
coadaptational models do not necessarily fit evolutionary frameworks in an
unmodified form. Simplistically we can say that such systems undergo
transformations that are tied to evolution succession and development of
alternative trait-profiles.
The challenge of generalizing about multiple systems are that they are both
determined in some ways and underdetermined in other ways. They are partial
yet complete systems that are stratified upon multiple levels of natural
information processing, from the molecular to the global, and everything
living and breathing inbetween. Furthermore, the state-path trajectories of
all living systems are complex and chaotic, forming a non-linear trajectory in
which the final outcomes cannot be predicted by the initial inputs.
All life as we know it is earthbound. As far as we now know, biological
systems are unique in that they known to occur only upon earth. They appear to
share a common history with a single period of biogenesis. What makes
biological systems especially unique is that their evolution has given rise to
natural forms of intelligence that are capable of independent apprehension and
construction of alternative systems that transcend the natural constraints
governing life. These constitute human systems and they are also unique to
earth--bound not just to the earth, but to the fragile biosphere that
envelopes the earth's surface. We, as the species Homo sapiens sapiens, are
both earthbound and life-bound to bio-ecological systems of the earth. It is
something of a tragedy that the same forces of intelligence that allow human
beings to construct their own worlds allow them to so thoroughly destroy their
worlds as well. The destructive and violent aspects of the human species is
historically undeniable and promises dire consequences for all of life on
earth unless drastic remedial measures can be collectively undertaken.
The basis of a comprehensive biological systems theory rests with the
successful theoretical integration of a general ecological approach with
evolutionary theory upon a populational and species level of analysis. Ecology
today exists as a set of important ideas and concepts, many of which have been
extensively tested and demonstrated in the field, but without a central
organizing theory. Evolution is of course the central comprehensive theory of
biology, and the most comprehensive theory yet produced in the sciences.
The theoretical integration of ecological and evolutionary systems has yet
to be accomplished, and must be seen as a hybrid offshoot of central
evolutionary theory. What is lacking is a central organizational paradigm
within which ecological theory can be comprehensively organized and
articulated within the larger framework of evolutionary theory proper. The
other side of the coin is that though evolutionary processes have been
thoroughly studied, the basic processes and consequences of natural selection
patterns have not been fully articulated with on-going processes of
evolutionary speciation. A comprehensive theory of ecological evolution and
evolutionary ecology should be both productive and simplifying of the plethora
of concepts and perspectives that serve to mark out ecological and biological
research. The theory that we are seeking is one that is unifying of ecology
and evolution, and that is basically rooted in the systematic extension of
evolutionary theory in the explanation of the ecological dynamics of complex
living systems.
Biological Relativity and Biological Integration
Two basic sets of concepts seem to me to be generally important to the
understanding of the intersection of ecology and evolutionary theory. These
are the principles of biological relativity and biological
integration. The notion of biological relativity has rarely been addressed
as such, but its elaboration has important implications in thinking about
living systems in general. We may say that living systems are special in the
universe, because they are both highly integrated, on one hand, out of
necessity, and they are also simultaneously totally unique, on the other. No
two biological systems are exactly alike, and systems emergent in one
evolutionary epoch do not fit into frameworks of other epochs.
In their complexity of epigenetic patterning, no two biological systems,
upon whatever level of analysis, are exactly alike. Most systems are
biographical and historically unique, and this bespeaks a form of biological
particularism that is a key characteristic of such systems. The biological
relativity of all living systems entails that generalizations about such
systems need always to be framed in the chaotic and complex context in which
such systems occur, at the appropriate level and involving the right kinds of
variables and parameters. It entails also that whatever generalizations we
adopt, there are liable to occur many kinds of exceptions to the rule.
Therefore generalization about biological systems is always incomplete and
inductively open, derived from specific examples that are held to be
prototypical of a certain case.
At the same time, as unique as all biological systems might be in their
chaotic complexities of the unfolding of life, they are also simultaneously
highly integrated as systems. As natural systems they are the most highly
integrated and complex kinds of patterns that we know of, even dwarfing by
comparison the rather crude and rudimentary systems of human technology. The
integrity of natural biological systems is evident upon multiple levels of its
design and functioning--systems cohere normally to perform rather
sophisticated and specialized functions, given what means might be available
to them.
Biological particularism demands that each species is unique unto itself,
and each individual organism of each species is unique as well. It tells us
that no two ecological or evolutionary regimes or epochs will be the same, and
that once a biological system has gone down a certain pathway of evolution, it
cannot simply backup and return to what the line once was. In this sense, we
may say that evolution is irreversible as a total pattern of life concerning
centrally its integration.
It is important to seek a more precise operational definition of relativity
and its role in our theoretical understanding of living systems--all living
systems demonstrate a unique integrity at all levels, and yet all living
systems are interconnected to all other systems, however indirectly. If we are
to specify a certain level or type of living system, then we must be careful
to define the precise context in which that living system articulates with the
larger systems of life. Life forms appear to present us with fairly clear and
discrete boundaries of individual and unique populations, but when we
understand biological systems as such, we must take care to designate in a
precise way the framework in which such a system occurs in nature.
Biological relativity renders fundamentally problematic the challenge of
comparing any two different biological systems for purposes of research and
study. We must take care to see that such systems occupy similar levels and
kinds of integration, otherwise we end up with a paradox of comparing apples
and oranges, sometimes quite literally. We end up with a notion of partial
similitude or analogy between any two or more systems on delimited scale of
measurement. Frequent cases of convergent evolution are provocative in that
underlying basic morphologies and histories might be quite different, and yet
environmental streamlining of continuous selection of traits lead to similar
kinds of bio-functional solutions in similar contexts. We can more precisely
specify this degree of overlap if we consider all biological systems to be
fundamentally polytypical sets, and even more importantly, polytypical
paradigms, composed of arrays and complex sets of distinctive features more or
less shared between different organisms or species. The degree of similarity
of any two such systems is the degree to which their polytypical profiles can
be said to overlap and resemble one another, regardless of their actual
evolutionary distance.
We may combine the thereotical challenges of biological relativity and
biological integration when we realize that all biological systems naturally
seek to maintain a minimal degree of integration in relation to change over
time. At the same time, all systems also tend toward maintaining a maximum of
biological relativity at any one time. How biological systems accomplish these
interrelated tendencies is the basis of the theory presented herein--in
general it can be said that all biological systems oscillate between levels of
minimal integration and maximal differentiation in both space and time, in the
process they generally achieve a long term and large scale optimum stability
of state-path trajectory.
A Functional Paradigm of Biological Systems
All biological systems of a certain order and level of integration, share
certain basic principles of organization and functional interaction that
permit us a common ground by which to compare such systems within a basic
framework. In this regard, we must seek in our biological systems theory
coherent explanations for the following interrelated problem sets:
1. Biogenesis: how did the origin of life on earth occur, and what were the
prerequisite conditions for such occurrence in the natural history of the
earth.
2. Biophysics: what common physical properties and systems do all
biological systems share in differential distributions that define them as
unique but minimally common systems.
3. Biodynamics: how do biological systems change evolutionarily with the
function of time.
4. Biocybernetics: how do biological systems transmit themselves through
time in terms of their informational capacities.
5. Biosystematics: how do biological systems become integrated and
increasingly diverse and complex over time.
6. Biospherics: how do biological systems integration constitute a single
global system referred to as the biosphere that interacts and actively
reshapes the geophysical environment and forms its own biotic contexts.
7. Biotics: How do different biological systems live together in complex
interactions and create mutual biotic environments that influence evolutionary
development.
8. Biosis: How do biological systems form stable modes and patterns of
organic functioning and maintain these patterns indefinitely, while at the
same time individual members of such systems live natural life cycles and
suffer natural death.
9. Biochronics: How do biological systems develop temporal rhythms and
periodicities that affect and influence their functioning, transformation and
origination or extinction.
10. Biocosmics: how might biological systems evolve in extraterrestrial
habitats.
These ten problem sets inform a general model of biological systems science
in a coordinated manner. It is not only the answers to these questions that
are important. It is perhaps more important to understand how each of the
areas may and do interconnect with one another on the earth in various ways.
From these kinds of interconnections we can see the emergence of a larger and
more comprehensive theory of biological systems upon earth and beyond.
Elaborated together, these fundamental perspectives of biological systems
constitute a kind of paradigm that coheres to constitute a form of natural
systems theory. In such a framework, we can specify the following kinds of
generalizations applicable to each of the main perspectives:
Biogenesis
1. Life arose during a single period in a unique set of geophysical
conditions affecting the earth.
2. The precursors of proto-biotic life forms led to the development of the
DNA complex within a biotic cellular framework that is shared by all life
forms today.
3. Once fully evolved, the first life-forms experienced a tremendous
adaptive radiation and niche release as the result of the vast uninhabited
expanses of the earth's pre-biotic state.
4. This early adaptive radiation set the stage for the subsequent
pre-Cambrian explosion of life.
Biophysics
1. All biological systems are thermodynamic and therefore entropic and
exhibit certain basic bio-functional machine patterns that were in place from
the beginning and that slowly evolved into more elaborate mechanisms.
2. All biological systems have a beginning, a period of normal functioning,
and an end.
3. All biological systems are defined by basic physical parameters that
influence the dimensions and functions of the system. We may distinguish
between:
a. biotic factors that relate to morphology, physiology and behavior
b. abiotic factors that relate to the fundamental geophysical environment
4. All systems must be produced and exist within the functional parameters
of basic biomechanical design constraints that determine the limits of change
that such systems can undergo and still exist as minimally integrated systems.
5. Basic tradeoffs occur in such systems that constrain their development
along particular pathways.
Biodynamics
1. All biological systems change endogenously in time, tending
stochastically in certain directions of increased elaboration, complexity,
size and number.
2. All biological systems are adaptationally responsive to exogenous
changes
3. All biological systems are selectionally defined, the outcomes of which
are generally stochastic
4. All biological subsystems are subject to inter-biotic influences.
Biocybernetics
1. All biological systems are genetically informational.
2. All biological systems communicate genetically in prescribed ways.
a. Such communication often occurs upon multiple levels.
3. All biological systems are sensitive and responsive to their
environments in selective ways.
4. All biological systems are environmentally informational in terms of
their adaptive response patterns.
5. All biological systems depend upon the successful transmission of
critical information on both genetic and environmental levels in order to
survive and reproduce.
Biosystematics
1. All biological systems are heterogeneously composite.
2. All biological systems are eco-trophically stratified within a niche
continuum upon several different levels.
3. All biological systems are minimally integrated and therefore
chaotically underdetermined.
Biospherics
1. All biological systems cohere into a single biospheric network that is
global in scope and all encompassing of the earth's major realms and habitat
foundations.
2. All biological systems are part of and constitue a bio-geophysical
strata of the earth referred to as a biosphere.
3. This biosphere has hydrologic, geological and atmospheric components
that tie together in complex ways to create the geophysical foundation for all
life forms.
4. Life forms have been continuously shaping and reshaping this biosphere
in critical ways.
5. Grand oscillatory cycles can be found in the regulation of the biosphere
that has played a major role in the shaping and reshaping of life on earth.
Biotics
1. Living systems coevolve in complex ways, and form interdependent
networks that cross basic boundaries of Kingdoms and phyla.
2. The emergence of complex, elaborated biotic systems was based on abiotic
precursors that maintained the fundamental differentials and interdependencies
of such systems.
3. Relations between different kinds of organisms range in a continuum
between cooperative to competitive.
4. Such relations tend toward nonlinear control systems that tend to result
in periodic interharmonic oscillations of patterns of such systems.
Biosis
1. All living systems develop a unique phenotypical pattern of
state-behavior that is genetically predetermined and environmentally
constrained and expressed.
2. Different kinds of biological systems adopt different ways of living
that lead to different evolutionary consequences.
3. Long term evolutionary trends of organisms lead to divergent pathways.
4. All biological and biotic systems must eventually come to an end.
Biochronics
1. Biological systems all follow different periodicities at different
levels of integration.
2. Multilevel periodicities affecting or involving living systems form
complex butterfly patterns and rhythms.
3. All living systems are temporally constrained in vital and fundamentally
important ways.
Biocosmics
1. Life as we know it is strictly confined to the Earth's biosphere, from
which it eventually evolved.
2. The likelihood is great that other biological systems have emerged in
other planetary systems in the universe, though none have yet been discovered.
3. The discovery of alternative extra-terrestrial biological systems would
fundamentally broaden the parallax of our biological systems theory and sense
of biological relativity considerably, and would lead to greater understanding
as to the nature and possibilities of such systems.
4. It is likely that so-called "non-intelligent" life exists in
the vast depths of space, but it is likely that we will communicate with
"intelligent" life forms first.
In attempting to address these aspects of the problem of biological systems
theory, it should be restated that all biological systems, and by extension
ecological systems, are essentially "blind" systems in that they
follow a pattern of implicit informational functioning that is fundamentally
random and driven by processes of stochastic determination and
differentiation. The ascription of purposive or deliberate intentionality
structures to living systems, often done inadvertently, is purely an artifact
of human language in the description and explanation of such systems. Among
larger brained creatures some amount of learned and purposive behavior can be
attributed, but except for the case of Homo sapiens, even this can be defined
within a larger life-world context that is essentially closed.
That we impose a sense of innate or predetermined "logic" to both
bio-"logical" and eco-"logical" systems implies and
imports as sense of self determination or deliberation about such systems that
are in fact an artifact of our own human knowledge systems in conceptual
construction and theoretical model building. I would say that they are a
perhaps unfortunate implicit aspect of our language that we invoke to describe
such systems, that imply a fallacy of self-determination and even purposive
willpower in the processes of adaptation, selection and survival among
biological life-forms that is in fact not there. In general it can be said
that all biological life-forms survive and succeed as a function of the
organisms innate design and functioning in a biotic-abiotic context. Living
systems are complex, chaotic self-organizing systems, but they follow no
predetermined sense of order or purpose.
The outcome of this anthropomorphization of living systems is the tendency
in our models to impose a sense and level of order, integration and higher
level purposiveness to such biological systems that does not really exist in
nature in the way that we might be led to believe. Individual organisms do not
concern themselves with the relative state of their species or populations. In
general they do not think about the long term consequences of their actions or
about the future. To some extent they may learn from experience on some
concrete level at least. For the most part they respond to events in their
environments in ways predicated by their biological makeup and genetic
predisposition. They do not plan, prepare or ponder their next move or the
necessary reactions of other organisms in their life-world. When we talk about
populations we are referring to collections of organisms that are defined by
ourselves as humans in their shared traits.
This consideration of biological systems is all the more amazing and
sublime, I believe, when we consider the remarkable degrees of integration and
adaptive elaborations that so many organisms have achieved in their
evolutionary history. That all this should be mostly a product of chance and
repeated elaboration and modification seems to defy all odds. When we
recognize that most species eventually fail, but most genera also achieve
evolutionary success through further speciation, then we realize that though
the net odds may never favor any one individual very much, they tend in the
statistical long run to favor the wider biological system as a whole much more
favorably, even at the expense of most of its organisms.
Though we cannot attribute deliberative or purposive logic to biological
systems (except perhaps our own, and a few other large brained mammals) we can
attribute an almost fautless logic to implicit order and regularities of the
functioning of biological systems upon multiple levels of integration and
state-behavior--this logic is embedded implicitly in the relational patterns
maintained by such systems and their components, and much of this is amenable
to applied mathematical description.
We can say that systems adapt and evolve towards greater endogenous
integration, but that they tend in the long run towards exogenous
distintegration. Integration leads towards complex equilibrium of systems,
creating both greater resiliency and susceptibility of such systems to
stochastic and supercritical perturbation. The broader the base for
integration, the higher the level of stratification achievable. A high level
of integration can be measured in terms of relative biodiversity and
bio-organization and distribution of pattern upon an epigenetic landscape.
Such complex equilibrium can be thought of as a harmonic-resonance oscillating
model that tends to be self-restoring under a certain broad range of
multidimensional tolerance limits.
Biogenesis
Life emerged only during one period on earth, and all subsequent
evolutionary development has been an extension and elaboration of this single
first period. The circumstances surrounding the origination of life on earth
appear to have been highly unique and stochastically improbable. In the
heuristic modeling of biogenesis, I have adopted an analytical framework
describing prebiotic, protobiotic and neobiotic phases, assuming that these
arose in succession, and generally during a single period of time and in more
or less a single area. It is possible that there may have been multiple
prebiotic phases, played out in different regions, some of which experiments
of nature failed. Similarly, we can guestimate that protobiotic phases may
have been multiple or periodic, most failing and a few succeeding, leading
into a neobiotic phase. At each turn of the evolutionary screw, it is possible
that many natural experiments failed, but one or more succeeded to carry on
the next phase of biotic evolution. This same pattern has carried on
throughout evolutionary history until today. In this we can refer to a general
framework of proto-evolutionary development, which should in theory be defined
as the gradual development of life-like systems leading up to the development
of full DNA reproductive systems.
Prebiotic Systems
Prebiological systems must have had most or all of the basic abiotic
building blocks available before the design reorganization resulting in life
occurred. Prebiological systems were self-organizing systems that arose
stochastically due to a unique combination of environmental and molecular
conditions that led to the formation of increasingly complex organic molecules
from basic molecular substrates, and to the organization of interaction
between these compounds. The concept of self-organization of complex systems
upon a molecular level is important in the consideration of biogenesis and
biological systems in general, as such a concept, systematically applied,
allows us to better understand the possible pathways that might have led
relatively inert and abiotic substances to become reorganized to produce
living organisms.
In considering the problem of biogenesis, it is important to partition the
problem analytically to describe possible scenarios for the prebiotic
foundations within which life could emerge. In understanding these prebiotic
foundations, we must look at those essential aspects shared by all living
systems that need to be accounted for in the set of originating conditions. Of
these, the most important variables seem to be the presence of water, amino
acids and DNA structures, cellular metabolisms involving primarily oxidation
and respiration reactions, some bio-chemical energy platform, and the
maintenance of a differential gradient of osmotic pressure internally and
externally, driving the system.
Of these foundations, the most important consideration, and the key to all
other aspects of the prebiotic system, seems to me to be the formation of vast
quantities of water on the earth's surface, and the formation of a consistent
and stable hydrologiccycle arising from this formation. Water could have been
formed in phases of other liquids, in solid formations of the earth's surface
or underground, or atmospherically in the combination of gases. In whatever
scenario we adopt, we must assume the presence of energy driving systems for
the various processes of water production that did develop. Probably, multiple
pathways to the formation of water was followed.
It seems unlikely that all the water on earth could have precipitated out
of an atmosphere, however dense, although the atmosphere could have lead to
the first pooling and aggregation of water on earth, through the development
of vapor and steam that eventually condensed and precipitated to the ground.
If we look closely at the problem of the formation of water, we need to
account for huge quantities of hydrogen and oxygen. Hydrogen as a gas is
ephemeral as it readily escapes the pull of earth's gravitation. It is assumed
that most gaseous hydrogen would have leaked out to space and been lost from
the earth, unless it could be reacted with or condensed into other forms.
It appears that before we can explain water, we must explain the formation
of particular gases and compounds that would have allowed water-producing
reactions to proceed in the first place. In this we must explain the fixing of
both hydrogen and oxygen in very large quantities in combination with other
gases and possibly with other solids in the early formation of conditions
giving rise to water.
| |
H2 |
O2 |
Cl2 |
N2 |
F2 |
|
H2 |
---- |
----- |
----- |
------ |
----- |
|
O2 |
|
----- |
----- |
----- |
----- |
|
Cl2 |
|
|
----- |
----- |
----- |
|
N2 |
|
|
|
----- |
----- |
|
F2 |
|
|
|
|
----- |
|
SiO2 |
|
|
|
|
|
The challenge is not explaining the possible pathways taken by the first
emergence of water, or the resulting growth of a hydrologic cycle that
produced more cycles and may have involved multiple pathways. The real
challenge is to determine the pathways that led to the precursors that made
such pathways possible. The early atmosphere must have been an extremely
noxious combination of gases that were primarily non-carbon based.
Condensation of water as a result of steam and evaporation would have lead to
increasing acidic-basic conditions in early water reservoirs--these reactions
would go to water, ionic salts, and various kinds of sedimentary precipitates.
I believe it is important to account for the presence of so many silicates
in the earth, and the tremendous abundance of silicates in the earth's crust.
It is suggest that early reactions of silicate compounds, which may have
formed early on, included the massive production of water as an outcome.
One possible pathway is the formation of ammonia gas which is high in
hydrogen. An alternative is methane gas. Two forms of gases, ammonia and
methane, could possible react with a variety of oxide gases, as for instance,
nitrous oxide, carbon dioxide and sulfurous oxide, to precipitate water vapor.
We can thus describe a kind of paradigm of possible pathways of reactions in
the following kind of grid:
| |
O2 |
CO2 |
NO2 |
SO2 |
|
NH3 |
2 NH3 + 3O2 |
2 NH3 + 3CO2 |
2 NH3 + 3NO2 |
2 NH3 + 3SO2 |
|
CH4 |
CH4 + 2O2 |
------ |
CH4 + 2NO2 |
CH4 + 2SO2 |
Other possible pathways can be imagined, all leading to the production of
water in certain finite amounts. Water, once produced, would have been a
relatively stable compound with certain unusual properties that would have
made it an end-state pathway. At the same time, the accumulation of water as
liquid, or even as condensation, could have facilitated other types of
pathways to further water production, as for instance certain
strong-acid/strong-base reactions that proceed in aqueous solutions:
| |
NaOH |
KOH |
LiOH |
Ca(OH)2 |
|
HNO2 |
H2O |
H2O |
H2O |
H2O |
|
HClO3 |
H2O |
H2O |
H2O |
H2O |
|
H2SO4 |
H2O |
H2O |
H2O |
H2O |
|
HCl |
H2O |
H2O |
H2O |
H2O |
All of these strong acid-strong base reactions yield water in large
quantities, plus a number of ions that are common and important to
life-functions. There are a number of plausible strong-acid-weak base, weak
acid-strong base and weak acid-weak base reactions that might have also
proceeded, some yielding solid precipitates, water and gases that might have
lead to the current atmospheric rations.
We should also not neglect the important role that iron and other trace
metals may have played in early formations, in terms of oxidation-reduction
reactions that might have lead to the formation of certain oxides and
compounds that might have been important to a prebiotic brew.
I put forward a hypothetical model of a combination of strong acid-base
redox reactions that led to the production of prodigious quantitites of water
precipitated from a thick atmosphere. Once water formed and pooled on
earth--in lakes, etc., this pooling of water had several effects. It served to
cool off the earth's surface and to stablize conditions on the earth, and it
served to induce further production of water by the augmentation of a
hydrological cycle that increased gradually. In this context, biogenesis
occurred--perhaps before there were oceans as full blown as we have today, but
sometime after the first precipitation of water on earth.
Four sources of energy were probably available for the first pre-biological
substrate to form--sunlight, vulcanism and geo-thermal energy from
underground, electrical enegry from lightening storms, especially produced
from thick dust conditions produced by volcanic eruptions, and meteorite
storms. Any combination or all of these sources of energy may have contributed
to the overall processes of the development of a prebiotic geophysical
environment. Of these, sunlight is the most constant and steady form of
energy, the most pervasive and continuous. Volcanism may have thrown
tremendous clouds of particularized dust into the atmosphere to interact with
the noxious gases already there. It may have released many of these noxious
gases, as it has been found to do today, as well as providing some of the heat
energy necessary to warm thermal pools. Electrical lightening storms in a
clouded and dense poisonous atmosphere may have facilitated many of the basic
reactions that occurred. Energies required for conversion reactions to take
place would possibly be volcanic eruptions, electrical storms, and intense
solar radiation. Of these, intense solar radiation seems to me to be the best
candidate for providing the amounts and kinds of energies in a regular manner
for inducing the chain of chemical events required for biogenesis.
In all these reactions, carbon is not directly implicated. Carbonates are
in general weak bases. The main ingredients of the reactions above appear to
be Nitrogen, Oxygen, water, and a variety of other elements, especially
Chlorine, Calcium and Sodium. Once water formed, mild reactions proceeded with
increasing precipitates. Under these conditions I believe, complex
nitrogen-carbon molecules would form that would be the precursors of true
living systems. Such molecules perhaps "fed" off of other molecules,
metabolizing the energy from the chains of broken bonds under the right
conditions.
The development of an early context for the emergence of life must explain
the origins of so much water on earth in a context of an atmosphere primarily
nitrogen and oxygen and carbon-dioxide in composition, in proportions of
roughly 3-1. It is also evident that carbon and calcium are or have been at
least ubiquitious in the biosphere, and must have been an important substrate
of the entire process, as were certain basic salts and trace minerals.
It is apparent that evidence for this biological origination appears
residually in the current geophysical cycles of the basic nutrients relevant
to life--particularly in carbon, nitrogen, and oxygen. A mixed nitrogen-carbon
cycle must have occurred, in context with the production of water in very
large amounts, that set the stage for biogenesis. The essential process seems
to be the formation of a nitrogen-carbon based molecule that was capable of
synthesizing energy from carboxylation and oxygenation.
Protobiotic Systems
Once the stage was set, complex sets of molecules emerged that formed
systems that were the precursors to living forms. It is assumed that these
systems formed in stable conditions of tide pools or other lotic systems where
water conditions could be maintained in some kind of complex balance. Life
forms could not have originated in open oceans or in fast running river
systems where continous currents and intermixing would prevent the emergence
of stable configurations of complex acqueous molecular solutions. We should
not discount the possibility that such protobiotic forms emerged in relative
"fresh" water conditions on land, in eddy-pools of stable streams or
in lake or estuary conditions. Almost all biological systems today cannot
tolerate large doses of salts in their systems, and have evolved sophisticated
mechanisms for removing ions and maintaining a delicate balance within the
cell.
Early protobiotic systems were possibly a form of abiotic decomposers that
depended upon the metabolization of minerals and ions in solution. From these
early a-biotic decomposer systems, early proto-biotic decomposition systems
may have emerged, that essentially depended upon the first proto-biotic
trophic level of a-biotic decomposition. Such forms had to be capable of
producing the complex amino acid chains and basic carbon compounds necessary
for the metabolization of a-biotic compounds and for the development of
complex tissue systems.
In this, we can see a single pool of water, under the right conditions of
sunlight, temperature, and composition of ions and compounds, as forming its
own kind of proto-biotic boundary or partitioning system. Such pools of water
would not need to be very large, should have been stable over a very long
period of time, perhaps evaporation and run-off being replaced by
precipitation. This suggests that life may have formed in small lakes rather
than in tide-pools. How big or how small such a lake system could be to be
optimal for protobiotic systems to stabilize and develop is an open question.
I can imagine a system that fits the following kind of struture:
In such conditions, we can imagine water concentrating in stable systems in
small tidal pools or peripheral pools to a larger lotic system, possibly near
a sea-coast that might have had the effect of inputing tidal water into the
system. Seasonal fluctutations and/or tidal actions may have affected the ebb
and flow of water into and out of the system, replacing any lost from
evaporation and outflow to a larger sink by precipitation and run-off. The
smaller peripheral pools in such a system may have formed semi-closed systems
that were extremely stable and optimal for the emergence of protobiotic
systems. In a sense, they would have constituted "gigantic cells" or
very macro-cellular systems in which the boundary of the pool was the boundary
of the proto-cellular system. In such a system, emergence of increasing
complex organic compounds might have stimulated the subpartitioning of the
entire system into smaller and smaller subsystems and units. Such protobiotic
systems may have become exceeding complex in a long and enduring process of
protoevolutionary development. Eventually, microscopic cellular sizes were
achieved that were stable systems, laying prereproductive foundations for the
self-organizing behavior of such systems im perpetuity.
These earlier precellular systems would eventually have been carried out
from their original habitats to colonize other habitats. It is possible that
such early systems devised a means or a mechanism for "carrying"
their habitats with them, permitting them to recreate the essential conditions
in new pools and places.
If we take a step back from the previous model, we can imagine this system
as being a part of a larger lacustrian-estuarine system that would have
allowed early proto-biotic colonization to proceed in a number of
interconnected pools, allowing for exchange and prebiotic niche expansion of
such systems.
Outflow from such lotic systems would allow the prebiotic systems to travel
out and potentially colonize other neighboring pools, or to eventually spread
in larger reaches of the oceans. Such periodic outflows would also have
permitted a regular renewal of new populations of organic compounds and
complex molecular interactions. In such a system, it is possible that these
macro-cellular entities developed their own crustaceans or surface layers that
served to stabilize conditions within the system and to mediate between
external conditions, regulating environmental inputs into such systems. This
may have been at first just a layer of surface scum or a more solid lattice
structure that developed eventually into a kind of abiotic skin surrounding
the entire habitat. Subsequent preevolutionary development of the pool would
result in the possible partitioning of the system and its continuous
subsegmentation into smaller and smaller subunits.
At the same time, it is possible that the entire system or parts of the
system could be carried from one location to become introduced to another
location. Such transplantation of systems would seem necessary to carry the
entire system forward and for the renewal and development of new systems
within the older frameworks. The role played by dispersals and
transplantations of parts of such protobiotic systems or of entire systems
cannot be underestimated in later evolutionary history.
It is evident from a protobiological model that many dynamic balances
between basic level molecular interactions and larger environmental contexts
were probably critical to the emergence of life long before life actually
emerged on the DNA template that we know it to be now. It is possible for
instance that in proto-biological systems, basic functions of respiration and
even of photosynthesis may have been occurring before there occurred the
organization of DNA systems. We cannot discount the notion of a prebiological
ecology that was maintained by and within such systems that was critical to
their continuation as self-organizing systems.
We must also look at the likelihood of pre-genetic structures of such
systems that would have entailed the reconstruction and at least partial
reproduction of such self-consistent and self-sustaining pregenetic structures
through time. A pre-genetic design template may have consisted of partial
segments of a larger chain, or even multiple units of the links of such a
chain, that had yet to be assembled into a coherent entity. Processes of RNA
transcription may have been occurring already with the segments of links of
the larger chains yet to be assembled into a coherent organiismic entity.
In this model we must recognize the role of complex self-organizing systems
as essentially chaotic and leading to patterned results that would have
emerged through complex relationships and interactions. We can explain
protobiotic and prebiotic formations as only possible stochastic systems that
had the potential for self-organization and sub-partitioning of structures in
time and place due to a functional a-biotic stability of such systems. It is
possible that such self-organizing systems reached a point of critical
complexity that a set off a chain-reaction of events that may have occurred in
a relatively brief burst of activity and that would have eventuated in the
full and complete emergence of fully biological life systems. This process of
"punctuated equilibrium" may have happened more than once along
different basic pathways, leading to multiple forms of life at the same time.
Neo-biotic Systems
As precursors, neo-biotic had to have basic structural functions of all
living forms--genetic information and processes of growth and reproduction
that allowed the same design to be extended indefinitely through time against
a complex energy gradient, and to adapt and become altered over time to an
increasing array of environmental niches and zones. From a long period of
preevolutionary development, there must have occurred a rather rapid rise of
differentiation and niche release to a wide range of basic environmental
habitats. Increasing biogenic elaboration in different environmental
circumstances resulted in a rapid proliferation of species. There must have
occurred several such early explosions of life--the most evident is the
pre-Cambrian explosion during which period of time all the major Kingdoms and
phyla presently extant were represented.
The earliest biological systems to have fully genetic structures of
transmission must have had a cellular morphology and metabolic structure
already formed. The biological cell is its own microscopic biological system
and the precursor of all subsequent multi-cellular biological life forms. The
prokaryotic form is regarded as the most primitive biological structure.
Cellular organization and subsequent differentiation on a microscopic
level, and then reorganization into larger multi-cellular systems, was an
important first step in neoevolution. DNA structures are almost exclusively
found within a natural habitat of the cell, and all living organisms are
essentially cellular in structure. It is important to recognize cellular
systems as constituting their own stable internal habitat and set of internal
environmental conditions allowing for the maintenance, production and
reproduction of its DNA content.
In a sense, all subsequent evolution proceeds fundamentally upon a cellular
level, and this microscopic level of cellular-evolutionary differentiation
allows for an almost continuous patterns of trait modification and a wide
range of basic trait plasticity that results from the reorganization and
reconfiguration of cellular structures.
The emergence of cellular structure therefore marked the true beginning of
living forms on earth. In this process, it is possible that segmentation of
prebiotic systems reached a point of microscopic cellular scale, at which size
true cells emerged and, in exponential time, evolved into multi-cellular
systems that were increasingly organized and differentiated and that
progressively exhibited synergetic properties at the super-cellular level.
We can thus see a pre-biotic process of increasing segmentation of gross
and unintegrated systems from a macroscopic size into increasingly smaller and
smaller size subsystems, until at the point of an average cell size, such
systems became reorganized in fundamental ways into neobiological systems,
after which they continued to increase and differentiate in a continuous
manner into larger multicellular organic and oraniismic structures.
In the emergence of neobiological systems, we must speculate on the gradual
rise of shared trait function and the trophic differentiation/specialization
of such functions on basic levels. As biological subsystems emerged, such
trait function stratification tended to separate groups of organiismic
structures and systems from one another, and also to partition such systems
internally within organiismic frameworks. Such systems were also fundamentally
growing in both size and complexity of organization.
Biophysics
In the model presented above, we can picture the original emergence of a
prokaryotic life form as the most basic form of life to evolve. Its principle
function was that of decomposition of the basic mineral and chemical molecules
that were a part of its environment. These forms eventually differentiated
into more specialized varieties of protists, on one hand, and fungal forms on
the other, life forms that were precursors and antecedents of even more
complex differentiations of plant and animal forms to emerge at a later
sequence.
Accompanying this emergence of the basic Kingdoms of life were the
specialization of basic functions in a growing system of feedback, between
production on one hand, and consumption on the other, both of which were
intermediated on an underlying level by means of decomposition processes. It
is apparent that the basic photosynthetic processes that are at the heart of
the organic production processes were there at the time of the emergence of
fungal life forms, and that fermentation reactions became supplanted or
supplemented by basic carboxylization and oxygenation reactions. Respiration
seems to have been a basic metabolic function of cellular growth and
maintenance that was existent pretty much from the beginning, and the rise of
consumers seems to be a natural consequence of the rise of producers in
conditions that some forms of life came to depend directly on other forms of
life, instead of decomposing and feeding directly upon the environment.
It follows that production derived from basic processes of organic
decomposition and consumption processes derived from basic processes of
inorganic decomposition at an early period. It suggest that the earliest life
forms must have functionally differentiated into organic and inorganic
decomposers--those that directly processed inorganic minerals from the
environment, and those that followed by processing the tissues and substances
produced by these original inorganic processors.
Biophysical Systems
I have chosen to adopt a basic bio-mechanical model to the challenge of
integration of ecological and evolutionary theory. In general, all living
systems, at whatever level of patterning organization, represent semi-closed
mechanical systems that, like all mechanical systems, obey the fundamental
laws of thermodynamics. They involve energy exchange upon multiple levels, and
they are ultimately entropic in the sense that they are inefficient and that,
in time, as imperfect machines, they will eventually disintegrate as systems.
In other words, all living systems, whether they are organisms, populations,
species, ecosystems or entire epochal regimes, must eventually come to an end.
Mortality is the basis for understanding natural selection on one hand, the
driving force behind evolution, and natural ecology and adaptation, on the
other hand. If an organism cannot successfully adapt to changing environmental
conditions, then that individual will perish.
In general, I will state that rates of genetic mutation remain more or less
the same for all living systems, unless specific mechanisms are evolved that
may interfere with some of the energetic pathways that can result in genetic
mutuation. Related to this notion is that all cells are of a fairly standard
and uniform size range, and the periodicities involved in their rates of
division and reproduction are more or less the same for all living systems.
This entails that, though rates of genetic mutation may be similar across the
board of all living organisms, those multi-cellular organisms that are larger
in size will on average grow and reproduce at a relatively slower net rate
than smaller or single celled organisms. Hence, rates of mutation and genetic
variation will be felt more rapidly with smaller sized organisms than with
larger organisms in general, and this difference follows a linear regression
trendline in nature. Rates of evolutionary differentiation of species are tied
to several factors, some of which are related to exogenous changes in the
surroundings and interactions of organisms. But there occurs a fundamental
variable in such rates of evolutionary differentiation that is a function of
the average size of an organism per the average natural longevity of such an
organism if no other selective factors are involved. This can be expressed as
a fairly uniform ratio of average size/average longevity of an organism, a
general rule for which there are only a few exceptions in nature. It follows
that large, K-selected type species evolve more slowly over time than small
r-selected species, and also that more generalist adapted species will evolve
more rapidly than more specialized species. The first case is an obvious
outcome of the principle of size in relation to genetic rates of variation and
modification. The second case is the outcome of a generalized species being
more adapted to a wider range of ecological variations, such that any genetic
variations that do arise in such species are more likely to become expressed
and selected for. I would express these kinds of relationships in the
following kind of paradigm:
| |
Generalized Trait Adaptations |
Specialized Trait Adaptations |
|
r-selected |
Very rapid rates of evolutionary trait differentiation |
Intermediate rates of evolutionary trait
differentiation |
|
K-selected |
Intermediate rates of evolutionary trait
differentiation |
Slow rates of evolutionary trait differentiation |
The principle followed by all biological systems upon whatever level seems
to be that of the fundamental biological imperative to survive and reproduce.
I will call this the biological imperative. Its first order is biological
survival, and its second order is successful reproduction as a system.
The basic laws of bio-mechanics determines that all systems much change,
and each time a system goes through reproduction, the result is in some
minimal manner at least fundamentally different than the parent system. This
follows as well from the basic laws of thermodynamics that predicts that there
can be no perpetual motion machines.
It appears as if life is naturally attempting to accomplish the
impossible--it has an anti-entropic function of maintaining itself as somehow
a minimally integrated system that continues into the future indefinitely, in
the process changing itself and growing and elaborating all the possible
permutations of its fundamental design potential. We see this because, inspite
of much extinction, the thread of life continues today unbroken with a natural
history of about 3.5 billion years. If we hold strictly to our fundamental
laws, we know that life, as a living system that is minimally integrated, will
eventually come to an end on earth--all living systems must die eventually.
The real question is how old it will become before its final demise. This
question is especially important in light of the fact that we seem to be
hastening its final demise as much as possible. But humankind also holds the
power of perpetuating and extending life, even beyond the boundaries of the
earth, in a manner that might assure it of its continuing survival into the
indefinite future.
The following principles apply in biophysical systems theory:
1. Evolutionary systems are defined by basic geophysical parameters from
which they arise and by which they are always fundamentally constrained.
2. Evolutionary systems tend towards increasing growth, differentiation and
complexity as a natural function of their stochastic underdetermination in
following the biological imperative to survive and reproduce.
3. Patterns of differentiation and complexity tend to be historically
irreversible, such that one species that divides into two, cannot become one
again.
4. Patterns of growth, differentiation and complication result in cyclical
patterns of periodic alteration and replacement once basic limits of growth of
the overall system are overpassed.
Bioevolutionary mechanics defines for me the basic structural aspects
of living systems, defined as energy, information and heat exchange systems of
a special genetic design that results in reproduction and modification of the
entire system. Biomechanics concerns organismic energy pathways, size,
biomass, as well as the same parameters for larger sets of populations and
ecosystemic communities. We may identify a basic principle of ecological
and evolutionary entropy of all biological systems that implies that they
will never achieve perfect equilibrium of adaptation to fluctuating exogenous
changes or circumstances. Such entropy creates "noise" in biological
systems leading to dysfunctional relationships, disequilibrium and the overall
instability of such systems.
Models of biological systems cannot be further comprehended outside of the
context of a global biological or biospheric context, as this larger framework
sets certain basic conditions and constraints upon all subsystems in critical
ways:
1. The total biosphere at any given point in time is represented by a
number of ecosystems composed of one or more biotic communities.
2. All biotic communities occupy one or more eco-systems and are evolving
as biological systems, and such communities cohere into evolutionary
eco-systems with distinct but relative and transitional boundaries.
3. All evolutionary communities are evolving at different rates along
different adaptational pathways.
4. All biotic communities undergo evolutionary succession in several stages
resulting eventually in the establishment of complex equilibria of stable
climax evolutionary regimes.
5. In terms of basic biological and physical constraints, all biotic
communities are at least partially open communities. There can be no
completely closed eco-system upon any level.
6. Being partly open and always evolving, all biotic communities are at
least indirectly connected to one another, and all are therefore
coevolutionarily integrated upon some minimal level.
7. Coevolutionary relationships can lead to adaptational and
counteradaptational selection patterns between members of different biological
systems that is a function of relative evolutionary entropy and equilibrium.
8. Coevolutionary relationships tend in the long run to result in
anti-climactic destabilization of climax communities and in evolutionary
collpase and mass extinction of certain communities, especially at the apex of
the established trophic pyramid.
9. Evolutionary collapse is rarely complete, and may follow a cyclical
pattern of endogenous/exogenous change mechanism.
10. Evolutionary collapse results in room being opend up with the
"evolutionary pyramid" for replacement of many forms of life from
peripheral biotic communities, leading to a new round of evolutionary
development.
To encapsulate this general model which is held to govern eco-evolutionary
patterning of biological systems at all levels, the requirement of biological
systems to adapt and survive, especially in relation with other biological
systems, leads invariably to biological systems growing in size and complexity
to the point that they eventually collapse due to supercritical complexity of
their own self-organization in a larger context defined by random exogenous
and endogenous variables. Biological systems, poised in equilibrium at some
climax state, will sooner or later collapse due to factors beyond their
adaptational control.
It appears that biodiversity may exist in an inverse relationship with
biomass of systems--in other words, high biodiversity would require that
individual organisms grow to an optimum size, but no larger. Areas where
biodiversity is relatively low often support species with an unusually large
biomass, both in terms of size of the organisms and size of the population.
Oceans provide an example where, in tropical zones about coral reefs, there
might be a tremendous biodiversity of many kinds of species, but it is in the
open, often barren oceans that the very largest creatures can be found in
greater numbers.
If generational time is shorter in tropical systems than in temperate
systems, then it is the case that the rates of mutation and speciation are
also faster in such contexts, and it average size of creatures filling a niche
would on average be less. In a tropical zone, the picture is of a large number
of relatively specialized niches across a highly variegated terrain. In a
temperate zone, the picture is of a fewer number of species in large niche
areas, spreading out more across a landscape that is inherently less
variegated.
In this comparison, Dinosaurs deserve consideration and explanation--they
have unusually large sizes and tremendous biomass. Surely the feeders were
browser's and grazer's capable somehow of processing into protein the
vegetable/cellulose fiber it consume. The question is how could such great
creatures have developed in extremely hot and humid tropical conditions--when
a Savanna-like environment would seem more appropriate for their biomass.
There is also a sense that biotic systems can grow old, and in the process
of growing old and in establishing entangled webs within webs of delicate
equilibrium, they become slower and gradually climb the eco-trophic pyramid to
larger and larger sizes. The old world rain forests seem to harbor a
fundamentally different fauna than the new world, and these old world forests
are more diverse.
There is a sense that tropical systems are high energy systems, cycling
nutrients and organisms at much higher rates than in more temperate zones. In
such a condition, creatures would not grow too large. In temperate zones that
are characterized by lower overall energy levels and slower dynamics,
creatures may grow nevertheless to an unsually large size. In these latter
contexts there appears to be more efficient processing of basic food resources
in bulk. It is like the baleen whales that feed on tiny plankton or large
woolly mammoths grazing on tundra and prairie grasses.
There is a sense as well that biological systems can evolutionarily and
ecologically reach a cul-de-sac or a cliff in terms of their direction of
further development. This deadend is as much a function of size to
reproductive period, as it is to the strain of such large systems upon a
biological niche. Once large and hyperdeveloped species have developed in
specialized ways especially, it is much more difficult for these species
simply to backup upon the evolutionary pathway and to return to some lower
level of fitness-adaptation. Such species become prepositioned for eventual
extinction when they cannot evolve fast enough away from a set of changing
environmental conditions.
Another way of putting this is that systems tend towards increasing size
selection or increasing diversity in the long run. There is an inverse linear
relationship between absolute rate of reproduction and generation time and
body size. Increased body size confers certain adaptive advantages, especially
in density-dependent relationships, and is evident in the fossil record as
phyletic size increase, but it puts such species out on an evolutionary limb,
or, rather upon an evolutionary plateau from which they cannot easily escape.
Small species may more easily and readily evolve into large species, than
large species can evolve back into small species.
And as it goes with species, it goes in a similar way with all other levels
and kinds of biological systems. The more biomass and fundamental physical
input into a larger system, the greater the problem that system has in
changing itself in a finite way into some other kind of system.
Biodynamics
The basic framework of biodynamics in biological systems theory is a kind
of modified taxon cycle that all biological systems purportedly undergo in the
course of time. This modified taxon cycle is a tendency, as previously noted,
for all systems to change in certain general directions towards either
increasing size and biomass or towards increasing biodiversity. The kind of
cyle I am referring to I call the r-K taxon cycle, which refers as much to
phases of a populations growth and size as it does to a species or specific
organisms relative selective and adaptive trait profile. In an r-K taxon
cycle, organisms progress through various alternative stages during which
different kinds of selection regimes become critical in determining the
outcomes. They progress in general from an r-r through an r-K to a K-r and
final to a K-K model of selection-adaptation, and these stages are presented
by certain characteristic trait configurations of size, generalized or
specialized functional morphologies, key traits, reproductive patterns and
longevity. As biological systems progress up the pyramid from an r-type
selection-adaptation pattern toward an increasing K-type pattern, they become
less susceptible to the problems of local environmental fluctuations and
density independent factors, and more susceptible to factors of increasing
competition and density dependence in complex or climax biotic regimes.
Within this framework, it can be seen that different groups and biological
systems at different levels of this r-K continuum undergo different
periodicities and cycles during which different kinds of selectional and
adaptational regimes are predominant. Species move along the continuum through
various forms of key-trait developments that place the species into new level
of adaptation-selection regime. In general, when that happens, the species
grows larger and larger. This kind of taxon cycle is true for the evolution of
lines at all levels of the taxonomic tree, and constitutes the basis for the
classification of different taxa based upon their history of trait development
and functional adaptations.
As previously reiterated, the general stochastic tendency for all evolving
species is to move from r towards increasing K modes of adaptation-selection.
The problem is that as species move generally in this direction, there occurs
increasing levels of competition associated with increasing K, through greater
density-dependency. This is offset to some degree by a larger adaptational
trait-profile of the species, but this larger profile also predisposes the
member organisms to a greater range of potential risks and trade-offs.
As reiterated previously, it is also easier for a r-type species to move in
a K direction, than it is for a strongly K type species to return to a more
r-mode of adaptation-selection. The result in general is that K-type species
will more readily step of the ladder of evolution into the abyss of
extinction, to be replaced from below by more r-selected types of species. To
look at this another way, it is possible to imagine a small single cell
organism to eventually evolve into a large behemoth, but it is impossible to
imagine a large behemoth evolving back into a single cell organism.
The way to understand adaptation and fitness of organisms and species is to
understand such adaptations in terms of critical or key trait configurations
that are exhibited in the profiles of these organisms. Trait configurations
are complex solutions to the problem of biological survival, arrived at after
millennium of exploration and blind genetic experimentation. Once arrived at,
such trait configurations may prove highly robust and adaptive to a broader
range of tolerance limits than those conditions that gave rise to them in the
first place--once so adapted, it is probably more difficult for a species
simply to back out of an evolutionary corner.
The challenge of understanding the relationships between evolutionary and
ecological theory is that these relationships are largely conceptual, and
though both ecological adaptation and natural selection are proceeding
simultaneously, the long term effects of these patterns are much more
difficult to ascertain on the ground. A conceptual problem of largely
hypothetical models of ecology and evolution entails that we have a plethora
of interesting concepts, but no clear idea of how they all interrelate and
integrate to achieve a systematic picture of the interaction of environment
with evolution of species. There is also a critical sense that both evolution
and ecology, locked in a kind of biological dialectic, are in a sense chasing
one another's tale--ecological adaptation leads to evolution which leads back
to ecological adaptation--and it it is equally apparent that ecological
adaptation and evolution are always incomplete and fundamentally open
processes, the outcomes of which are never certain.
The fossil record teaches us that there have been far more evolutionary
failures than successes in the long run, and even so, all extant life forms
have been in a sense built upon a complex history of both success and failure.
Because all extant life forms exhibit continuity with the remotes origins of
life, in an uninterrupted if somewhat non-linear manner, they can all be
considered successful even if their future is not bright or clear. One thing
that is clear is that there is continuous biological replacement of forms, and
biological replacement is a form of ecological release that follows a period
or episode of restriction and extinction. To succeed, almost all organisms
need to be capable of automatically exploiting a condition leading to
replacement and release. In favorable conditions of empty niches and
unrestricted resources, it is natural that biological reproduction will
proceed exponentially in a Malthusian manner, and species will diffuse into
and through a habitable, exploitable zone, until they can concentrate and
create new patterns of equilibrium. This pattern of all life forms can be
referred to as part of the biological imperative that life follows, must
follow, if it is to remain successful on earth.
We may say in general that evolutionary theory articulates with ecology
through the principles of adaptation, especially as this affects natural
selection. The trouble is that adaptation is a relative and general concept
that is difficult to apply. Adaptation of an organism may shift almost daily
or from season to season. We must specify the level and framework of
adaptation, and we must acknowledge that ultimately all adaptation is blind
response to changes that have already occurred. In such a way species or
organisms cannot adapt to future changes or events before they happen. As a
general form of response patterning to exogenous changes, adaptation is
largely a stochastic process the outcomes of which cannot be predicted. It is
probably the case that most organisms come into the world genetically
preadapted to a general complex range of factors that hedge their bets for
survival in their favor. It is also the case that even the best adapted and
"fittest" organism can succumb unexpectedly to relatively change
agents in the environment.
It is difficult therefore to fit a general model of adaptation to the
problem of survival and natural selection, or to rest an entire comprehensive
theory upon such a nebulous concept. On the other hand, Darwin based
evolutionary theory upon the principle of natural selection, a concept which
until today remains poorly defined.
We can say that life in general has had a long period of evolutionary
history to work out and solve the problems of adaptation. Every new organism,
every new generation, every new species, represents one alternative solution
to the general problem of adaptation of life on earth. A great deal of
experience and information can be said to be contained in the genetic profiles
of different organisms, and no one profile can be said to be a necessarily
better or more adaptive solution than another.
For each new individual organism brought into a world, we can attach a
specific, even unique adaptive profile, and we can assign a certain
probability of outcomes based on this profile alone--even so, as previously
mentioned, a well adapted organism still might make poor choices, or suffer
misfortune that was not a part of the original calculus. The biggest and best
seed of a flower can fall into a poor shaded place between rocks, never to see
the light of day. Relatively poor seeds can nevertheless find the most optimum
conditions for their growth and prosper to their own limits.
In essence, from the beginning, living systems have tended to create there
own ecosystems, and these ecosystems have evolved in due course along with the
evolution of the species contained within them. The evolution of a unique
species is not just about the development of a suite of traits within some
specific eco-trophic niche profile, but the development of entire suites of
adaptive systems that are intrinsically articulated within eco-trophic niches.
We cannot treat the evolution of a species as something relatively or entirely
independent, as in isolation, of the adaptive environmental forces that have
always affected it and determined its success or failure in terms we refer to
as natural selection. In this process, we must understand at least two levels
of influence that occur, each of which is in itself extremely complex:
1. Adaptation to the bio-geophysical conditions of the natural physical
environment, including the physical environment created by other living
organisms, in a relatively density independent manner.
2. Adaptation to the bio-behavioral conditions created by the relative
presence and influence of other organisms, either directly upon the organism
(ie. predation, commensalism, etc.) or indirectly through influence upon the
adaptive environment of the organism. In general type 2 adaptations can be
thought of as being density dependent in nature, if we understand the concept
of density to embrace a wider heterogeneous definition of biodiversity to
include a broad range of different kinds of organisms.
Adaptations can be either positive, negative or neutral in their net
outcomes, though they may be quite variable in their immediate effects.
Adaptation is fundamentally blind and hence stochastic. In other words, all
adaptive systems are necessarily underdetermined systems. We may say in
general that short-term exogenous (ecological) changes result in long term
endogenous (evolutionary) changes while short-term endogenous (evolutionary)
changes may result in long-term exogenous (changes).
We must understand that the problem of adaptation proceeds ecologically and
evolutionarily upon several levels at the same time--it proceeds at the level
of the individual organism, at the level of the specific population, at the
level of the interspecific ecosystemic context and at a level of an entire
species or broader superecosystemic context that encompasses a range of
different species that may not be in direct contact.
Adaptation has a direct relationship to the concept of niche--an adaptive
profile constitutes the niche occupied at the several possible levels
mentioned above.
Successful adaptation in the long run will have two important outcomes:
1. biological survival of the organism, population, species or system
2. biological reproduction and regeneration of these systems.
On the other hand, failed adaptation can occur at one of two levels:
1. Failure in biological regeneration and reproduction.
2. Failure of organismic survival, especially in a prereproductive period.
It is highly unlikely that any suite of adaptive traits is adaptively
neutral or has no net conseqences on the likelihood of success or failure at
any level. There must be in such a complex and underdetermined system a great
deal of uncertainty of outcomes, rendering such systems largely blind and
stochastic. Success or failure can only be known in the long run, and cannot
be clearly determined in the short run.
Biosystematics
In time, living systems influence their environments in basic ways,
creating conditions that are suitable for survival and genetic stability. They
tend towards establishment of a basic equilibrium of adaptation along key
limiting factors within sets of environmental factors and surroundings that
demonstrate certain consistencies of pattern in important ways.
Living systems have become stratified upon multiple levels and across a
broad range of biogeophysical areas. This pattern of stratification has varied
from one biological epoch to the next, being frequently punctuated by periods
of mass extinction that witnessed the creation of an general ecological vacuum
under a new set of emergent conditions that provided the groundwork for an
entirely new pattern to arise.
Integration and stratification are complementary concepts in all natural
systems, but especially in biological systems where such complementarity is
played out to the nth degree in almost every fact of such systems at every
level. What is remarkable about living systems is there shear complexity of
multi-level interfunctioning that normally occurs with such systems. We cannot
separate functions on a microscopic level with reproduction and basic
production processes, from large scale functions on a global biospheric level
that may literally encompass the entire earth.
We can specify a fundamental size hierarchy of natural stratification of
biological systems, which hierarchy of stratification is quite useful when it
comes to the systematic comparison of different systems upon different levels.
Systems are stratified on the basis of relative size and scale.
1. Microscopic systems & molecular subsystems--cellular &
subcellular systems
2. Metascopic systems & microscopic subsystems--organismic systems
& cellular subsystems
3. Macroscopic systems & macroscopic subsystems--superoganic systems
& organismic subsystems.
In general, these incorporate three levels of living systems that can be
roughly called the suborganic, the organic and the superorganic levels of
integration. Furthermore, we must also take into account in a systematic way
the inorganic substrate and superstrate of organic systems. In this regard we
view normally biological systems as existing in an intermediate level between
an inorganic substrate and a inorganic superstrate. Variability of
substrate/superstrate is the source of much variability of pattern in living
systems. Within the substrate and superstrate structure, there are natural
divisions of classification that are very basic to the comparative
identification of different living systems. One of the most basic divisions is
between water-based and land-based systems, for instance.
Implied in this hierarchy of size and scale are several other
considerations. First and foremost, higher order systems subsume and
incorporate lower order subsystems, and hence represent more complex patterns
for living systems. Lower order subsystems are more basic and were
evolutionary precursors to the development of higher order systems.
Within each of the basic levels of systems, we can designate three sets of
sublevels, small, medium and large, for a total system of 9 sets of
sublevels--lower order systems arise independently in evolutionary terms, and
become incorporated into higher order systems as a result of evolutionary
development. We can see this process clearly in the rise of genetic trait
anomalies that confer adaptive superiority to an individual leading to
reproductive success-the result is the incorporation of the trait into a new
population, and, in time, a new species.
Adaptation refers to fitness profiles of an organism, and by extension, of
a population, to a complex range of environmental factors that affect its
chances for survival and reproductive success. These fitness or adaptive
profiles are also defined environmentally in terms of the eco-trophic niche or
multidimensional space occupied existentially and functionally by the
organism. Fitness tends to be niche specific, and it is like fitting a round
peg to a round hole of the right dimensions. Of course fitness-niche relations
are complex and multi-factorial. There may be critical factors that affect the
profile, but the profile represents a suite of interacting traits and
adjustments that represent a complex genetic equilibrium that has been
established by the organism in relation to its environment.
Within each of the basic levels of systems, we can designate three sets of
sublevels, small, medium and large, for a total system of 9 sets of
sublevels--lower order systems arise independently in evolutionary terms, and
become incorporated into higher order systems as a result of evolutionary
development. We can see this process clearly in the rise of genetic trait
anomalies that confer adaptive superiority to an individual leading to
reproductive success-the result is the incorporation of the trait into a new
population, and, in time, a new species. Exceptions to this rule can and do
occur, but the likelihood is not great. In general, we can say some of the
following:
1. Similar species or related conspecifics that occupy different ecotrophic
niche profiles tend in the long run to diverge.
2. Different species that occupy similar ecotrophic niche profiles tend in
the long run to converge.
3. As ecological equilibrium develops coevolutionarily in a system it can
be expected that trait complexes will exhibit in general a form of
functional-formal streamlining that leads to the best or most optimum solution
to a general eco-trophic niche.
4. Convergence of different kinds of species along similar trait-complex or
configurations can be an expected outcome of this kind of evolutionary
streamlining. Divergence of similar kinds of species is an expected outcome of
niche-divesification related to dispersion, differential selection and natural
trait variation
Species that are well adapted to a particular eco-trophic profile or range,
tend to become in time evolutionarily streamlined in terms of the functional
morphology. This streamlining is a multi-trait profile, or complex of traits
affecting the total adaptability of a population to a specific ranges of
environments. Streamlining emerges slowly and only within broad parameters
defined by the genetic adaptive profile within the eco-trophic niche.
Streamlining can only proceed down certain evolutionary pathways.
Biocybernetics
We can understand that life on earth has always had a minimal degree of
integration. We can perhaps understand this sense of complex integration best
if we consider that life is a natural form of intelligence, expressed through
genetic transmission and mutation, that leads to trait-modification in the
face of selective pressures of the environment. In a sense, life is like a
form of genetic algorythm, that is exploring stochastically a broad
search-solution space many different combinations, seeing each time round what
works and doesn't work. But unlike most genetic algorythms, the outcomes of
any possible combination in real life organisms are influenced dramatically by
the organisms that are directly and indirectly connected to the organism, and
this occurs on a dynamic and epigenetic landscape that is in continuous flux
and has little long-term stability of pattern. There is critical feedback in
such systems from other organisms, responses to responses, that reverberate
throughout the structure of such a field of relations. The net result over the
many millennia has been a very broad plethora of different life-forms and
different evolutionary regimes on earth, and the emergence of many different,
highly elaborated trait configurations. In other words, there have been many
different interesting solutions to the basic problems and challenges to
Life--these solutions all represent viable alternative design templates in
response to life's basic biological imperative. In other words they represent
forms of implicit, achieved natural intelligence, achieved by design, that
solves certain basic and derivative problem sets in life.
Evolutionary streamlining and convergent evolution are clear examples of
the natural self-organizing intelligence of living systems that are capable of
"solving" complex natural patterns through continuous trait complex
modification. This form of intelligence is essentially blind and stochastic,
unlike what we normally think of as intelligence, but the ability to solve
complex problems by simplifying the "information bottleneck"
implicit to such problems is a basic definition of intelligent systems of any
kind.
The development of the Animalian brain was not merely a fortuitous outcome
of playing evolutionary blind-man's bluff. As a possibility, its eventual
emergence as a critical organ in the problem of the integration of life was
perhaps inevitable, at least eventually. The basis of natural brain function
is the sensory recognition and processing of critical environmental
information, particularly to light, smells, sounds, touch, and taste, that
allowed an organism to coordinate its complex biobehavioral response
patterning. The second foundation of natural brain function is the motor
coordination of behavioral and organiismic response of an organism--a brain
brings the diverse functions of all different subsystems of an organism
"under one roof" so to speak, and is necessary for the coordination
of all these functions in a manner achieving the basic biological imperative.
That the animalian brain would also emerge in time in larger and more
complexly organized structures must also be seen as a natural biological
consequence of continuous trait selection. In almost every instance,
everything else being equal, a larger brain structure would have almost by
definition conferred an adaptive advantage over one that is less well
developed, as it would have permitted the organism a more sophisticated and
unpredictable pattern of response.
The challenge of biocybernetics is therefore not as much a matter of
defining intelligent informational patterning in all living systems, as it is
the challenge of explaining the rise and patterning of natural intelligence in
such systems, that permitted greater levels of integration, coordination and
stratification between systems and subsystems to be achieved than otherwise.
This challenge extends to the issues of complex communication systems that
arise biologically and that are expressed in social organization and
interaction of living systems. We may find communication systems inherent to
the behavioral and social organization of most species of the kingdom
Animalia. Communication of species of kingdom Plantae or the other Kingdoms
would be more difficult to establish except in a rudimentary form, for
example, of the coloration and smells of angiosperm flowers that attract
pollinators. Communication establishes patterns at a phenotypical level of
social organization that is not directly mediated by genetic trait
configuration, although it may be said that most such systems are strictly
regulated and constrained by instincts.
The natural biological brain, whether it takes a primitive form of an
earthworm, or the complex form of a primate brain, permitted a level of
adaptive response and flexibility of such systems that would not have
otherwise been achieved, and it allowed for the organism to exist in a world
that, though perhaps enclosed, was not perhaps totally dark.
It is evident that a dog brain is close enough in basic structures to the
human brain as to permit a fundamental level of communication and cooperation
to occur between dogs and humans that would otherwise be impossible. All the
rudimentary structures that underlie human brains are in place in the dogs,
from simple mechanical conditioning to dreams, basic emotional
responses,simple problem solving, long-term memory functions, to even a form
of pre-symbolic thinking. Without these structures being in place and shared
by both dog and human, there would be no basis for interspecific communication
and cooperative relation between the two species.
Biosis
Biosis concerns the evolutionary patterning of living systems through time
and across space in a coordinated manner, and it concerns the question of the
stadial developmental cycles that living systems proceed through from their
beginning until their eventual demise. In general, it concerns the
life-history patterns of individual organisms, populations and species,
involving reproduction, growth, and eventual demise.
It can be said that most species that emerge from population dynamics are
evolutionary failures. They represent unique natural experiments of life in
complex genetic adaptations of populations to dynamic environmental contexts.
In call cases, it can be said that the individual organism, of whatever
type, represents a basic biological experiment. It is a unique combination of
genetic traits within a unique evolutionary and ecosystem context, exactly
unlike any other related organism. Organisms come and go, and must invitably
die. Their success is to be defined by the succession of generations
forthcoming from that organism.
Biotics
In general, the concept of biotics is complementary to the idea of
biosis--biotics automatically engages the complex patterns of interaction
between organisms, species and larger systems, and concerns the rise of
complex biological systems formation in a systematic manner.
No individual biological system can be considered in ecological or
evolutionary vacuum, in isolation from other biotic forms that cooccur and
coevolve in relation to that system. An eco-evolutionary regime is defined as
a global-regional system that is dominated by a basic eco-trophic profile
constituted by particular orders or phyla to the exclusion of other possible
orders or phyla.
This forms the basic global ecological system of life on earth that remains
with us until today. Individual species and phyla have come and gone in great
numbers, but the basic functional categories and Kingdoms remain as true today
as they were when they first developed sometime before the Cambrian explosion.
This structure is to be seen not just as a static pyramid of relations, but
as a dynamic interaction between levels in a complex system of cause, effect
and subsequent cycles of response.
Changes in the bio-geophysical substrate result in major reverberatory
changes and shifts in the entire global ecological substrate, resulting in a
the fall and rise of a new eco-evolutionary regime. Such changes are generally
density independent types of influences upon populations and ecosystems.
The basis for evolutionary speciation of new populations occurs as the
result of basic shifts in ecosystem profiles of trophic-niche adaptations--ie.
in ecosystemic changes that lead to new derivative patterns of interspecific
relation.
Eco-trophic niche profiles define the unique combination of defining
features for each organisms and for each member of a species. These profiles
are complex matrices containing as many variables as can be found to occur. In
such a way, individuals within species or across species can be compared by
common traits or differences in values therein. Eco-trophic niche profile is
an important method for the systematic comparison of trait patterns between
individuals and populations. In general, the eco-trophic niche profile of a
population can be taken to be the sum of the total range of eco-trophic niche
profiles for each of the members, divided by the average for the entire group.
In this model, I contrast genetic traits with what I have called
eco-trophic niche profiles, that latter being a systematic means of accounting
for the full range of variables and limits of adaptation for an individual,
population or community system. Polytrophic niche profile is also contrasted
with the other two dimensions, suggesting that for many species, niches are
only partially occupied, and they may in fact functionally inhabit or overlap
several niches together.
In such a manner, matrix paradigms of polytrophic systems can be developed
within which the relationships between individuals and types are implicit to
the dimensional categories of the profiles themselves. Polytrophic systems can
be taken as a measure of the achieved heterogeneity of the system.
The eco-evolutionary potential of any epoch can be determined by the
absolute biomass that can be developed and sustained by the global substrate.
The larger the basic biomass of the entire system, the more elaborated and
heterogenous the resulting eco-trophic superstructures that can be built upon
it.
We can more or less ascertain the evolutionary history of life on earth by
the divergence and branching development of the so-called tree of life. This
involved the emergence of all the relevant biological phyla, taxa, orders and
suborders as they have occurred. Though species and entire genera may come and
go with relatively rapid succession, the more basic orders remain relative
stable and steadfast through the ages.
Evolutionary developments tend to proceed more rapidly at the apex and top
of the pyramidal structures than at the base, which appear to be more stable
in pattern. As new pyramids arise, new patterns and evolutionary pathways are
being explored by living forms. Interrelationships between different
eco-trophic pyramids develop in time upon multiple levels, further enmeshing
the basic global system in regional and more local subsystems. Within these
subsystems differential patterns of development occur that tend to influence
related structures in indirect ways.
Biochronics
Ecosystems that develop gradually a complex equilibrium at relatively high
population densities and high indices of biodiversity, exhibit a intrinsic
"clockwork" in the system as a whole that serves as a factor driving
the adaptation and selection of the individual organisms of that system. In a
"hot" system that is operating on high metabolic rates, the energy
budgets may be quite small in fact, requiring rapid turn over and replacement.
Such a system is bound to drive all the organisms within its framework towards
more rapid metabolic rates, etc.
This kind of phenomena I call eco-evolutionary clockwork, and once set in
motion in a minimally integrated eco-system, it gradually grows, assuming an
increasing degree of influence over the behavior of the system as a whole and
of the constituent organisms of the system. Organisms within such a clockwork
are constrained in ways by external factors that they may not otherwise be
constrained in. The notion of eco-evolutionary clockwork brings us back to the
notion of interharmonic, periodic oscillator mechanisms that drive
coevolutionary development of complex eco-systems.
There occurs basic and long-term periodicities in the basic structural
patterning of the global ecosystem that has lead to a series of major
succession events. These succession events can be defined by the collapse of
the dominant global ecotrophic profile of one age, defined by dominant forms
at eachof the levels of the ecotrophic pyramid. Such a collapse would have
been globally catastrophic, but at the same time would set the stage for a new
epoch and round of renewed evolutionary development and re-release.
Succession is a clear and classic example of the functioning of an
eco-evolutionary clock--if we know the types of species involved and other
factors, we can guess the timing and rank order of a succession series in a
given system. It is clear that species have their timing--they get old as a
species, accumulating genetic "load" as well as a complex kind of
adaptive equilibrium. We might say that ecosystems, to the extent that they
are partially, corporate entities, have a typical series of stages that they
may go through. The clockwork hypothesis is an inherent aspect of living
systems as natural thermodynamic systems--the trick is that the systems
fundamentally change over time by a kind of punctuated equilibrium that leads
to a reorganization of the system into a completely new kind. Either systems
at multiple levels achieve this kind of gradual but periodic transformation,
or they will eventually pass into extinction.
The basic model I seek to employ regarding biochronics is a basic model of
an interharmonic periodic oscillatory mechanism. This model concerns generally
biological interactions at all levels. Models of cyclical process that reflect
the fundamental and general realities of evolutionary development can be
built. The model I propose is that of a periodic oscillator. Any energy system
that is bound to a stable state of equilibrium, such as a fully saturated
ecosystem in a range of fairly stable environmental parameters, by some
"restoring" or self-regulating force, which I take to be mechanisms
of social selection based on reproductive competition, will upon disturbance
from its equilibrium position, "resonate" at a frequency established
by the reproductive rates and death rates of the populations involved.
Achieved relative equilibrium of any population is a measure of its
"evolutionary inertia."
This oscillation tends to be driven periodically by a complex set of
external forces that impinge upon the system in expectable intervals derived
from the oscillation patterns of neighboring ecosystems.
In general, increasing competition between forms of life tend to lead to a
pattern of exclusion, such that other kinds of relational values are excluded
between such life forms. We can say that in general, as things tend toward
relative K, things also tend toward increasing competition. In the extreme
form of competition, total exclusion results in either extinction or
marginalization.
Relational interactions that do not reflect direct competition, can be
considered inherently and indirectly competitive, but are to be seen as
efforts to maintain relative equilibrium in conditions that would otherwise
result in disequilibrium or exclusion.
Thus complex social organization and patterns of counteradaptational
selection and coevolutionary interdependence arise precisely in conditions
where potential competition can be expected to otherwise intensify. There
would be no need for social organization or for complex patterns of
interdependency to arise in conditions where there is no competition as a
result of saturation and relative K-states.
Thus it can be seen that competition constitutes a basic mechanism
governing and leading to trait-displacement in natural selection and patterns
of speciation.
Social interactions between and within groups in ecosystems tend towards
increasing complexity and are difficult to generally model in realistic terms.
Nevertheless, it is evident that most forms of interaction can be at least
partially depicted through competition, which illustrates a basic principle.
Given any two (or more) organisms (or groups) in a finite resource system, a
basic density-dependent relationship is inherently established, such that
increasing growth will result in competitive constraints operating between all
coexisting populations. Complex patterns of symbiotic mutualism and social
interaction are derivative consequences of these basic constraints. While this
model describes mutual coexistence and the rise and declines of populations
about some hypothesized state of optimal equilibrium, they do not describe the
resulting patterns of social selection that can be expected from them.
Before proceeding, I will state that in general:
Exclusive fitness and direct social competition are positively correlated
with density-dependency and relative saturation within a system.
With increasing saturation of any system, it can be expected that social
selection will manifest itself in increased rates of premature
(nonreproductive) death and dampened actual instantaneous rates of birth.
In highly saturated, competitive environments, some species will increase
at the expense of others that will face either extinction or marginalization.
Any system must eventually become unstable if some species cannot be
displaced by exclusion from the system, or the system cannot achieve a higher
threshold of equilibrium.
Unstable systems will result in relative innate competition that is density
independent in its function, returning the entire system through increased
death rates to a lower level of saturation. We may say that a form of
nondifferential negative selection sets into the system.
This suggests that there is an inherent long-term instability of all
ecosystems that will tend eventually towards disequilibrium in spite of
relative states of achieved mutual equilibrium between members of the system.
*****
We will go back to our basic formulas, and demonstrate that any
presuppositions of density-dependence results in two-way interactions between
any two organisms, groups, populations or species. The following kind of
"interdependency" paradigm hold generally true for any kind of
social interaction we may wish to represent in time or place:
|
A + B |
B gains + 1 |
B neutral 0 |
B loses -1 |
|
A gains +1 |
Both gain |
B 0, A + 1 |
B-1, A+ 1 |
|
A neutral 0 |
B+ 1, A 0 |
B 0 , A 0 |
B -1, A 0 |
|
A loses - 1 |
B+ 1, A-1 |
B 0, A -1 |
Both lose |
I will call this framework a discrimination table of basic
interdependencies. We may hypothesize that any interaction, or any predictable
set of similar interactions, between any set of individuals, groups or
populations, regardless of the specificity or inequality of the compared
terms, can be placed in one of the sets of squares, and in one square only.
The same interaction cannot be placed in two different squares at the same
time. Thus, the absolute value of the table as a whole will be equal to total
number of finite interactions or relationships recordable, within a given area
over a given period of time. This might be called the functional density of an
area that would be a measure of the relative density-dependency of that area
as well as of the relative saturation of the area and indirectly a measure of
species diversity and heterogeneity.
We would of course add cells to the table in a third dimension if we which
to specify relations occurring between three or more compared terms and can be
represented on an enlarged squared table. The range of possible interactions
can be specified for any number of terms, as well as the degrees of freedom.
This table is called a table of interdepedencies because it presumes a
basic principle of density-interdependence operating between any two or more
organisms, groups, etc., within any finite system.
Several conditions hold in this representation:
1. It is the natural imperative of each represented group to maximize its
share of resources within an ecosystem. (innate competitiveness hypothesis)
2. Each represented group will strive to minimize its loses within the
ecosystem.
3. In the growth of such systems, it can be expected that eventually the
gain of some will come at the expense of others.
4. Direct competition should emerge as the result of increasing densities
of populations and net saturation of the system.
The center value where interactions are "mutually neutral" would
in an absolute sense be nonexistent or incorrect, if we assume a basic
assumption of innate competition. But in a relative sense it is very possible
to describe the mutual coexistence of different life forms that have no direct
consequence upon one another. Innate competition is probably under most
circumstances a residual and negligible factor in fitness and selection
patterns, unless a case can be made for total supersaturation of the area in
question. At the stage where innate competition would become a factor, it can
be assumed that it becomes indirectly a density-independent factor, as it
would probably affect all organisms in the system in the same proportionate
degree. There are many contexts in which different species are not only
mutually tolerant of one another, but actually indirectly codependent upon one
another.
We can say therefore that relationships tend to move away from the center
of neutrality in one or another direction. We can say that maximum ideal
equilibrium would be achieved in the upper left-hand corner of the table, and
maximum disequilibrium in the lower right-hand corner. It will be demonstrated
that probably both states are never achievable, and therefore most social
relationships range between the two extremes.
Biospherics
We must adopt a global framework of understanding the basic underpinings of
the biosphere as a single integrated web of life that has long been adapted to
earth, such that in time, it has come to influence and shape the geophysical
aspects of the earth's surface and atmosphere. That sphere was biologically
integrated from the beginning, and has undergone many periods of modification
and subsequent development.
The point of departure for an approach in coevolutionary ecosystems is
positing of a basic and grand level of ecological integration of all life
forms as a single global ecosystem, of which all other ecosystems are a part
and a subsystem of the larger framework and can only be understood within its
historical-evolutionary niche. The following kind of paradigm is applied. In
time, living systems influence their environments in basic ways, creating
conditions that are suitable for survival and genetic stability. They tend
towards establishment of a basic equilibrium of adaptation along key limiting
factors.
All living systems, as a single comprehensive system, exhibit some minimal
degree of integration within a bio-geophysical context that is ultimately
global in size and scope. The global ecosystem defines a level of evolutionary
interaction and ecosystem integration of all subsystem in fundamental and
basic ways. The relationships expressed in the previous diagram between
different kingdoms of life can be said to be manifest in any ecosystem that we
define on earth--they constitute the biospheric substrate of the integration
for all living systems on earth.The global system constitutes a substrate upon
which multiple and numerous eco-trophic pyramids are evolutionarily
constructed.
Within these different ecotrophic structures unique historical and
evolutionary specific relations emerge and occur. All areally or temporally
definable ecosystems are in essence subsystems of this larger global system,
and represent the emergence of convergent/divergent pathways of evolutionary
exploration and elaboration.
One model we may speculate upon in relation to general global biospherics
is the hypothesis of long-term Carbon-Oxygen oscillation cycles. In general,
the model predicts that carbon-dioxide levels will accumulate in contexts in
which large respiratory biomass arises in conjunction with large instances of
carbon sequestration through natural processes. In such a model, relative CO2
levels fall, and oxygen levels rise. The result is a general cooling trend
that leads to a collapse of a biotic ecosystem. Once such a system collapses,
a new system will arise in which CO2 is gradually released back
into the environment in a new cycle, with a general warming trend that will
lead to increasing plant productivity and a greenhouse effect. The result of
this effect will be greater precipitation and rising sea water levels. A point
will be reached in such a system when animal and respiratory biomass will
gradually begin increasing. For this model to hold, it makes sense that
relative levels of plant to animal tissues must gradually shift, plant growth
presaging an explosion of animal growth by a significant time lag. Massive
extinction of animal tissue will result in a limit of respiration, and the
groundwork for a new oscillation period.
Biocosmics
The cosmic seeding hypothesis suggests that basic organic molecules,
waters, and even possible DNA may exist within the matrices of meterorites or
asteroids, though how such material got there in the first place is difficult
to answer. It suggests that the basic components for biogenesis may be spread
throughout the universe by the collision of these bodies with different
planets, depositing materials in conditions where they may take hold. It seems
that the direct seeding of life in this way is highly unlikely and the
explanation is rather fortuitous. It is likely that any useful material might
be vaporized in its impact with its target planet. On the other hand, there is
a residual possibility that basic prerequisites for life, water perhaps, may
be thus deposited, and may contribute to a pre-biological seeding that fosters
conditions leading to biogenesis.
Consideration of a cosmic seeding hypothesis is far fetched, but the notion
of alternative biological systems springing stochastically into being
somewhere in the vast reaches of outer space is not beyond plausibility.
Indeed it is most likely that such systems have developed and may be even
contemporaneous with our own, even though they might also be essentially out
of reach.
Biological systems theory comprehends both evolutionary and ecological
theory in almost equal measure, though evolutionary theory is as yet the most
comprehensive theoretical construct yet produced by science. Ecological theory
does not necessary follow evolutionary theory in any strict sense, and it
appears as if neither takes precedence over the other in a full consideration
of living systems as functional paradigms. It is apparent that as successful
as evolutionary theory has been, it yet does not comprehend all fundamental
aspects of living systems, and therefore it is as yet incomplete in its
accounting for natural biological patterning as this occurs on earth, or may
yet be found to occur in remoter regions of the universe. And therein lies the
key to unlocking the mystery of such systems--given the right concatenation of
events and conditions, biological systems can be expected to arise as a
spontaneous result. Such systems cannot all be expected to share the same
basic DNA structures--some living systems in the cosmos might have very
different kinds of transmission structures and associated molecular processes,
but on basic levels of adaptation, selection and evolution, they can be
expected to share similar structural patterns and similar kinds of outcomes.
I have therefore sought to weave biological systems theory in terms of a
set of key perspectives that encompass both evolution and ecology as well as a
number of other basic questions concerning such systems as they occur on
earth. These questions are listed below and concern the issues of biogenesis,
or the origins of living systems, the issues of biophysics, or the energy
exchange mechanisms of living systems as complex natural machines that are
self sustaining and self reproducing, and biocybernetics, or the natural forms
of informational and intelligent patterning underlying living systems.
Thus it is clear that evolution by itself cannot account for all important
processes that concern life forms on earth, and that from the very beginning
of life on earth presented a number of dimensions and challenges in the
struggle for survival that life was successfully able to overcome. From the
beginning, such systems occupied complex ecological habitats and therefore
constituted complex ecological machines that were in part structured by the
life forms that inhabited the environments. Evolution was itself influenced in
critical ways by these patterns of adaptation to the environment that was
forever dynamic and changing, often in fundamentally random ways. In other
words, it is nowhere clear to me even that from the very beginning ecology did
not play as significant a role in shaping life as did evolution.
There is an implicit presupposition that alternative life forms have to be
somehow like ourselves, or at least intelligent on some level. It seems likely
that the odds for finding some form of living systems, no matter how
rudimentary or primitive, are far greater than the likelihood of encountering
living forms that gave rise to technological civilizations.
On the other hand, it is probably also most likely that if such alternative
extraterrestrial forms of life do exist, and that almost certainly do, then we
will probably encounter intelligent forms capable of searching for us, and
broadcasting their own signals into space, than we will find primitive forms
hidden on some distant star system.
If we encounter such forms, we are unlikely to know what they may resemble.
Will they be carbon based, and respire with oxygen, and use photosynthesis for
the production of sugars, and will they have DNA structures comparable to our
own, or is it possible that they may be of a completely different biochemical
design, breathing nitrogen and respiring chloroxides. They may not speciate in
the way that we understand this process to occur. We are not likely to know
much about the alternative possibilities about biological systems unless we
encounter alternative life forms, or we are eventually capable of synthesizing
such life forms in a laboratory experiment.
Similarly the encounter with intelligent lifeforms from another planet in
the universe is likely to be even more revolutionary than merely the discovery
of life on another planet, as it will lead to a fundamental reconceptioning of
our own selves and sense of intelligence in the world, and it will result in a
totally new form of parallax to the universe that will revolutionize all of
our sciences and will also provide us an entirely new foundation for
alternative technological systems. Our sense of anthropological relativity
will be broken, with both positive and negative consequences. The positive
consequences will be that we can then see our own knowledge and reality from a
non-human point of view, with equal or superior sophistication than we
ourselves seem capable. At the same time, it is liable to destory our illusion
of ourselves as masters of life, and as something unique and special in the
universe.
Human Systems Theory
Symbolic Mediation and the Anthropological Construction of
Reality
Human systems theory has as its point of departure the understanding of the
role of culture and cultural symbolization in human adaptation and social
patterning. There are key psychological, linguistic, sociological and
biological components of this theory that are important to consider and must
be taken clearly into account in any general formulation of the problem. At
the same time, human systems theory deals with a level of comprehensivity and
complexity, directly concerned with the anthropological relativity of
knowledge systems, that makes a sense of paradigmatic consensus and unity
impossible. There are tremendous political and ideological investments in
certain kinds of theories and orientations regarding human reality and social
organization. These commitments are an historical product and a conservative
force of resistance to all types of changes, upon many different levels,
whether they are obvious or not, masked or made evident in people's daily
lives.
Human systems theory begins with an understanding of the basic components
that constitute human systems as natural patterns, as a force that was
constituted by nature, and that remains, as far as we know now, unique in the
universe. It also entails that we cleve to a central unifying principle in
understanding the patterning and structure of human systems. This central
principle is that all human systems are by definition and by design, symbolic
systems first and foremost. There is always to be found a main component of
human symbolization in all things people do and are, however material or
otherwise they may seem. The symbolic realissum of human experience situates
the objective reality of being human squarely in the domain of the
anthropological relativity of knowledge in general. We are because we
think--we know because we are, and as long as we are alive we cannot ecape the
dilemma of knowing and being at the same time. This dilemma is the attempt to
objectify in scientific terms that which remains on some intrinsic level
inherently subjective--rather as it has been aptly put, of trying to get
outside of the car we ourselves are riding in.
Field methods in the human sciences demonstrate unequivocally that the only
means of gaining this kind of objective parallax is to study other people, and
to study ourselves as if we were other people, or by means of other people.
This is known as a comparative approach and yet it is not without its own
shortcomings and inherent weaknesses, as we risk the possibility of a
non-reflexive view of others in the world, not as if they were people like
ourselves, but merely as objects that have no greater than material
significance.
The basis for understanding human systems theory as unique and separate
from other kinds of natural systems resides in the patterning of human
response in adaptation to the environment in general, and in the human being's
evolved dependency upon and pervasive use of symbolic mediation to achieve
this form of adaptation. Critics of a symbolic approach would be quick to
point out that such an conclusion leaves out the role of human tool use and
tool construction methods in accounting for human adaptation. A symbolic
perspective does not preclude the possibility of tool use, but in essence
embraces it, and even implicitly mandates it. Tools, in their functional
general application to a range of problems and scenarios, would be essentially
the first sets of symbols that humans ever created for themselves. Tool use
and function describe exactly complex processes that are fundamentally
symbolic in pattern and structure. Tools as such are "symbolic
devices" that work because the logic that stands behind them, however
crude or rudimentary, is infallible.
In this consideration of the symbolic function of tools, we must see the
technological function of symbolic cognition being articulated at the same
time. Tool industry and technology define clearly and concisely the function
of symbolism in the life of hominids in direct terms that mediated survival
and adapation to an increasing range of environmental niches. The tool also
traces, as with other extant primate groups today, the early transitions to
culture of these groupings, in which technologies were learned, adapted and
taught to successive generations. Tools were the first items of material
culture to be consistently made, used and transported by hominids. Tools also
functioned symbolically as markers of identity and relation in complex natural
and shifting social environments, and undoubtedly many a primitive cobble tool
bore the distinctive imprint of their maker. Tools also came to be infused
with power in a manner in which inanimate material objects of the general
environment could be invested with supernatural properties or activities.
The theory of the symbolic mediation of human culture in the struggle for
survival gains significance when it is realized that the process of making and
using tools describes a form of fundamental symbolic interaction with the
environment, in which relations with the outside world are critically mediated
by a special object that takes on special meanings and powers.
I imagine that there probably existed a long dreamy period of huminid
cultural development that could have been identified as
"presymbolic" in pattern and structure, and which anticipated and
set the stage for the subsequent emergence of a full blown material culture
indicative of a keen and fully symbolic orientation towards the world. The key
aspect of a presymbolic frame of mind anticipating the advent of full hominid
patterns seem to me the general lack of specialization and stratification of
function of symbols, hence their lack of elaboration on any level beyond the
most basic types. The world and worldview of the presymbolic hominid, (and
probably other contemporaneous primates) is that it was a generalist model
tied in a very direct and concrete manner to the things that it represented
and stood for. Things fit into basic categories, and I believe there was
little differentiation between the symbol itself, and the thing that the
symbol stood for--they were one and the same. The bow and arrow became a
mechanical part of the animal it sought when it met this animal in both aim
and final destination. If there was duality of patterning of such symbolic
precursors, then this function was limited mostly to the most immediate and
concrete contexts in which it occurred.
All other aspects of the emergence of fully human systems are not
unimportant to consider, but the concept of the symbolic use of tools is of
central importance to the rise of the human brain, the associated
characteristics of bipedality that freed hands for other functions, etc. All
other significant traits, for instance year long sexual receptivity, long
post-partum periods of infant dependency, etc, can be explained in terms of
this central complex and its emergence.
Though human's have accomplished something evolutionarily in a manner that
was unparalleled in the natural history of the earth, it remains the case that
these same humans are every bit as biological a species as any other, and are
therefore subject in basic ways to the same kind of constraints by selective
factors as any other species, except where and how the new use of tools
provided them with an adaptive and selective advantage, which it most
certainly did.
One of the most basic aspects of human nature that I believe has yet to be
sufficiently explained is our predilection for violence. I will not say it is
more innate than it may be acquired and especially shaped by learning, but I
will say we cannot ultimately separate these issues. It is clear as nothing
else that human history has been marked by one of almost continuous violence
wherever human's are found. If it is not innate, neither are any inborn taboos
against such violence biologically preprogrammed.
Related to this aspect of human nature I would also include a
predisposition for social hiearchy and status competition, or what might be
called Homo hierarchicus, as well as an apparently innate predisposition for
sexual promiscuousness and exaggerated forms of sexual expression. It is not
my intention to weave elaborated K. Lorenz type hypothesis about the naked
ape, as I think the essential issue about human nature is one that runs much
deeper than these kinds of superficial models about human instinct and
aggression.
The point of departure in my theory is that at some point in hominid
evolution, human's became sufficiently successful, and hence sufficiently
numerous, as to be distributed and dispersed through very broad ranges of the
earth's biotic niches. At some point, intraspecific competition came to weigh
more heavily than interspecific competition with other kinds of creatures. It
is not clear when this point emerged, but it was well before our earliest
points of known history. Such interspecific competition was marked by a
principal characteristic of competitive exclusion, niche invasion and
social-sexual dispersion of surplus people. People were not necessarily in a
state of chronic warfare with other groups, so much as they were on the
constant lookout for unknown trespassers and would be invaders of their own
home ranges and territories.
Another way of stating this is to see that in the rise of human populations
that were marked clearly by tool bearing culture, competition quickly swung
away from interspecific predator-prey kinds of relations, towards one of
intraspecific inter-group competition over increasingly scarce and valuable
resources.
That humans must have been long territorial is evident even today in the
demarcation of national boundaries. Human could as easily enter into a
cooperative relationship with strangers as much as a competitive relationship,
and hence such relations would always be marked by an inherent tension of
uncertainty of outcomes.
Humans did develop early patterns of primitive warfare alongside of early
patterns of primitive trade and exchange--territorial privileges, belongings
and persons could be as easily appropriated by violence as by reciprocity
under the appropriate circumstances.
Driving subsequent patterns of human social development therefore I take to
be a pattern of human intraspecific or subspecific social competition that
usually involved small groups or extended groupings in competition with other
groupings over scarce and limited resources or access to such resources. This
constitutes the second aspect of my theory of human systems, the social
competition hypothesis, which states that humans as social animals in groups
tend in the long run towards competitive social relationships with other
alternative groupings. Such competition would tend to break down even
relatively small groupings, except that contravening symbolic mechanisms
become instituted that channel aggression ritually into some cooperative
endeavor. The challenge of very large and complex states, as is evident in
advanced modern nation states, is how to maintain a domestic environment that
permits some level of such intragroup competition to occur, but which
precludes and prevents the outbreak of violence between people which is
frequent and expectable in any such system.
The basic social competition hypothesis can be stated by the main points
below:
1. Human biology is comparable to other forms of biology, and involve key
issues of adaptation and reproductive success.
2. These drives come to express themselves in terms of feeding and breeding
patterns within a society.
3. These patterns become transformed fundamentally through basic, innate
mechanisms of human symbolization that are culturally defined &
constrained, such that no pure example of natural human evolutionary drives
not symbollically transformed by the society that they occur within.
4. Human societies have achieved evolutionary success in basic ways
promoting their survival and reproduction, such that human social
interrelationships tend to occur in fully saturated systems. Populations tend
toward an endemic equilibrium.
5. Therefore, social competition can be said to characterize most social
interactions in a manner that is symbolically organized and expressed, taking
on patterns of adaptive fitness homologous to evolutionary patterns.
6. Patterns of social organization and relation that are competitive has
the character of being innate and natural, but this is due to the symbolic
appropriation of innate drives and to their symbolic internalization as if
natural.
7. Human beings are therefore socially prone to behave in manners
symbolically justified as being natural but no necessarily connected to the
actual circumstances of adaptive survival and reproductive success. This is
referred to as cultural-symbolic displacement.
8. While most animals are biologically preprogramed to behave in certain
ways, the symbolic transformation of human biological drives and mechanisms of
their social expression provide us with a choice. We have the quality of
"world openness."
9. So powerful are our drives towards competition and their symbolic
appropriation, that we will choose by habit and default to behave in ways that
seem most naturalized to our own disposition. We seek the maximization of our
own symbolic sense of social fintess and social selection in the world.
10. Human beings as social animals are therefore prone to repeat certain
patterns of competitive behavior that emphasize exclusive fitness at most
levels of society and that lead logically to competitive exclusion, conflict
and violence.
By invoking principles of social competition and its symbolic mediation in
group interests, I do not thereby mean to undermine the importance of an ideal
for human equality and peace on earth. This is just the point, as ideals they
are worthy of people to aspire to, but they are as often as not empty ideals
in the face of human suffering at the expense of others and of human hiearchy.
Put into a composite form, the theory in general states that human's have
come to symbolically rely upon cultural artifacts for the material
manipulation and mediation of their environments in an adaptive manner, and
this has conferred a measure of selective success upon the human species as a
whole that has resulted in a heavy density-dependent pattern of K-type
selection and leading to exaggerated forms of social competition between
people of all kinds and at all levels. The same symbolic mechanisms allowing
for this to occur, also provides the basic vehicle for its secondary
manipulation and management in situations where group solidarity and identity
take preeminence over the advancement of the selfish interests of individuals.
In a competitive environment, individual interests must be subordinated to the
needs of the group, as the individual would not survive long outside of the
bounds of such a group. If discovered, a lost or banished soul would either be
adopted or quickly dispatched to the other world.
It is my contention that these same dynamics that drove groups 1.5 million
years ago are still driving the most modern nation states of the world today.
What has changed has been the symbolic context of the technologies and
secondary institutions of cultural elaboration involved, but not the basic
human drives and capacities of people to compete and do violence to one
another upon one level or another. Human's are naturally aggressive
creatures--this is just not a trait learned in a culture, though cultural
patterning certainly does shape these aggressive tendencies to many different
purposes.
Another way of putting this argument is to say that humans have evolved
with big brains to become culture creators--they capacity to create culture in
a productive manner also confers upon them great destructive tendencies, as
whatever that can be created, can also be destroyed.
Cultural patterning is the inevitable result of the symbolic organization
of the human brain that is tied to the articulation of material artifacts like
tools in the environment. The beginning of human systems theory is the
realization that human systems take on a cultural patterning that is confined
to certain distinctive group contexts, and this patterning is unique to the
human species. To a great extent, this cultural patterning has come to mediate
for us the processes of our adaptation and survival in natural circumstances,
thus cultural groupings that are distinct and characteristic of relatively
homogeneous populations in certain regions, takes on characteristics of
distinct species, and the processes of cultural dynamics and differentiation
that occurs and is continuous, is not unlike in form or function the processes
of evolutionary dynamics and speciation that lead to the creation of new
species from old. Cultural groupings that are unified with a single
symbological system are relatively coherent and are adaptively integrated to
certain natural environmental contexts. Unlike speciation, the traits are
culturally defined and phenotypical in expression, and the patterns of
transmission are generally borrowing and acculturative contact between
different groups, rather than genetic.
In the symbolic transformation of human nature, we must see the dual
symbolic function occurring that tends to externalize in the environment the
symbolic patterns of culture such that these assume a material and behavioral
form of expression that can then be naturalized. At the same time, these same
externalized forms can then be reinternalized to oneself or to others such
that they come to orient and influence the subjective realities of the culture
bearer, to the point of having the force of human nature. Within such a
context of dialectical symbolic feedback between external world and internal
worldview, the self as a naturalized entity, our "nature" which is
essentially unfinished business, can be projected out onto the larger world
order and there give reinforcement and positive form.
Though human cultural systems take on many of the characteristics of a
natural genetic population, and serve many of the same essential functions and
purposes in the realization of the biological imperative for survival and
reproductive success, it is important nonetheless to emphasize that the basis
for achieving adaptive equilibriation of human cultural systems is not a form
of K-selection, so much as it is achieving a degree of symbolic integration of
reality that achieves a transformaiton of genetic-based trait configurations
and their related functions toward a higher level of productivity and
problem-solving than otherwise achievable.
Cultural equilibrium of such a system depends upon achieving and
maintaining a certain level of conservative symbolic equilibrium between
internalized ideational and attitudinal constructs, on one hand, and
externalized material technologies and distributions of resources, on the
other hand. Symbol systems at the heart of this integration provide human
beings not only with templates for the organization of knowledge about the
world, but also with prescribed agendas for action in response to the world.
But symbolic transformation and integration are always incomplete and
imperfect processes, and it entails therefore that there is chronic change in
the adaptive equilibrium and profiles for different groups. There arises a
form of cultural selection between groups in the exchange and development of
ideas and symbolic forms that affects the ability of different cultural
groupings to achieve long-term success under certain environmental conditions,
especially in relation to other groupings. Cultural selection creates
differential patterns of acculturation, and has a net effect upon different
cultural groupings very similar to that experienced by natural biological
populations under the forces of natural selection. Cultural systems can suffer
loss and become extinct, or they can achieve a measure of mastery over their
environment that allows them to dominate over other groups.
Up until this point, anthropology has never sufficiently dealt well with
issues of the human heart of darkness and their capacity for extreme forms of
evil and violence in the world. And yet such a capacity is prevalent in the
fossil and historical records, and is as strong today as it was in the
beginning. Wishing it away from our lives will not make it go away--only by
better understanding it can we hope eventually to exert more complete cultural
control over it so that its outcomes do not carry the destuctive implications
that they have in the past.
*****
This theory is in direct contradistinction to the kind of socio-biological
theory as is framed by E.O. Wilson's sociobiological models and their
elaborations within anthropology. The predisposition of human violence is
probably deeply rooted in human nature, and may indeed have a number of
genetic components influencing its expression and pattern of response in life.
On the other hand, to claim a nebulous concept like "kin-fitness"
implies a dimension of human sociality that, for the most part, simply does
not exist, and this is what distinguishes us, as large brained, K-selected
social mammals, from the small-brained, r-selected social insects. If many
young men are induced into sacrificing their lives for their country, this
induction is not biologically motivated or instinctually driven. It is
symbolically mediated and manipulated, and there is usually a great deal of
violent sentiment and shows of aggression involved in its expression.
Sociobiological theories are more interesting when they concern only the
analogically and possibly intercorrelational relationships between patterns of
genetic trait distribution and cultural trait distribution, as both of these
are tightly linked through the same chain human bearers in terms of both
genetic and cultural transmission models. It is assumed that there was always
a close tracking of the transmission of genes and culture in a vertical sense,
although dispersion and human migratory patterns probably entailed that there
was a great deal of early lateral gene flow along similar channels that
promoted the exchange of ideas and artifacts between groups. There is indeed
very tight tracking of gene and cultural information in extremely conservative
groups that can sustain a separate social and group identity through many
successive generations. The gypsies of Europe and North America are an example
of this. Certain things have to be accomplished in order for this to occur.
There must be complete endogamous closure to all outside groups--this is
usually accompanied by marginal craft or trade specialization and to a
restricted educational system that is promoted in the home and that permits no
other alternation from occurring.
Even tight gene-culture coevolution models of transmission breakdown in the
face of realities of cultural transmission that occurs horizontally and
continuously through widescale networks, and which occur completely
independently of an genetic transmission processes. Any real connection
between genetic and cultural transmission is at best fortuitous and extremely
limited in scope and effect or consequence. Another way of stating this
principle is that culture, once it came into its own, arose completely
independently of genetic information of the culture bearer. Humans evolved a
capacity for symbolic culture, but once this capacity developed, culture as a
social patterning occurring in the world took off on its own independent
state-path trajectory.
But such an answer begs the question as to what exactly is human culture
and how is it important to our understanding of human systems. Culture is
foremost a function of environment and learning. Culture has certain key
characteristics that serve to define it.
In general culture can be said to be:
Learned, it is not inherited
Shared as knowledge between culture bearers
Socially articulated & transmitted
Symbolically integrated & mediated
Materially embodied and environmentally embedded.
Psychologically compulsive, transparent and constraining
It can be said furthermore that there are few if any human beings who are
born completely dispossessed of any sense of culture in their lives. There
occur very rare and exceptional cases of severe child cultural deprivation (so
called feral children) who suffer a severe case cultural deficit in their
remaining lives. These children in general are characterized by mental
retardation and psychological/behavioral disorders and the resulting inability
to fully learn the patterns of rules and knowledge required to be a competent
culture bearer in later life. In other words, the capacity for the early
childhood acquisition of the basic aspects of human culture critical to
development is deeply embedded evolutionarily in human prehistory, and
involves a series of scheduled events and patterns of environmental
reinforcement that must occur in some generalized sense of order if full human
cultural development is to occur.
Many anthropologists would see an approach to human systems theory via a
definition of culture as inherently problematic, and would prefer a more
apparently systematic approach, such as the sociobiological model presented
above, or alternative materialist orientations that likes to link the decisive
patterning of human social relations in environmental agencies that can be
controlled and manipulated. On the other hand, it is both more realistic and
necessary to incoporate a definition of symbolic culture into human systems
theory as this is what is clearly distinctive about such systems over any
others that occur in nature.
The value of such an approach is more evident when it is realized that a
symbolic approach to culture can be in fact quite empirical and systematic in
method and theory when its definition is operationalized within a symbolic
framing paradgim. Such an approach allows us to systematically compare,
analyze and evaluate symbolic behavior that is a function of response to
standardized and natural behavioral sets and settings. In other words,
symbolic behavior, as culturally conditioned and psychologically manifest, is
real and demonstrates significant comparative contrasts between different
individuals and different categories of people across different dimensions of
contrast.
The point of human symbolic mediation of worldview and reality is that once
formed, symbol systems develop their own noetic equilibrium and adaptive
ecology that affects the behavioral responses of members of the group and the
group as a whole. Such symbolisms are deposited organically in the brain and
being of the individual culture bearers, and become essentially invisible and
transparent to the culture bearers as such. Symbolisms thus culturally
embedded become "naturalized" and reified as if natural, even if
they ultimately stem from a source of social construction in human reality.
Such symbols, if vital, can take on a coercive and controlling function in the
lifeworld of individuals that come to have the force and effect of human
nature, of instinct and of all the basic implications of the basic imperative
for biological survival.
*****
The symbolic mediation of human experience entails as well that social
competition in everyday life should take on certain distinctive and
predictable symbolic dimensions, and that this is a consequence of the turning
of the purposes of symbolization to the legitimization and justification of
the world-order and social patterning that is the result of the attempt to
manage and control human social competition in the first place. The symbolic
structure of the structuration of competition takes the form of ideology that
is self-serving and self-justifying of the social order. This process also
involves the naturalization of this order as if it is innate. Social order
that is justified on the grounds of an alleged natural ordering takes on a
legitimacy and matter of factness that is difficult to refute or critique,
especially from the standpoint of a true believer.
The depth of ingrained socialization and enculturation implied by such
symbolic reinforcement entails that members of a group generally adopt a
strong sense of ethnocentric bias in relation to their group in relation to
other alternative groupings. This bias can take many forms and defines the
framework of preferences and prejudices that people adopt in relation to some
shared cultural context.
Human systems are first and foremost biological systems, but they are also
simultaneously something more than just biological systems. Homo sapiens
sapiens is a distinct subspecies of a line of hominid primates that is at
least four million years old and that incorporated several distinct species
and subspecies in a successive pattern of phylogenetic evolution. Periods of
overlap of species suggest some degree of cladogenesis, based most presumably
upon niche-diversification of traits, but overall the hominid line has been
mostly a vertical one in which each successor appears to have replaced the
predecessor.
As a biological system, the human line has been subject for most of its
natural history to the same kinds selective pressures and adaptive problems as
any other form of mammalian life on earth. Even today, we must meet certain
basic biological prerequisites for our continuing survival and our successful
reproduction--the challenges of the biological imperative confront us in the
same way as they confronted our earliest precursors.
It is unknown today to what extent biological evolution of the human
species continues, or if so, in what direction it will take. We support a
single mono-specific biomass that is unprecedented in the natural history of
life on earth--we can calculate that humans on average have something on the
order of more than 1,000,000,000,000 pounds of organic biomass at any given
time. I would not be surprised if this proved to be more total biomass than
the total biomass of all other land-based vertebrate animal species combined.
It is clear also that our gene pool is becoming increasingly heterogeneous and
gene flow is incorporating larger and larger groupings of people, such that
humans are carrying a tremendous load of genetic variability. At the same
time, modern medical practices and social ethics promote the survival and even
reproduction of many individuals who would not have survived within a natural
selective regime. We cannot say that this unprecedented phenomena of a
monospecific biological social order, of a single dominant species on earth,
is necessarily a good or a bad thing. Neither can we now the eventual outcomes
of its evolution, if natural selective processes have not been arrested
altogether at least in regard to the human species.
At the same time, it is clearly evident that human systems, as natural
systems, are not just biological systems. What makes them different and more
complex is that they are humanly constructed systems that have emerged as a
consequence of a complex history of cultural evolution and development. The
basis of this unique patterning of human evolution is its degree of achieved
symbolic intelligence, and the externalization of this intelligence in the
form of cultural construction and patterning of the environment. This process
has allowed humankind to achieve a basic measure of control over forces of
natural selection, and even to implement their own pressures and patterns upon
the environment of cultural selection.
Anthropologists search for the basis of this unique human systems
patterning in terms of models referred to generically as
"anthropogenesis" or the rise of humankind as a unique and dominant
species upon earth. We search for the answers in the evolution of certain
traits that arose under certain selective conditions, that gave rise to the
human capacity for culture, language and symbolic intelligence. Most models
and theories of anthropogenesis are just so stories. We know a few
indisputable clues from the fossil record--humans were fully bipedal before
the developed big brains, and big brains seemed to emerge
"hand-in-hand" with the development of tools. The question of
language remains quite controversial, but I cannot but help think that a
system of gesture-gesticulation involving various calls and sophisticated
sounds, along with many hand signs, were a precursors to a prototype to true
forms of human language. I also cannot but help think other uniquely human
traits were involved somehow in this emergent complex--female sexuality,
pair-bonding and prolonged periods of infant dependency and nurturance, the
rise of material cultures including clothing, shelter, the hearth and probably
the emergence of some form of presymbolic ritual culture and probably other
important social patterns as well, as for instance some form of exchange and
interaction between different groups.
Whatever the exact sequence and functional significance and environmental
contexts of these different trait patterns, I believe we cannot fully account
for a sufficient model of anthropogenesis unless we understand that these
traits evolved as part of a larger trait complex. In other words, the traits
emerged together as part of a protohuman system of anthropogenesis, and their
emergence and development fed back into the system leading to the further
development of the trait complex.
The important traits that need to be accounted for in this complex if we
are to understand fully human systems are the following list: big brains
capable of symbolic intelligence, a unique capacity for speech, manual
dexterity with an opposable thumb, extremely fine hand-eye motor coordination,
efficient bipedalism, year-round female sexual receptivity, prolonged
neo-natal post-partum development and infant development, and a cultural
context that was increasingly of humankinds own making. Of these traits, which
appear to be interconnected and interdependent, I believe the most significant
are the features of human language, human symbolic intelligence and human
manual dexterity.
On the basis of this very rudimentary model of anthropogenesis, I have
elaborated a theory I have adopted within this framework of human systems is
that of the Anthropological construction of reality, which is rooted in the
esoteric field of the Anthropology of knowledge. It embraces and incorporates
theories of the psychological and social construction of reality, as well as
of symbolic linguistics, symbolic culture and materialism, and symbolic
intelligence and information systems.
It is a big bone of contention among anthropologists the extent to which
human biology and evolutionary models of biology underly and predetermine
human cultural patterning. Biocultural and socio-biological models, some
crude, some more sophisticated, have long been put forward claiming that there
is a direct and deterministic linkage between human biology and human cultural
and social behavior.
E. O. Wilson's sociobiological models, based upon notions of an altruistic
gene and kin-selection, are adapted from observations of insect communities
and are applied directly to human society with the presupposition that humans,
like insects, are innately social creatures. I must call into question such a
line of thinking on several levels. First, it is not clear in any manner that
humans are the same kinds of social creatures who evolved in the context of
large colonies like insects. To apply an unmodified insect analogy, or are
organized mechanical on the basis of signal-chemical response systems and very
primitive instincts, to human beings who are sophisticated omnivorous mammals,
overextends the model. Humans evolved in the context of small kin-based groups
in hunting-gathering conditions that probably couldn't support very great
densities of people over relatively small areas for prolonged periods of time.
Stable human communities and colonies of any great density probably only arose
especially over the last 10 to 20 thousand years. The high levels of violence
within populations today suggest that humans are not that social of a
creature, but frequently can be quite anti-social.
There is an inherent danger, both theoretically and operationally, in the
direct application of deterministic biological models in the explanation of
human cultural and social patterning. Even so, it is quite common to see this
style of theoretization occuring. Such models invariably fail to take into
account the critical differences between human cultural patterning and the
biological patterning of other kinds of creatures. It is true that primitive
culture has been demonstrated in Chimpanzee communities--it is found in
variability of adoption of acquired or learned cultural traits between
different groups. But what is consistently underestimated is the full power
that human intelligence has had in shaping the pattern, function and outcomes
of culture--this power is primarily symbolic and it has had the result of
transforming human experience and existence in ways unparalleled in nature.
These processes are furthermore inherently underdetermined by genetic or other
biological considerations--in a real way that can be said to be
self-determining components of human systems patterning that transcend many of
the constraints predetermined by nature.
More sophisticated models of gene-culture coevolution presuppose that for
an early run-way, genetic development of Homo saipens was tracked closely by
and linked more directly to human cultural development and transmission. This
makes sense if we consider that for most of human history, small family
groupings were both the main purveyors of genes and culture from generation to
generation, and most transmission was accomplished vertically. But on a very
basic level, we must recognize fundamental differences between human cultural
transmission and human genetic transmission, and these differences entailed
that from the first inception of a hominid protoculture, it assumed a
trajectory more or less independently of the evolutionary paths taken by its
culture bearing humans. It did not take long, therefore, for patterns of
cultural development to diverge widely and develop wildly in relation to
continuing patterns of human biological development.
The theory I have elaborated thus far, entails two main aspects:
1. The first aspect is what I refer to as the symbolic mediation and
transformation of the human experience, that basically sundered and forever
altered the basic human relationship to the natural world by the
intermediation of constructed symbolic forms.
2. The social competition hypothesis, which states that humans are prone,
both biologically and culturally, to compete with one another at all levels of
social interaction. Social competition drives the development of coalitional
structures that enables people to form consistent alliances, friendships, and
families by which individuals, as members of groups, are able to better
compete with other individuals of other groups.
I seek in the remainder of this chapter to develop in a more thorough form
aspects of each of this two main aspects that have not been previously
developed. It must be seen how each aspect entails and in a sense makes
necessary the other aspect--symbolic mediation of experience made human social
competition a fundamental aspect of human social reality because it confered a
basic adaptive success of human populations in natural environments. At the
same time, human social competition becomes organized culturally by means of
symbolic systems that serve to demarcate definite noetic and behavioral
terrain, and to give natural justification and common sense to such patterns
of competition.
*****
It is beyond the scope of this work to elaborate the all the aspects of
human systems theory. Human systems theory is rooted in the hypothesis of the
symbolic mediation of human experience that is brain based and environmentally
contextualized. Symbolic mediation takes certain definite functional and
behavioral forms and this can be elicited and analyzed in a variety of ways,
principally by means of symbolic framing tasks. From this work it is evident
that there occurs broad natural classes of symbolisms that occur that are to
some extent segmentable into smaller and smaller units, and replaceable or
substitutable by other equivalent or alternate symbolic forms. It is beyond
the scope to elaborate this entire framework of human symbolism, especially
sense its outermost boundaries blur and shade off into the edge of the unknown
in human history. Symbolisms are arranged internally in a manner that can be
said to be thematic, and the thematic organization of symbolisms within anyone
coherent cultural grouping can be said to be probably historically particular
and relative to that grouping, in contrast to alternative similar kinds of
systems that may occur among other groupings. The thematic organization of
cultural symbolic systems gives to these systems a uniqueness and sense of
relativity that they are part and parcel of one particular cultural system and
no other.
Symbolisms as active devices form the basis for human long-term memory, and
allow people to construct and continuously repair and reconstruct their
memories, through active thought processes, dreaming, conflict resolution and
dialog. To a great extent, the symbolic substrate of the unconscious psyche is
in essence the symbolic organization of memory content in a meaningful,
dynamic manner. Much of this organization is also a shared process, and
unconscious processes of the human mind take on directly collective aspects
that are culturally common within a group context.
Symbolisms help to chunk experience and to organize reality for people in a
way that not only makes sense on a rational level, but makes sense
behaviorally and emotionally as well. In this manner, symbolic systems provide
a kind of semantic language of meaning, behavior and belief that serves to
organize our world and to make sense of it. We may say that such systems
constitute an informal kind of practical grammar for the organization of
behavior and attitudes in a coordinate manner. We have an unspoken investment
in and commitment to the maintenance of the coherence and consistency of such
a system, and that is why changes from without are seen as threatening and
discomforting, and can in fact prove to be disrupting.
The symbolic organization of experience is subject to continuous review and
revision in an active manner such that different symbolic frames can be evoked
and "tested" against the frameworks of others, revised or repaired,
and then filed back away again. The need to daily evoke and evaluate
symbolisms in our lives attests to the important adaptive function symbolic
behavior plays, and to the critical need that they be regularly edited and
updated to stay in tune with the events and configuration of the world from
the standpoint particularly of the organization of knowledge and meaning.
The symbolic chunking of experience is criticial to humans being able to
make sense of the world and to make sense of their place and purpose in the
world--if this sense of order disintegrates for whatever reasons, whether it
is some catastrophic external event or there occurs a degree of internal
crisis of noetic equilibrium, then this sense of symbolic organization quickly
becomes chaotic in a destructive sense and the source of much dissonance
rather than consonance about the world.
Symbolisms are hierarchically stratified in a complex landscape. The
principles of organization of this natural human informational-behavioral
system are not clear and vary with different cultural orientations and
cognitive styles, though in general they follow natural sets (or,
alternatively, cultural sets), they tend to be polythematically defined, such
that one symbolism at one level may and usually does carry a multiplicity of
significances that connect it to multiple other symbolisms, often at multiple
levels; and symbolic systems cohere into larger thematically organized systems
such that especially key symbolisms are displaceable or replaceable by other
alternative symbolisms, but within which two or more competing paradigmatic
symbolisms cannot occupy the same space at the same time. In other words,
there is a complex noetic equilibrium of symbolisms that allow alternative
symbolic constructs to compete for the same "spaces" in relational
complexes, and to displace one another from such spaces. Often such
substitutions result in symbolic reverberations throughout a larger system
that lead to multiple new relationships being defined and reconfigured in the
overall schema.
Symbolization is the way that human beings think in normal, common sense
terms and it constitutes the basis for human cognition and intelligence.
Indeed, the basis for the anthropological relativity of knowledge of natural
systems stems from the symbolic transformation of human consciousness as
principle knower in the world--we cannot escape the constraints of our own
symbolic consciousness even if we try. The symbolic nature of this
consciousness becomes most apparent in madness and when the brain runs awry of
its normal functioning. In such instances the discrepancies between inner
perceptions and beliefs and external realities are so obvious and discrepant
that they are clearly wrong and discordinate with the outside world.
*****
The problem of social structure has not yet been directly broached in terms
of the theory of human systems as I have defined this so far. The problem of
social structure I take to be as much a residual reification of our
theoretical constructs in the social sciences, as it is a real problem
occurring in human society. Without a doubt, social structuration processes
occur that confer to any society a sense of organization, usually that is
corporate and institutional in nature, and that assures a degree of functional
integrity and continuity over space and time of the pattern produced within
such systems. In the understanding of such processes of structuration, we can
separate political, economic, social and religious-ideological aspects of the
system, all of which I believe have an important influence in the resulting
and underlying patterning. Indeed, we find no societies that have some degree
of coherence without any sense of religious ideology of one form or another,
or without an economic organization, a social organization and sense of social
process, and a political system by which power and resources are articulated
to achieve collective group aims and purposes.
What I take issue with is the idea of finding any deep or abstractly a
priori principles underlying these patterns of social organization and social
formation in human history--indeed, history is an important consideration of
human social structure, as all such structures are in the final analysis a
product of a complex history of unintended causes and effects that is
analytically inseparable from the problem of structuration itself.
But great social systems have been organized on grand principles from time
to time, to become more or less successful in the larger scheme of things.
Modern experiments in state communism were recent examples of such experiments
that for the most part failed or at least produced only mixed results that
were far shy of the stated ideological goals. The rise of great market
societies on capitalist models have proven to be far more successful kinds of
structural patterns for social organization and social formation, but they
have generated unpleasant consequences of structural and social inequalities
and assymmetries between different groupings and peoples in the world. Many
traditional cultural systems that were tied to certain patterns of subsistence
livelihood and craft organization adopted, as much out of necessity as out of
convenience, a kin-based model of some form of social organization by which to
define the sphere of relations and values in an individual's life. The rise of
modern nation states, especially in a post-colonial era, but prefigured in the
European Kingdoms of the Colonial era and earlier Renaissance period, with
stable bureaucratic administrative hierarchies and formally codified legal
systems, often buttressed with national conscription, national armies, etc.,
entailed generally a subordination of principles of kin-based social
organization to achieve a more organic form of solidarity in which role-trade
specialization in a complex system marked out one's status and lot in life.
I do not believe there are any hard and fast principles that determine why
one type of social organization arises and not another. Their configuration,
like the configuration of different cultural patterns to which they are
related, tends to be a matter of historical happenstance and circumstance
rather than governed by any natural rules of social structure. Sociopolitical
organization and integration does seem to develop from small and informal
groupings to large and highly stratified systems, with a range of
possibilities occurring between. It is clear that in all very large social
systems, the interests of the individual human being clearly become
subordinated to the interests of the system as a whole, and in all such
systems some form of principles of stratification give rise to segregated
classes or subgroups that are marked by differential access to basic resources
and by assymmetries of power and privilege.
Such differences are marked and reinforced by authoritarian attitudes of
innate or social superiority/inferiority, and these feed into ethnocentric
bias about the superiority of one's own way of life over that of alternate
others. What is evident is that symbolic justification of inequality and
competition, even if not directly real, can drive human social systems towards
mobilization for mass aggression. This capacity of human social systems to
achieve a high state of tension and aggression in relation to other people
perhaps serves to set human social organization apart as unique. We do see the
mobilization of ant colonies and the hives of other social insects to
aggressive defense and attack against invaders or intruders, and this is very
analogous to what happens in human social systems as well.
The basis of this pattern of organized human agression and authoritarianism
in human life can be said to be a very fundamental sense of social symbolic
dependency of the individual upon the group. This sense of dependency is a
central weakness and insecurity of human beings that entails that they must,
within the group framework, assume forms of aggressive action and chauvinistic
behaviors that tend to ameliorate or deny the basic sense of human social
weakness that is involved in such affairs. It is evident too that human beings
vary considerably along a natural continuum as to exactly how sociable and
socially dependent they are--some people seem to have an innate sense of
asocial independence and a capacity for being alone, where other people seem
always to need and thrive in the company of others. Human social dependence is
a relative characteristic, but it is one that all people must deal with more
or less.
The same sense of symbolic capacity that conferred upon us cultural
dependency, made us also both socially dependent and socially competitive
creatures as well. I believe these must be understood in terms of their
fullest implications, both positive and negative, for human social life and
behavior. We gain ou sense of identity and even sense of psychological well
being via the sanctions and feedback of the group to which we belong, and we
must make us of continuous reference back to the main group of our identity in
order to maintain and cultivate a sense of meaningful identity in the world.
The social stage is therefore the main forum for the playing out of human
identity, value and meaning in the world, and it becomes the main focus and
preoccupation of a great deal of symbolization.
It suggests as well that no matter what we may or may not do in the future,
we as a society will always have to deal with some minimal level of
intrasocial violence in the world, even fairly bizarre and acute forms of
violence that stem from socio-pathy and psycho-pathy. That people should seek
to commit violence and victimize other people in the world, and that this
occurs with regular frequencies and expectabilities in almost any society,
suggests that it will be a very long, long time before we, as human beings,
outgrow our fundamental sense of social dependency and insecurity in the
world, and this sense is going to continue to drive a few of us over the edge
of the abnormal.
The social dependency hypothesis stems from the unavoidable social
predicament that all people find themselves within in the course of their
lives. It can be seen as a form of weakness, but also as a source of strength
in the world, to the extent that people derive from their social identity and
sense of connection to a larger social organization some sense of superiority,
strength and power they would not otherwise gain. It also entails that people
will always be prone to certain kinds of plagues of violence and
authoritarianism that tends toward the victimization of others.
On the basis of this hypothesis of social dependency, we can speculate that
there will occur with historical prevalence the rise of certain kinds of
social formations as ossified social systems that serve to prevent and hinder
change. I have referred to these social formations as authoritarian power
structures, and I allege that these kinds of social formations reccur with
regular consistency throughout human social history and in most locations of
the world simultaneously. These kinds of social formations are a natural
consequence of human social competition and human social dependency. The best
way of describing such authoritarian power structures is to note the central
tendencies for highly socially dependent people who gain monopolistic control
over basic resources and possibly who gain control over the political
instruments of an organization or social systems, such that they can use their
power to threaten and manipulate other people within the system to their own
exclusive advantage. In this regard, an authoritarian power structure must be
construed as a kind of coalitional structure that emerges within a framework
of potential or actual social competition, as a means of controlling and
restricting competition for the advantage of a few at the expense of the rest.
This type of social formation is quite common place and prevalent in human
society anywhere we find it. In general it leads to forms of corruption that
tend to reinforce the status quo of the assymmetries of power and resource
distribution of the system, and often it may even have the implicit or
direction sanction of the legal and political apparatus of a society, such
that police and other authorities serve to protect and promote the interests
of the authoritarian elite who are in power over any others of the society.
The problem with the common place rise of authoritarian power structures in
the world is that they tend to be so common and so corrupt that they interfere
with the development and progress of the society as a whole, by interfering
with thechanges that such systems need to effect in order to achieve long term
stability and growth.
Authoritarian power structures have predictable patterns of social ethos
and relation within themselves, and tend to demarcate as well a clear sense of
boundary between member and nonmembere. Membership in such organizational
structures tend to be hierarchically stratified, and this can be reinforced
symbolically by the maintenance of a sense of false consciousness and pride
about one's own superiority. Often such organizations designate clear
out-groups that are defined as less than human and that are clearly targetable
for any show of aggression by members of the in-group. In such a manner,
potentially aggressive relations between members of an authoritarian power
structure, or of the larger host society upon which such a structure may be
attached, are consistently channeled beyond the boundaries of the group, and
are left to focus on members of the outgroup. One of the clearest examples of
this in the 20th Century was the Nazi's of World War II and their
treatment of the European Jews as if they were not human and had no place in
the world. When the Germans invaded Russia, they were found to mistreat the
Russian peasants that they captured or encountered with the same sense of
disdain and disrespect as human beings as they had done the Jews, and this
indicates that the driving mechanisms for such behavior were as much the same
in origin, in the need to maintain a sense of unquestionining obedience to
Hitler and to do all of his bidding, regardless of the consequences.
So common and pervasive are authoritarian powers structures in social life,
that we expect to find their occurrence in almost any social formation where
there is limited control over access to resources and uneven distribution of
such resources. In general, the formation of such structures in society attest
to the power of human symbolization to be: 1. Socially self-serving and
self-justifying. 2. Ideologically closed.
Human symbolization serves the function of promoting isomorphic
identification between the individual as a socially dependent member, and the
authority and power of the group as a whole, often as this is invested focally
in some central figure of authority or power. In a sense, human families
replicate such structures on a more basic level, and issues relating to
primary and secondary socialization and the extension of symbolic
identification from primary reference group members to larger social contexts,
is a normal part of the socialization of the individual into the ethos of the
corporate group and its culture.
It is not too difficult to go from this theory of social dependency and the
rise of human authoritarian power structures to an understanding of the
occurrence of imperialism in society. Tendencies embedded in everyday human
affairs would tend towards large scale social formations and towards the
mobilization for aggression towards outgroups. Such groups would in time be
attacked for the purpose of dominating them or securing their resource base.
Strongly marked authoritarian ethos in human social life demands that certain
individuals must be exploitable and kept in a condition of exploitability by
other individuals. This form of macroparasitism, of a few people taking
advantage of others for their own advance, is a common pattern in human
systems as well.
*****
I have sought in the elaboration of human systems to identify those key
features of such systems that serve to set them apart from other non-human
systems, particularly other forms of biological systems, and that are the most
common distinguishing characteristics of such systems. In this I have
identified symbolization as a key operator in the definition of human cultural
dependency. People cannot function outside of a cultural context and continuum
that prestructures their environment. As a result of such cultural dependency,
that is biologically rooted in an unfinished human character, people have
achieved success in social terms that leads to relatively high population
densities of humans in their natural and carpentered environments. These
tendencies have resulted as well in marked forms of pervasive social
competition, and an ingrained human competitiveness, as well as a marked form
of social dependency of people to social organization and group identity. The
consequence of this is a predisposition of human beings toward one form or
another of social aggression and the social formation of authoritarian power
structures.
The last principle I wish to address in relation to human systems is the
notion of the transculturative effects of civilizational progress. Certain
technological and ideational forms, once discovered or invented, tend in the
long run to become widely adopted and to lead to revolutionary changes in
human systems. Such processes are transcultural because they tend to pass
rather rapidly across cultural boundaries, people quickly realizing the
benefits of new technologies regardless of the symbolic or cultural resistance
that might accompany such new adoption. They are also transformative because
once adopted, they lead to further changes in a human system that entails that
the system becomes increasingly dependent upon the new innovations that are
adopted. Understanding of this process of technological development of
transcultural human civilization is often jaded by the notion that such
acculturative patterns are uneven and serve the advantages of wealthy,
"colonizing" countries over those countries that are backward and
colonized. But I believe that, divested of the political aspects involved in
world affairs, the process of the spread of new technologies and new forms of
knowledge that are beneficial to people in their adaptation and everyday lives
is a fairly neutral and innocuous occurrence. It is from the standpoint of
demand almost inevitable. Though certain nation st